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Broadcom Inc.

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2789
SEC CIK
0001730168
Parsed reports
484

Last 12 months

Inside the activity.

2 purchase rows · 280 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 20251110
Jan 202605
Feb 202600
Mar 2026089
Apr 202606
May 202600
Jun 2026150
Jul 202603
Aug 202600
Sep 2026016
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 16, 2019 Filed Dec 18, 2019 22:46 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 7,736 $319.36 $2,470,599.90
Disclosure

SEC source: 0001730168-19-000138 · wf-form4_157670915660671.xml · nonDerivative · entry 4

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,639

F3 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: Transaction executed in multiple trades at prices ranging from $318.98 to $319.95 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 RSUs.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 22:46 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 3,732 $318.50 $1,188,634.54
Disclosure

SEC source: 0001730168-19-000138 · wf-form4_157670915660671.xml · nonDerivative · entry 3

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,375

F3 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: Transaction executed in multiple trades at prices ranging from $317.95 to $318.93 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 RSUs.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 22:46 UTC
TAN HOCK EDirector · President and CEO
Exercise / conversionCommon Stock, $0.001 par value 20,000 $38.99 $779,800.00
Disclosure

SEC source: 0001730168-19-000138 · wf-form4_157670915660671.xml · nonDerivative · entry 2

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,107

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: Includes 1,502 RSUs.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 22:46 UTC
TAN HOCK EDirector · President and CEO
Tax withholdingCommon Stock, $0.001 par value 745 $315.42 $234,987.90
Disclosure

SEC source: 0001730168-19-000138 · wf-form4_157670915660671.xml · nonDerivative · entry 1

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,107

F1 · shares: Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the Reporting Person upon the vesting of the relevant restricted stock units ("RSUs") previously granted to the Reporting Person.

F2 · balance_after: Includes 1,502 RSUs.

Read SEC document
November 15, 2019 Filed Nov 19, 2019 16:44 UTC
Krause Thomas H.Chief Financial Officer
Exercise / conversionPerformance Based Restricted Stock Units · Derivative 2,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001730168-19-000126 · wf-form4_157419987198198.xml · derivative · entry 3

Krause Thomas H. · CIK 0001670643 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock, $0.001 par value · 2,500 shares

Expires 2020-11-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares vested pursuant to a share price performance restricted share unit award (the "Performance RSU") granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan on November 15, 2016. The Performance RSU is scheduled to vest over four years, with 25% vesting on each anniversary of the date of grant, such that the Performance RSU will be fully vested on November 15, 2020; provided, however, that no portion of the Performance RSU may vest unless the average of the closing prices of the Issuer's shares (as reported on the stock exchange on which the shares are listed), over a twenty consecutive trading day period is equal to or greater than 120% of the fair market value of the Issuer's shares on the date of grant (the "Price Contingency"). On February 13, 2017, the Price Contingency was met, and on November 15, 2019, the third 25% of the Performance RSU vested.

F1 · derivative.exercise_date: Shares vested pursuant to a share price performance restricted share unit award (the "Performance RSU") granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan on November 15, 2016. The Performance RSU is scheduled to vest over four years, with 25% vesting on each anniversary of the date of grant, such that the Performance RSU will be fully vested on November 15, 2020; provided, however, that no portion of the Performance RSU may vest unless the average of the closing prices of the Issuer's shares (as reported on the stock exchange on which the shares are listed), over a twenty consecutive trading day period is equal to or greater than 120% of the fair market value of the Issuer's shares on the date of grant (the "Price Contingency"). On February 13, 2017, the Price Contingency was met, and on November 15, 2019, the third 25% of the Performance RSU vested.

Read SEC document
November 15, 2019 Filed Nov 19, 2019 16:44 UTC
Krause Thomas H.Chief Financial Officer
Tax withholdingCommon Stock, $0.001 par value 2,480 $312.91 $776,016.80
Disclosure

SEC source: 0001730168-19-000126 · wf-form4_157419987198198.xml · nonDerivative · entry 2

Krause Thomas H. · CIK 0001670643 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,957

F4 · shares: Consists of shares of common stock withheld by the Issuer to satisfy the tax withholding obligations of the Reporting Person upon the vesting of the Performance RSU and the relevant RSUs previously granted to the Reporting Person.

