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AVA

AVISTA CORP

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0000104918
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845

Last 12 months

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0 purchase rows · 9 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 30, 2018 Filed Aug 30, 2018 22:58 UTC SaleCommon Stock 3,000 $51.40 $154,200.00
Disclosure

SEC source: 0000104918-18-000108 · primary_doc.xml · nonDerivative · entry 1

STANLEY HEIDI B · CIK 0001253138 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,839

Read SEC document
August 20, 2018 Filed Aug 20, 2018 21:40 UTC
MEYER DAVID JVice President
SaleCommon Stock 2,956 $51.29 $151,614.13
Disclosure

SEC source: 0000104918-18-000103 · primary_doc.xml · nonDerivative · entry 1

MEYER DAVID J · CIK 0001174958 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,411

Read SEC document
August 03, 2018 Filed Aug 3, 2018 16:35 UTC
Thackston Jason RSenior Vice President
SaleCommon Stock 2,000 $50.55 $101,100.00
Disclosure

SEC source: 0000104918-18-000100 · primary_doc.xml · nonDerivative · entry 1

Thackston Jason R · CIK 0001466555 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,244

Read SEC document
June 14, 2018 Filed Jun 15, 2018 15:47 UTC
MORRIS SCOTT LChairman and CEO
GiftCommon Stock 3,300 $52.78 $174,174.00
Disclosure

SEC source: 0000104918-18-000089 · primary_doc.xml · nonDerivative · entry 1

MORRIS SCOTT L · CIK 0001174957 · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,094

F1 · shares: 3300 shares of AVA common stock gifted to 4 children and 2 grandchildren (275 from both Scott Morris and Lizbeth Morris (550 total) to each child and grandchild.

F2 · price: Share price is the closing price of AVA common stock on Thursday, June 14.

Read SEC document
June 13, 2018 Filed Jun 13, 2018 20:19 UTC
MEYER DAVID JVice President
SaleCommon Stock 1,709 $52.66 $89,993.89
Disclosure

SEC source: 0000104918-18-000087 · primary_doc.xml · nonDerivative · entry 1

MEYER DAVID J · CIK 0001174958 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,367

Read SEC document
June 13, 2018 Filed Jun 15, 2018 16:05 UTC GiftCommon Stock 2,494 $52.63 $131,259.22
Disclosure

SEC source: 0000104918-18-000090 · primary_doc.xml · nonDerivative · entry 1

BLAKE KRISTIANNE · CIK 0001174967 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,980

F1 · shares: Gift of 1919 shares of AVA stock to Gonzaga University and 575 shares of the same to United Way of Spokane County (2494 total shares)

F2 · price: Share price is the closing price of AVA stock on Wednesday, June 13, 2018.

Read SEC document
June 12, 2018 Filed Jun 14, 2018 16:48 UTC
Schlect Edward DavidVice President
GiftCommon Stock 2,678 $52.63 $140,943.14
Disclosure

SEC source: 0000104918-18-000088 · primary_doc.xml · nonDerivative · entry 1

Schlect Edward David · CIK 0001651430 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,089

F1 · shares: Gift of AVA shares to National Christian Foundation.

F2 · price: Closing price of AVA stock on June 12, 2018.

Read SEC document
June 07, 2018 Filed Jun 11, 2018 17:58 UTC
Thackston Jason RSenior Vice President
SaleCommon Stock 1,000 $52.46 $52,460.00
Disclosure

SEC source: 0000104918-18-000086 · primary_doc.xml · nonDerivative · entry 1

Thackston Jason R · CIK 0001466555 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,244

Read SEC document
May 30, 2018 Filed May 30, 2018 23:15 UTC
DURKIN MARIAN MSenior Vice President
GiftCommon Stock 1,550 $52.49 $81,359.50
Disclosure

SEC source: 0000104918-18-000081 · primary_doc.xml · nonDerivative · entry 1

DURKIN MARIAN M · CIK 0001332448 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,470

F1 · shares: Total gift of 1550 shares of common stock to daughters, Margaret Donnelly (1000) and Annie Durkin (550).

