Last 12 months
Inside the activity.
2 purchase rows · 280 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 1 | 110 |
| Jan 2026 | 0 | 5 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 89 |
| Apr 2026 | 0 | 6 |
| May 2026 | 0 | 0 |
| Jun 2026 | 1 | 50 |
| Jul 2026 | 0 | 3 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 16 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 13, 2020 Filed Oct 15, 2020 21:00 UTC |
TAN HOCK EDirector · President and CEO
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 78,125 | $0.00 Strike: $52.65 | $0.00 |
DisclosureSEC source: 0001730168-20-000184 · wf-form4_160279561146134.xml · derivative · entry 10 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 390,625 Underlying: Common Stock, $0.001 par value · 78,125 shares Expires 2021-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F11 · derivative.exercise_date: Share price performance option granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan. This option is fully vested and the exercisability requirements for this option have been met. Read SEC document |
| October 13, 2020 Filed Oct 15, 2020 21:00 UTC |
TAN HOCK EDirector · President and CEO
|
SaleCommon Stock, $0.001 par value | 1,641 | $386.77 | $634,684.65 |
DisclosureSEC source: 0001730168-20-000184 · wf-form4_160279561146134.xml · nonDerivative · entry 9 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,602 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F10 · price: Transaction executed in multiple trades at prices ranging from $386.53 to $387.13 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 1,502 restricted stock units. Read SEC document |
| October 13, 2020 Filed Oct 15, 2020 21:00 UTC |
TAN HOCK EDirector · President and CEO
|
SaleCommon Stock, $0.001 par value | 500 | $385.27 | $192,635.00 |
DisclosureSEC source: 0001730168-20-000184 · wf-form4_160279561146134.xml · nonDerivative · entry 8 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,243 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F9 · price: Transaction executed in multiple trades at prices ranging from $385.25 to $385.40 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 1,502 restricted stock units. Read SEC document |
| October 13, 2020 Filed Oct 15, 2020 21:00 UTC |
TAN HOCK EDirector · President and CEO
|
SaleCommon Stock, $0.001 par value | 5,534 | $384.28 | $2,126,622.12 |
DisclosureSEC source: 0001730168-20-000184 · wf-form4_160279561146134.xml · nonDerivative · entry 7 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,743 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F8 · price: Transaction executed in multiple trades at prices ranging from $383.91 to $384.75 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 1,502 restricted stock units. Read SEC document |
| October 13, 2020 Filed Oct 15, 2020 21:00 UTC |
TAN HOCK EDirector · President and CEO
|
SaleCommon Stock, $0.001 par value | 22,458 | $383.26 | $8,607,208.16 |
DisclosureSEC source: 0001730168-20-000184 · wf-form4_160279561146134.xml · nonDerivative · entry 6 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,277 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F7 · price: Transaction executed in multiple trades at prices ranging from $382.91 to $383.90 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 1,502 restricted stock units. Read SEC document |
| October 13, 2020 Filed Oct 15, 2020 21:00 UTC |
TAN HOCK EDirector · President and CEO
|
SaleCommon Stock, $0.001 par value | 20,304 | $382.46 | $7,765,406.93 |
DisclosureSEC source: 0001730168-20-000184 · wf-form4_160279561146134.xml · nonDerivative · entry 5 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 262,735 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F6 · price: Transaction executed in multiple trades at prices ranging from $381.91 to $382.90 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 1,502 restricted stock units. Read SEC document |
| October 13, 2020 Filed Oct 15, 2020 21:00 UTC |
TAN HOCK EDirector · President and CEO
|
SaleCommon Stock, $0.001 par value | 14,227 | $381.42 | $5,426,505.02 |
DisclosureSEC source: 0001730168-20-000184 · wf-form4_160279561146134.xml · nonDerivative · entry 4 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 283,039 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F5 · price: Transaction executed in multiple trades at prices ranging from $380.90 to $381.89 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 1,502 restricted stock units. Read SEC document |
| October 13, 2020 Filed Oct 15, 2020 21:00 UTC |
TAN HOCK EDirector · President and CEO
|
SaleCommon Stock, $0.001 par value | 11,032 | $380.49 | $4,197,598.78 |