F3 · balance_after: Includes 63,500 Restricted Stock Units ("RSUs").

Read SEC document
November 15, 2019 Filed Nov 19, 2019 16:44 UTC
Krause Thomas H.Chief Financial Officer
Exercise / conversionCommon Stock, $0.001 par value 2,500 $0.00 $0.00
Disclosure

SEC source: 0001730168-19-000126 · wf-form4_157419987198198.xml · nonDerivative · entry 1

Krause Thomas H. · CIK 0001670643 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,437

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares vested pursuant to a share price performance restricted share unit award (the "Performance RSU") granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan on November 15, 2016. The Performance RSU is scheduled to vest over four years, with 25% vesting on each anniversary of the date of grant, such that the Performance RSU will be fully vested on November 15, 2020; provided, however, that no portion of the Performance RSU may vest unless the average of the closing prices of the Issuer's shares (as reported on the stock exchange on which the shares are listed), over a twenty consecutive trading day period is equal to or greater than 120% of the fair market value of the Issuer's shares on the date of grant (the "Price Contingency"). On February 13, 2017, the Price Contingency was met, and on November 15, 2019, the third 25% of the Performance RSU vested.

F2 · price: Each Performance RSU represents the right to receive, at settlement, one share of common stock of the Issuer. This transaction represents the settlement of the Performance RSU in the Issuer's shares of common stock on the scheduled vesting date.

F3 · balance_after: Includes 63,500 Restricted Stock Units ("RSUs").

Read SEC document
November 15, 2019 Filed Nov 19, 2019 21:56 UTC
TAN HOCK EDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $38.99 $0.00
Disclosure

SEC source: 0001730168-19-000128 · wf-form4_157420060087257.xml · derivative · entry 4

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,209,166

Underlying: Common Stock, $0.001 par value · 20,000 shares

Expires 2020-09-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · derivative.exercise_date: Share price performance option granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan. This option is fully vested and the exercisability requirements for this option have been met.

Read SEC document
November 15, 2019 Filed Nov 19, 2019 21:56 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 3,744 $312.21 $1,168,899.26
Disclosure

SEC source: 0001730168-19-000128 · wf-form4_157420060087257.xml · nonDerivative · entry 3

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,852

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: Transaction executed in multiple trades at prices ranging from $311.71 to $312.49 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 3,004 Restricted Stock Units.

Read SEC document
November 15, 2019 Filed Nov 19, 2019 21:56 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 16,256 $310.88 $5,053,632.77
Disclosure

SEC source: 0001730168-19-000128 · wf-form4_157420060087257.xml · nonDerivative · entry 2

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,596

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: Transaction executed in multiple trades at prices ranging from $310.70 to $311.69 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 3,004 Restricted Stock Units.

Read SEC document
November 15, 2019 Filed Nov 19, 2019 21:56 UTC
TAN HOCK EDirector · President and CEO
Exercise / conversionCommon Stock, $0.001 par value 20,000 $38.99 $779,800.00
Disclosure

SEC source: 0001730168-19-000128 · wf-form4_157420060087257.xml · nonDerivative · entry 1

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,852

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: Includes 3,004 Restricted Stock Units.

Read SEC document
October 15, 2019 Filed Oct 17, 2019 21:16 UTC
TAN HOCK EDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 20,000 $38.99 Strike: $38.99 $779,800.00
Disclosure

SEC source: 0001730168-19-000124 · wf-form4_157134695977021.xml · derivative · entry 9

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,229,166

Underlying: Common Stock, $0.001 par value · 20,000 shares

Expires 2020-09-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F10 · derivative.exercise_date: Share price performance option granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan. This option is fully vested and the exercisability requirements for this option have been met.

Read SEC document
October 15, 2019 Filed Oct 17, 2019 21:16 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 6,345 $289.79 $1,838,704.86
Disclosure

SEC source: 0001730168-19-000124 · wf-form4_157134695977021.xml · nonDerivative · entry 8

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,852

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F9 · price: Transaction executed in multiple trades at prices ranging from $289.47 to $290.13 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 3,004 Restricted Stock Units.

