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NYSE · USD

AVA

AVISTA CORP

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145
SEC CIK
0000104918
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845

Last 12 months

Inside the activity.

0 purchase rows · 9 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202503
Jan 202600
Feb 202601
Mar 202601
Apr 202600
May 202601
Jun 202600
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Aug 202600
Sep 202602
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 19, 2024 Filed Feb 21, 2024 22:32 UTC
DiLuciano Joshua DVice President
Exercise / conversionCommon Stock - Performance Shares (CEPS) 255 Not disclosed Not disclosed
Disclosure

SEC source: 0000104918-24-000041 · primary_doc.xml · nonDerivative · entry 1

DiLuciano Joshua D · CIK 0001943093 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,219

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: No conversion price. Shares awarded if performance measure is met.

Read SEC document
February 19, 2024 Filed Feb 21, 2024 22:26 UTC
Cox Bryan AldenSenior Vice President
Exercise / conversionConversion of 2021 Performance Shares (CEPS) · Derivative 2,054 Not disclosed Not disclosed
Disclosure

SEC source: 0000104918-24-000040 · primary_doc.xml · derivative · entry 4

Cox Bryan Alden · CIK 0001724735 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,054 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: No conversion price. Shares awarded if performance measure is met.

F1 · price: No conversion price. Shares awarded if performance measure is met.

F1 · derivative.exercise_date: No conversion price. Shares awarded if performance measure is met.

F1 · derivative.expiration_date: No conversion price. Shares awarded if performance measure is met.

Read SEC document
February 19, 2024 Filed Feb 21, 2024 22:26 UTC
Cox Bryan AldenSenior Vice President
Tax withholdingCommon Stock - Performance Shares (CEPS) 266 $33.57 $8,929.62
Disclosure

SEC source: 0000104918-24-000040 · primary_doc.xml · nonDerivative · entry 2

Cox Bryan Alden · CIK 0001724735 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,912

F2 · shares: Shares withheld to pay income tax on Performance Shares acquired 2/19/24.

Read SEC document
February 19, 2024 Filed Feb 21, 2024 22:26 UTC
Cox Bryan AldenSenior Vice President
Exercise / conversionCommon Stock - Performance Shares (CEPS) 1,089 Not disclosed Not disclosed
Disclosure

SEC source: 0000104918-24-000040 · primary_doc.xml · nonDerivative · entry 1

Cox Bryan Alden · CIK 0001724735 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,178

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: No conversion price. Shares awarded if performance measure is met.

Read SEC document
February 19, 2024 Filed Feb 21, 2024 22:17 UTC
Christie Kevin JSVP, CFO & Treasurer
Exercise / conversionConversion of 2021 Performance Shares (CEPS) · Derivative 3,307 Not disclosed Not disclosed
Disclosure

SEC source: 0000104918-24-000039 · primary_doc.xml · derivative · entry 4

Christie Kevin J · CIK 0001633269 · SVP, CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,307 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: No conversion price. Shares awarded if performance measure is met.

F1 · price: No conversion price. Shares awarded if performance measure is met.

F1 · derivative.exercise_date: No conversion price. Shares awarded if performance measure is met.

F1 · derivative.expiration_date: No conversion price. Shares awarded if performance measure is met.

Read SEC document
February 19, 2024 Filed Feb 21, 2024 22:17 UTC
Christie Kevin JSVP, CFO & Treasurer
Tax withholdingCommon Stock - Performance Shares (CEPS) 427 $33.57 $14,334.39
Disclosure

SEC source: 0000104918-24-000039 · primary_doc.xml · nonDerivative · entry 2

Christie Kevin J · CIK 0001633269 · SVP, CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,584

F2 · shares: Shares withheld to pay income tax on Performance Shares acquired 2/19/24.

