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Nasdaq · USD

AVNW

AVIAT NETWORKS, INC.

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6172
SEC CIK
0001377789
Parsed reports
264

Last 12 months

Inside the activity.

0 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202500
Jan 202600
Feb 202602
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202603
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 20, 2019 Filed Sep 24, 2019 23:55 UTC
Gallagher Walter Stanley JrSVP, Chief Operating Officer
GrantNon-Qualified Stock Option (right to buy) · Derivative 8,643 $0.00 Strike: $14.45 $0.00
Disclosure

SEC source: 0001377789-19-000074 · wf-form4_156936928648414.xml · derivative · entry 3

Gallagher Walter Stanley Jr · CIK 0001745156 · SVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,643

Underlying: Common Stock · 8,643 shares

Expires 2026-09-19

F3 · derivative.exercise_date: Stock Option Grant, 100% of the shares subject to the award shall vest three years from the grant date, contingent upon continued employment.

Read SEC document
September 20, 2019 Filed Sep 24, 2019 23:55 UTC
Gallagher Walter Stanley JrSVP, Chief Operating Officer
GrantCommon Stock 3,544 $14.45 $51,210.80
Disclosure

SEC source: 0001377789-19-000074 · wf-form4_156936928648414.xml · nonDerivative · entry 2

Gallagher Walter Stanley Jr · CIK 0001745156 · SVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,529

F2 · shares: Performance share units, which are subject to vesting. Vesting requires both (a) continuing employment with the Corporation, and (b) achievement of at least the minimum performance result for the three-year period set forth in the Specific Terms and Conditions. Shares with at least the minimum performance result shall vest three years from grant date. Unvested performance share units are subject to cancelation by the Corporation at $0.01 per share ifeligible employment ends or, following the determination of actual Corporation performance versus metrics, to the extent such performance share units do not vest.

Read SEC document
September 20, 2019 Filed Sep 24, 2019 23:55 UTC
Gallagher Walter Stanley JrSVP, Chief Operating Officer
GrantCommon Stock 3,544 $14.45 $51,210.80
Disclosure

SEC source: 0001377789-19-000074 · wf-form4_156936928648414.xml · nonDerivative · entry 1

Gallagher Walter Stanley Jr · CIK 0001745156 · SVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,985

F1 · shares: Restricted Stock Unit Grant, 100% of the shares subject to the award shall vest three years from the grant date.

Read SEC document
September 20, 2019 Filed Sep 24, 2019 23:53 UTC
McFall ShaunSVP & Chief Marketing Officer
GrantNon-Qualified Stock Option (right to buy) · Derivative 9,219 $0.00 Strike: $14.45 $0.00
Disclosure

SEC source: 0001377789-19-000073 · wf-form4_156936917559419.xml · derivative · entry 5

McFall Shaun · CIK 0001358845 · SVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,219

Underlying: Common Stock · 9,219 shares

Expires 2026-09-19

F6 · derivative.exercise_date: Stock Option Grant, 100% of the shares subject to the award shall vest three years from the grant date, contingent upon continued employment.

Read SEC document
September 20, 2019 Filed Sep 24, 2019 23:53 UTC
McFall ShaunSVP & Chief Marketing Officer
GrantCommon Stock 3,780 $0.00 $0.00
Disclosure

SEC source: 0001377789-19-000073 · wf-form4_156936917559419.xml · nonDerivative · entry 4

McFall Shaun · CIK 0001358845 · SVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,577

F5 · shares: Performance share units, which are subject to vesting. Vesting requires both (a) continuing employment with the Corporation, and (b) achievement of at least the minimum performance result for the three-year period set forth in the Specific Terms and Conditions. Shares with at least the minimum performance result shall vest three years from grant date. Unvested performance share units are subject to cancelation by the Corporation at $0.01 per share ifeligible employment ends or, following the determination of actual Corporation performance versus metrics, to the extent such performance share units do not vest.