Read SEC document
October 15, 2019 Filed Oct 17, 2019 21:16 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 2,900 $288.91 $837,824.50
Disclosure

SEC source: 0001730168-19-000124 · wf-form4_157134695977021.xml · nonDerivative · entry 7

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,197

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F8 · price: Transaction executed in multiple trades at prices ranging from $288.43 to $289.40 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 3,004 Restricted Stock Units.

Read SEC document
October 15, 2019 Filed Oct 17, 2019 21:16 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 5,330 $287.62 $1,533,019.93
Disclosure

SEC source: 0001730168-19-000124 · wf-form4_157134695977021.xml · nonDerivative · entry 6

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,097

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F7 · price: Transaction executed in multiple trades at prices ranging from $287.34 to $288.15 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 3,004 Restricted Stock Units.

Read SEC document
October 15, 2019 Filed Oct 17, 2019 21:16 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 2,200 $286.93 $631,252.60
Disclosure

SEC source: 0001730168-19-000124 · wf-form4_157134695977021.xml · nonDerivative · entry 5

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,427

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F6 · price: Transaction executed in multiple trades at prices ranging from $286.32 to $287.26 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 3,004 Restricted Stock Units.

Read SEC document
October 15, 2019 Filed Oct 17, 2019 21:16 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 800 $285.48 $228,386.40
Disclosure

SEC source: 0001730168-19-000124 · wf-form4_157134695977021.xml · nonDerivative · entry 4

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,627

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: Transaction executed in multiple trades at prices ranging from $284.90 to $285.88 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 3,004 Restricted Stock Units.

Read SEC document
October 15, 2019 Filed Oct 17, 2019 21:16 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 1,368 $284.38 $389,034.58
Disclosure

SEC source: 0001730168-19-000124 · wf-form4_157134695977021.xml · nonDerivative · entry 3

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,427

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: Transaction executed in multiple trades at prices ranging from $283.84 to $284.66 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 3,004 Restricted Stock Units.

Read SEC document
October 15, 2019 Filed Oct 17, 2019 21:16 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 1,057 $283.09 $299,222.96
Disclosure

SEC source: 0001730168-19-000124 · wf-form4_157134695977021.xml · nonDerivative · entry 2

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,795

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: Transaction executed in multiple trades at prices ranging from $282.82 to $283.37 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 3,004 Restricted Stock Units.

Read SEC document
October 15, 2019 Filed Oct 17, 2019 21:16 UTC
TAN HOCK EDirector · President and CEO
Exercise / conversionCommon Stock, $0.001 par value 20,000 $38.99 $779,800.00
Disclosure

SEC source: 0001730168-19-000124 · wf-form4_157134695977021.xml · nonDerivative · entry 1

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,852

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: Includes 3,004 Restricted Stock Units.

Read SEC document
October 11, 2019 Filed Oct 15, 2019 20:56 UTC
Brazeal Mark DavidChief Legal Officer
SaleCommon Stock, $0.001 par value 2,000 $280.00 $560,000.00
Disclosure

SEC source: 0001730168-19-000122 · wf-form4_157117295472886.xml · nonDerivative · entry 1

Brazeal Mark David · CIK 0001627720 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,806

F1 · balance_after: Includes 43,375 Restricted Stock Units.

Read SEC document
September 16, 2019 Filed Sep 18, 2019 21:17 UTC
TAN HOCK EDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $38.99 $0.00
Disclosure

SEC source: 0001730168-19-000120 · wf-form4_156884140826645.xml · derivative · entry 6

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,249,166

Underlying: Common Stock, $0.001 par value · 20,000 shares

Expires 2020-09-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F7 · derivative.exercise_date: Share price performance option granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan. This option is fully vested and the exercisability requirements for this option have been met.