Read SEC document
February 19, 2024 Filed Feb 21, 2024 22:17 UTC
Christie Kevin JSVP, CFO & Treasurer
Exercise / conversionCommon Stock - Performance Shares (CEPS) 1,753 Not disclosed Not disclosed
Disclosure

SEC source: 0000104918-24-000039 · primary_doc.xml · nonDerivative · entry 1

Christie Kevin J · CIK 0001633269 · SVP, CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,011

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: No conversion price. Shares awarded if performance measure is met.

Read SEC document
February 08, 2024 Filed Feb 12, 2024 20:17 UTC GrantPerformance Shares Grant - 2024 · Derivative 60,051 $32.64 $1,960,064.64
Disclosure

SEC source: 0000104918-24-000038 · primary_doc.xml · derivative · entry 3

Vermillion Dennis P · CIK 0001406033 · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,051

Underlying: Common Stock · 60,051 shares

Expires not disclosed

F2 · derivative.exercise_price: No conversion price. Shares awarded if performance measure is met.

F3 · derivative.exercise_date: Each performance cycle is 3 years in length. Shares will be issued at the end of each 3-year cycle if performance measure is met.

F3 · derivative.expiration_date: Each performance cycle is 3 years in length. Shares will be issued at the end of each 3-year cycle if performance measure is met.

Read SEC document
February 08, 2024 Filed Feb 12, 2024 20:17 UTC GrantCommon Stock - Restricted Shares Grant 2024 25,734 $32.64 $839,957.76
Disclosure

SEC source: 0000104918-24-000038 · primary_doc.xml · nonDerivative · entry 1

Vermillion Dennis P · CIK 0001406033 · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 164,889

F1 · shares: Restricted Shares vest 1/3 each year over a 3-year period and are payable in Avista Corp. Common Stock at the end of each year in the 3-year period.

Read SEC document
February 08, 2024 Filed Feb 12, 2024 20:14 UTC
Thackston Jason RSenior Vice President & CSCEO
GrantPerformance Shares Grant - 2024 · Derivative 8,795 $32.64 $287,068.80
Disclosure

SEC source: 0000104918-24-000037 · primary_doc.xml · derivative · entry 2

Thackston Jason R · CIK 0001466555 · Senior Vice President & CSCEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,795

Underlying: Common Stock · 8,795 shares

Expires not disclosed

F2 · derivative.exercise_price: No conversion price. Shares awarded if performance measure is met.

F3 · derivative.exercise_date: Each performance cycle is 3 years in length. Shares will be issued at the end of each 3-year cycle if performance measure is met.

F3 · derivative.expiration_date: Each performance cycle is 3 years in length. Shares will be issued at the end of each 3-year cycle if performance measure is met.

Read SEC document
February 08, 2024 Filed Feb 12, 2024 20:14 UTC
Thackston Jason RSenior Vice President & CSCEO
GrantCommon Stock - Restricted Shares Grant 2024 3,767 $32.64 $122,954.88
Disclosure

SEC source: 0000104918-24-000037 · primary_doc.xml · nonDerivative · entry 1

Thackston Jason R · CIK 0001466555 · Senior Vice President & CSCEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,359

F1 · shares: Restricted Shares vest 1/3 each year over a 3-year period and are payable in Avista Corp. Common Stock at the end of each year in the 3-year period.

Read SEC document
February 08, 2024 Filed Feb 12, 2024 20:10 UTC GrantPerformance Shares Grant - 2024 · Derivative 16,086 $32.64 $525,047.04
Disclosure

SEC source: 0000104918-24-000036 · primary_doc.xml · derivative · entry 3

Rosentrater Heather Lynn · CIK 0001659415 · President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,086

Underlying: Common Stock · 16,086 shares

Expires not disclosed

F2 · derivative.exercise_price: No conversion price. Shares awarded if performance measure is met.

F3 · derivative.exercise_date: Each performance cycle is 3 years in length. Shares will be issued at the end of each 3-year cycle if performance measure is met.

F3 · derivative.expiration_date: Each performance cycle is 3 years in length. Shares will be issued at the end of each 3-year cycle if performance measure is met.