DisclosureSEC source: 0001730168-20-000184 · wf-form4_160279561146134.xml · nonDerivative · entry 3 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 297,266 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: Transaction executed in multiple trades at prices ranging from $379.90 to $380.89 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 1,502 restricted stock units. Read SEC document |
| October 13, 2020 Filed Oct 15, 2020 21:00 UTC |
TAN HOCK EDirector · President and CEO
|
SaleCommon Stock, $0.001 par value | 2,429 | $379.29 | $921,305.13 |
DisclosureSEC source: 0001730168-20-000184 · wf-form4_160279561146134.xml · nonDerivative · entry 2 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 308,298 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: Transaction executed in multiple trades at prices ranging from $378.85 to $379.84 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 1,502 restricted stock units. Read SEC document |
| October 13, 2020 Filed Oct 15, 2020 21:00 UTC |
TAN HOCK EDirector · President and CEO
|
Exercise / conversionCommon Stock, $0.001 par value | 78,125 | $52.65 | $4,113,281.25 |
DisclosureSEC source: 0001730168-20-000184 · wf-form4_160279561146134.xml · nonDerivative · entry 1 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 310,727 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · balance_after: Includes 1,502 restricted stock units. Read SEC document |
| October 09, 2020 Filed Oct 13, 2020 20:42 UTC |
TAN HOCK EDirector · President and CEO
|
SaleCommon Stock, $0.001 par value | 14,500 | $376.94 | $5,465,630.00 |
DisclosureSEC source: 0001730168-20-000182 · wf-form4_160262173863700.xml · nonDerivative · entry 1 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,602 F1 · price: Transaction executed in multiple trades at prices ranging from $376.72 to $377.10 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 1,502 restricted stock units. Read SEC document |
| October 05, 2020 Filed Oct 7, 2020 20:39 UTC |
Spears Kirsten M.Principal Accounting Officer
|
SaleCommon Stock, $0.001 par value | 5,000 | $364.06 | $1,820,275.00 |
DisclosureSEC source: 0001730168-20-000180 · wf-form4_160210313339620.xml · nonDerivative · entry 1 Spears Kirsten M. · CIK 0001670725 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,330 F1 · balance_after: Includes 30,062 RSUs and 52 shares acquired under the Issuer's Employee Stock Purchase Plan on September 14, 2020. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 20:49 UTC |
Kawwas Charlie BSVP & Chief Sales Officer
|
SaleCommon Stock, $0.001 par value | 2,636 | $370.01 | $975,346.36 |
DisclosureSEC source: 0001730168-20-000178 · wf-form4_160167177727801.xml · nonDerivative · entry 1 Kawwas Charlie B · CIK 0001608425 · SVP & Chief Sales Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,284 F1 · balance_after: Includes 48,125 restricted stock units. Read SEC document |
| September 29, 2020 Filed Oct 1, 2020 20:38 UTC |
TAN HOCK EDirector · President and CEO
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 78,125 | $0.00 Strike: $52.65 | $0.00 |
DisclosureSEC source: 0001730168-20-000176 · wf-form4_160158467486748.xml · derivative · entry 9 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 468,750 Underlying: Common Stock, $0.001 par value · 78,125 shares Expires 2021-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F10 · derivative.exercise_date: Share price performance option granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan. This option is fully vested and the exercisability requirements for this option have been met. Read SEC document |
| September 29, 2020 Filed Oct 1, 2020 20:38 UTC |
TAN HOCK EDirector · President and CEO
|
SaleCommon Stock, $0.001 par value | 5,600 | $370.33 | $2,073,842.40 |
DisclosureSEC source: 0001730168-20-000176 · wf-form4_160158467486748.xml · nonDerivative · entry 8 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 247,102 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F9 · price: Transaction executed in multiple trades at prices ranging from $370.05 to $370.72 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 1,502 restricted stock units. Read SEC document |
| September 29, 2020 Filed Oct 1, 2020 20:38 UTC |
TAN HOCK EDirector · President and CEO
|
SaleCommon Stock, $0.001 par value | 3,626 | $369.40 | $1,339,444.40 |
DisclosureSEC source: 0001730168-20-000176 · wf-form4_160158467486748.xml · nonDerivative · entry 7 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 252,702 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F8 · price: Transaction executed in multiple trades at prices ranging from $369.04 to $369.98 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 1,502 restricted stock units. Read SEC document |