Read SEC document
September 20, 2019 Filed Sep 24, 2019 23:53 UTC
McFall ShaunSVP & Chief Marketing Officer
GrantCommon Stock 3,780 $0.00 $0.00
Disclosure

SEC source: 0001377789-19-000073 · wf-form4_156936917559419.xml · nonDerivative · entry 3

McFall Shaun · CIK 0001358845 · SVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,797

F4 · shares: Restricted Stock Unit Grant, 100% of the shares subject to the award shall vest three years from the grant date.

Read SEC document
September 20, 2019 Filed Sep 24, 2019 23:53 UTC
McFall ShaunSVP & Chief Marketing Officer
Tax withholdingCommon Stock 2,725 $14.45 $39,376.25
Disclosure

SEC source: 0001377789-19-000073 · wf-form4_156936917559419.xml · nonDerivative · entry 1

McFall Shaun · CIK 0001358845 · SVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,983

F1 · shares: Represents shares withheld to cover tax withholding on a vesting for a restricted grant.

Read SEC document
September 20, 2019 Filed Sep 24, 2019 23:52 UTC
Chang EricVP, Corporate Controller & PAO
GrantNon-Qualified Stock Option (right to buy) · Derivative 7,491 $0.00 Strike: $14.45 $0.00
Disclosure

SEC source: 0001377789-19-000072 · wf-form4_156936911487109.xml · derivative · entry 5

Chang Eric · CIK 0001664898 · VP, Corporate Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,491

Underlying: Common Stock · 7,491 shares

Expires 2026-09-19

F6 · derivative.exercise_date: Stock Option Grant, 100% of the shares subject to the award shall vest three years from the grant date, contingent upon continued employment.

Read SEC document
September 20, 2019 Filed Sep 24, 2019 23:52 UTC
Chang EricVP, Corporate Controller & PAO
GrantCommon Stock 3,071 $0.00 $0.00
Disclosure

SEC source: 0001377789-19-000072 · wf-form4_156936911487109.xml · nonDerivative · entry 4

Chang Eric · CIK 0001664898 · VP, Corporate Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,706

F5 · shares: Performance share units, which are subject to vesting. Vesting requires both (a) continuing employment with the Corporation, and (b) achievement of at least the minimum performance result for the three-year period set forth in the Specific Terms and Conditions. Shares with at least the minimum performance result shall vest three years from grant date. Unvested performance share units are subject to cancelation by the Corporation at $0.01 per share ifeligible employment ends or, following the determination of actual Corporation performance versus metrics, to the extent such performance share units do not vest.

Read SEC document
September 20, 2019 Filed Sep 24, 2019 23:52 UTC
Chang EricVP, Corporate Controller & PAO
GrantCommon Stock 3,071 $0.00 $0.00
Disclosure

SEC source: 0001377789-19-000072 · wf-form4_156936911487109.xml · nonDerivative · entry 3

Chang Eric · CIK 0001664898 · VP, Corporate Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,635

F4 · shares: Restricted Stock Unit Grant, 100% of the shares subject to the award shall vest three years from the grant date.

Read SEC document
September 20, 2019 Filed Sep 24, 2019 23:52 UTC
Chang EricVP, Corporate Controller & PAO
Tax withholdingCommon Stock 1,028 $14.45 $14,854.60
Disclosure

SEC source: 0001377789-19-000072 · wf-form4_156936911487109.xml · nonDerivative · entry 2

Chang Eric · CIK 0001664898 · VP, Corporate Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,564

F2 · shares: Represents shares withheld to cover tax withholding on a vesting for a Performance Stock Unit.

F3 · shares: Reflects the vesting of the Performance Stock Units granted on September 22, 2016 at 100% of target during the performance period as stated on the grant agreement.

Read SEC document
September 20, 2019 Filed Sep 24, 2019 23:52 UTC
Chang EricVP, Corporate Controller & PAO
Tax withholdingCommon Stock 943 $14.45 $13,626.35
Disclosure

SEC source: 0001377789-19-000072 · wf-form4_156936911487109.xml · nonDerivative · entry 1

Chang Eric · CIK 0001664898 · VP, Corporate Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,592

F1 · shares: Represents shares withheld to cover tax withholding on a vesting for a restricted grant.