Read SEC document
February 08, 2024 Filed Feb 12, 2024 20:10 UTC GrantCommon Stock - Restricted Shares Grant 2024 6,892 $32.64 $224,954.88
Disclosure

SEC source: 0000104918-24-000036 · primary_doc.xml · nonDerivative · entry 1

Rosentrater Heather Lynn · CIK 0001659415 · President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,671

F1 · shares: Restricted Shares vest 1/3 each year over a 3-year period and are payable in Avista Corp. Common Stock at the end of each year in the 3-year period.

Read SEC document
February 08, 2024 Filed Feb 12, 2024 20:06 UTC
MEYER DAVID JVice President
GrantPerformance Shares Grant - 2024 · Derivative 4,504 $32.64 $147,010.56
Disclosure

SEC source: 0000104918-24-000035 · primary_doc.xml · derivative · entry 4

MEYER DAVID J · CIK 0001174958 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,504

Underlying: Common Stock · 4,504 shares

Expires not disclosed

F2 · derivative.exercise_price: No conversion price. Shares awarded if performance measure is met.

F3 · derivative.exercise_date: Each performance cycle is 3 years in length. Shares will be issued at the end of each 3-year cycle if performance measure is met.

F3 · derivative.expiration_date: Each performance cycle is 3 years in length. Shares will be issued at the end of each 3-year cycle if performance measure is met.

Read SEC document
February 08, 2024 Filed Feb 12, 2024 20:06 UTC
MEYER DAVID JVice President
GrantCommon Stock - Restricted Shares Grant 2024 1,930 $32.64 $62,995.20
Disclosure

SEC source: 0000104918-24-000035 · primary_doc.xml · nonDerivative · entry 1

MEYER DAVID J · CIK 0001174958 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,013

F1 · shares: Restricted Shares vest 1/3 each year over a 3-year period and are payable in Avista Corp. Common Stock at the end of each year in the 3-year period.

Read SEC document
February 08, 2024 Filed Feb 12, 2024 20:01 UTC
Manuel Wayne OVice President
GrantPerformance Shares Grant - 2024 · Derivative 5,363 $32.64 $175,048.32
Disclosure

SEC source: 0000104918-24-000034 · primary_doc.xml · derivative · entry 2

Manuel Wayne O · CIK 0001978840 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,363

Underlying: Common Stock · 5,363 shares

Expires not disclosed

F2 · derivative.exercise_price: No conversion price. Shares awarded if performance measure is met.

F3 · derivative.exercise_date: Each performance cycle is 3 years in length. Shares will be issued at the end of each 3-year cycle if performance measure is met.

F3 · derivative.expiration_date: Each performance cycle is 3 years in length. Shares will be issued at the end of each 3-year cycle if performance measure is met.

Read SEC document
February 08, 2024 Filed Feb 12, 2024 20:01 UTC
Manuel Wayne OVice President
GrantCommon Stock - Restricted Shares Grant 2024 6,127 $32.64 $199,985.28
Disclosure

SEC source: 0000104918-24-000034 · primary_doc.xml · nonDerivative · entry 1

Manuel Wayne O · CIK 0001978840 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,637

F1 · shares: Restricted Shares vest 1/3 each year over a 3-year period and are payable in Avista Corp. Common Stock at the end of each year in the 3-year period. Special Restricted Shares 3,830 will vest in 2025.

Read SEC document
February 08, 2024 Filed Feb 12, 2024 19:58 UTC
Krasselt Ryan LVice President
GrantPerformance Shares Grant - 2024 · Derivative 4,504 $32.64 $147,010.56
Disclosure

SEC source: 0000104918-24-000033 · primary_doc.xml · derivative · entry 2

Krasselt Ryan L · CIK 0001654845 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,504

Underlying: Common Stock · 4,504 shares

Expires not disclosed

F2 · derivative.exercise_price: No conversion price. Shares awarded if performance measure is met.

F3 · derivative.exercise_date: Each performance cycle is 3 years in length. Shares will be issued at the end of each 3-year cycle if performance measure is met.