F2 · price: Closing price of AVA stock on May 30, 2018.

Read SEC document
May 29, 2018 Filed May 29, 2018 16:18 UTC
Thackston Jason RSenior Vice President
SaleCommon Stock 1,500 $52.32 $78,480.00
Disclosure

SEC source: 0000104918-18-000080 · primary_doc.xml · nonDerivative · entry 1

Thackston Jason R · CIK 0001466555 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,244

Read SEC document
May 23, 2018 Filed May 23, 2018 22:56 UTC
Cox Bryan AldenVice President
SaleCommon Stock 781 $52.70 $41,160.42
Disclosure

SEC source: 0000104918-18-000079 · primary_doc.xml · nonDerivative · entry 1

Cox Bryan Alden · CIK 0001724735 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,289

Read SEC document
May 23, 2018 Filed May 23, 2018 22:50 UTC
KENSOK JAMES MVice President
SaleCommon Stock 7,600 $52.71 $400,570.92
Disclosure

SEC source: 0000104918-18-000078 · primary_doc.xml · nonDerivative · entry 1

KENSOK JAMES M · CIK 0001284660 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,487

Read SEC document
May 23, 2018 Filed May 23, 2018 19:55 UTC GrantCommon Stock 1,426 $52.56 $74,950.56
Disclosure

SEC source: 0000104918-18-000077 · primary_doc.xml · nonDerivative · entry 1

Widmann Janet D. · CIK 0001613793 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,184

F1 · kind: Shares issued as an award of stock for Director Compensation. The price per share is the closing price on May 22, 2018.

F2 · shares: Shares issued as part the Directors annual retainer.

F1 · price: Shares issued as an award of stock for Director Compensation. The price per share is the closing price on May 22, 2018.

Read SEC document
May 23, 2018 Filed May 23, 2018 19:50 UTC GrantCommon Stock 1,426 $52.56 $74,950.56
Disclosure

SEC source: 0000104918-18-000076 · primary_doc.xml · nonDerivative · entry 1

TAYLOR R JOHN · CIK 0001174960 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Common Stock held by Trustee

Disclosed balance after: 4,786

F1 · kind: Shares issued as an award of stock for Director Compensation. The price per share is the closing price on May 22, 2018.

F2 · shares: Shares issued as part the Directors annual retainer.

F1 · price: Shares issued as an award of stock for Director Compensation. The price per share is the closing price on May 22, 2018.

Read SEC document
May 23, 2018 Filed May 23, 2018 19:15 UTC GrantCommon Stock 1,426 $52.56 $74,950.56
Disclosure

SEC source: 0000104918-18-000074 · primary_doc.xml · nonDerivative · entry 1

RACICOT MARC F · CIK 0001200812 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,152

F1 · kind: Shares issued as an award of stock for Director Compensation. The price per share is the closing price on May 22, 2018.

F2 · shares: Shares issued as part the Directors annual retainer.

F1 · price: Shares issued as an award of stock for Director Compensation. The price per share is the closing price on May 22, 2018.

Read SEC document
May 23, 2018 Filed May 23, 2018 19:20 UTC GrantCommon Stock 1,426 $52.56 $74,950.56
Disclosure

SEC source: 0000104918-18-000075 · primary_doc.xml · nonDerivative · entry 1

STANLEY HEIDI B · CIK 0001253138 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,839

F1 · kind: Shares issued as an award of stock for Director Compensation. The price per share is the closing price on May 22, 2018.

F2 · shares: Shares issued as part the Directors annual retainer.

F1 · price: Shares issued as an award of stock for Director Compensation. The price per share is the closing price on May 22, 2018.

Read SEC document
May 23, 2018 Filed May 23, 2018 19:07 UTC GrantCommon Stock 2,853 $52.56 $149,953.68
Disclosure

SEC source: 0000104918-18-000073 · primary_doc.xml · nonDerivative · entry 1

Maw Scott Harlan · CIK 0001483625 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,069

F1 · kind: Shares issued as an award of stock for Director Compensation. The price per share is the closing price on May 22, 2018.