| September 29, 2020 Filed Oct 1, 2020 20:38 UTC |
TAN HOCK EDirector · President and CEO
|
SaleCommon Stock, $0.001 par value | 3,356 | $368.67 | $1,237,239.74 |
DisclosureSEC source: 0001730168-20-000176 · wf-form4_160158467486748.xml · nonDerivative · entry 6 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 256,328 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F7 · price: Transaction executed in multiple trades at prices ranging from $368.04 to $369.03 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 1,502 restricted stock units. Read SEC document |
| September 29, 2020 Filed Oct 1, 2020 20:38 UTC |
TAN HOCK EDirector · President and CEO
|
SaleCommon Stock, $0.001 par value | 16,170 | $367.48 | $5,942,151.60 |
DisclosureSEC source: 0001730168-20-000176 · wf-form4_160158467486748.xml · nonDerivative · entry 5 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 259,684 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F6 · price: Transaction executed in multiple trades at prices ranging from $367.03 to $367.99 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 1,502 restricted stock units. Read SEC document |
| September 29, 2020 Filed Oct 1, 2020 20:38 UTC |
TAN HOCK EDirector · President and CEO
|
SaleCommon Stock, $0.001 par value | 22,733 | $366.51 | $8,331,758.17 |
DisclosureSEC source: 0001730168-20-000176 · wf-form4_160158467486748.xml · nonDerivative · entry 4 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 275,854 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F5 · price: Transaction executed in multiple trades at prices ranging from $366.03 to $367.02 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 1,502 restricted stock units. Read SEC document |
| September 29, 2020 Filed Oct 1, 2020 20:38 UTC |
TAN HOCK EDirector · President and CEO
|
SaleCommon Stock, $0.001 par value | 20,475 | $365.57 | $7,485,086.70 |
DisclosureSEC source: 0001730168-20-000176 · wf-form4_160158467486748.xml · nonDerivative · entry 3 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 298,587 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: Transaction executed in multiple trades at prices ranging from $365.03 to $366.02 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 1,502 restricted stock units. Read SEC document |
| September 29, 2020 Filed Oct 1, 2020 20:38 UTC |
TAN HOCK EDirector · President and CEO
|
SaleCommon Stock, $0.001 par value | 6,165 | $364.56 | $2,247,487.74 |
DisclosureSEC source: 0001730168-20-000176 · wf-form4_160158467486748.xml · nonDerivative · entry 2 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 319,062 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: Transaction executed in multiple trades at prices ranging from $364.00 to $364.99 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 1,502 restricted stock units. Read SEC document |
| September 29, 2020 Filed Oct 1, 2020 20:38 UTC |
TAN HOCK EDirector · President and CEO
|
Exercise / conversionCommon Stock, $0.001 par value | 78,125 | $52.65 | $4,113,281.25 |
DisclosureSEC source: 0001730168-20-000176 · wf-form4_160158467486748.xml · nonDerivative · entry 1 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 325,227 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · balance_after: Includes 1,502 restricted stock units. Read SEC document |
| September 28, 2020 Filed Sep 30, 2020 21:24 UTC |
Kawwas Charlie BSVP & Chief Sales Officer
|
SaleCommon Stock, $0.001 par value | 3,500 | $365.23 | $1,278,305.00 |
DisclosureSEC source: 0001730168-20-000174 · wf-form4_160150107530924.xml · nonDerivative · entry 2 Kawwas Charlie B · CIK 0001608425 · SVP & Chief Sales Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,920 F1 · balance_after: Includes 48,125 restricted stock units. Read SEC document |
| September 28, 2020 Filed Sep 30, 2020 21:24 UTC |
Kawwas Charlie BSVP & Chief Sales Officer
|
SaleCommon Stock, $0.001 par value | 2,642 | $360.02 | $951,172.84 |
DisclosureSEC source: 0001730168-20-000174 · wf-form4_160150107530924.xml · nonDerivative · entry 1 Kawwas Charlie B · CIK 0001608425 · SVP & Chief Sales Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,420 F1 · balance_after: Includes 48,125 restricted stock units. Read SEC document |
| September 18, 2020 Filed Sep 21, 2020 20:33 UTC |
SAMUELI HENRYDirector
|
PurchaseCommon Stock, $0.001 par value | 101,740 | $361.45 | $36,773,923.00 |
