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Nasdaq · USD

AVAV

AeroVironment Inc

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Tapewire entity
3683
SEC CIK
0001368622
Parsed reports
480

Last 12 months

Inside the activity.

0 purchase rows · 21 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202502
Jan 202602
Feb 202603
Mar 202604
Apr 202601
May 202601
Jun 202601
Jul 202602
Aug 202602
Sep 202602
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 11, 2023 Filed Jul 13, 2023 00:43 UTC
Brown Melissa AnnVP, Gen. Counsel, Corp. Sec.
Tax withholdingCommon Stock 594 $99.67 $59,203.98
Disclosure

SEC source: 0001368622-23-000053 · form4.xml · nonDerivative · entry 1

Brown Melissa Ann · CIK 0001718505 · VP, Gen. Counsel, Corp. Sec.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,339

F1 · shares: Disposition made pursuant to a net settlement whereby shares of stock were tendered to satisfy tax withholding obligations arising in conjunction with the vesting of previously issued Restricted Stock Awards.

Read SEC document
July 11, 2023 Filed Jul 13, 2023 00:39 UTC Tax withholdingCommon Stock 1,204 $99.67 $120,002.68
Disclosure

SEC source: 0001368622-23-000051 · form4.xml · nonDerivative · entry 1

McDonnell Kevin Patrick · CIK 0001800899 · Sr. VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,508

F1 · shares: Disposition made pursuant to a net settlement whereby shares of stock were tendered to satisfy tax withholding obligations arising in conjunction with the vesting of previously issued Restricted Stock Awards.

Read SEC document
July 11, 2023 Filed Jul 13, 2023 00:37 UTC
Nawabi WahidDirector · Chair, President and CEO
Tax withholdingCommon Stock 4,805 $99.67 $478,914.35
Disclosure

SEC source: 0001368622-23-000049 · form4.xml · nonDerivative · entry 1

Nawabi Wahid · CIK 0001538012 · Director · Chair, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,413

F1 · shares: Disposition made pursuant to a net settlement whereby shares of stock were tendered to satisfy tax withholding obligations arising in conjunction with the vesting of previously issued Restricted Stock Awards.

Read SEC document
June 30, 2023 Filed Jul 5, 2023 20:43 UTC GrantCommon Stock 1,466 $102.28 $149,942.48
Disclosure

SEC source: 0001368622-23-000037 · form4.xml · nonDerivative · entry 1

MULLER EDWARD R · CIK 0001180211 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,385

F1 · shares: Restricted Stock Awards vest in 3 equal installments on each of July 11, 2024, 2025 and 2026.

Read SEC document
June 30, 2023 Filed Jul 5, 2023 20:53 UTC GrantCommon Stock 1,466 $102.28 $149,942.48
Disclosure

SEC source: 0001368622-23-000043 · form4.xml · nonDerivative · entry 1

Lewis Cindy Kay · CIK 0001878919 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,897

F1 · shares: Restricted Stock Awards vest in 3 equal installments on each of July 11, 2024, 2025 and 2026.

Read SEC document
June 30, 2023 Filed Jul 5, 2023 20:56 UTC GrantCommon Stock 1,466 $102.28 $149,942.48
Disclosure

SEC source: 0001368622-23-000045 · form4.xml · nonDerivative · entry 1

PAGE STEPHEN F · CIK 0001184178 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,392

F1 · shares: Restricted Stock Awards vest in 3 equal installments on each of July 11, 2024, 2025 and 2026.

Read SEC document
June 30, 2023 Filed Jul 5, 2023 21:01 UTC GrantCommon Stock 1,662 $102.28 $169,989.36
Disclosure

SEC source: 0001368622-23-000047 · form4.xml · nonDerivative · entry 1

Davidson Phillip S · CIK 0001893761 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,662

F1 · shares: Restricted Stock Awards vest in 3 equal installments on each of July 11, 2024, 2025 and 2026.

