Tapewire

Nasdaq · USD

AVPT

AvePoint, Inc.

Export transactions ↓
Tapewire entity
746
SEC CIK
0001777921
Parsed reports
336

Last 12 months

Inside the activity.

0 purchase rows · 15 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202502
Jan 202602
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202604
Aug 202602
Sep 202602
Oct 202601

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 21, 2024 Filed Nov 21, 2024 20:29 UTC
Lu Zhijian10% owner
SaleCommon Stock 10,000 $17.81 $178,100.00
Disclosure

SEC source: 0001437749-24-035991 · rdgdoc.xml · nonDerivative · entry 3

Lu Zhijian · CIK 0001874612 · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Trusts and LLCs

Disclosed balance after: 18,260,673

F1 · shares: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2024.

F2 · balance_after: Includes (i) 7,102,219 shares held by KEM Phoenix LLC, (ii) 6,331,492 shares held by Fire Stone Family Trust, (iii) 1,608,724 shares held by The Bridge Water Trust, (iv) 1,608,724 shares held by The Cherry Tree Trust, (v) 804,757 shares held by KEM Lily LLC, and (vi) 804,757 shares held by KEM Rose LLC. The Reporting Person disclaims beneficial ownership with respect to the shares held by each trust and LLC, except to the extent his pecuniary interest therein and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for the purposes of Section 16 or for any other purpose.

Read SEC document
November 20, 2024 Filed Nov 21, 2024 20:29 UTC
Lu Zhijian10% owner
SaleCommon Stock 10,000 $17.12 $171,200.00
Disclosure

SEC source: 0001437749-24-035991 · rdgdoc.xml · nonDerivative · entry 2

Lu Zhijian · CIK 0001874612 · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Trusts and LLCs

Disclosed balance after: 18,270,673

F1 · shares: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2024.

Read SEC document
November 20, 2024 Filed Nov 22, 2024 01:31 UTC
Caci JamesChief Financial Officer
SaleCommon Stock 20,215 $17.12 $346,080.80
Disclosure

SEC source: 0001437749-24-035993 · rdgdoc.xml · nonDerivative · entry 1

Caci James · CIK 0001367794 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 591,890

F1 · security: This security represents Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · shares: This sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 12-08-2023.

F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023 and March 7, 2024.

Read SEC document
November 19, 2024 Filed Nov 21, 2024 20:29 UTC
Lu Zhijian10% owner
SaleCommon Stock 10,000 $15.88 $158,800.00
Disclosure

SEC source: 0001437749-24-035991 · rdgdoc.xml · nonDerivative · entry 1

Lu Zhijian · CIK 0001874612 · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Trusts and LLCs

Disclosed balance after: 18,280,673

F1 · shares: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2024.

Read SEC document
November 18, 2024 Filed Nov 18, 2024 19:57 UTC
Lu Zhijian10% owner
SaleCommon Stock 10,000 $15.66 $156,600.00
Disclosure

SEC source: 0001437749-24-035674 · rdgdoc.xml · nonDerivative · entry 3

Lu Zhijian · CIK 0001874612 · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Trusts and LLCs

Disclosed balance after: 18,290,673

F1 · shares: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2024.

F2 · balance_after: Includes (i) 7,102,219 shares held by KEM Phoenix LLC, (ii) 6,361,492 shares held by Fire Stone Family Trust, (iii) 1,608,724 shares held by The Bridge Water Trust, (iv) 1,608,724 shares held by The Cherry Tree Trust, (v) 804,757 shares held by KEM Lily LLC, and (vi) 804,757 shares held by KEM Rose LLC. The Reporting Person disclaims beneficial ownership with respect to the shares held by each trust and LLC, except to the extent his pecuniary interest therein and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for the purposes of Section 16 or for any other purpose.

Read SEC document
November 15, 2024 Filed Nov 18, 2024 19:57 UTC
Lu Zhijian10% owner
SaleCommon Stock 10,000 $15.68 $156,800.00
Disclosure

SEC source: 0001437749-24-035674 · rdgdoc.xml · nonDerivative · entry 2

Lu Zhijian · CIK 0001874612 · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Trusts and LLCs

Disclosed balance after: 18,300,673

F1 · shares: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2024.