DisclosureSEC source: 0001104659-20-107002 · tm2031404d1_form4.xml · nonDerivative · entry 6 SAMUELI HENRY · CIK 0001201633 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,832,299 F7 · ownership.nature: Directly held by H&S Investments I L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| September 18, 2020 Filed Sep 21, 2020 20:33 UTC |
SAMUELI HENRYDirector
|
GiftCommon Stock. $0.001 par value | 131,062 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-107002 · tm2031404d1_form4.xml · nonDerivative · entry 3 SAMUELI HENRY · CIK 0001201633 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,227,203 F4 · balance_after: Reflects change in form of beneficial ownership for no consideration in transaction exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934. F3 · ownership.nature: Directly held by E95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| September 18, 2020 Filed Sep 21, 2020 20:33 UTC |
SAMUELI HENRYDirector
|
GiftCommon Stock, par value $0.001k | 38,850 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-107002 · tm2031404d1_form4.xml · nonDerivative · entry 2 SAMUELI HENRY · CIK 0001201633 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,628,084 F4 · balance_after: Reflects change in form of beneficial ownership for no consideration in transaction exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934. F2 · ownership.nature: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| September 16, 2020 Filed Sep 18, 2020 20:54 UTC |
Brazeal Mark DavidChief Legal Officer
|
SaleCommon Stock, $0.001 par value | 2,000 | $367.54 | $735,080.00 |
DisclosureSEC source: 0001730168-20-000172 · wf-form4_160046243962995.xml · nonDerivative · entry 1 Brazeal Mark David · CIK 0001627720 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,077 F1 · balance_after: Includes 36,000 restricted stock units. Read SEC document |
| September 15, 2020 Filed Sep 17, 2020 20:49 UTC |
TAN HOCK EDirector · President and CEO
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 78,125 | $0.00 Strike: $52.65 | $0.00 |
DisclosureSEC source: 0001730168-20-000170 · wf-form4_160037575920195.xml · derivative · entry 8 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 546,875 Underlying: Common Stock, $0.001 par value · 78,125 shares Expires 2021-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F9 · derivative.exercise_date: Share price performance option granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan. This option is fully vested and the exercisability requirements for this option have been met. Read SEC document |
| September 15, 2020 Filed Sep 17, 2020 20:49 UTC |
TAN HOCK EDirector · President and CEO
|
SaleCommon Stock, $0.001 par value | 5,328 | $370.62 | $1,974,674.02 |
DisclosureSEC source: 0001730168-20-000170 · wf-form4_160037575920195.xml · nonDerivative · entry 7 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 247,102 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F8 · price: Transaction executed in multiple trades at prices ranging from $370.44 to $370.98 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 1,502 restricted stock units. Read SEC document |
| September 15, 2020 Filed Sep 17, 2020 20:49 UTC |
TAN HOCK EDirector · President and CEO
|
SaleCommon Stock, $0.001 par value | 25,874 | $369.98 | $9,572,914.27 |
DisclosureSEC source: 0001730168-20-000170 · wf-form4_160037575920195.xml · nonDerivative · entry 6 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 252,430 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F7 · price: Transaction executed in multiple trades at prices ranging from $369.44 to $370.43 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 1,502 restricted stock units. Read SEC document |
| September 15, 2020 Filed Sep 17, 2020 20:49 UTC |
TAN HOCK EDirector · President and CEO
|
SaleCommon Stock, $0.001 par value | 11,732 | $368.93 | $4,328,228.10 |
DisclosureSEC source: 0001730168-20-000170 · wf-form4_160037575920195.xml · nonDerivative · entry 5 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 278,304 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F6 · price: Transaction executed in multiple trades at prices ranging from $368.42 to $369.41 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 1,502 restricted stock units. Read SEC document |
| September 15, 2020 Filed Sep 17, 2020 20:49 UTC |
TAN HOCK EDirector · President and CEO
|
SaleCommon Stock, $0.001 par value | 15,998 | $367.90 | $5,885,584.21 |
DisclosureSEC source: 0001730168-20-000170 · wf-form4_160037575920195.xml · nonDerivative · entry 4 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 290,036 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F5 · price: Transaction executed in multiple trades at prices ranging from $367.42 to $368.41 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 1,502 restricted stock units. Read SEC document |