Read SEC document
June 30, 2023 Filed Jul 5, 2023 20:51 UTC GrantCommon Stock 1,466 $102.28 $149,942.48
Disclosure

SEC source: 0001368622-23-000041 · form4.xml · nonDerivative · entry 1

MERIGOLD CATHARINE · CIK 0001650124 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,744

F1 · shares: Restricted Stock Awards vest in 3 equal installments on each of July 11, 2024, 2025 and 2026.

Read SEC document
June 30, 2023 Filed Jul 5, 2023 20:47 UTC GrantCommon Stock 1,466 $102.28 $149,942.48
Disclosure

SEC source: 0001368622-23-000039 · form4.xml · nonDerivative · entry 1

Burbage Charles Thomas · CIK 0001592670 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,068

F1 · shares: Restricted Stock Awards vest in 3 equal installments on each of July 11, 2024, 2025 and 2026

Read SEC document
June 30, 2023 Filed Jul 5, 2023 20:37 UTC GrantCommon Stock 855 $102.28 $87,449.40
Disclosure

SEC source: 0001368622-23-000035 · form4.xml · nonDerivative · entry 1

Rodrian Jeff E · CIK 0001983056 · Sr. VP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,705

F1 · shares: Restricted Stock Awards vest in 3 equal installments on each of July 11, 2024, 2025 and 2026.

Read SEC document
June 30, 2023 Filed Jul 5, 2023 20:33 UTC GrantCommon Stock 1,026 $102.28 $104,939.28
Disclosure

SEC source: 0001368622-23-000033 · form4.xml · nonDerivative · entry 1

Hush Brett P · CIK 0001983057 · Sr. VP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,635

F1 · shares: Restricted Stock Awards vest in 3 equal installments on each of July 11, 2024, 2025 and 2026.

Read SEC document
June 30, 2023 Filed Jul 5, 2023 20:29 UTC GrantCommon Stock 1,026 $102.28 $104,939.28
Disclosure

SEC source: 0001368622-23-000031 · form4.xml · nonDerivative · entry 1

Stevenson Trace E · CIK 0001983167 · Sr. VP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,730

F1 · shares: Restricted Stock Awards vest in 3 equal installments on each of July 11, 2024, 2025 and 2026.

Read SEC document
June 30, 2023 Filed Jul 5, 2023 20:22 UTC
Shackley Brian CharlesVP, Chief Accounting Officer
GrantCommon Stock 513 $102.28 $52,469.64
Disclosure

SEC source: 0001368622-23-000029 · form4.xml · nonDerivative · entry 1

Shackley Brian Charles · CIK 0001790261 · VP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,863

F1 · shares: Restricted Stock Awards vest in 3 equal installments on each of July 11, 2024, 2025 and 2026.

Read SEC document
June 30, 2023 Filed Jul 5, 2023 20:17 UTC
Brown Melissa AnnVP, Gen. Counsel, Corp. Sec.
GrantCommon Stock 1,976 $102.28 $202,105.28
Disclosure

SEC source: 0001368622-23-000027 · form4.xml · nonDerivative · entry 1

Brown Melissa Ann · CIK 0001718505 · VP, Gen. Counsel, Corp. Sec.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,933

F1 · shares: Restricted Stock Awards vest in 3 equal installments on each of July 11, 2024, 2025 and 2026.

Read SEC document
June 30, 2023 Filed Jul 5, 2023 20:13 UTC GrantCommon Stock 4,234 $102.28 $433,053.52
Disclosure

SEC source: 0001368622-23-000025 · form4.xml · nonDerivative · entry 1

McDonnell Kevin Patrick · CIK 0001800899 · Sr. VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,712

F1 · shares: Restricted Stock Awards vest in 3 equal installments on each of July 11, 2024, 2025 and 2026.