Read SEC document
November 14, 2024 Filed Nov 18, 2024 19:57 UTC
Lu Zhijian10% owner
SaleCommon Stock 10,000 $15.77 $157,700.00
Disclosure

SEC source: 0001437749-24-035674 · rdgdoc.xml · nonDerivative · entry 1

Lu Zhijian · CIK 0001874612 · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Trusts and LLCs

Disclosed balance after: 18,310,673

F1 · shares: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2024.

Read SEC document
October 21, 2024 Filed Oct 21, 2024 18:51 UTC
Lu Zhijian10% owner
SaleCommon Stock 10,000 $12.10 $121,000.00
Disclosure

SEC source: 0001437749-24-031670 · rdgdoc.xml · nonDerivative · entry 3

Lu Zhijian · CIK 0001874612 · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Trusts and LLCs

Disclosed balance after: 18,320,673

F1 · shares: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2024.

F2 · balance_after: Includes (i) 7,102,219 shares held by KEM Phoenix LLC, (ii) 6,391,492 shares held by Fire Stone Family Trust, (iii) 1,608,724 shares held by The Bridge Water Trust, (iv) 1,608,724 shares held by The Cherry Tree Trust, (v) 804,757 shares held by KEM Lily LLC, and (vi) 804,757 shares held by KEM Rose LLC. The Reporting Person disclaims beneficial ownership with respect to the shares held by each trust and LLC, except to the extent his pecuniary interest therein and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for the purposes of Section 16 or for any other purpose.

Read SEC document
October 18, 2024 Filed Oct 21, 2024 18:51 UTC
Lu Zhijian10% owner
SaleCommon Stock 10,000 $12.24 $122,400.00
Disclosure

SEC source: 0001437749-24-031670 · rdgdoc.xml · nonDerivative · entry 2

Lu Zhijian · CIK 0001874612 · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Trusts and LLCs

Disclosed balance after: 18,330,673

F1 · shares: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2024.

Read SEC document
October 17, 2024 Filed Oct 21, 2024 18:51 UTC
Lu Zhijian10% owner
SaleCommon Stock 10,000 $12.10 $121,000.00
Disclosure

SEC source: 0001437749-24-031670 · rdgdoc.xml · nonDerivative · entry 1

Lu Zhijian · CIK 0001874612 · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Trusts and LLCs

Disclosed balance after: 18,340,673

F1 · shares: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2024.

Read SEC document
October 16, 2024 Filed Oct 16, 2024 20:02 UTC
Lu Zhijian10% owner
SaleCommon Stock 10,000 $12.24 $122,400.00
Disclosure

SEC source: 0001437749-24-031400 · rdgdoc.xml · nonDerivative · entry 3

Lu Zhijian · CIK 0001874612 · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Trusts and LLCs

Disclosed balance after: 18,350,673

F1 · shares: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2024.

F2 · balance_after: Includes (i) 7,102,219 shares held by KEM Phoenix LLC, (ii) 6,421,492 shares held by Fire Stone Family Trust, (iii) 1,608,724 shares held by The Bridge Water Trust, (iv) 1,608,724 shares held by The Cherry Tree Trust, (v) 804,757 shares held by KEM Lily LLC, and (vi) 804,757 shares held by KEM Rose LLC. The Reporting Person disclaims beneficial ownership with respect to the shares held by each trust and LLC, except to the extent his pecuniary interest therein and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for the purposes of Section 16 or for any other purpose.

Read SEC document
October 15, 2024 Filed Oct 16, 2024 20:02 UTC
Lu Zhijian10% owner
SaleCommon Stock 10,000 $12.18 $121,800.00
Disclosure

SEC source: 0001437749-24-031400 · rdgdoc.xml · nonDerivative · entry 2

Lu Zhijian · CIK 0001874612 · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Trusts and LLCs

Disclosed balance after: 18,360,673

F1 · shares: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2024.

Read SEC document
October 14, 2024 Filed Oct 16, 2024 20:02 UTC
Lu Zhijian10% owner
SaleCommon Stock 10,000 $12.37 $123,700.00
Disclosure

SEC source: 0001437749-24-031400 · rdgdoc.xml · nonDerivative · entry 1

Lu Zhijian · CIK 0001874612 · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Trusts and LLCs

Disclosed balance after: 18,370,673

F1 · shares: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2024.