| September 15, 2020 Filed Sep 17, 2020 20:49 UTC |
TAN HOCK EDirector · President and CEO
|
SaleCommon Stock, $0.001 par value | 12,851 | $366.90 | $4,715,006.20 |
DisclosureSEC source: 0001730168-20-000170 · wf-form4_160037575920195.xml · nonDerivative · entry 3 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 306,034 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: Transaction executed in multiple trades at prices ranging from $366.42 to $367.38 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 1,502 restricted stock units. Read SEC document |
| September 15, 2020 Filed Sep 17, 2020 20:49 UTC |
TAN HOCK EDirector · President and CEO
|
SaleCommon Stock, $0.001 par value | 6,342 | $365.92 | $2,320,632.93 |
DisclosureSEC source: 0001730168-20-000170 · wf-form4_160037575920195.xml · nonDerivative · entry 2 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 318,885 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: Transaction executed in multiple trades at prices ranging from $365.42 to $366.41 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 1,502 restricted stock units. Read SEC document |
| September 15, 2020 Filed Sep 17, 2020 20:49 UTC |
TAN HOCK EDirector · President and CEO
|
Exercise / conversionCommon Stock, $0.001 par value | 78,125 | $52.65 | $4,113,281.25 |
DisclosureSEC source: 0001730168-20-000170 · wf-form4_160037575920195.xml · nonDerivative · entry 1 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 325,227 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · balance_after: Includes 1,502 restricted stock units. Read SEC document |
| September 10, 2020 Filed Sep 11, 2020 21:14 UTC |
FERNANDEZ RAUL JDirector
|
PurchaseCommon Stock, $0.001 par value | 83 | $363.00 | $30,129.00 |
DisclosureSEC source: 0001730168-20-000166 · wf-form4_159985886218104.xml · nonDerivative · entry 2 FERNANDEZ RAUL J · CIK 0001106627 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,231 F1 · balance_after: Includes 949 restricted stock units. Read SEC document |
| September 10, 2020 Filed Sep 11, 2020 21:19 UTC |
Kawwas Charlie BSVP & Chief Sales Officer
|
SaleCommon Stock, $0.001 par value | 4,778 | $364.22 | $1,740,238.38 |
DisclosureSEC source: 0001730168-20-000168 · wf-form4_159985916218248.xml · nonDerivative · entry 2 Kawwas Charlie B · CIK 0001608425 · SVP & Chief Sales Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,062 F1 · balance_after: Includes 48,125 restricted stock units. Read SEC document |
| September 09, 2020 Filed Sep 11, 2020 21:14 UTC |
FERNANDEZ RAUL JDirector
|
PurchaseCommon Stock, $0.001 par value | 84 | $358.11 | $30,080.82 |
DisclosureSEC source: 0001730168-20-000166 · wf-form4_159985886218104.xml · nonDerivative · entry 1 FERNANDEZ RAUL J · CIK 0001106627 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,148 F1 · balance_after: Includes 949 restricted stock units. Read SEC document |
| September 09, 2020 Filed Sep 11, 2020 21:19 UTC |
Kawwas Charlie BSVP & Chief Sales Officer
|
SaleCommon Stock, $0.001 par value | 4,586 | $354.01 | $1,623,489.86 |
DisclosureSEC source: 0001730168-20-000168 · wf-form4_159985916218248.xml · nonDerivative · entry 1 Kawwas Charlie B · CIK 0001608425 · SVP & Chief Sales Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,840 F1 · balance_after: Includes 48,125 restricted stock units. Read SEC document |
| September 08, 2020 Filed Sep 10, 2020 21:25 UTC |
TAN HOCK EDirector · President and CEO
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 57,172 | $0.00 Strike: $38.99 | $0.00 |
DisclosureSEC source: 0001730168-20-000158 · wf-form4_159977308953726.xml · derivative · entry 14 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.001 par value · 57,172 shares Expires 2020-09-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F15 · derivative.exercise_date: Share price performance option granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan. This option is fully vested and the exercisability requirements for this option have been met. Read SEC document |
| September 08, 2020 Filed Sep 10, 2020 21:25 UTC |
TAN HOCK EDirector · President and CEO
|
SaleCommon Stock, $0.001 par value | 1,200 | $361.96 | $434,353.20 |
DisclosureSEC source: 0001730168-20-000158 · wf-form4_159977308953726.xml · nonDerivative · entry 13 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 247,102 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F14 · price: Transaction executed in multiple trades at prices ranging from $361.66 to $362.32 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 1,502 restricted stock units. Read SEC document |