Read SEC document
June 30, 2023 Filed Jul 5, 2023 20:09 UTC
Nawabi WahidDirector · Chair, President and CEO
GrantCommon Stock 12,421 $102.28 $1,270,419.88
Disclosure

SEC source: 0001368622-23-000023 · form4.xml · nonDerivative · entry 1

Nawabi Wahid · CIK 0001538012 · Director · Chair, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,218

F1 · shares: Restricted Stock Awards vest in 3 equal installments on each of July 11, 2024, 2025 and 2026.

Read SEC document
June 28, 2023 Filed Jun 30, 2023 00:43 UTC
Nawabi WahidDirector · Chair, President and CEO
Exercise / conversionPerformance Restricted Stock Awards · Derivative 16,667 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001368622-23-000017 · form4.xml · derivative · entry 3

Nawabi Wahid · CIK 0001538012 · Director · Chair, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,667 shares

Expires 2023-06-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Performance Restricted Stock Unit (PRSU) represents the contingent right to receive, following vesting, shares of the issuer's common stock. The resulting number of shares of the issuer's common stock acquired upon vesting of the PRSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on May 1, 2020 and ending on April 30, 2023. The target number of units subject to the award is presented in the table. The number of units that vest may be 0% to 200% of the target number of units, depending on performance.

F2 · derivative.exercise_date: Unless earlier forfeited under the terms of the PRSU, each PRSU vests and converts into shares of the issuer's common stock upon certification by the Company's Compensation Committee of the achievement of the performance metrics of the PRSUs (the "Certification Date").

F2 · derivative.expiration_date: Unless earlier forfeited under the terms of the PRSU, each PRSU vests and converts into shares of the issuer's common stock upon certification by the Company's Compensation Committee of the achievement of the performance metrics of the PRSUs (the "Certification Date").

F3 · derivative.underlying_shares: Upon conversion of the PRSUs, the Reporting Person received 5,783 shares of common stock.

Read SEC document
June 28, 2023 Filed Jun 30, 2023 00:43 UTC
Nawabi WahidDirector · Chair, President and CEO
Tax withholdingCommon Stock 2,868 $94.71 $271,628.28
Disclosure

SEC source: 0001368622-23-000017 · form4.xml · nonDerivative · entry 2

Nawabi Wahid · CIK 0001538012 · Director · Chair, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,797

F4 · shares: Disposition made pursuant to a net settlement whereby shares of stock were tendered to satisfy tax withholding obligations arising in the conjunction with the vesting of previously issued Performance Restricted Stock Units.

Read SEC document
June 28, 2023 Filed Jun 30, 2023 00:43 UTC
Nawabi WahidDirector · Chair, President and CEO
Exercise / conversionCommon Stock 5,783 $0.00 $0.00
Disclosure

SEC source: 0001368622-23-000017 · form4.xml · nonDerivative · entry 1

Nawabi Wahid · CIK 0001538012 · Director · Chair, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,665

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Performance Restricted Stock Unit (PRSU) represents the contingent right to receive, following vesting, shares of the issuer's common stock. The resulting number of shares of the issuer's common stock acquired upon vesting of the PRSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on May 1, 2020 and ending on April 30, 2023. The target number of units subject to the award is presented in the table. The number of units that vest may be 0% to 200% of the target number of units, depending on performance.

Read SEC document
June 28, 2023 Filed Jun 30, 2023 00:38 UTC Exercise / conversionPerformance Restricted Stock Awards · Derivative 3,375 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001368622-23-000015 · form4.xml · derivative · entry 3

McDonnell Kevin Patrick · CIK 0001800899 · Sr. VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,375 shares

Expires 2023-06-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Performance Restricted Stock Unit (PRSU) represents the contingent right to receive, following vesting, shares of the issuer's common stock. The resulting number of shares of the issuer's common stock acquired upon vesting of the PRSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on May 1, 2020 and ending on April 30, 2023. The target number of units subject to the award is presented in the table. The number of units that vest may be 0% to 200% of the target number of units, depending on performance.