Read SEC document
September 18, 2019 Filed Sep 20, 2019 16:08 UTC
Pangia MichaelPresident & CEO
Tax withholdingCommon Stock 22,440 $14.12 $316,852.80
Disclosure

SEC source: 0001377789-19-000065 · wf-form4_156901006885013.xml · nonDerivative · entry 1

Pangia Michael · CIK 0001460308 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,965

F1 · shares: Represents shares withheld solely to cover taxes on the vesting of a Restricted Stock Unit and the Performance Stock Unit.

F2 · shares: Reflects the vesting of the Performance Stock Units granted on September 22, 2016 at 100% of target during the performance period as stated on the grant agreement.

Read SEC document
August 21, 2019 Filed Aug 23, 2019 16:03 UTC
Pangia MichaelPresident & CEO
OtherCommon Stock 4,853 $0.00 $0.00
Disclosure

SEC source: 0001377789-19-000049 · wf-form4_156659058929468.xml · nonDerivative · entry 1

Pangia Michael · CIK 0001460308 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,405

F1 · shares: Performance shares originally issued on September 7, 2018. The first 33% of the performance shares was subject to the Company's Fiscal 2019 performance which was not achieved and as a result, vesting of these shares was forfeited.

Read SEC document
August 21, 2019 Filed Aug 23, 2019 20:06 UTC
McFall ShaunSVP & Chief Marketing Officer
OtherCommon Stock 1,569 $0.00 $0.00
Disclosure

SEC source: 0001377789-19-000052 · wf-form4_156659075636102.xml · nonDerivative · entry 1

McFall Shaun · CIK 0001358845 · SVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,708

F1 · shares: Performance shares originally issued on September 7, 2018. The first 33% of the performance shares was subject to the Company's Fiscal 2019 performance which was not achieved and as a result, vesting of these shares was forfeited.

Read SEC document
August 21, 2019 Filed Aug 23, 2019 20:05 UTC
Gallagher Walter Stanley JrSVP, Chief Operating Officer
OtherCommon Stock 1,471 $0.00 $0.00
Disclosure

SEC source: 0001377789-19-000051 · wf-form4_156659071396619.xml · nonDerivative · entry 1

Gallagher Walter Stanley Jr · CIK 0001745156 · SVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,441

F1 · shares: Performance shares originally issued on September 7, 2018. The first 33% of the performance shares was subject to the Company's Fiscal 2019 performance which was not achieved and as a result, vesting of these shares was forfeited.

Read SEC document
August 21, 2019 Filed Aug 23, 2019 20:04 UTC
Chang EricVP, Corporate Controller & PAO
OtherCommon Stock 1,224 $0.00 $0.00
Disclosure

SEC source: 0001377789-19-000050 · wf-form4_156659067178855.xml · nonDerivative · entry 1

Chang Eric · CIK 0001664898 · VP, Corporate Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,535

F1 · shares: Performance shares originally issued on September 7, 2018. The first 33% of the performance shares was subject to the Company's Fiscal 2019 performance which was not achieved and as a result, vesting of these shares was forfeited.

Read SEC document
June 28, 2019 Filed Jul 1, 2019 21:59 UTC
Stumpe HeinzSenior VP International
Tax withholdingCommon Stock 6,830 $13.70 $93,571.00
Disclosure

SEC source: 0001377789-19-000035 · wf-form4_156201838431100.xml · nonDerivative · entry 1

Stumpe Heinz · CIK 0001358699 · Senior VP International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,277

F1 · shares: Represents shares withheld solely to cover taxes on the vesting of a restricted stock unit.

Read SEC document
May 02, 2019 Filed May 6, 2019 20:16 UTC
Chang EricVP, Corporate Controller & PAO
Tax withholdingCommon Stock 707 $13.64 $9,643.48
Disclosure

SEC source: 0001377789-19-000020 · wf-form4_155717377707670.xml · nonDerivative · entry 1

Chang Eric · CIK 0001664898 · VP, Corporate Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,759

F1 · shares: 1. Represents shares withheld solely to cover taxes on the vesting of a restricted stock unit.

