Last 12 months
Inside the activity.
0 purchase rows · 15 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 2 |
| Jan 2026 | 0 | 2 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 4 |
| Aug 2026 | 0 | 2 |
| Sep 2026 | 0 | 2 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 21, 2024 Filed Nov 21, 2024 20:29 UTC |
Lu Zhijian10% owner
|
SaleCommon Stock | 10,000 | $17.81 | $178,100.00 |
DisclosureSEC source: 0001437749-24-035991 · rdgdoc.xml · nonDerivative · entry 3 Lu Zhijian · CIK 0001874612 · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Trusts and LLCs Disclosed balance after: 18,260,673 F1 · shares: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2024. F2 · balance_after: Includes (i) 7,102,219 shares held by KEM Phoenix LLC, (ii) 6,331,492 shares held by Fire Stone Family Trust, (iii) 1,608,724 shares held by The Bridge Water Trust, (iv) 1,608,724 shares held by The Cherry Tree Trust, (v) 804,757 shares held by KEM Lily LLC, and (vi) 804,757 shares held by KEM Rose LLC. The Reporting Person disclaims beneficial ownership with respect to the shares held by each trust and LLC, except to the extent his pecuniary interest therein and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for the purposes of Section 16 or for any other purpose. Read SEC document |
| November 20, 2024 Filed Nov 21, 2024 20:29 UTC |
Lu Zhijian10% owner
|
SaleCommon Stock | 10,000 | $17.12 | $171,200.00 |
DisclosureSEC source: 0001437749-24-035991 · rdgdoc.xml · nonDerivative · entry 2 Lu Zhijian · CIK 0001874612 · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Trusts and LLCs Disclosed balance after: 18,270,673 F1 · shares: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2024. Read SEC document |
| November 20, 2024 Filed Nov 22, 2024 01:31 UTC |
Caci JamesChief Financial Officer
|
SaleCommon Stock | 20,215 | $17.12 | $346,080.80 |
DisclosureSEC source: 0001437749-24-035993 · rdgdoc.xml · nonDerivative · entry 1 Caci James · CIK 0001367794 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 591,890 F1 · security: This security represents Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: This sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 12-08-2023. F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023 and March 7, 2024. Read SEC document |
| November 19, 2024 Filed Nov 21, 2024 20:29 UTC |
Lu Zhijian10% owner
|
SaleCommon Stock | 10,000 | $15.88 | $158,800.00 |
DisclosureSEC source: 0001437749-24-035991 · rdgdoc.xml · nonDerivative · entry 1 Lu Zhijian · CIK 0001874612 · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Trusts and LLCs Disclosed balance after: 18,280,673 F1 · shares: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2024. Read SEC document |
| November 18, 2024 Filed Nov 18, 2024 19:57 UTC |
Lu Zhijian10% owner
|
SaleCommon Stock | 10,000 | $15.66 | $156,600.00 |
DisclosureSEC source: 0001437749-24-035674 · rdgdoc.xml · nonDerivative · entry 3 Lu Zhijian · CIK 0001874612 · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Trusts and LLCs Disclosed balance after: 18,290,673 F1 · shares: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2024. F2 · balance_after: Includes (i) 7,102,219 shares held by KEM Phoenix LLC, (ii) 6,361,492 shares held by Fire Stone Family Trust, (iii) 1,608,724 shares held by The Bridge Water Trust, (iv) 1,608,724 shares held by The Cherry Tree Trust, (v) 804,757 shares held by KEM Lily LLC, and (vi) 804,757 shares held by KEM Rose LLC. The Reporting Person disclaims beneficial ownership with respect to the shares held by each trust and LLC, except to the extent his pecuniary interest therein and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for the purposes of Section 16 or for any other purpose. Read SEC document |
| November 15, 2024 Filed Nov 18, 2024 19:57 UTC |
Lu Zhijian10% owner
|
SaleCommon Stock | 10,000 | $15.68 | $156,800.00 |
DisclosureSEC source: 0001437749-24-035674 · rdgdoc.xml · nonDerivative · entry 2 Lu Zhijian · CIK 0001874612 · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Trusts and LLCs Disclosed balance after: 18,300,673 F1 · shares: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2024. Read SEC document |
| November 14, 2024 Filed Nov 18, 2024 19:57 UTC |
Lu Zhijian10% owner
|
SaleCommon Stock | 10,000 | $15.77 | $157,700.00 |