| September 08, 2020 Filed Sep 10, 2020 21:25 UTC |
TAN HOCK EDirector · President and CEO
|
SaleCommon Stock, $0.001 par value | 2,100 | $361.01 | $758,116.80 |
DisclosureSEC source: 0001730168-20-000158 · wf-form4_159977308953726.xml · nonDerivative · entry 12 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,302 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F13 · price: Transaction executed in multiple trades at prices ranging from $360.57 to $361.47 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 1,502 restricted stock units. Read SEC document |
| September 08, 2020 Filed Sep 10, 2020 21:25 UTC |
TAN HOCK EDirector · President and CEO
|
SaleCommon Stock, $0.001 par value | 900 | $359.95 | $323,958.60 |
DisclosureSEC source: 0001730168-20-000158 · wf-form4_159977308953726.xml · nonDerivative · entry 11 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,402 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F12 · price: Transaction executed in multiple trades at prices ranging from $359.50 to $360.24 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 1,502 restricted stock units. Read SEC document |
| September 08, 2020 Filed Sep 10, 2020 21:25 UTC |
TAN HOCK EDirector · President and CEO
|
SaleCommon Stock, $0.001 par value | 7,119 | $358.96 | $2,555,429.12 |
DisclosureSEC source: 0001730168-20-000158 · wf-form4_159977308953726.xml · nonDerivative · entry 10 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 251,302 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F11 · price: Transaction executed in multiple trades at prices ranging from $358.50 to $359.49 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 1,502 restricted stock units. Read SEC document |
| September 08, 2020 Filed Sep 10, 2020 21:25 UTC |
TAN HOCK EDirector · President and CEO
|
SaleCommon Stock, $0.001 par value | 9,893 | $357.89 | $3,540,576.09 |
DisclosureSEC source: 0001730168-20-000158 · wf-form4_159977308953726.xml · nonDerivative · entry 9 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 258,421 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F10 · price: Transaction executed in multiple trades at prices ranging from $357.49 to $358.48 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 1,502 restricted stock units. Read SEC document |
| September 08, 2020 Filed Sep 10, 2020 21:25 UTC |
TAN HOCK EDirector · President and CEO
|
SaleCommon Stock, $0.001 par value | 6,820 | $357.17 | $2,435,865.30 |
DisclosureSEC source: 0001730168-20-000158 · wf-form4_159977308953726.xml · nonDerivative · entry 8 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268,314 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F9 · price: Transaction executed in multiple trades at prices ranging from $356.48 to $357.46 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 1,502 restricted stock units. Read SEC document |
| September 08, 2020 Filed Sep 10, 2020 21:25 UTC |
TAN HOCK EDirector · President and CEO
|
SaleCommon Stock, $0.001 par value | 8,285 | $355.92 | $2,948,772.35 |
DisclosureSEC source: 0001730168-20-000158 · wf-form4_159977308953726.xml · nonDerivative · entry 7 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 275,134 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F8 · price: Transaction executed in multiple trades at prices ranging from $355.43 to $356.36 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 1,502 restricted stock units. Read SEC document |
| September 08, 2020 Filed Sep 10, 2020 21:25 UTC |
TAN HOCK EDirector · President and CEO
|
SaleCommon Stock, $0.001 par value | 6,177 | $354.79 | $2,191,519.30 |
DisclosureSEC source: 0001730168-20-000158 · wf-form4_159977308953726.xml · nonDerivative · entry 6 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 283,419 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F7 · price: Transaction executed in multiple trades at prices ranging from $354.39 to $355.29 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 1,502 restricted stock units. Read SEC document |
| September 08, 2020 Filed Sep 10, 2020 21:25 UTC |
TAN HOCK EDirector · President and CEO
|
SaleCommon Stock, $0.001 par value | 5,909 | $353.94 | $2,091,443.28 |
DisclosureSEC source: 0001730168-20-000158 · wf-form4_159977308953726.xml · nonDerivative · entry 5 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 289,596 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F6 · price: Transaction executed in multiple trades at prices ranging from $353.39 to $354.36 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 1,502 restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.