Read SEC document
September 16, 2019 Filed Sep 18, 2019 21:17 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 6,153 $289.82 $1,783,268.61
Disclosure

SEC source: 0001730168-19-000120 · wf-form4_156884140826645.xml · nonDerivative · entry 5

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,852

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F6 · price: Transaction executed in multiple trades at prices ranging from $289.36 to $290.19 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 3,004 Restricted Stock Units.

Read SEC document
September 16, 2019 Filed Sep 18, 2019 21:17 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 7,130 $288.77 $2,058,958.62
Disclosure

SEC source: 0001730168-19-000120 · wf-form4_156884140826645.xml · nonDerivative · entry 4

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,005

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: Transaction executed in multiple trades at prices ranging from $288.36 to $289.22 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 3,004 Restricted Stock Units.

Read SEC document
September 16, 2019 Filed Sep 18, 2019 21:17 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 5,017 $287.87 $1,444,263.86
Disclosure

SEC source: 0001730168-19-000120 · wf-form4_156884140826645.xml · nonDerivative · entry 3

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,135

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: Transaction executed in multiple trades at prices ranging from $287.29 to $288.28 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 3,004 Restricted Stock Units.

Read SEC document
September 16, 2019 Filed Sep 18, 2019 21:17 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 1,700 $286.87 $487,680.70
Disclosure

SEC source: 0001730168-19-000120 · wf-form4_156884140826645.xml · nonDerivative · entry 2

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,152

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: Transaction executed in multiple trades at prices ranging from $286.25 to $287.18 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 3,004 Restricted Stock Units.

Read SEC document
September 16, 2019 Filed Sep 18, 2019 21:17 UTC
TAN HOCK EDirector · President and CEO
Exercise / conversionCommon Stock, $0.001 par value 20,000 $38.99 $779,800.00
Disclosure

SEC source: 0001730168-19-000120 · wf-form4_156884140826645.xml · nonDerivative · entry 1

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,852

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: Includes 3,004 Restricted Stock Units.

Read SEC document
August 15, 2019 Filed Aug 19, 2019 21:38 UTC
TAN HOCK EDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $38.99 $0.00
Disclosure

SEC source: 0001730168-19-000113 · wf-form4_156625071630789.xml · derivative · entry 6

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,269,166

Underlying: Common Stock, $0.001 par value · 20,000 shares

Expires 2020-09-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F7 · derivative.exercise_date: Share price performance option granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan. This option is fully vested and the exercisability requirements for this option have been met.

Read SEC document
August 15, 2019 Filed Aug 19, 2019 21:38 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 3,600 $272.04 $979,336.80
Disclosure

SEC source: 0001730168-19-000113 · wf-form4_156625071630789.xml · nonDerivative · entry 5

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,852

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F6 · price: Transaction executed in multiple trades at prices ranging from $271.68 to $272.45 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 3,004 Restricted Stock Units.

Read SEC document
August 15, 2019 Filed Aug 19, 2019 21:38 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 6,404 $270.88 $1,734,709.12
Disclosure

SEC source: 0001730168-19-000113 · wf-form4_156625071630789.xml · nonDerivative · entry 4

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,452

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: Transaction executed in multiple trades at prices ranging from $270.50 to $271.44 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 3,004 Restricted Stock Units.

Read SEC document
August 15, 2019 Filed Aug 19, 2019 21:38 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 6,596 $270.07 $1,781,355.34
Disclosure

SEC source: 0001730168-19-000113 · wf-form4_156625071630789.xml · nonDerivative · entry 3

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,856

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: Transaction executed in multiple trades at prices ranging from $269.50 to $270.48 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 3,004 Restricted Stock Units.

Read SEC document
August 15, 2019 Filed Aug 19, 2019 21:38 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 3,400 $268.79 $913,875.80
Disclosure

SEC source: 0001730168-19-000113 · wf-form4_156625071630789.xml · nonDerivative · entry 2

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,452

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: Transaction executed in multiple trades at prices ranging from $268.35 to $269.25 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 3,004 Restricted Stock Units.

Read SEC document
August 15, 2019 Filed Aug 19, 2019 21:38 UTC
TAN HOCK EDirector · President and CEO
Exercise / conversionCommon Stock, $0.001 par value 20,000 $38.99 $779,800.00
Disclosure

SEC source: 0001730168-19-000113 · wf-form4_156625071630789.xml · nonDerivative · entry 1

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,852

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: Includes 3,004 Restricted Stock Units.