DisclosureSEC source: 0001437749-24-035674 · rdgdoc.xml · nonDerivative · entry 1 Lu Zhijian · CIK 0001874612 · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Trusts and LLCs Disclosed balance after: 18,310,673 F1 · shares: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2024. Read SEC document |
| October 21, 2024 Filed Oct 21, 2024 18:51 UTC |
Lu Zhijian10% owner
|
SaleCommon Stock | 10,000 | $12.10 | $121,000.00 |
DisclosureSEC source: 0001437749-24-031670 · rdgdoc.xml · nonDerivative · entry 3 Lu Zhijian · CIK 0001874612 · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Trusts and LLCs Disclosed balance after: 18,320,673 F1 · shares: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2024. F2 · balance_after: Includes (i) 7,102,219 shares held by KEM Phoenix LLC, (ii) 6,391,492 shares held by Fire Stone Family Trust, (iii) 1,608,724 shares held by The Bridge Water Trust, (iv) 1,608,724 shares held by The Cherry Tree Trust, (v) 804,757 shares held by KEM Lily LLC, and (vi) 804,757 shares held by KEM Rose LLC. The Reporting Person disclaims beneficial ownership with respect to the shares held by each trust and LLC, except to the extent his pecuniary interest therein and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for the purposes of Section 16 or for any other purpose. Read SEC document |
| October 18, 2024 Filed Oct 21, 2024 18:51 UTC |
Lu Zhijian10% owner
|
SaleCommon Stock | 10,000 | $12.24 | $122,400.00 |
DisclosureSEC source: 0001437749-24-031670 · rdgdoc.xml · nonDerivative · entry 2 Lu Zhijian · CIK 0001874612 · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Trusts and LLCs Disclosed balance after: 18,330,673 F1 · shares: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2024. Read SEC document |
| October 17, 2024 Filed Oct 21, 2024 18:51 UTC |
Lu Zhijian10% owner
|
SaleCommon Stock | 10,000 | $12.10 | $121,000.00 |
DisclosureSEC source: 0001437749-24-031670 · rdgdoc.xml · nonDerivative · entry 1 Lu Zhijian · CIK 0001874612 · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Trusts and LLCs Disclosed balance after: 18,340,673 F1 · shares: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2024. Read SEC document |
| October 16, 2024 Filed Oct 16, 2024 20:02 UTC |
Lu Zhijian10% owner
|
SaleCommon Stock | 10,000 | $12.24 | $122,400.00 |
DisclosureSEC source: 0001437749-24-031400 · rdgdoc.xml · nonDerivative · entry 3 Lu Zhijian · CIK 0001874612 · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Trusts and LLCs Disclosed balance after: 18,350,673 F1 · shares: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2024. F2 · balance_after: Includes (i) 7,102,219 shares held by KEM Phoenix LLC, (ii) 6,421,492 shares held by Fire Stone Family Trust, (iii) 1,608,724 shares held by The Bridge Water Trust, (iv) 1,608,724 shares held by The Cherry Tree Trust, (v) 804,757 shares held by KEM Lily LLC, and (vi) 804,757 shares held by KEM Rose LLC. The Reporting Person disclaims beneficial ownership with respect to the shares held by each trust and LLC, except to the extent his pecuniary interest therein and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for the purposes of Section 16 or for any other purpose. Read SEC document |
| October 15, 2024 Filed Oct 16, 2024 20:02 UTC |
Lu Zhijian10% owner
|
SaleCommon Stock | 10,000 | $12.18 | $121,800.00 |
DisclosureSEC source: 0001437749-24-031400 · rdgdoc.xml · nonDerivative · entry 2 Lu Zhijian · CIK 0001874612 · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Trusts and LLCs Disclosed balance after: 18,360,673 F1 · shares: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2024. Read SEC document |
| October 14, 2024 Filed Oct 16, 2024 20:02 UTC |
Lu Zhijian10% owner
|
SaleCommon Stock | 10,000 | $12.37 | $123,700.00 |
DisclosureSEC source: 0001437749-24-031400 · rdgdoc.xml · nonDerivative · entry 1 Lu Zhijian · CIK 0001874612 · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Trusts and LLCs Disclosed balance after: 18,370,673 F1 · shares: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2024. Read SEC document |
| September 30, 2024 Filed Oct 1, 2024 17:10 UTC |
Caci JamesChief Financial Officer
|
Tax withholdingCommon Stock | 2,552 | $11.77 | $30,037.04 |
DisclosureSEC source: 0001437749-24-030327 · rdgdoc.xml · nonDerivative · entry 1 Caci James · CIK 0001367794 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 612,105 F1 · security: This security represents Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs and does not represent a discretionary transaction by the Reporting Person. F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023 and March 7, 2024. Read SEC document |