F2 · derivative.exercise_date: Unless earlier forfeited under the terms of the PRSU, each PRSU vests and converts into shares of the issuer's common stock upon certification by the Company's Compensation Committee of the achievement of the performance metrics of the PRSUs (the "Certification Date").

F2 · derivative.expiration_date: Unless earlier forfeited under the terms of the PRSU, each PRSU vests and converts into shares of the issuer's common stock upon certification by the Company's Compensation Committee of the achievement of the performance metrics of the PRSUs (the "Certification Date").

F3 · derivative.underlying_shares: Upon conversion of the PRSUs, the Reporting Person received 1,171 shares of common stock.

Read SEC document
June 28, 2023 Filed Jun 30, 2023 00:38 UTC Tax withholdingCommon Stock 405 $94.71 $38,357.55
Disclosure

SEC source: 0001368622-23-000015 · form4.xml · nonDerivative · entry 2

McDonnell Kevin Patrick · CIK 0001800899 · Sr. VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,478

F4 · shares: Disposition made pursuant to a net settlement whereby shares of stock were tendered to satisfy tax withholding obligations arising in the conjunction with the vesting of previously issued Performance Restricted Stock Units.

Read SEC document
June 28, 2023 Filed Jun 30, 2023 00:38 UTC Exercise / conversionCommon Stock 1,171 $0.00 $0.00
Disclosure

SEC source: 0001368622-23-000015 · form4.xml · nonDerivative · entry 1

McDonnell Kevin Patrick · CIK 0001800899 · Sr. VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,883

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Performance Restricted Stock Unit (PRSU) represents the contingent right to receive, following vesting, shares of the issuer's common stock. The resulting number of shares of the issuer's common stock acquired upon vesting of the PRSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on May 1, 2020 and ending on April 30, 2023. The target number of units subject to the award is presented in the table. The number of units that vest may be 0% to 200% of the target number of units, depending on performance.

Read SEC document
June 28, 2023 Filed Jun 30, 2023 00:35 UTC
Brown Melissa AnnVP, Gen. Counsel, Corp. Sec.
Exercise / conversionPerformance Restricted Stock Awards · Derivative 2,152 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001368622-23-000013 · form4.xml · derivative · entry 3

Brown Melissa Ann · CIK 0001718505 · VP, Gen. Counsel, Corp. Sec.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,152 shares

Expires 2023-06-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Performance Restricted Stock Unit (PRSU) represents the contingent right to receive, following vesting, shares of the issuer's common stock. The resulting number of shares of the issuer's common stock acquired upon vesting of the PRSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on May 1, 2020 and ending on April 30, 2023. The target number of units subject to the award is presented in the table. The number of units that vest may be 0% to 200% of the target number of units, depending on performance.

F2 · derivative.exercise_date: Unless earlier forfeited under the terms of the PRSU, each PRSU vests and converts into shares of the issuer's common stock upon certification by the Company's Compensation Committee of the achievement of the performance metrics of the PRSUs (the "Certification Date").

F2 · derivative.expiration_date: Unless earlier forfeited under the terms of the PRSU, each PRSU vests and converts into shares of the issuer's common stock upon certification by the Company's Compensation Committee of the achievement of the performance metrics of the PRSUs (the "Certification Date").

F3 · derivative.underlying_shares: Upon conversion of the PRSUs, the Reporting Person received 746 shares of common stock.

Read SEC document
June 28, 2023 Filed Jun 30, 2023 00:35 UTC
Brown Melissa AnnVP, Gen. Counsel, Corp. Sec.
Tax withholdingCommon Stock 258 $94.71 $24,435.18
Disclosure

SEC source: 0001368622-23-000013 · form4.xml · nonDerivative · entry 2

Brown Melissa Ann · CIK 0001718505 · VP, Gen. Counsel, Corp. Sec.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,957

F4 · shares: Disposition made pursuant to a net settlement whereby shares of stock were tendered to satisfy tax withholding obligations arising in the conjunction with the vesting of previously issued Performance Restricted Stock Units.