F3 · derivative.expiration_date: Each performance cycle is 3 years in length. Shares will be issued at the end of each 3-year cycle if performance measure is met.

Read SEC document
February 08, 2024 Filed Feb 12, 2024 19:58 UTC
Krasselt Ryan LVice President
GrantCommon Stock - Restricted Shares Grant 2024 1,930 $32.64 $62,995.20
Disclosure

SEC source: 0000104918-24-000033 · primary_doc.xml · nonDerivative · entry 1

Krasselt Ryan L · CIK 0001654845 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,990

F1 · shares: Restricted Shares vest 1/3 each year over a 3-year period and are payable in Avista Corp. Common Stock at the end of each year in the 3-year period.

Read SEC document
February 08, 2024 Filed Feb 12, 2024 19:54 UTC
Kinney Scott JVice President
GrantPerformance Shares Grant - 2024 · Derivative 5,363 $32.64 $175,048.32
Disclosure

SEC source: 0000104918-24-000032 · primary_doc.xml · derivative · entry 3

Kinney Scott J · CIK 0001943677 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,363

Underlying: Common Stock · 5,363 shares

Expires not disclosed

F2 · derivative.exercise_price: No conversion price. Shares awarded if performance measure is met.

F3 · derivative.exercise_date: Each performance cycle is 3 years in length. Shares will be issued at the end of each 3-year cycle if performance measure is met.

F3 · derivative.expiration_date: Each performance cycle is 3 years in length. Shares will be issued at the end of each 3-year cycle if performance measure is met.

Read SEC document
February 08, 2024 Filed Feb 12, 2024 19:54 UTC
Kinney Scott JVice President
GrantCommon Stock - Restricted Shares Grant 2024 2,297 $32.64 $74,974.08
Disclosure

SEC source: 0000104918-24-000032 · primary_doc.xml · nonDerivative · entry 1

Kinney Scott J · CIK 0001943677 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,898

F1 · shares: Restricted Shares vest 1/3 each year over a 3-year period and are payable in Avista Corp. Common Stock at the end of each year in the 3-year period.

Read SEC document
February 08, 2024 Filed Feb 12, 2024 19:51 UTC
Hill Latisha DianeVice President
GrantPerformance Shares Grant - 2024 · Derivative 4,827 $32.64 $157,553.28
Disclosure

SEC source: 0000104918-24-000031 · primary_doc.xml · derivative · entry 3

Hill Latisha Diane · CIK 0001798656 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,827

Underlying: Common Stock · 4,827 shares

Expires not disclosed

F2 · derivative.exercise_price: No conversion price. Shares awarded if performance measure is met.

F3 · derivative.exercise_date: Each performance cycle is 3 years in length. Shares will be issued at the end of each 3-year cycle if performance measure is met.

F3 · derivative.expiration_date: Each performance cycle is 3 years in length. Shares will be issued at the end of each 3-year cycle if performance measure is met.

Read SEC document
February 08, 2024 Filed Feb 12, 2024 19:51 UTC
Hill Latisha DianeVice President
GrantCommon Stock - Restricted Shares Grant 2024 2,067 $32.64 $67,466.88
Disclosure

SEC source: 0000104918-24-000031 · primary_doc.xml · nonDerivative · entry 1

Hill Latisha Diane · CIK 0001798656 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,968

F1 · shares: Restricted Shares vest 1/3 each year over a 3-year period and are payable in Avista Corp. Common Stock at the end of each year in the 3-year period.

Read SEC document
February 08, 2024 Filed Feb 12, 2024 19:46 UTC
Hesler Gregory CurtisSr V President/Corp Secretary
GrantPerformance Shares Grant - 2024 · Derivative 7,936 $32.64 $259,031.04
Disclosure

SEC source: 0000104918-24-000030 · primary_doc.xml · derivative · entry 2

Hesler Gregory Curtis · CIK 0001798487 · Sr V President/Corp Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,936

Underlying: Common Stock · 7,936 shares

Expires not disclosed

F2 · derivative.exercise_price: No conversion price. Shares awarded if performance measure is met.