F2 · shares: Shares issued as part the Directors annual retainer.

F1 · price: Shares issued as an award of stock for Director Compensation. The price per share is the closing price on May 22, 2018.

Read SEC document
May 23, 2018 Filed May 23, 2018 18:38 UTC GrantCommon Stock 2,473 $52.56 $129,980.88
Disclosure

SEC source: 0000104918-18-000072 · primary_doc.xml · nonDerivative · entry 1

Klein Rebecca A · CIK 0001488085 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,730

F1 · kind: Shares issued as an award of stock for Director Compensation. The price per share is the closing price on May 22, 2018.

F2 · shares: Shares issued as part the Directors annual retainer.

F1 · price: Shares issued as an award of stock for Director Compensation. The price per share is the closing price on May 22, 2018.

Read SEC document
May 23, 2018 Filed May 23, 2018 18:32 UTC GrantCommon Stock 1,426 $52.56 $74,950.56
Disclosure

SEC source: 0000104918-18-000071 · primary_doc.xml · nonDerivative · entry 1

BURKE DONALD C · CIK 0001081485 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,998

F1 · kind: Shares issued as an award of stock for Director Compensation. The price per share is the closing price on May 22, 2018.

F2 · shares: Shares issued as part the Directors annual retainer.

F1 · price: Shares issued as an award of stock for Director Compensation. The price per share is the closing price on May 22, 2018.

Read SEC document
May 23, 2018 Filed May 23, 2018 18:22 UTC GrantCommon Stock 1,426 $52.56 $74,950.56
Disclosure

SEC source: 0000104918-18-000070 · primary_doc.xml · nonDerivative · entry 1

BLAKE KRISTIANNE · CIK 0001174967 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,474

F1 · kind: Shares issued as an award of stock for Director Compensation. The price per share is the closing price on May 22, 2018.

F2 · shares: Shares issued as part the Directors annual retainer.

F1 · price: Shares issued as an award of stock for Director Compensation. The price per share is the closing price on May 22, 2018.

Read SEC document
May 23, 2018 Filed May 23, 2018 16:09 UTC GrantCommon Stock 1,426 $52.56 $74,950.56
Disclosure

SEC source: 0000104918-18-000069 · primary_doc.xml · nonDerivative · entry 1

ANDERSON ERIK J · CIK 0001174968 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,794

F1 · kind: Shares issued as an award of stock for Director Compensation. The price per share is the closing price on May 22, 2018.

F2 · shares: Shares issued as part the Directors annual retainer.

F1 · price: Shares issued as an award of stock for Director Compensation. The price per share is the closing price on May 22, 2018.

Read SEC document
February 01, 2018 Filed Feb 2, 2018 23:34 UTC
Cox Bryan AldenVice President
GrantPerformance Share Grant for 2018 · Derivative 3,074 $50.08 $153,945.92
Disclosure

SEC source: 0000104918-18-000029 · primary_doc.xml · derivative · entry 6

Cox Bryan Alden · CIK 0001724735 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,074

Underlying: Common Stock · 3,074 shares

Expires not disclosed

F4 · derivative.exercise_price: No conversion price. Shares awarded if performance measure is met.

F5 · derivative.exercise_date: Each performance cycle is 3 years in length. Shares will be issued at the end of each 3-year cycle if performance measure is met.

F5 · derivative.expiration_date: Each performance cycle is 3 years in length. Shares will be issued at the end of each 3-year cycle if performance measure is met.

Read SEC document
February 01, 2018 Filed Feb 2, 2018 23:34 UTC
Cox Bryan AldenVice President
Exercise / conversionConversion of 2015 Performance Shares related to CEPS · Derivative 485 Not disclosed Not disclosed
Disclosure

SEC source: 0000104918-18-000029 · primary_doc.xml · derivative · entry 5

Cox Bryan Alden · CIK 0001724735 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 485 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure.