Read SEC document
June 28, 2023 Filed Jun 30, 2023 00:35 UTC
Brown Melissa AnnVP, Gen. Counsel, Corp. Sec.
Exercise / conversionCommon Stock 746 $0.00 $0.00
Disclosure

SEC source: 0001368622-23-000013 · form4.xml · nonDerivative · entry 1

Brown Melissa Ann · CIK 0001718505 · VP, Gen. Counsel, Corp. Sec.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,215

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Performance Restricted Stock Unit (PRSU) represents the contingent right to receive, following vesting, shares of the issuer's common stock. The resulting number of shares of the issuer's common stock acquired upon vesting of the PRSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on May 1, 2020 and ending on April 30, 2023. The target number of units subject to the award is presented in the table. The number of units that vest may be 0% to 200% of the target number of units, depending on performance.

Read SEC document
June 28, 2023 Filed Jun 30, 2023 00:32 UTC
Shackley Brian CharlesVP, Chief Accounting Officer
Exercise / conversionPerformance Restricted Stock Awards · Derivative 843 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001368622-23-000011 · form4.xml · derivative · entry 3

Shackley Brian Charles · CIK 0001790261 · VP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 843 shares

Expires 2023-06-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Performance Restricted Stock Unit (PRSU) represents the contingent right to receive, following vesting, shares of the issuer's common stock. The resulting number of shares of the issuer's common stock acquired upon vesting of the PRSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on May 1, 2020 and ending on April 30, 2023. The target number of units subject to the award is presented in the table. The number of units that vest may be 0% to 200% of the target number of units, depending on performance.

F2 · derivative.exercise_date: Unless earlier forfeited under the terms of the PRSU, each PRSU vests and converts into shares of the issuer's common stock upon certification by the Company's Compensation Committee of the achievement of the performance metrics of the PRSUs (the "Certification Date").

F2 · derivative.expiration_date: Unless earlier forfeited under the terms of the PRSU, each PRSU vests and converts into shares of the issuer's common stock upon certification by the Company's Compensation Committee of the achievement of the performance metrics of the PRSUs (the "Certification Date").

F3 · derivative.underlying_shares: Upon conversion of the PRSUs, the Reporting Person received 292 shares of common stock.

Read SEC document
June 28, 2023 Filed Jun 30, 2023 00:32 UTC
Shackley Brian CharlesVP, Chief Accounting Officer
Tax withholdingCommon Stock 101 $94.71 $9,565.71
Disclosure

SEC source: 0001368622-23-000011 · form4.xml · nonDerivative · entry 2

Shackley Brian Charles · CIK 0001790261 · VP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,350

F4 · shares: Disposition made pursuant to a net settlement whereby shares of stock were tendered to satisfy tax withholding obligations arising in the conjunction with the vesting of previously issued Performance Restricted Stock Units.

Read SEC document
June 28, 2023 Filed Jun 30, 2023 00:32 UTC
Shackley Brian CharlesVP, Chief Accounting Officer
Exercise / conversionCommon Stock 292 $0.00 $0.00
Disclosure

SEC source: 0001368622-23-000011 · form4.xml · nonDerivative · entry 1

Shackley Brian Charles · CIK 0001790261 · VP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,451

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Performance Restricted Stock Unit (PRSU) represents the contingent right to receive, following vesting, shares of the issuer's common stock. The resulting number of shares of the issuer's common stock acquired upon vesting of the PRSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on May 1, 2020 and ending on April 30, 2023. The target number of units subject to the award is presented in the table. The number of units that vest may be 0% to 200% of the target number of units, depending on performance.