Read SEC document
September 30, 2024 Filed Oct 1, 2024 17:10 UTC
Caci JamesChief Financial Officer
Tax withholdingCommon Stock 2,552 $11.77 $30,037.04
Disclosure

SEC source: 0001437749-24-030327 · rdgdoc.xml · nonDerivative · entry 1

Caci James · CIK 0001367794 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 612,105

F1 · security: This security represents Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs and does not represent a discretionary transaction by the Reporting Person.

F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023 and March 7, 2024.

Read SEC document
September 23, 2024 Filed Sep 23, 2024 18:50 UTC
Lu Zhijian10% owner
SaleCommon Stock 10,000 $11.90 $119,000.00
Disclosure

SEC source: 0001437749-24-029857 · rdgdoc.xml · nonDerivative · entry 3

Lu Zhijian · CIK 0001874612 · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Trusts and LLCs

Disclosed balance after: 18,380,673

F1 · shares: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2024.

F2 · balance_after: Includes (i) 7,102,219 shares held by KEM Phoenix LLC, (ii) 6,451,492 shares held by Fire Stone Family Trust, (iii) 1,608,724 shares held by The Bridge Water Trust, (iv) 1,608,724 shares held by The Cherry Tree Trust, (v) 804,757 shares held by KEM Lily LLC, and (vi) 804,757 shares held by KEM Rose LLC. The Reporting Person disclaims beneficial ownership with respect to the shares held by each trust and LLC, except to the extent his pecuniary interest therein and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for the purposes of Section 16 or for any other purpose.

Read SEC document
September 21, 2024 Filed Sep 23, 2024 18:50 UTC
Lu Zhijian10% owner
Tax withholdingCommon Stock 721 $11.94 $8,608.74
Disclosure

SEC source: 0001437749-24-029857 · rdgdoc.xml · nonDerivative · entry 4

Lu Zhijian · CIK 0001874612 · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 181,259

F3 · security: This security represents Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the reporting person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F4 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.

F5 · balance_after: Includes aggregate vested and unvested RSUs held by the Reporting Person. Previously, the Reporting Person was granted an aggregate of 151,354 RSUs. Each of the Reporting Person's RSU grant awards vest on the following schedule: 25% after 1 year and the remaining vest in 12 equal quarterly installments thereafter.

Read SEC document
September 21, 2024 Filed Sep 23, 2024 22:56 UTC
Brown Brian MichaelDirector · Chief Legal Officer
Tax withholdingCommon Stock 1,547 $11.94 $18,471.18
Disclosure

SEC source: 0001437749-24-029861 · rdgdoc.xml · nonDerivative · entry 1

Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,263,506

F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.

F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023 and March 7, 2024.

Read SEC document
September 21, 2024 Filed Sep 23, 2024 22:53 UTC
Jiang TianyiDirector · Chief Executive Officer · 10% owner
Tax withholdingCommon Stock 4,706 $11.94 $56,189.64
Disclosure

SEC source: 0001437749-24-029860 · rdgdoc.xml · nonDerivative · entry 1

Jiang Tianyi · CIK 0001865596 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 495,187

F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.

F3 · balance_after: Includes aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I on a Form 4 filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023 and March 7, 2024.

Read SEC document
September 21, 2024 Filed Sep 23, 2024 22:51 UTC
Gong XunkaiDirector · Executive Chairman · 10% owner
Tax withholdingCommon Stock 6,117 $11.94 $73,036.98
Disclosure

SEC source: 0001437749-24-029858 · rdgdoc.xml · nonDerivative · entry 1

Gong Xunkai · CIK 0001865618 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 551,742

F1 · security: This security represents Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the reporting person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock

F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.

F3 · balance_after: Includes aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I on a Form 4 filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023 and March 7, 2024.