| September 23, 2024 Filed Sep 23, 2024 18:50 UTC |
Lu Zhijian10% owner
|
SaleCommon Stock | 10,000 | $11.90 | $119,000.00 |
DisclosureSEC source: 0001437749-24-029857 · rdgdoc.xml · nonDerivative · entry 3 Lu Zhijian · CIK 0001874612 · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Trusts and LLCs Disclosed balance after: 18,380,673 F1 · shares: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2024. F2 · balance_after: Includes (i) 7,102,219 shares held by KEM Phoenix LLC, (ii) 6,451,492 shares held by Fire Stone Family Trust, (iii) 1,608,724 shares held by The Bridge Water Trust, (iv) 1,608,724 shares held by The Cherry Tree Trust, (v) 804,757 shares held by KEM Lily LLC, and (vi) 804,757 shares held by KEM Rose LLC. The Reporting Person disclaims beneficial ownership with respect to the shares held by each trust and LLC, except to the extent his pecuniary interest therein and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for the purposes of Section 16 or for any other purpose. Read SEC document |
| September 21, 2024 Filed Sep 23, 2024 18:50 UTC |
Lu Zhijian10% owner
|
Tax withholdingCommon Stock | 721 | $11.94 | $8,608.74 |
DisclosureSEC source: 0001437749-24-029857 · rdgdoc.xml · nonDerivative · entry 4 Lu Zhijian · CIK 0001874612 · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 181,259 F3 · security: This security represents Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the reporting person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F4 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person. F5 · balance_after: Includes aggregate vested and unvested RSUs held by the Reporting Person. Previously, the Reporting Person was granted an aggregate of 151,354 RSUs. Each of the Reporting Person's RSU grant awards vest on the following schedule: 25% after 1 year and the remaining vest in 12 equal quarterly installments thereafter. Read SEC document |
| September 21, 2024 Filed Sep 23, 2024 22:56 UTC |
Brown Brian MichaelDirector · Chief Legal Officer
|
Tax withholdingCommon Stock | 1,547 | $11.94 | $18,471.18 |
DisclosureSEC source: 0001437749-24-029861 · rdgdoc.xml · nonDerivative · entry 1 Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,263,506 F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person. F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023 and March 7, 2024. Read SEC document |
| September 21, 2024 Filed Sep 23, 2024 22:53 UTC |
Jiang TianyiDirector · Chief Executive Officer · 10% owner
|
Tax withholdingCommon Stock | 4,706 | $11.94 | $56,189.64 |
DisclosureSEC source: 0001437749-24-029860 · rdgdoc.xml · nonDerivative · entry 1 Jiang Tianyi · CIK 0001865596 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 495,187 F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person. F3 · balance_after: Includes aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I on a Form 4 filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023 and March 7, 2024. Read SEC document |
| September 21, 2024 Filed Sep 23, 2024 22:51 UTC |
Gong XunkaiDirector · Executive Chairman · 10% owner
|
Tax withholdingCommon Stock | 6,117 | $11.94 | $73,036.98 |
DisclosureSEC source: 0001437749-24-029858 · rdgdoc.xml · nonDerivative · entry 1 Gong Xunkai · CIK 0001865618 · Director · Executive Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 551,742 F1 · security: This security represents Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the reporting person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person. F3 · balance_after: Includes aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I on a Form 4 filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023 and March 7, 2024. Read SEC document |
| September 21, 2024 Filed Sep 23, 2024 22:52 UTC |
Caci JamesChief Financial Officer
|
Tax withholdingCommon Stock | 2,824 | $11.94 | $33,718.56 |
DisclosureSEC source: 0001437749-24-029859 · rdgdoc.xml · nonDerivative · entry 1 Caci James · CIK 0001367794 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 614,657 F1 · security: This security represents Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs and does not represent a discretionary transaction by the Reporting Person. F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023 and March 7, 2024. Read SEC document |
| September 20, 2024 Filed Sep 23, 2024 18:50 UTC |
Lu Zhijian10% owner