Read SEC document
March 08, 2019 Filed Mar 8, 2019 23:56 UTC
Stumpe HeinzSenior VP International
SaleCommon Stock 5,984 $13.63 $81,561.92
Disclosure

SEC source: 0001377789-19-000014 · wf-form4_155208934991378.xml · nonDerivative · entry 1

Stumpe Heinz · CIK 0001358699 · Senior VP International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,107

F1 · kind: The common stock was sold by the reporting person in the open market.

Read SEC document
February 03, 2019 Filed Feb 5, 2019 00:59 UTC
Chang EricVP, Corporate Controller & PAO
Tax withholdingCommon Stock 622 $0.00 $0.00
Disclosure

SEC source: 0001377789-19-000006 · wf-form4_154932834637253.xml · nonDerivative · entry 1

Chang Eric · CIK 0001664898 · VP, Corporate Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,466

F1 · shares: Represents shares withheld solely to cover taxes on the vesting of a restricted stock unit.

Read SEC document
December 31, 2018 Filed Jan 2, 2019 17:39 UTC
Pangia MichaelPresident & CEO
OtherCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001377789-19-000002 · wf-form4_154646874268684.xml · nonDerivative · entry 1

Pangia Michael · CIK 0001460308 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,258

F1 · shares: Restricted shares granted on December 30, 2016 subject to vesting based on the achievement of certain performance target by the Company during calendar year 2018. The performance target was not achieved, and as a result, the beneficial ownership decreased by 50,000 shares.

Read SEC document
November 14, 2018 Filed Nov 15, 2018 18:12 UTC GrantCommon Stock 3,896 $0.00 $0.00
Disclosure

SEC source: 0001377789-18-000115 · wf-form4_154232356224373.xml · nonDerivative · entry 1

QUICKE JOHN J · CIK 0001179588 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,230

Read SEC document
November 14, 2018 Filed Nov 15, 2018 23:14 UTC
MUTCH JOHNDirector
GrantCommon Stock 3,896 $0.00 $0.00
Disclosure

SEC source: 0001377789-18-000117 · wf-form4_154232368086597.xml · nonDerivative · entry 1

MUTCH JOHN · CIK 0001228146 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,896

Read SEC document
November 14, 2018 Filed Nov 15, 2018 23:14 UTC
Kong KennethDirector
GrantCommon Stock 3,896 $0.00 $0.00
Disclosure

SEC source: 0001377789-18-000116 · wf-form4_154232362940858.xml · nonDerivative · entry 1

Kong Kenneth · CIK 0001504324 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,125

Read SEC document
November 14, 2018 Filed Nov 15, 2018 23:12 UTC GrantCommon Stock 3,896 $0.00 $0.00
Disclosure

SEC source: 0001377789-18-000114 · wf-form4_154232354289868.xml · nonDerivative · entry 1

STOFFEL JAMES C · CIK 0001191551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,947

Read SEC document
October 23, 2018 Filed Oct 24, 2018 19:34 UTC
Pangia MichaelPresident & CEO
Tax withholdingCommon Stock 7,204 $15.84 $114,111.36
Disclosure

SEC source: 0001377789-18-000096 · wf-form4_154042403080247.xml · nonDerivative · entry 1

Pangia Michael · CIK 0001460308 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,258

F1 · shares: Represents shares withheld solely to cover taxes on the vesting of a restricted stock unit.

Read SEC document
October 23, 2018 Filed Oct 24, 2018 23:38 UTC
McFall ShaunSVP & Chief Marketing Officer
Tax withholdingCommon Stock 2,724 $15.84 $43,148.16
Disclosure

SEC source: 0001377789-18-000100 · wf-form4_154042426863246.xml · nonDerivative · entry 1

McFall Shaun · CIK 0001358845 · SVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,277

F1 · shares: Represents shares withheld solely to cover taxes on the vesting of a restricted stock unit.

Read SEC document
October 23, 2018 Filed Oct 24, 2018 23:36 UTC
Stumpe HeinzSenior VP International
Tax withholdingCommon Stock 3,163 $15.84 $50,101.92
Disclosure

SEC source: 0001377789-18-000098 · wf-form4_154042415371408.xml · nonDerivative · entry 1

Stumpe Heinz · CIK 0001358699 · Senior VP International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,091

F1 · shares: Represents shares withheld solely to cover taxes on the vesting of a restricted stock unit.