Read SEC document
September 21, 2024 Filed Sep 23, 2024 22:52 UTC
Caci JamesChief Financial Officer
Tax withholdingCommon Stock 2,824 $11.94 $33,718.56
Disclosure

SEC source: 0001437749-24-029859 · rdgdoc.xml · nonDerivative · entry 1

Caci James · CIK 0001367794 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 614,657

F1 · security: This security represents Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs and does not represent a discretionary transaction by the Reporting Person.

F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023 and March 7, 2024.

Read SEC document
September 20, 2024 Filed Sep 23, 2024 18:50 UTC
Lu Zhijian10% owner
SaleCommon Stock 10,000 $11.94 $119,400.00
Disclosure

SEC source: 0001437749-24-029857 · rdgdoc.xml · nonDerivative · entry 2

Lu Zhijian · CIK 0001874612 · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Trusts and LLCs

Disclosed balance after: 18,390,673

F1 · shares: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2024.

Read SEC document
September 19, 2024 Filed Sep 23, 2024 18:50 UTC
Lu Zhijian10% owner
SaleCommon Stock 10,000 $11.91 $119,100.00
Disclosure

SEC source: 0001437749-24-029857 · rdgdoc.xml · nonDerivative · entry 1

Lu Zhijian · CIK 0001874612 · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Trusts and LLCs

Disclosed balance after: 18,400,673

F1 · shares: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2024.

Read SEC document
September 18, 2024 Filed Sep 18, 2024 19:46 UTC
Lu Zhijian10% owner
SaleCommon Stock 10,000 $11.73 $117,300.00
Disclosure

SEC source: 0001437749-24-029505 · rdgdoc.xml · nonDerivative · entry 3

Lu Zhijian · CIK 0001874612 · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Trusts and LLCs

Disclosed balance after: 18,410,673

F1 · shares: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2024.

F2 · balance_after: Includes (i) 7,102,219 shares held by KEM Phoenix LLC, (ii) 6,481,492 shares held by Fire Stone Family Trust, (iii) 1,608,724 shares held by The Bridge Water Trust, (iv) 1,608,724 shares held by The Cherry Tree Trust, (v) 804,757 shares held by KEM Lily LLC, and (vi) 804,757 shares held by KEM Rose LLC. The Reporting Person disclaims beneficial ownership with respect to the shares held by each trust and LLC, except to the extent his pecuniary interest therein and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for the purposes of Section 16 or for any other purpose.

Read SEC document
September 17, 2024 Filed Sep 18, 2024 19:46 UTC
Lu Zhijian10% owner
SaleCommon Stock 10,000 $11.87 $118,700.00
Disclosure

SEC source: 0001437749-24-029505 · rdgdoc.xml · nonDerivative · entry 2

Lu Zhijian · CIK 0001874612 · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Trusts and LLCs

Disclosed balance after: 18,420,673

F1 · shares: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2024.

Read SEC document
September 16, 2024 Filed Sep 18, 2024 19:46 UTC
Lu Zhijian10% owner
SaleCommon Stock 10,000 $11.91 $119,100.00
Disclosure

SEC source: 0001437749-24-029505 · rdgdoc.xml · nonDerivative · entry 1

Lu Zhijian · CIK 0001874612 · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Trusts and LLCs

Disclosed balance after: 18,430,673

F1 · shares: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2024.

Read SEC document
September 13, 2024 Filed Sep 16, 2024 16:12 UTC
Lu Zhijian10% owner
Tax withholdingCommon Stock 1,205 $11.90 $14,339.50
Disclosure

SEC source: 0001437749-24-029285 · rdgdoc.xml · nonDerivative · entry 1

Lu Zhijian · CIK 0001874612 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 181,980

F1 · security: This security represents Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the reporting person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.

F3 · balance_after: Includes aggregate vested and unvested RSUs held by the Reporting Person. Previously, the Reporting Person was granted an aggregate of 151,354 RSUs. Each of the Reporting Person's RSU grant awards vest on the following schedule: 25% after 1 year and the remaining vest in 12 equal quarterly installments thereafter.

Read SEC document
September 13, 2024 Filed Sep 16, 2024 20:24 UTC
Brown Brian MichaelDirector · Chief Legal Officer
Tax withholdingCommon Stock 5,010 $11.90 $59,619.00
Disclosure

SEC source: 0001437749-24-029297 · rdgdoc.xml · nonDerivative · entry 1

Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,265,053

F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.