F1 · price: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure.

F1 · derivative.exercise_date: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure.

F1 · derivative.expiration_date: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure.

Read SEC document
February 01, 2018 Filed Feb 2, 2018 23:34 UTC
Cox Bryan AldenVice President
GrantCommon Stock-Restricted Shares 1,024 Not disclosed Not disclosed
Disclosure

SEC source: 0000104918-18-000029 · primary_doc.xml · nonDerivative · entry 3

Cox Bryan Alden · CIK 0001724735 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,070

F3 · price: Restricted Shares vest 1/3 each year over a 3-year period and are payable in Avista Corp. Common Stock at the end of each year in the 3-year period.

Read SEC document
February 01, 2018 Filed Feb 2, 2018 23:34 UTC
Cox Bryan AldenVice President
Tax withholdingCommon Stock-Performance Shares 98 $50.08 $4,907.84
Disclosure

SEC source: 0000104918-18-000029 · primary_doc.xml · nonDerivative · entry 2

Cox Bryan Alden · CIK 0001724735 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,046

F2 · shares: Shares withheld to pay income tax on Performance Shares acquired 2/1/18.

Read SEC document
February 01, 2018 Filed Feb 2, 2018 23:34 UTC
Cox Bryan AldenVice President
Exercise / conversionCommon Stock-Performance Shares 374 Not disclosed Not disclosed
Disclosure

SEC source: 0000104918-18-000029 · primary_doc.xml · nonDerivative · entry 1

Cox Bryan Alden · CIK 0001724735 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,144

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure.

Read SEC document
February 01, 2018 Filed Feb 2, 2018 23:09 UTC
Christie Kevin JVice President
GrantPerformance Share Grant for 2018 · Derivative 3,074 $50.08 $153,945.92
Disclosure

SEC source: 0000104918-18-000028 · primary_doc.xml · derivative · entry 6

Christie Kevin J · CIK 0001633269 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,074

Underlying: Common Stock · 3,074 shares

Expires not disclosed

F4 · derivative.exercise_price: No conversion price. Shares awarded if performance measure is met.

F5 · derivative.exercise_date: Each performance cycle is 3 years in length. Shares will be issued at the end of each 3-year cycle if performance measure is met.

F5 · derivative.expiration_date: Each performance cycle is 3 years in length. Shares will be issued at the end of each 3-year cycle if performance measure is met.

Read SEC document
February 01, 2018 Filed Feb 2, 2018 23:09 UTC
Christie Kevin JVice President
Exercise / conversionConversion of 2015 Performance Shares related to CEPS · Derivative 1,388 Not disclosed Not disclosed
Disclosure

SEC source: 0000104918-18-000028 · primary_doc.xml · derivative · entry 5

Christie Kevin J · CIK 0001633269 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,388 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure.

F1 · price: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure.

F1 · derivative.exercise_date: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure.

F1 · derivative.expiration_date: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure.

Read SEC document
February 01, 2018 Filed Feb 2, 2018 23:09 UTC
Christie Kevin JVice President
GrantCommon Stock-Restricted Shares 1,024 Not disclosed Not disclosed
Disclosure

SEC source: 0000104918-18-000028 · primary_doc.xml · nonDerivative · entry 3

Christie Kevin J · CIK 0001633269 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,067

F3 · price: Restricted Shares vest 1/3 each year over a 3-year period and are payable in Avista Corp. Common Stock at the end of each year in the 3-year period.

Read SEC document
February 01, 2018 Filed Feb 2, 2018 23:09 UTC
Christie Kevin JVice President
Tax withholdingCommon Stock-Performance Shares 261 $50.08 $13,070.88
Disclosure

SEC source: 0000104918-18-000028 · primary_doc.xml · nonDerivative · entry 2

Christie Kevin J · CIK 0001633269 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,043

F2 · shares: Shares withheld to pay income tax on Performance Shares acquired 2/1/18.