|
SaleCommon Stock | 10,000 | $11.94 | $119,400.00 |
DisclosureSEC source: 0001437749-24-029857 · rdgdoc.xml · nonDerivative · entry 2 Lu Zhijian · CIK 0001874612 · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Trusts and LLCs Disclosed balance after: 18,390,673 F1 · shares: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2024. Read SEC document |
| September 19, 2024 Filed Sep 23, 2024 18:50 UTC |
Lu Zhijian10% owner
|
SaleCommon Stock | 10,000 | $11.91 | $119,100.00 |
DisclosureSEC source: 0001437749-24-029857 · rdgdoc.xml · nonDerivative · entry 1 Lu Zhijian · CIK 0001874612 · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Trusts and LLCs Disclosed balance after: 18,400,673 F1 · shares: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2024. Read SEC document |
| September 18, 2024 Filed Sep 18, 2024 19:46 UTC |
Lu Zhijian10% owner
|
SaleCommon Stock | 10,000 | $11.73 | $117,300.00 |
DisclosureSEC source: 0001437749-24-029505 · rdgdoc.xml · nonDerivative · entry 3 Lu Zhijian · CIK 0001874612 · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Trusts and LLCs Disclosed balance after: 18,410,673 F1 · shares: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2024. F2 · balance_after: Includes (i) 7,102,219 shares held by KEM Phoenix LLC, (ii) 6,481,492 shares held by Fire Stone Family Trust, (iii) 1,608,724 shares held by The Bridge Water Trust, (iv) 1,608,724 shares held by The Cherry Tree Trust, (v) 804,757 shares held by KEM Lily LLC, and (vi) 804,757 shares held by KEM Rose LLC. The Reporting Person disclaims beneficial ownership with respect to the shares held by each trust and LLC, except to the extent his pecuniary interest therein and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for the purposes of Section 16 or for any other purpose. Read SEC document |
| September 17, 2024 Filed Sep 18, 2024 19:46 UTC |
Lu Zhijian10% owner
|
SaleCommon Stock | 10,000 | $11.87 | $118,700.00 |
DisclosureSEC source: 0001437749-24-029505 · rdgdoc.xml · nonDerivative · entry 2 Lu Zhijian · CIK 0001874612 · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Trusts and LLCs Disclosed balance after: 18,420,673 F1 · shares: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2024. Read SEC document |
| September 16, 2024 Filed Sep 18, 2024 19:46 UTC |
Lu Zhijian10% owner
|
SaleCommon Stock | 10,000 | $11.91 | $119,100.00 |
DisclosureSEC source: 0001437749-24-029505 · rdgdoc.xml · nonDerivative · entry 1 Lu Zhijian · CIK 0001874612 · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Trusts and LLCs Disclosed balance after: 18,430,673 F1 · shares: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2024. Read SEC document |
| September 13, 2024 Filed Sep 16, 2024 16:12 UTC |
Lu Zhijian10% owner
|
Tax withholdingCommon Stock | 1,205 | $11.90 | $14,339.50 |
DisclosureSEC source: 0001437749-24-029285 · rdgdoc.xml · nonDerivative · entry 1 Lu Zhijian · CIK 0001874612 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 181,980 F1 · security: This security represents Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the reporting person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person. F3 · balance_after: Includes aggregate vested and unvested RSUs held by the Reporting Person. Previously, the Reporting Person was granted an aggregate of 151,354 RSUs. Each of the Reporting Person's RSU grant awards vest on the following schedule: 25% after 1 year and the remaining vest in 12 equal quarterly installments thereafter. Read SEC document |
| September 13, 2024 Filed Sep 16, 2024 20:24 UTC |
Brown Brian MichaelDirector · Chief Legal Officer
|
Tax withholdingCommon Stock | 5,010 | $11.90 | $59,619.00 |
DisclosureSEC source: 0001437749-24-029297 · rdgdoc.xml · nonDerivative · entry 1 Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,265,053 F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person. F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023 and March 7, 2024. Read SEC document |
| September 13, 2024 Filed Sep 16, 2024 20:21 UTC |
Jiang TianyiDirector · Chief Executive Officer · 10% owner
|
Tax withholdingCommon Stock | 2,915 | $11.90 | $34,688.50 |
DisclosureSEC source: 0001437749-24-029290 · rdgdoc.xml · nonDerivative · entry 1 Jiang Tianyi · CIK 0001865596 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 499,893 F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person. F3 · balance_after: Includes aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I on a Form 4 filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023 and March 7, 2024. Read SEC document |