F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023 and March 7, 2024.

Read SEC document
September 13, 2024 Filed Sep 16, 2024 20:21 UTC
Jiang TianyiDirector · Chief Executive Officer · 10% owner
Tax withholdingCommon Stock 2,915 $11.90 $34,688.50
Disclosure

SEC source: 0001437749-24-029290 · rdgdoc.xml · nonDerivative · entry 1

Jiang Tianyi · CIK 0001865596 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 499,893

F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.

F3 · balance_after: Includes aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I on a Form 4 filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023 and March 7, 2024.

Read SEC document
September 13, 2024 Filed Sep 16, 2024 20:13 UTC
Gong XunkaiDirector · Executive Chairman · 10% owner
Tax withholdingCommon Stock 3,789 $11.90 $45,089.10
Disclosure

SEC source: 0001437749-24-029288 · rdgdoc.xml · nonDerivative · entry 1

Gong Xunkai · CIK 0001865618 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 557,859

F1 · security: This security represents Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the reporting person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock

F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.

F3 · balance_after: Includes aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I on a Form 4 filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023 and March 7, 2024.

Read SEC document
September 13, 2024 Filed Sep 16, 2024 20:20 UTC
Caci JamesChief Financial Officer
Tax withholdingCommon Stock 6,120 $11.90 $72,828.00
Disclosure

SEC source: 0001437749-24-029289 · rdgdoc.xml · nonDerivative · entry 1

Caci James · CIK 0001367794 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 617,481

F1 · security: This security represents Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs and does not represent a discretionary transaction by the Reporting Person.

F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023 and March 7, 2024.

Read SEC document
September 01, 2024 Filed Sep 4, 2024 17:31 UTC
Lu Zhijian10% owner
Tax withholdingCommon Stock 586 $11.55 $6,768.30
Disclosure

SEC source: 0001437749-24-028416 · rdgdoc.xml · nonDerivative · entry 1

Lu Zhijian · CIK 0001874612 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 183,185

F1 · security: This security represents Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the reporting person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.

F3 · balance_after: Includes aggregate vested and unvested RSUs held by the Reporting Person. Previously, the Reporting Person was granted an aggregate of 151,354 RSUs. Each of the Reporting Person's RSU grant awards vest on the following schedule: 25% after 1 year and the remaining vest in 12 equal quarterly installments thereafter.

Read SEC document
September 01, 2024 Filed Sep 4, 2024 20:51 UTC
Brown Brian MichaelDirector · Chief Legal Officer
Tax withholdingCommon Stock 7,310 $11.55 $84,430.50
Disclosure

SEC source: 0001437749-24-028413 · rdgdoc.xml · nonDerivative · entry 1

Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,270,063

F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.

F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023 and March 7, 2024.

Read SEC document
September 01, 2024 Filed Sep 4, 2024 20:40 UTC
Jiang TianyiDirector · Chief Executive Officer · 10% owner
Tax withholdingCommon Stock 7,654 $11.55 $88,403.70
Disclosure

SEC source: 0001437749-24-028406 · rdgdoc.xml · nonDerivative · entry 1

Jiang Tianyi · CIK 0001865596 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 502,808

F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.

F3 · balance_after: Includes aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I on a Form 4 filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023 and March 7, 2024.

Read SEC document
September 01, 2024 Filed Sep 4, 2024 20:45 UTC
Gong XunkaiDirector · Executive Chairman · 10% owner
Tax withholdingCommon Stock 9,949 $11.55 $114,910.95
Disclosure

SEC source: 0001437749-24-028411 · rdgdoc.xml · nonDerivative · entry 1

Gong Xunkai · CIK 0001865618 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 561,648

F1 · security: This security represents Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.

F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023 and March 7, 2024.

Read SEC document
August 26, 2024 Filed Aug 26, 2024 21:10 UTC
Lu Zhijian10% owner
SaleCommon Stock 10,000 $10.80 $108,000.00
Disclosure

SEC source: 0001437749-24-027792 · rdgdoc.xml · nonDerivative · entry 3

Lu Zhijian · CIK 0001874612 · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Trusts and LLCs

Disclosed balance after: 18,410,673

F1 · shares: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2024.