Read SEC document
July 16, 2019 Filed Jul 17, 2019 21:45 UTC
TAN HOCK EDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 11,250 $0.00 Strike: $35.45 $0.00
Disclosure

SEC source: 0001730168-19-000111 · wf-form4_156339989025613.xml · derivative · entry 6

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.001 par value · 11,250 shares

Expires 2020-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F6 · derivative.exercise_date: Share price performance option granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan. This option is fully vested and the exercisability requirements for this option have been met.

Read SEC document
July 15, 2019 Filed Jul 17, 2019 21:45 UTC
TAN HOCK EDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 8,750 $0.00 Strike: $38.99 $0.00
Disclosure

SEC source: 0001730168-19-000111 · wf-form4_156339989025613.xml · derivative · entry 7

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,289,166

Underlying: Common Stock, $0.001 par value · 8,750 shares

Expires 2020-09-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F6 · derivative.exercise_date: Share price performance option granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan. This option is fully vested and the exercisability requirements for this option have been met.

Read SEC document
July 15, 2019 Filed Jul 17, 2019 21:45 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 650 $293.22 $190,591.70
Disclosure

SEC source: 0001730168-19-000111 · wf-form4_156339989025613.xml · nonDerivative · entry 5

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,852

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: Transaction executed in multiple trades at prices ranging from $293.14 to $293.31 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 3,004 Restricted Stock Units.

Read SEC document
July 15, 2019 Filed Jul 17, 2019 21:45 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 12,750 $292.57 $3,730,293.00
Disclosure

SEC source: 0001730168-19-000111 · wf-form4_156339989025613.xml · nonDerivative · entry 4

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,502

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: Transaction executed in multiple trades at prices ranging from $292.14 to $293.11 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 3,004 Restricted Stock Units.

Read SEC document
July 15, 2019 Filed Jul 17, 2019 21:45 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 6,600 $291.27 $1,922,395.20
Disclosure

SEC source: 0001730168-19-000111 · wf-form4_156339989025613.xml · nonDerivative · entry 3

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,252

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: Transaction executed in multiple trades at prices ranging from $291.14 to $292.03 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 3,004 Restricted Stock Units.

Read SEC document
July 15, 2019 Filed Jul 17, 2019 21:45 UTC
TAN HOCK EDirector · President and CEO
Exercise / conversionCommon Stock, $0.001 par value 8,750 $38.99 $341,162.50
Disclosure

SEC source: 0001730168-19-000111 · wf-form4_156339989025613.xml · nonDerivative · entry 2

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,852

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: Includes 3,004 Restricted Stock Units.

Read SEC document
July 15, 2019 Filed Jul 17, 2019 21:45 UTC
TAN HOCK EDirector · President and CEO
Exercise / conversionCommon Stock, $0.001 par value 11,250 $35.45 $398,812.50
Disclosure

SEC source: 0001730168-19-000111 · wf-form4_156339989025613.xml · nonDerivative · entry 1

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,102

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: Includes 3,004 Restricted Stock Units.

Read SEC document
June 26, 2019 Filed Jun 28, 2019 17:13 UTC
Ingram BryanSVP & GM, Wireless Semicon Div
SaleCommon Stock, $0.001 par value 11,922 $278.58 $3,321,230.76
Disclosure

SEC source: 0001730168-19-000109 · wf-form4_156175641660662.xml · nonDerivative · entry 1

Ingram Bryan · CIK 0001469468 · SVP & GM, Wireless Semicon Div

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,090

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: Includes 51,625 Restricted Stock Units.

Read SEC document
June 20, 2019 Filed Jun 21, 2019 21:46 UTC
TAN HOCK EDirector · President and CEO
Tax withholdingCommon Stock, $0.001 par value 115,804 $265.93 $30,795,757.72
Disclosure

SEC source: 0001730168-19-000107 · wf-form4_156115357575086.xml · nonDerivative · entry 2

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,852

F3 · shares: Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the Reporting Person upon the vesting of the 2016 Award.