Read SEC document
June 28, 2023 Filed Jun 30, 2023 00:29 UTC Exercise / conversionPerformance Restricted Stock Awards · Derivative 1,265 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001368622-23-000009 · form4.xml · derivative · entry 3

Stevenson Trace E · CIK 0001983167 · Sr. VP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,265 shares

Expires 2023-06-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Performance Restricted Stock Unit (PRSU) represents the contingent right to receive, following vesting, shares of the issuer's common stock. The resulting number of shares of the issuer's common stock acquired upon vesting of the PRSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on May 1, 2020 and ending on April 30, 2023. The target number of units subject to the award is presented in the table. The number of units that vest may be 0% to 200% of the target number of units, depending on performance.

F2 · derivative.exercise_date: Unless earlier forfeited under the terms of the PRSU, each PRSU vests and converts into shares of the issuer's common stock upon certification by the Company's Compensation Committee of the achievement of the performance metrics of the PRSUs (the "Certification Date").

F2 · derivative.expiration_date: Unless earlier forfeited under the terms of the PRSU, each PRSU vests and converts into shares of the issuer's common stock upon certification by the Company's Compensation Committee of the achievement of the performance metrics of the PRSUs (the "Certification Date").

F3 · derivative.underlying_shares: Upon conversion of the PRSUs, the Reporting Person received 438 shares of common stock.

Read SEC document
June 28, 2023 Filed Jun 30, 2023 00:29 UTC Tax withholdingCommon Stock 148 $94.71 $14,017.08
Disclosure

SEC source: 0001368622-23-000009 · form4.xml · nonDerivative · entry 2

Stevenson Trace E · CIK 0001983167 · Sr. VP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,704

F4 · shares: Disposition made pursuant to a net settlement whereby shares of stock were tendered to satisfy tax withholding obligations arising in the conjunction with the vesting of previously issued Performance Restricted Stock Units.

Read SEC document
June 28, 2023 Filed Jun 30, 2023 00:29 UTC Exercise / conversionCommon Stock 438 $0.00 $0.00
Disclosure

SEC source: 0001368622-23-000009 · form4.xml · nonDerivative · entry 1

Stevenson Trace E · CIK 0001983167 · Sr. VP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,852

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Performance Restricted Stock Unit (PRSU) represents the contingent right to receive, following vesting, shares of the issuer's common stock. The resulting number of shares of the issuer's common stock acquired upon vesting of the PRSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on May 1, 2020 and ending on April 30, 2023. The target number of units subject to the award is presented in the table. The number of units that vest may be 0% to 200% of the target number of units, depending on performance.

Read SEC document
April 21, 2023 Filed Apr 25, 2023 18:10 UTC
Nawabi WahidDirector · President and CEO
Exercise / conversionOption to Purchase Common Stock · Derivative 30,000 $0.00 Strike: $18.07 $0.00
Disclosure

SEC source: 0001140361-23-020143 · form4.xml · derivative · entry 2

Nawabi Wahid · CIK 0001538012 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires 2023-04-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options vested in five equal annual installments beginning on April 22, 2013.

Read SEC document
April 21, 2023 Filed Apr 25, 2023 18:10 UTC
Nawabi WahidDirector · President and CEO
Exercise / conversionCommon Stock 30,000 $18.07 $542,100.00
Disclosure

SEC source: 0001140361-23-020143 · form4.xml · nonDerivative · entry 1

Nawabi Wahid · CIK 0001538012 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,882

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 04, 2023 Filed Apr 7, 2023 01:26 UTC
McDonnell Kevin PatrickChief Financial Officer
Tax withholdingCommon Stock 305 $101.56 $30,975.80
Disclosure

SEC source: 0001140361-23-017107 · form4.xml · nonDerivative · entry 1

McDonnell Kevin Patrick · CIK 0001800899 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,712

F1 · shares: Disposition made pursuant to a net settlement whereby shares of stock were tendered to satisfy tax withholding obligations arising in conjunction with the vesting of previously issued Restricted Stock Awards.