Read SEC document
October 05, 2018 Filed Oct 5, 2018 18:19 UTC
Elliott Meena L.SVP CLAO, Corp Sec.
Tax withholdingCommon Stock 7,866 $0.00 $0.00
Disclosure

SEC source: 0001377789-18-000091 · wf-form4_153877798151369.xml · nonDerivative · entry 1

Elliott Meena L. · CIK 0001459479 · SVP CLAO, Corp Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,534

F1 · shares: Represents shares withheld solely to cover taxes on the vesting of a restricted stock unit.

Read SEC document
October 05, 2018 Filed Oct 11, 2018 16:05 UTC Amendment
Elliott Meena L.SVP CLAO, Corp Sec.
Tax withholdingCommon Stock 7,492 $0.00 $0.00
Disclosure

SEC source: 0001377789-18-000094 · wf-form4a_153928829712563.xml · nonDerivative · entry 1

Elliott Meena L. · CIK 0001459479 · SVP CLAO, Corp Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,908

F1 · shares: Represents shares withheld solely to cover taxes on the vesting of a restricted stock unit.

F2 · shares: Reduced 374 shares withheld to cover taxes due to updated tax information.

Read SEC document
September 25, 2018 Filed Sep 27, 2018 16:46 UTC
Pangia MichaelPresident & CEO
OtherCommon Stock 7,563 $0.00 $0.00
Disclosure

SEC source: 0001377789-18-000084 · wf-form4_153808114250848.xml · nonDerivative · entry 1

Pangia Michael · CIK 0001460308 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,462

F1 · shares: Performance shares subject to vesting based on the achievement of a certain performance target by the Corporation for the Corporation's fiscal year 2018. The performance target was not achieved, and as a result, the beneficial ownership decreased by 7,563 shares.

Read SEC document
September 25, 2018 Filed Sep 27, 2018 16:46 UTC
Elliott Meena L.SVP CLAO, Corp Sec.
OtherCommon Stock 2,859 $0.00 $0.00
Disclosure

SEC source: 0001377789-18-000085 · wf-form4_153808116448065.xml · nonDerivative · entry 1

Elliott Meena L. · CIK 0001459479 · SVP CLAO, Corp Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,400

F1 · shares: Performance shares subject to vesting based on the achievement of a certain performance target by the Corporation for the Corporation's fiscal year 2018. The performance target was not achieved, and as a result, the beneficial ownership decreased by 2,859 shares.

Read SEC document
September 25, 2018 Filed Sep 27, 2018 20:44 UTC
Chang EricVP, Corporate Controller & PAO
OtherCommon Stock 599 $0.00 $0.00
Disclosure

SEC source: 0001377789-18-000083 · wf-form4_153808104617397.xml · nonDerivative · entry 1

Chang Eric · CIK 0001664898 · VP, Corporate Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,088

F1 · shares: Performance shares subject to vesting based on the achievement of a certain performance target by the Corporation for the Corporation's fiscal year 2018. The performance target was not achieved, and as a result, the beneficial ownership decreased by 599 shares.

Read SEC document
September 25, 2018 Filed Sep 27, 2018 20:43 UTC
Stumpe HeinzSenior VP International
OtherCommon Stock 3,320 $0.00 $0.00
Disclosure

SEC source: 0001377789-18-000082 · wf-form4_153808101540223.xml · nonDerivative · entry 1

Stumpe Heinz · CIK 0001358699 · Senior VP International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,254

F1 · shares: Performance shares subject to vesting based on the achievement of a certain performance target by the Corporation for the Corporation's fiscal year 2018. The performance target was not achieved, and as a result, the beneficial ownership decreased by 3,320 shares.