F2 · balance_after: Includes (i) 7,102,219 shares held by KEM Phoenix LLC, (ii) 6,511,492 shares held by Fire Stone Family Trust, (iii) 1,608,724 shares held by The Bridge Water Trust, (iv) 1,608,724 shares held by The Cherry Tree Trust, (v) 804,757 shares held by KEM Lily LLC, and (vi) 804,757 shares held by KEM Rose LLC. The Reporting Person disclaims beneficial ownership with respect to the shares held by each trust and LLC, except to the extent his pecuniary interest therein and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for the purposes of Section 16 or for any other purpose.

Read SEC document
August 23, 2024 Filed Aug 26, 2024 21:10 UTC
Lu Zhijian10% owner
SaleCommon Stock 10,000 $10.83 $108,300.00
Disclosure

SEC source: 0001437749-24-027792 · rdgdoc.xml · nonDerivative · entry 2

Lu Zhijian · CIK 0001874612 · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Trusts and LLCs

Disclosed balance after: 18,420,673

F1 · shares: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2024.

Read SEC document
August 22, 2024 Filed Aug 26, 2024 21:10 UTC
Lu Zhijian10% owner
SaleCommon Stock 10,000 $10.85 $108,500.00
Disclosure

SEC source: 0001437749-24-027792 · rdgdoc.xml · nonDerivative · entry 1

Lu Zhijian · CIK 0001874612 · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Trusts and LLCs

Disclosed balance after: 18,430,673

F1 · shares: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2024.

Read SEC document
August 21, 2024 Filed Aug 21, 2024 21:05 UTC
Lu Zhijian10% owner
SaleCommon Stock 10,000 $10.89 $108,900.00
Disclosure

SEC source: 0001437749-24-027516 · rdgdoc.xml · nonDerivative · entry 3

Lu Zhijian · CIK 0001874612 · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Trusts and LLCs

Disclosed balance after: 18,440,673

F1 · shares: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2024.

F2 · balance_after: Includes (i) 7,102,219 shares held by KEM Phoenix LLC, (ii) 6,541,492 shares held by Fire Stone Family Trust, (iii) 1,608,724 shares held by The Bridge Water Trust, (iv) 1,608,724 shares held by The Cherry Tree Trust, (v) 804,757 shares held by KEM Lily LLC, and (vi) 804,757 shares held by KEM Rose LLC. The Reporting Person disclaims beneficial ownership with respect to the shares held by each trust and LLC, except to the extent his pecuniary interest therein and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for the purposes of Section 16 or for any other purpose.

Read SEC document
August 20, 2024 Filed Aug 21, 2024 21:05 UTC
Lu Zhijian10% owner
SaleCommon Stock 10,000 $10.95 $109,500.00
Disclosure

SEC source: 0001437749-24-027516 · rdgdoc.xml · nonDerivative · entry 2

Lu Zhijian · CIK 0001874612 · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Trusts and LLCs

Disclosed balance after: 18,450,673

F1 · shares: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2024.

Read SEC document
August 20, 2024 Filed Aug 22, 2024 01:02 UTC
Caci JamesChief Financial Officer
SaleCommon Stock 30,000 $10.91 $327,300.00
Disclosure

SEC source: 0001437749-24-027515 · rdgdoc.xml · nonDerivative · entry 1

Caci James · CIK 0001367794 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 630,084

F1 · security: This security represents Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · shares: This sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 12-08-2023.

F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023 and March 7, 2024.

Read SEC document
August 19, 2024 Filed Aug 21, 2024 21:05 UTC
Lu Zhijian10% owner
SaleCommon Stock 10,000 $10.77 $107,700.00
Disclosure

SEC source: 0001437749-24-027516 · rdgdoc.xml · nonDerivative · entry 1

Lu Zhijian · CIK 0001874612 · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Trusts and LLCs

Disclosed balance after: 18,460,673

F1 · shares: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2024.

Read SEC document
August 01, 2024 Filed Aug 1, 2024 21:28 UTC
Brown Brian MichaelDirector · Chief Legal Officer
SaleCommon Stock 20,000 $10.78 $215,600.00
Disclosure

SEC source: 0001437749-24-024344 · rdgdoc.xml · nonDerivative · entry 1

Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,277,373

F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · shares: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 15, 2023.