| September 13, 2024 Filed Sep 16, 2024 20:13 UTC |
Gong XunkaiDirector · Executive Chairman · 10% owner
|
Tax withholdingCommon Stock | 3,789 | $11.90 | $45,089.10 |
DisclosureSEC source: 0001437749-24-029288 · rdgdoc.xml · nonDerivative · entry 1 Gong Xunkai · CIK 0001865618 · Director · Executive Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 557,859 F1 · security: This security represents Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the reporting person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person. F3 · balance_after: Includes aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I on a Form 4 filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023 and March 7, 2024. Read SEC document |
| September 13, 2024 Filed Sep 16, 2024 20:20 UTC |
Caci JamesChief Financial Officer
|
Tax withholdingCommon Stock | 6,120 | $11.90 | $72,828.00 |
DisclosureSEC source: 0001437749-24-029289 · rdgdoc.xml · nonDerivative · entry 1 Caci James · CIK 0001367794 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 617,481 F1 · security: This security represents Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs and does not represent a discretionary transaction by the Reporting Person. F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023 and March 7, 2024. Read SEC document |
| September 01, 2024 Filed Sep 4, 2024 17:31 UTC |
Lu Zhijian10% owner
|
Tax withholdingCommon Stock | 586 | $11.55 | $6,768.30 |
DisclosureSEC source: 0001437749-24-028416 · rdgdoc.xml · nonDerivative · entry 1 Lu Zhijian · CIK 0001874612 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 183,185 F1 · security: This security represents Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the reporting person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person. F3 · balance_after: Includes aggregate vested and unvested RSUs held by the Reporting Person. Previously, the Reporting Person was granted an aggregate of 151,354 RSUs. Each of the Reporting Person's RSU grant awards vest on the following schedule: 25% after 1 year and the remaining vest in 12 equal quarterly installments thereafter. Read SEC document |
| September 01, 2024 Filed Sep 4, 2024 20:51 UTC |
Brown Brian MichaelDirector · Chief Legal Officer
|
Tax withholdingCommon Stock | 7,310 | $11.55 | $84,430.50 |
DisclosureSEC source: 0001437749-24-028413 · rdgdoc.xml · nonDerivative · entry 1 Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,270,063 F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person. F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023 and March 7, 2024. Read SEC document |
| September 01, 2024 Filed Sep 4, 2024 20:40 UTC |
Jiang TianyiDirector · Chief Executive Officer · 10% owner
|
Tax withholdingCommon Stock | 7,654 | $11.55 | $88,403.70 |
DisclosureSEC source: 0001437749-24-028406 · rdgdoc.xml · nonDerivative · entry 1 Jiang Tianyi · CIK 0001865596 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 502,808 F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person. F3 · balance_after: Includes aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I on a Form 4 filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023 and March 7, 2024. Read SEC document |
| September 01, 2024 Filed Sep 4, 2024 20:45 UTC |
Gong XunkaiDirector · Executive Chairman · 10% owner
|
Tax withholdingCommon Stock | 9,949 | $11.55 | $114,910.95 |
DisclosureSEC source: 0001437749-24-028411 · rdgdoc.xml · nonDerivative · entry 1 Gong Xunkai · CIK 0001865618 · Director · Executive Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 561,648 F1 · security: This security represents Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person. F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023 and March 7, 2024. Read SEC document |
| August 26, 2024 Filed Aug 26, 2024 21:10 UTC |
Lu Zhijian10% owner
|
SaleCommon Stock | 10,000 | $10.80 | $108,000.00 |