Read SEC document
September 25, 2018 Filed Sep 27, 2018 20:42 UTC
McFall ShaunSVP & Chief Marketing Officer
OtherCommon Stock 2,859 $0.00 $0.00
Disclosure

SEC source: 0001377789-18-000081 · wf-form4_153808095725964.xml · nonDerivative · entry 1

McFall Shaun · CIK 0001358845 · SVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,001

F1 · shares: Performance shares subject to vesting based on the achievement of a certain performance target by the Corporation for the Corporation's fiscal year 2018. The performance target was not achieved, and as a result, the beneficial ownership decreased by 2,859 shares.

Read SEC document
September 07, 2018 Filed Sep 11, 2018 16:40 UTC
Pangia MichaelPresident & CEO
GrantCommon Stock · Derivative 29,118 $0.00 Strike: $17.80 $0.00
Disclosure

SEC source: 0001377789-18-000071 · wf-form4_153669840221201.xml · derivative · entry 2

Pangia Michael · CIK 0001460308 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,118

Underlying: Common Stock · 29,118 shares

Expires 2025-09-07

F2 · derivative.exercise_date: 100% of the shares subject to the award shall vest 33% per year for three years from the grant date, contingent upon continued employment.

Read SEC document
September 07, 2018 Filed Sep 11, 2018 16:40 UTC
Pangia MichaelPresident & CEO
GrantCommon Stock 14,559 $0.00 $0.00
Disclosure

SEC source: 0001377789-18-000071 · wf-form4_153669840221201.xml · nonDerivative · entry 1

Pangia Michael · CIK 0001460308 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,025

F1 · shares: Performance are metrics are annual; 3-year cliff vesting from the date of grant. Vesting requires both (a) continuing employment with the Corporation and (b) achievement of the performance metrics.

Read SEC document
September 07, 2018 Filed Sep 11, 2018 20:40 UTC
Gallagher Walter Stanley JrSVP, Chief Operating Officer
GrantNon-Qualified Stock Option (right to buy) · Derivative 8,824 $0.00 Strike: $17.80 $0.00
Disclosure

SEC source: 0001377789-18-000070 · wf-form4_153669838632392.xml · derivative · entry 2

Gallagher Walter Stanley Jr · CIK 0001745156 · SVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,824

Underlying: Common Stock · 8,824 shares

Expires 2025-09-07

F2 · derivative.exercise_date: 100% of the shares subject to the award shall vest 33% per year for three years from the grant date, contingent upon continued employment.

Read SEC document
September 07, 2018 Filed Sep 11, 2018 20:40 UTC
Gallagher Walter Stanley JrSVP, Chief Operating Officer
GrantCommon Stock 4,412 $0.00 $0.00
Disclosure

SEC source: 0001377789-18-000070 · wf-form4_153669838632392.xml · nonDerivative · entry 1

Gallagher Walter Stanley Jr · CIK 0001745156 · SVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,912

F1 · shares: Performance are metrics are annual; 3-year cliff vesting from the date of grant. Vesting requires both (a) continuing employment with the Corporation and (b) achievement of the performance metrics.

Read SEC document
September 07, 2018 Filed Sep 11, 2018 20:39 UTC
Chang EricVP, Corporate Controller & PAO
GrantNon-Qualified Stock Option (right to buy) · Derivative 7,341 $0.00 Strike: $17.80 $0.00
Disclosure

SEC source: 0001377789-18-000069 · wf-form4_153669837051559.xml · derivative · entry 2

Chang Eric · CIK 0001664898 · VP, Corporate Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,341

Underlying: Common Stock · 7,341 shares

Expires 2025-09-07

F2 · derivative.exercise_date: 100% of the shares subject to the award shall vest 33% per year for three years from the grant date, contingent upon continued employment.

Read SEC document
September 07, 2018 Filed Sep 11, 2018 20:39 UTC
Chang EricVP, Corporate Controller & PAO
GrantCommon Stock 3,671 $0.00 $0.00
Disclosure

SEC source: 0001377789-18-000069 · wf-form4_153669837051559.xml · nonDerivative · entry 1

Chang Eric · CIK 0001664898 · VP, Corporate Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,687

F1 · shares: Performance are metrics are annual; 3-year cliff vesting from the date of grant. Vesting requires both (a) continuing employment with the Corporation and (b) achievement of the performance metrics.