F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023 and March 7, 2024.

Read SEC document
July 01, 2024 Filed Jul 2, 2024 00:52 UTC
Brown Brian MichaelDirector · Chief Legal Officer
SaleCommon Stock 20,000 $10.37 $207,400.00
Disclosure

SEC source: 0001437749-24-021835 · rdgdoc.xml · nonDerivative · entry 1

Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,297,373

F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · shares: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 15, 2023.

F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023 and March 7, 2024.

Read SEC document
June 30, 2024 Filed Jul 2, 2024 00:51 UTC
Caci JamesChief Financial Officer
Tax withholdingCommon Stock 2,552 $10.42 $26,591.84
Disclosure

SEC source: 0001437749-24-021834 · rdgdoc.xml · nonDerivative · entry 1

Caci James · CIK 0001367794 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 660,084

F1 · security: This security represents Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs and does not represent a discretionary transaction by the Reporting Person.

F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023 and March 7, 2024.

Read SEC document
June 24, 2024 Filed Jun 26, 2024 20:05 UTC
Jiang TianyiDirector · Chief Executive Officer · 10% owner
GiftCommon Stock 44,500 $9.86 $438,770.00
Disclosure

SEC source: 0001437749-24-021268 · rdgdoc.xml · nonDerivative · entry 1

Jiang Tianyi · CIK 0001865596 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 510,462

F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · shares: Exempt transaction consisting of a charitable gift to Cornell University (the "Gift") and which involves no payment of consideration by the recipient. The Gift is the first of five to be gifted annually through June 30, 2028, with each installment in an amount not less than $400,000.

F3 · balance_after: Includes aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I on a Form 4 filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023 and March 7, 2024.

Read SEC document
June 21, 2024 Filed Jun 26, 2024 01:38 UTC
Brown Brian MichaelDirector · Chief Legal Officer
Tax withholdingCommon Stock 1,547 $10.05 $15,547.35
Disclosure

SEC source: 0001437749-24-021213 · rdgdoc.xml · nonDerivative · entry 1

Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,317,373

F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.

F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023 and March 7, 2024.

Read SEC document
June 21, 2024 Filed Jun 26, 2024 01:42 UTC
Jiang TianyiDirector · Chief Executive Officer · 10% owner
Tax withholdingCommon Stock 4,706 $10.05 $47,295.30
Disclosure

SEC source: 0001437749-24-021216 · rdgdoc.xml · nonDerivative · entry 1

Jiang Tianyi · CIK 0001865596 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 554,962

F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.

F3 · balance_after: Includes aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I on a Form 4 filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023 and March 7, 2024.

Read SEC document
June 21, 2024 Filed Jun 26, 2024 01:40 UTC
Gong XunkaiDirector · Executive Chairman · 10% owner
Tax withholdingCommon Stock 6,117 $10.05 $61,475.85
Disclosure

SEC source: 0001437749-24-021215 · rdgdoc.xml · nonDerivative · entry 1

Gong Xunkai · CIK 0001865618 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 571,597

F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.

F3 · balance_after: Includes aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I on a Form 4 filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023 and March 7, 2024.

Read SEC document
June 21, 2024 Filed Jun 26, 2024 01:39 UTC
Caci JamesChief Financial Officer
Tax withholdingCommon Stock 2,824 $10.05 $28,381.20
Disclosure

SEC source: 0001437749-24-021214 · rdgdoc.xml · nonDerivative · entry 1

Caci James · CIK 0001367794 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 656,153

F1 · security: This security represents Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs and does not represent a discretionary transaction by the Reporting Person.

F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023 and March 7, 2024.

Read SEC document
June 13, 2024 Filed Jun 15, 2024 01:05 UTC
Brown Brian MichaelDirector · Chief Legal Officer
Tax withholdingCommon Stock 5,010 $9.03 $45,240.30
Disclosure

SEC source: 0001437749-24-020419 · rdgdoc.xml · nonDerivative · entry 1

Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,318,920

F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.

F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023 and March 7, 2024.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.