DisclosureSEC source: 0001437749-24-027792 · rdgdoc.xml · nonDerivative · entry 3 Lu Zhijian · CIK 0001874612 · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Trusts and LLCs Disclosed balance after: 18,410,673 F1 · shares: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2024. F2 · balance_after: Includes (i) 7,102,219 shares held by KEM Phoenix LLC, (ii) 6,511,492 shares held by Fire Stone Family Trust, (iii) 1,608,724 shares held by The Bridge Water Trust, (iv) 1,608,724 shares held by The Cherry Tree Trust, (v) 804,757 shares held by KEM Lily LLC, and (vi) 804,757 shares held by KEM Rose LLC. The Reporting Person disclaims beneficial ownership with respect to the shares held by each trust and LLC, except to the extent his pecuniary interest therein and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for the purposes of Section 16 or for any other purpose. Read SEC document |
| August 23, 2024 Filed Aug 26, 2024 21:10 UTC |
Lu Zhijian10% owner
|
SaleCommon Stock | 10,000 | $10.83 | $108,300.00 |
DisclosureSEC source: 0001437749-24-027792 · rdgdoc.xml · nonDerivative · entry 2 Lu Zhijian · CIK 0001874612 · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Trusts and LLCs Disclosed balance after: 18,420,673 F1 · shares: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2024. Read SEC document |
| August 22, 2024 Filed Aug 26, 2024 21:10 UTC |
Lu Zhijian10% owner
|
SaleCommon Stock | 10,000 | $10.85 | $108,500.00 |
DisclosureSEC source: 0001437749-24-027792 · rdgdoc.xml · nonDerivative · entry 1 Lu Zhijian · CIK 0001874612 · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Trusts and LLCs Disclosed balance after: 18,430,673 F1 · shares: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2024. Read SEC document |
| August 21, 2024 Filed Aug 21, 2024 21:05 UTC |
Lu Zhijian10% owner
|
SaleCommon Stock | 10,000 | $10.89 | $108,900.00 |
DisclosureSEC source: 0001437749-24-027516 · rdgdoc.xml · nonDerivative · entry 3 Lu Zhijian · CIK 0001874612 · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Trusts and LLCs Disclosed balance after: 18,440,673 F1 · shares: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2024. F2 · balance_after: Includes (i) 7,102,219 shares held by KEM Phoenix LLC, (ii) 6,541,492 shares held by Fire Stone Family Trust, (iii) 1,608,724 shares held by The Bridge Water Trust, (iv) 1,608,724 shares held by The Cherry Tree Trust, (v) 804,757 shares held by KEM Lily LLC, and (vi) 804,757 shares held by KEM Rose LLC. The Reporting Person disclaims beneficial ownership with respect to the shares held by each trust and LLC, except to the extent his pecuniary interest therein and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for the purposes of Section 16 or for any other purpose. Read SEC document |
| August 20, 2024 Filed Aug 21, 2024 21:05 UTC |
Lu Zhijian10% owner
|
SaleCommon Stock | 10,000 | $10.95 | $109,500.00 |
DisclosureSEC source: 0001437749-24-027516 · rdgdoc.xml · nonDerivative · entry 2 Lu Zhijian · CIK 0001874612 · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Trusts and LLCs Disclosed balance after: 18,450,673 F1 · shares: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2024. Read SEC document |
| August 20, 2024 Filed Aug 22, 2024 01:02 UTC |
Caci JamesChief Financial Officer
|
SaleCommon Stock | 30,000 | $10.91 | $327,300.00 |
DisclosureSEC source: 0001437749-24-027515 · rdgdoc.xml · nonDerivative · entry 1 Caci James · CIK 0001367794 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 630,084 F1 · security: This security represents Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: This sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 12-08-2023. F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023 and March 7, 2024. Read SEC document |
| August 19, 2024 Filed Aug 21, 2024 21:05 UTC |
Lu Zhijian10% owner
|
SaleCommon Stock | 10,000 | $10.77 | $107,700.00 |
DisclosureSEC source: 0001437749-24-027516 · rdgdoc.xml · nonDerivative · entry 1 Lu Zhijian · CIK 0001874612 · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Trusts and LLCs Disclosed balance after: 18,460,673 F1 · shares: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2024. Read SEC document |
| August 01, 2024 Filed Aug 1, 2024 21:28 UTC |
Brown Brian MichaelDirector · Chief Legal Officer
|
SaleCommon Stock | 20,000 | $10.78 | $215,600.00 |
DisclosureSEC source: 0001437749-24-024344 · rdgdoc.xml · nonDerivative · entry 1 Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,277,373 F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 15, 2023. F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023 and March 7, 2024. Read SEC document |
| July 01, 2024 Filed Jul 2, 2024 00:52 UTC |
Brown Brian MichaelDirector · Chief Legal Officer
|
SaleCommon Stock | 20,000 | $10.37 | $207,400.00 |