F3 · derivative.exercise_date: Each performance cycle is 3 years in length. Shares will be issued at the end of each 3-year cycle if performance measure is met.

F3 · derivative.expiration_date: Each performance cycle is 3 years in length. Shares will be issued at the end of each 3-year cycle if performance measure is met.

Read SEC document
February 08, 2024 Filed Feb 12, 2024 19:46 UTC
Hesler Gregory CurtisSr V President/Corp Secretary
GrantCommon Stock - Restricted Shares Grant 2024 3,400 $32.64 $110,976.00
Disclosure

SEC source: 0000104918-24-000030 · primary_doc.xml · nonDerivative · entry 1

Hesler Gregory Curtis · CIK 0001798487 · Sr V President/Corp Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,600

F1 · shares: Restricted Shares vest 1/3 each year over a 3-year period and are payable in Avista Corp. Common Stock at the end of each year in the 3-year period.

Read SEC document
February 08, 2024 Filed Feb 12, 2024 19:42 UTC
DiLuciano Joshua DVice President
GrantPerformance Shares Grant - 2024 · Derivative 4,827 $32.64 $157,553.28
Disclosure

SEC source: 0000104918-24-000029 · primary_doc.xml · derivative · entry 2

DiLuciano Joshua D · CIK 0001943093 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,827

Underlying: Common Stock · 4,827 shares

Expires not disclosed

F2 · derivative.exercise_price: No conversion price. Shares awarded if performance measure is met.

F3 · derivative.exercise_date: Each performance cycle is 3 years in length. Shares will be issued at the end of each 3-year cycle if performance measure is met.

F3 · derivative.expiration_date: Each performance cycle is 3 years in length. Shares will be issued at the end of each 3-year cycle if performance measure is met.

Read SEC document
February 08, 2024 Filed Feb 12, 2024 19:42 UTC
DiLuciano Joshua DVice President
GrantCommon Stock - Restricted Shares Grant 2024 2,067 $32.64 $67,466.88
Disclosure

SEC source: 0000104918-24-000029 · primary_doc.xml · nonDerivative · entry 1

DiLuciano Joshua D · CIK 0001943093 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,964

F1 · shares: Restricted Shares vest 1/3 each year over a 3-year period and are payable in Avista Corp. Common Stock at the end of each year in the 3-year period.

Read SEC document
February 08, 2024 Filed Feb 12, 2024 19:37 UTC
Cox Bryan AldenSenior Vice President
GrantPerformance Shares Grant - 2024 · Derivative 7,079 $32.64 $231,058.56
Disclosure

SEC source: 0000104918-24-000028 · primary_doc.xml · derivative · entry 3

Cox Bryan Alden · CIK 0001724735 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,079

Underlying: Common Stock · 7,079 shares

Expires not disclosed

F2 · derivative.exercise_price: No conversion price. Shares awarded if performance measure is met.

F3 · derivative.exercise_date: Each performance cycle is 3 years in length. Shares will be issued at the end of each 3-year cycle if performance measure is met.

F3 · derivative.expiration_date: Each performance cycle is 3 years in length. Shares will be issued at the end of each 3-year cycle if performance measure is met.

Read SEC document
February 08, 2024 Filed Feb 12, 2024 19:37 UTC
Cox Bryan AldenSenior Vice President
GrantCommon Stock - Restricted Shares Grant 2024 3,032 $32.64 $98,964.48
Disclosure

SEC source: 0000104918-24-000028 · primary_doc.xml · nonDerivative · entry 1

Cox Bryan Alden · CIK 0001724735 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,089

F1 · shares: Restricted Shares vest 1/3 each year over a 3-year period and are payable in Avista Corp. Common Stock at the end of each year in the 3-year period.