Read SEC document
February 01, 2018 Filed Feb 2, 2018 23:09 UTC
Christie Kevin JVice President
Exercise / conversionCommon Stock-Performance Shares 1,069 Not disclosed Not disclosed
Disclosure

SEC source: 0000104918-18-000028 · primary_doc.xml · nonDerivative · entry 1

Christie Kevin J · CIK 0001633269 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,304

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure.

Read SEC document
February 01, 2018 Filed Feb 6, 2018 00:20 UTC
MORRIS SCOTT LChairman and CEO
GrantPerformance Share Grant for 2018 · Derivative 29,438 $50.08 $1,474,255.04
Disclosure

SEC source: 0000104918-18-000040 · primary_doc.xml · derivative · entry 7

MORRIS SCOTT L · CIK 0001174957 · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,438

Underlying: Common Stock · 29,438 shares

Expires not disclosed

F5 · derivative.exercise_price: No conversion price. Shares awarded if performance measure is met.

F6 · derivative.exercise_date: Each performance cycle is 3 years in length. Shares will be issued at the end of each 3-year cycle if performance measure is met.

F6 · derivative.expiration_date: Each performance cycle is 3 years in length. Shares will be issued at the end of each 3-year cycle if performance measure is met.

Read SEC document
February 01, 2018 Filed Feb 6, 2018 00:20 UTC
MORRIS SCOTT LChairman and CEO
Exercise / conversionConversion of 2015 Performance Shares related to CEPS · Derivative 13,280 Not disclosed Not disclosed
Disclosure

SEC source: 0000104918-18-000040 · primary_doc.xml · derivative · entry 6

MORRIS SCOTT L · CIK 0001174957 · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,280 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure.

F3 · price: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure.

F3 · derivative.exercise_date: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure.

F3 · derivative.expiration_date: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure.

Read SEC document
February 01, 2018 Filed Feb 6, 2018 00:20 UTC
MORRIS SCOTT LChairman and CEO
Tax withholdingCommon Stock-Performance Shares 4,024 $50.08 $201,521.92
Disclosure

SEC source: 0000104918-18-000040 · primary_doc.xml · nonDerivative · entry 4

MORRIS SCOTT L · CIK 0001174957 · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,394

F4 · shares: Shares withheld to pay income tax on Performance Shares acquired 2/1/18.

Read SEC document
February 01, 2018 Filed Feb 6, 2018 00:20 UTC
MORRIS SCOTT LChairman and CEO
Exercise / conversionCommon Stock-Performance Shares 10,226 Not disclosed Not disclosed
Disclosure

SEC source: 0000104918-18-000040 · primary_doc.xml · nonDerivative · entry 3

MORRIS SCOTT L · CIK 0001174957 · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,418

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure.

Read SEC document
February 01, 2018 Filed Feb 6, 2018 00:20 UTC
MORRIS SCOTT LChairman and CEO
Tax withholdingCommon Stock - 2015, 2016 and 2017 Restricted Stock 5,228 $50.08 $261,818.24
Disclosure

SEC source: 0000104918-18-000040 · primary_doc.xml · nonDerivative · entry 2

MORRIS SCOTT L · CIK 0001174957 · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,192

F2 · shares: Shares withheld to pay income tax on Restricted Shares acquired 2/1/18.

Read SEC document
February 01, 2018 Filed Feb 6, 2018 00:20 UTC
MORRIS SCOTT LChairman and CEO
GrantCommon Stock - 2018 Restricted Stock Award 13,280 Not disclosed Not disclosed
Disclosure

SEC source: 0000104918-18-000040 · primary_doc.xml · nonDerivative · entry 1

MORRIS SCOTT L · CIK 0001174957 · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,420

F1 · price: Restricted Shares vest 1/3 each year over a 3-year period and are payable in Avista Corp. Common Stock at the end of each year in the 3-year period.