Read SEC document
September 07, 2018 Filed Sep 11, 2018 20:39 UTC
McFall ShaunSVP & Chief Marketing Officer
GrantEmployee Stock Option (right to buy · Derivative 9,412 $0.00 Strike: $17.80 $0.00
Disclosure

SEC source: 0001377789-18-000068 · wf-form4_153669835108443.xml · derivative · entry 2

McFall Shaun · CIK 0001358845 · SVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,412

Underlying: Common Stock · 9,412 shares

Expires 2025-09-07

F2 · derivative.exercise_date: 100% of the shares subject to the award shall vest 33% per year for three years from the grant date, contingent upon continued employment.

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September 07, 2018 Filed Sep 11, 2018 20:39 UTC
McFall ShaunSVP & Chief Marketing Officer
GrantCommon Stock 4,706 $0.00 $0.00
Disclosure

SEC source: 0001377789-18-000068 · wf-form4_153669835108443.xml · nonDerivative · entry 1

McFall Shaun · CIK 0001358845 · SVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,860

F1 · shares: Performance are metrics are annual; 3-year cliff vesting from the date of grant. Vesting requires both (a) continuing employment with the Corporation and (b) achievement of the performance metrics.

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August 31, 2018 Filed Sep 5, 2018 20:47 UTC
Stumpe HeinzSenior VP International
SaleCommon Stock 7,544 $17.55 $132,388.15
Disclosure

SEC source: 0001377789-18-000063 · wf-form4_153618043596936.xml · nonDerivative · entry 1

Stumpe Heinz · CIK 0001358699 · Senior VP International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,574

F1 · kind: The common stock was sold by the reporting person in a series of open market transactions.

F2 · price: This transaction was executed in multiple trades at prices ranging from $17.51 to $17.5759. The price reported above reflects the weighted average sale price. The reportingperson hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices atwhich the transaction was effected.

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July 10, 2018 Filed Jul 10, 2018 21:24 UTC Disposition to issuerCommon Stock 2,875 $16.11 $46,319.13
Disclosure

SEC source: 0001377789-18-000053 · wf-form4_153125787745445.xml · nonDerivative · entry 3

MARIMON RALPH · CIK 0001193319 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,251

F1 · shares: Represents shares sold solely to cover taxes on the vesting of a restricted stock unit.

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July 09, 2018 Filed Jul 10, 2018 21:24 UTC Disposition to issuerCommon Stock 1,512 $16.41 $24,810.56
Disclosure

SEC source: 0001377789-18-000053 · wf-form4_153125787745445.xml · nonDerivative · entry 2

MARIMON RALPH · CIK 0001193319 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,126

F1 · shares: Represents shares sold solely to cover taxes on the vesting of a restricted stock unit.

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July 09, 2018 Filed Jul 10, 2018 21:24 UTC Disposition to issuerCommon Stock 2,369 $16.41 $38,878.84
Disclosure

SEC source: 0001377789-18-000053 · wf-form4_153125787745445.xml · nonDerivative · entry 1

MARIMON RALPH · CIK 0001193319 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,638

F1 · shares: Represents shares sold solely to cover taxes on the vesting of a restricted stock unit.

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June 25, 2018 Filed Jun 29, 2018 20:06 UTC GrantCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001377789-18-000047 · wf-form4_153030276339792.xml · nonDerivative · entry 1

Gallagher Walter Stanley Jr · CIK 0001745156 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,500

F1 · shares: The Restricted Stock Units shall vest 100% on the 3rd anniversary of reporting person's start date.

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June 25, 2018 Filed Jul 2, 2018 21:54 UTC Amendment
Gallagher Walter Stanley JrSVP, Chief Operating Officer
GrantCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001377789-18-000051 · wf-form4a_153056842718217.xml · nonDerivative · entry 1

Gallagher Walter Stanley Jr · CIK 0001745156 · SVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,500

F1 · shares: This Form 4 is being filed to correct the original Form 4 filed on June 29, 2018. The reporting owner is a Section 16 officer with the title, SVP, Chief Operating Officer.

F2 · shares: The Restricted Stock Units shall vest 100% on the 3rd anniversary of reporting person's start date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.