Read SEC document
February 08, 2024 Filed Feb 12, 2024 19:32 UTC
Christie Kevin JSVP, CFO & Treasurer
GrantPerformance Shares Grant - 2024 · Derivative 11,796 $32.64 $385,021.44
Disclosure

SEC source: 0000104918-24-000027 · primary_doc.xml · derivative · entry 3

Christie Kevin J · CIK 0001633269 · SVP, CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,796

Underlying: Common Stock · 11,796 shares

Expires not disclosed

F2 · derivative.exercise_price: No conversion price. Shares awarded if performance measure is met.

F3 · derivative.exercise_date: Each performance cycle is 3 years in length. Shares will be issued at the end of each 3-year cycle if performance measure is met.

F3 · derivative.expiration_date: Each performance cycle is 3 years in length. Shares will be issued at the end of each 3-year cycle if performance measure is met.

Read SEC document
February 08, 2024 Filed Feb 12, 2024 19:32 UTC
Christie Kevin JSVP, CFO & Treasurer
GrantCommon Stock - Restricted Shares Grant 2024 5,055 $32.64 $164,995.20
Disclosure

SEC source: 0000104918-24-000027 · primary_doc.xml · nonDerivative · entry 1

Christie Kevin J · CIK 0001633269 · SVP, CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,258

F1 · shares: Restricted Shares vest 1/3 each year over a 3-year period and are payable in Avista Corp. Common Stock at the end of each year in the 3-year period.

Read SEC document
January 09, 2024 Filed Jan 11, 2024 22:50 UTC Exercise / conversionConversion of 2021 Performance Shares (TSR) · Derivative 19,036 Not disclosed Not disclosed
Disclosure

SEC source: 0000104918-24-000026 · primary_doc.xml · derivative · entry 4

Vermillion Dennis P · CIK 0001406033 · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,036 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: No conversion price. Shares awarded if performance measure is met.

F1 · price: No conversion price. Shares awarded if performance measure is met.

F1 · derivative.exercise_date: No conversion price. Shares awarded if performance measure is met.

F1 · derivative.expiration_date: No conversion price. Shares awarded if performance measure is met.

Read SEC document
January 09, 2024 Filed Jan 11, 2024 22:50 UTC Tax withholdingCommon Stock - Performance Shares (TSR) 3,746 $36.21 $135,642.66
Disclosure

SEC source: 0000104918-24-000026 · primary_doc.xml · nonDerivative · entry 2

Vermillion Dennis P · CIK 0001406033 · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 139,155

F2 · shares: Shares withheld to pay income tax on Performance Shares acquired 1/9/24.

Read SEC document
January 09, 2024 Filed Jan 11, 2024 22:50 UTC Exercise / conversionCommon Stock - Performance Shares (TSR) 13,802 Not disclosed Not disclosed
Disclosure

SEC source: 0000104918-24-000026 · primary_doc.xml · nonDerivative · entry 1

Vermillion Dennis P · CIK 0001406033 · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 142,901

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: No conversion price. Shares awarded if performance measure is met.

Read SEC document
January 09, 2024 Filed Jan 11, 2024 22:46 UTC
THIES MARK TEVP - Retired
Exercise / conversionConversion of 2021 Performance Shares (TSR) · Derivative 5,741 Not disclosed Not disclosed
Disclosure

SEC source: 0000104918-24-000025 · primary_doc.xml · derivative · entry 4

THIES MARK T · CIK 0001194298 · EVP - Retired

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,741 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: No conversion price. Shares awarded if performance measure is met.

F1 · price: No conversion price. Shares awarded if performance measure is met.

F1 · derivative.exercise_date: No conversion price. Shares awarded if performance measure is met.

F1 · derivative.expiration_date: No conversion price. Shares awarded if performance measure is met.

Read SEC document
January 09, 2024 Filed Jan 11, 2024 22:46 UTC
THIES MARK TEVP - Retired
Tax withholdingCommon Stock - Performance Shares (TSR) 1,235 $36.21 $44,719.35
Disclosure

SEC source: 0000104918-24-000025 · primary_doc.xml · nonDerivative · entry 2

THIES MARK T · CIK 0001194298 · EVP - Retired

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,439

F2 · shares: Shares withheld to pay income tax on Performance Shares acquired 1/9/24.