DisclosureSEC source: 0001437749-24-021835 · rdgdoc.xml · nonDerivative · entry 1 Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,297,373 F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 15, 2023. F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023 and March 7, 2024. Read SEC document |
| June 30, 2024 Filed Jul 2, 2024 00:51 UTC |
Caci JamesChief Financial Officer
|
Tax withholdingCommon Stock | 2,552 | $10.42 | $26,591.84 |
DisclosureSEC source: 0001437749-24-021834 · rdgdoc.xml · nonDerivative · entry 1 Caci James · CIK 0001367794 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 660,084 F1 · security: This security represents Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs and does not represent a discretionary transaction by the Reporting Person. F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023 and March 7, 2024. Read SEC document |
| June 24, 2024 Filed Jun 26, 2024 20:05 UTC |
Jiang TianyiDirector · Chief Executive Officer · 10% owner
|
GiftCommon Stock | 44,500 | $9.86 | $438,770.00 |
DisclosureSEC source: 0001437749-24-021268 · rdgdoc.xml · nonDerivative · entry 1 Jiang Tianyi · CIK 0001865596 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 510,462 F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: Exempt transaction consisting of a charitable gift to Cornell University (the "Gift") and which involves no payment of consideration by the recipient. The Gift is the first of five to be gifted annually through June 30, 2028, with each installment in an amount not less than $400,000. F3 · balance_after: Includes aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I on a Form 4 filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023 and March 7, 2024. Read SEC document |
| June 21, 2024 Filed Jun 26, 2024 01:38 UTC |
Brown Brian MichaelDirector · Chief Legal Officer
|
Tax withholdingCommon Stock | 1,547 | $10.05 | $15,547.35 |
DisclosureSEC source: 0001437749-24-021213 · rdgdoc.xml · nonDerivative · entry 1 Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,317,373 F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person. F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023 and March 7, 2024. Read SEC document |
| June 21, 2024 Filed Jun 26, 2024 01:42 UTC |
Jiang TianyiDirector · Chief Executive Officer · 10% owner
|
Tax withholdingCommon Stock | 4,706 | $10.05 | $47,295.30 |
DisclosureSEC source: 0001437749-24-021216 · rdgdoc.xml · nonDerivative · entry 1 Jiang Tianyi · CIK 0001865596 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 554,962 F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person. F3 · balance_after: Includes aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I on a Form 4 filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023 and March 7, 2024. Read SEC document |
| June 21, 2024 Filed Jun 26, 2024 01:40 UTC |
Gong XunkaiDirector · Executive Chairman · 10% owner
|
Tax withholdingCommon Stock | 6,117 | $10.05 | $61,475.85 |
DisclosureSEC source: 0001437749-24-021215 · rdgdoc.xml · nonDerivative · entry 1 Gong Xunkai · CIK 0001865618 · Director · Executive Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 571,597 F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person. F3 · balance_after: Includes aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I on a Form 4 filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023 and March 7, 2024. Read SEC document |
| June 21, 2024 Filed Jun 26, 2024 01:39 UTC |
Caci JamesChief Financial Officer
|
Tax withholdingCommon Stock | 2,824 | $10.05 | $28,381.20 |
DisclosureSEC source: 0001437749-24-021214 · rdgdoc.xml · nonDerivative · entry 1 Caci James · CIK 0001367794 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 656,153 F1 · security: This security represents Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs and does not represent a discretionary transaction by the Reporting Person. F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023 and March 7, 2024. Read SEC document |
| June 13, 2024 Filed Jun 15, 2024 01:05 UTC |
Brown Brian MichaelDirector · Chief Legal Officer
|
Tax withholdingCommon Stock | 5,010 | $9.03 | $45,240.30 |
DisclosureSEC source: 0001437749-24-020419 · rdgdoc.xml · nonDerivative · entry 1 Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,318,920 F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person. F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023 and March 7, 2024. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.