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April 04, 2023 Filed Apr 7, 2023 01:16 UTC
Shackley Brian CharlesChief Accounting Officer
Tax withholdingCommon Stock 223 $101.56 $22,647.88
Disclosure

SEC source: 0001140361-23-017106 · form4.xml · nonDerivative · entry 1

Shackley Brian Charles · CIK 0001790261 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,159

F1 · shares: Disposition made pursuant to a net settlement whereby shares of stock were tendered to satisfy tax withholding obligations arising in conjunction with the vesting of previously issued Restricted Stock Awards.

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March 30, 2023 Filed Apr 3, 2023 22:45 UTC Exercise / conversionOption to Purchase Common Stock · Derivative 10,000 $0.00 Strike: $18.57 $0.00
Disclosure

SEC source: 0001140361-23-015904 · form4.xml · derivative · entry 4

PAGE STEPHEN F · CIK 0001184178 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2023-04-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Options vested in five equal annual installments beginning on April 24, 2013.

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March 30, 2023 Filed Apr 3, 2023 22:45 UTC SaleCommon Stock 2,105 $90.78 $191,091.90
Disclosure

SEC source: 0001140361-23-015904 · form4.xml · nonDerivative · entry 2

PAGE STEPHEN F · CIK 0001184178 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,721

F1 · shares: Shares were sold to pay the option exercise price and taxes.

F2 · price: The price reported represents the weighted average price of shares sold. Shares were sold at varying prices in the range of $90.77- $90.82. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

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March 30, 2023 Filed Apr 3, 2023 22:45 UTC Exercise / conversionCommon Stock 10,000 $18.57 $185,700.00
Disclosure

SEC source: 0001140361-23-015904 · form4.xml · nonDerivative · entry 1

PAGE STEPHEN F · CIK 0001184178 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,826

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 30, 2023 Filed Jul 5, 2023 19:43 UTC Amendment OtherCommon Stock 7,895 $0.00 $0.00
Disclosure

SEC source: 0001368622-23-000021 · form4.xml · nonDerivative · entry 4

PAGE STEPHEN F · CIK 0001184178 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 20,795

F6 · kind: The transaction is the receipt of 7,895 shares of Common Stock, for no consideration, in the transfer referenced in Footnote 5

F7 · ownership.nature: Held by the Stephen F. Page Living Trust, of which Mr. Page is the trustee. Mr. Page disclaims beneficial ownership of any securities in which he does not have a pecuniary interest.

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March 30, 2023 Filed Jul 5, 2023 19:43 UTC Amendment OtherCommon Stock 7,895 $0.00 $0.00
Disclosure

SEC source: 0001368622-23-000021 · form4.xml · nonDerivative · entry 3

PAGE STEPHEN F · CIK 0001184178 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,926

F5 · kind: The transaction is a transfer of direct ownership of 7,895 shares of Common Stock, for no consideration, to the Stephen F. Page Living Trust.

F4 · shares: Corrects aggregate holdings resulting from transactions reported on Form 4 dated April 3, 2023.

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March 15, 2023 Filed Mar 16, 2023 17:03 UTC OtherCommon Stock 17,489 $0.00 $0.00
Disclosure

SEC source: 0001567619-23-005155 · doc1.xml · nonDerivative · entry 2

MULLER EDWARD R · CIK 0001180211 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 44,496

F2 · kind: The transaction is the receipt of 17,489 shares of Common Stock, for no consideration, in the transfer referenced in Footnote 1.

F3 · ownership.nature: Shares are held by the Edward R. Muller and Patricia E. Bauer 1991 Family Trust, of which Mr. Muller is one of the trustees. Mr. Muller disclaims beneficial ownership of any securities in which he does not have a pecuniary interest.

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March 15, 2023 Filed Mar 16, 2023 17:03 UTC OtherCommon Stock 17,489 $0.00 $0.00
Disclosure

SEC source: 0001567619-23-005155 · doc1.xml · nonDerivative · entry 1

MULLER EDWARD R · CIK 0001180211 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,919

F1 · kind: The transaction is a transfer of direct ownership of 17,489 shares of Common Stock, for no consideration, to the Edward R. Muller and Patricia E. Bauer 1991 Family Trust.