Read SEC document
January 09, 2024 Filed Jan 11, 2024 22:46 UTC
THIES MARK TEVP - Retired
Exercise / conversionCommon Stock - Performance Shares (TSR) 4,163 Not disclosed Not disclosed
Disclosure

SEC source: 0000104918-24-000025 · primary_doc.xml · nonDerivative · entry 1

THIES MARK T · CIK 0001194298 · EVP - Retired

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,674

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: No conversion price. Shares awarded if performance measure is met.

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January 09, 2024 Filed Jan 11, 2024 22:41 UTC
Thackston Jason RSenior Vice President & CSCEO
Exercise / conversionConversion of 2021 Performance Shares (TSR) · Derivative 4,108 Not disclosed Not disclosed
Disclosure

SEC source: 0000104918-24-000024 · primary_doc.xml · derivative · entry 3

Thackston Jason R · CIK 0001466555 · Senior Vice President & CSCEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,108 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: No conversion price. Shares awarded if performance measure is met.

F1 · price: No conversion price. Shares awarded if performance measure is met.

F1 · derivative.exercise_date: No conversion price. Shares awarded if performance measure is met.

F1 · derivative.expiration_date: No conversion price. Shares awarded if performance measure is met.

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January 09, 2024 Filed Jan 11, 2024 22:41 UTC
Thackston Jason RSenior Vice President & CSCEO
Tax withholdingCommon Stock - Performance Shares (TSR) 800 $36.21 $28,968.00
Disclosure

SEC source: 0000104918-24-000024 · primary_doc.xml · nonDerivative · entry 2

Thackston Jason R · CIK 0001466555 · Senior Vice President & CSCEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,592

F2 · shares: Shares withheld to pay income tax on Performance Shares acquired 1/9/24.

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January 09, 2024 Filed Jan 11, 2024 22:41 UTC
Thackston Jason RSenior Vice President & CSCEO
Exercise / conversionCommon Stock - Performance Shares (TSR) 2,979 Not disclosed Not disclosed
Disclosure

SEC source: 0000104918-24-000024 · primary_doc.xml · nonDerivative · entry 1

Thackston Jason R · CIK 0001466555 · Senior Vice President & CSCEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,392

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: No conversion price. Shares awarded if performance measure is met.

Read SEC document
January 09, 2024 Filed Jan 11, 2024 22:37 UTC Exercise / conversionConversion of 2021 Performance Shares (TSR) · Derivative 3,307 Not disclosed Not disclosed
Disclosure

SEC source: 0000104918-24-000023 · primary_doc.xml · derivative · entry 4

Rosentrater Heather Lynn · CIK 0001659415 · President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,307 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: No conversion price. Shares awarded if performance measure is met.

F1 · price: No conversion price. Shares awarded if performance measure is met.

F1 · derivative.exercise_date: No conversion price. Shares awarded if performance measure is met.

F1 · derivative.expiration_date: No conversion price. Shares awarded if performance measure is met.

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January 09, 2024 Filed Jan 11, 2024 22:37 UTC Tax withholdingCommon Stock - Performance Shares (TSR) 643 $36.21 $23,283.03
Disclosure

SEC source: 0000104918-24-000023 · primary_doc.xml · nonDerivative · entry 2

Rosentrater Heather Lynn · CIK 0001659415 · President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,779

F2 · shares: Shares withheld to pay income tax on Performance Shares acquired 1/9/24.

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January 09, 2024 Filed Jan 11, 2024 22:37 UTC Exercise / conversionCommon Stock - Performance Shares (TSR) 2,398 Not disclosed Not disclosed
Disclosure

SEC source: 0000104918-24-000023 · primary_doc.xml · nonDerivative · entry 1

Rosentrater Heather Lynn · CIK 0001659415 · President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,422

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: No conversion price. Shares awarded if performance measure is met.