F2 · balance_after: Includes 3,004 RSUs.

Read SEC document
June 19, 2019 Filed Jun 21, 2019 17:32 UTC
Ingram BryanSVP & GM, Wireless Semicon Div
SaleCommon Stock, $0.001 par value 13,466 $278.78 $3,754,051.48
Disclosure

SEC source: 0001730168-19-000105 · wf-form4_156115275388503.xml · nonDerivative · entry 1

Ingram Bryan · CIK 0001469468 · SVP & GM, Wireless Semicon Div

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,012

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: Includes 51,625 Restricted Stock Units.

Read SEC document
June 19, 2019 Filed Jun 21, 2019 21:46 UTC
TAN HOCK EDirector · President and CEO
GrantCommon Stock, $0.001 par value 233,568 $0.00 $0.00
Disclosure

SEC source: 0001730168-19-000107 · wf-form4_156115357575086.xml · nonDerivative · entry 1

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 342,656

F1 · kind: On June 19, 2019, the independent members of the Issuer's Board of Directors determined the achievement of certain performance criteria, based on the Issuer's total stockholder return relative to the S&P 500 Index and the Issuer's share price growth, in each case, over a three-year performance period, and the number of restricted stock units ("RSUs") that were issuable pursuant to the terms of a performance stock unit award granted on June 15, 2016 (the "2016 Award") under the Avago Technologies Limited 2009 Equity Incentive Award Plan. The Reporting Person received one (1) share of common stock for each one (1) RSU.

F2 · balance_after: Includes 3,004 RSUs.

Read SEC document
June 17, 2019 Filed Jun 19, 2019 20:55 UTC
TAN HOCK EDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $35.45 $0.00
Disclosure

SEC source: 0001730168-19-000103 · wf-form4_156097773922074.xml · derivative · entry 8

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,250

Underlying: Common Stock, $0.001 par value · 20,000 shares

Expires 2020-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F9 · derivative.exercise_date: Share price performance option (the "2013 Option") granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan. The 2013 Option is fully vested and the exercisability requirements for the 2013 Option have been met.

Read SEC document
June 17, 2019 Filed Jun 19, 2019 20:55 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 1,300 $267.18 $347,337.90
Disclosure

SEC source: 0001730168-19-000103 · wf-form4_156097773922074.xml · nonDerivative · entry 7

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,088

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F8 · price: Transaction executed in multiple trades at prices ranging from $266.88 to $267.54 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 3,004 Restricted Stock Units.

Read SEC document
June 17, 2019 Filed Jun 19, 2019 20:55 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 1,669 $266.42 $444,658.32
Disclosure

SEC source: 0001730168-19-000103 · wf-form4_156097773922074.xml · nonDerivative · entry 6

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,388

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F7 · price: Transaction executed in multiple trades at prices ranging from $265.87 to $266.75 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 3,004 Restricted Stock Units.

Read SEC document
June 17, 2019 Filed Jun 19, 2019 20:55 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 2,131 $265.29 $565,339.38
Disclosure

SEC source: 0001730168-19-000103 · wf-form4_156097773922074.xml · nonDerivative · entry 5

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,057

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F6 · price: Transaction executed in multiple trades at prices ranging from $264.80 to $265.70 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 3,004 Restricted Stock Units.

Read SEC document
June 17, 2019 Filed Jun 19, 2019 20:55 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 1,100 $264.17 $290,589.20
Disclosure

SEC source: 0001730168-19-000103 · wf-form4_156097773922074.xml · nonDerivative · entry 4

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,188

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: Transaction executed in multiple trades at prices ranging from $263.75 to $264.71 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 3,004 Restricted Stock Units.

Read SEC document
June 17, 2019 Filed Jun 19, 2019 20:55 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 11,400 $263.41 $3,002,828.40
Disclosure

SEC source: 0001730168-19-000103 · wf-form4_156097773922074.xml · nonDerivative · entry 3

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,288

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: Transaction executed in multiple trades at prices ranging from $262.64 to $263.63 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 3,004 Restricted Stock Units.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.