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March 09, 2023 Filed Mar 13, 2023 20:37 UTC Exercise / conversionOption to Purchase Common Stock · Derivative 25,000 $0.00 Strike: $27.27 $0.00
Disclosure

SEC source: 0001567619-23-004933 · doc1.xml · derivative · entry 5

MULLER EDWARD R · CIK 0001180211 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2023-11-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Options vested in five equal annual installments beginning on November 21, 2013.

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March 09, 2023 Filed Mar 13, 2023 20:37 UTC SaleCommon Stock 7,511 $92.54 $695,067.94
Disclosure

SEC source: 0001567619-23-004933 · doc1.xml · nonDerivative · entry 2

MULLER EDWARD R · CIK 0001180211 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,408

F1 · shares: Shares were sold to pay the option exercise price and taxes

F2 · price: The price reported represents the weighted average price of shares sold. Shares were sold at varying prices in the range of $91.69- $93.57. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

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March 09, 2023 Filed Mar 13, 2023 20:37 UTC Exercise / conversionCommon Stock 25,000 $27.27 $681,750.00
Disclosure

SEC source: 0001567619-23-004933 · doc1.xml · nonDerivative · entry 1

MULLER EDWARD R · CIK 0001180211 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,919

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 12, 2023 Filed Jan 17, 2023 19:10 UTC Exercise / conversionOption to Purchase Common Stock · Derivative 10,000 $0.00 Strike: $18.57 $0.00
Disclosure

SEC source: 0001567619-23-000939 · doc1.xml · derivative · entry 4

PAGE STEPHEN F · CIK 0001184178 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2023-04-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Options vested in five equal annual installments beginning on April 24, 2013.

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January 12, 2023 Filed Jan 17, 2023 19:10 UTC SaleCommon Stock 5,089 $88.47 $450,223.83
Disclosure

SEC source: 0001567619-23-000939 · doc1.xml · nonDerivative · entry 2

PAGE STEPHEN F · CIK 0001184178 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,837

F1 · shares: Shares were sold to pay the option exercise price and taxes.

F2 · price: The price reported represents the weighted average price of shares sold. Shares were sold at varying prices in the range of $87.86- $88.95. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

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January 12, 2023 Filed Jan 17, 2023 19:10 UTC Exercise / conversionCommon Stock 10,000 $18.57 $185,700.00
Disclosure

SEC source: 0001567619-23-000939 · doc1.xml · nonDerivative · entry 1

PAGE STEPHEN F · CIK 0001184178 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,926

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 12, 2023 Filed Jan 31, 2023 21:56 UTC Amendment SaleCommon Stock 2,100 $88.47 $185,787.00
Disclosure

SEC source: 0001567619-23-001558 · doc1.xml · nonDerivative · entry 1

PAGE STEPHEN F · CIK 0001184178 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,826

F1 · shares: The prior report dated January 12, 2023 overstated the number of shares sold by the reporting person to cover the option exercise price, errantly including tax withholding, which was not applicable.

F2 · price: The price reported represents the weighted average price of shares sold. Shares were sold at varying prices in the range of $87.86- $88.95. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

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January 12, 2023 Filed Jul 5, 2023 19:43 UTC Amendment OtherCommon Stock 7,900 $0.00 $0.00
Disclosure

SEC source: 0001368622-23-000021 · form4.xml · nonDerivative · entry 2

PAGE STEPHEN F · CIK 0001184178 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 12,900

F3 · kind: The transaction is the receipt of 7,900 shares of Common Stock, for no consideration, in the transfer referenced in Footnote 2

F7 · ownership.nature: Held by the Stephen F. Page Living Trust, of which Mr. Page is the trustee. Mr. Page disclaims beneficial ownership of any securities in which he does not have a pecuniary interest.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.