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January 09, 2024 Filed Jan 11, 2024 22:32 UTC
MEYER DAVID JVice President
Exercise / conversionConversion of 2021 Performance Shares (TSR) · Derivative 2,054 Not disclosed Not disclosed
Disclosure

SEC source: 0000104918-24-000022 · primary_doc.xml · derivative · entry 5

MEYER DAVID J · CIK 0001174958 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,054 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: No conversion price. Shares awarded if performance measure is met.

F1 · price: No conversion price. Shares awarded if performance measure is met.

F1 · derivative.exercise_date: No conversion price. Shares awarded if performance measure is met.

F1 · derivative.expiration_date: No conversion price. Shares awarded if performance measure is met.

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January 09, 2024 Filed Jan 11, 2024 22:32 UTC
MEYER DAVID JVice President
Tax withholdingCommon Stock - Performance Shares (TSR) 450 $36.21 $16,294.50
Disclosure

SEC source: 0000104918-24-000022 · primary_doc.xml · nonDerivative · entry 2

MEYER DAVID J · CIK 0001174958 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,083

F2 · shares: Shares withheld to pay income tax on Performance Shares acquired 1/9/24.

Read SEC document
January 09, 2024 Filed Jan 11, 2024 22:32 UTC
MEYER DAVID JVice President
Exercise / conversionCommon Stock - Performance Shares (TSR) 1,490 Not disclosed Not disclosed
Disclosure

SEC source: 0000104918-24-000022 · primary_doc.xml · nonDerivative · entry 1

MEYER DAVID J · CIK 0001174958 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,533

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: No conversion price. Shares awarded if performance measure is met.

Read SEC document
January 09, 2024 Filed Jan 11, 2024 22:27 UTC
Krasselt Ryan LVice President
Exercise / conversionConversion of 2021 Performance Shares (TSR) · Derivative 2,054 Not disclosed Not disclosed
Disclosure

SEC source: 0000104918-24-000021 · primary_doc.xml · derivative · entry 3

Krasselt Ryan L · CIK 0001654845 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,054 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: No conversion price. Shares awarded if performance measure is met.

F1 · price: No conversion price. Shares awarded if performance measure is met.

F1 · derivative.exercise_date: No conversion price. Shares awarded if performance measure is met.

F1 · derivative.expiration_date: No conversion price. Shares awarded if performance measure is met.

Read SEC document
January 09, 2024 Filed Jan 11, 2024 22:27 UTC
Krasselt Ryan LVice President
Tax withholdingCommon Stock - Performance Shares (TSR) 450 $36.21 $16,294.50
Disclosure

SEC source: 0000104918-24-000021 · primary_doc.xml · nonDerivative · entry 2

Krasselt Ryan L · CIK 0001654845 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,060

F2 · shares: Shares withheld to pay income tax on Performance Shares acquired 1/9/24.

Read SEC document
January 09, 2024 Filed Jan 11, 2024 22:27 UTC
Krasselt Ryan LVice President
Exercise / conversionCommon Stock - Performance Shares (TSR) 1,490 Not disclosed Not disclosed
Disclosure

SEC source: 0000104918-24-000021 · primary_doc.xml · nonDerivative · entry 1

Krasselt Ryan L · CIK 0001654845 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,510

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: No conversion price. Shares awarded if performance measure is met.

Read SEC document
January 09, 2024 Filed Jan 11, 2024 22:21 UTC
Kinney Scott JVice President
Exercise / conversionConversion of 2021 Performance Shares (TSR) · Derivative 480 Not disclosed Not disclosed
Disclosure

SEC source: 0000104918-24-000020 · primary_doc.xml · derivative · entry 4

Kinney Scott J · CIK 0001943677 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 480 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: No conversion price. Shares awarded if performance measure is met.

F1 · price: No conversion price. Shares awarded if performance measure is met.

F1 · derivative.exercise_date: No conversion price. Shares awarded if performance measure is met.

F1 · derivative.expiration_date: No conversion price. Shares awarded if performance measure is met.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.