Read SEC document
February 01, 2018 Filed Feb 5, 2018 23:43 UTC GrantPerformance Share Grant for 2018 · Derivative 10,096 $50.08 $505,607.68
Disclosure

SEC source: 0000104918-18-000039 · primary_doc.xml · derivative · entry 6

Vermillion Dennis P · CIK 0001406033 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,096

Underlying: Common Stock · 10,096 shares

Expires not disclosed

F4 · derivative.exercise_price: No conversion price. Shares awarded if performance measure is met.

F5 · derivative.exercise_date: Each performance cycle is 3 years in length. Shares will be issued at the end of each 3-year cycle if performance measure is met.

F5 · derivative.expiration_date: Each performance cycle is 3 years in length. Shares will be issued at the end of each 3-year cycle if performance measure is met.

Read SEC document
February 01, 2018 Filed Feb 5, 2018 23:43 UTC Exercise / conversionConversion of 2015 Performance Shares related to CEPS · Derivative 4,300 Not disclosed Not disclosed
Disclosure

SEC source: 0000104918-18-000039 · primary_doc.xml · derivative · entry 5

Vermillion Dennis P · CIK 0001406033 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,300 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure.

F1 · price: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure.

F1 · derivative.exercise_date: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure.

F1 · derivative.expiration_date: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure.

Read SEC document
February 01, 2018 Filed Feb 5, 2018 23:43 UTC GrantCommon Stock-Restricted Shares 3,366 Not disclosed Not disclosed
Disclosure

SEC source: 0000104918-18-000039 · primary_doc.xml · nonDerivative · entry 3

Vermillion Dennis P · CIK 0001406033 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,928

F3 · price: Restricted Shares vest 1/3 each year over a 3-year period and are payable in Avista Corp. Common Stock at the end of each year in the 3-year period.

Read SEC document
February 01, 2018 Filed Feb 5, 2018 23:43 UTC Tax withholdingCommon Stock-Performance Shares 1,119 $50.08 $56,039.52
Disclosure

SEC source: 0000104918-18-000039 · primary_doc.xml · nonDerivative · entry 2

Vermillion Dennis P · CIK 0001406033 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,562

F2 · shares: Shares withheld to pay income tax on Performance Shares acquired 2/1/18.

Read SEC document
February 01, 2018 Filed Feb 5, 2018 23:43 UTC Exercise / conversionCommon Stock-Performance Shares 3,311 Not disclosed Not disclosed
Disclosure

SEC source: 0000104918-18-000039 · primary_doc.xml · nonDerivative · entry 1

Vermillion Dennis P · CIK 0001406033 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,681

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure.

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February 01, 2018 Filed Feb 5, 2018 22:27 UTC
THIES MARK TSenior Vice President
GrantPerformance Share Grant for 2018 · Derivative 9,356 $50.08 $468,548.48
Disclosure

SEC source: 0000104918-18-000038 · primary_doc.xml · derivative · entry 6

THIES MARK T · CIK 0001194298 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,356

Underlying: Common Stock · 9,356 shares

Expires not disclosed

F4 · derivative.exercise_price: No conversion price. Shares awarded if performance measure is met.

F5 · derivative.exercise_date: Each performance cycle is 3 years in length. Shares will be issued at the end of each 3-year cycle if performance measure is met.

F5 · derivative.expiration_date: Each performance cycle is 3 years in length. Shares will be issued at the end of each 3-year cycle if performance measure is met.

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February 01, 2018 Filed Feb 5, 2018 22:27 UTC
THIES MARK TSenior Vice President
Exercise / conversionConversion of 2015 Performance Shares related to CEPS · Derivative 4,220 Not disclosed Not disclosed
Disclosure

SEC source: 0000104918-18-000038 · primary_doc.xml · derivative · entry 5

THIES MARK T · CIK 0001194298 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,220 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure.

F1 · price: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure.

F1 · derivative.exercise_date: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure.

F1 · derivative.expiration_date: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure.

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February 01, 2018 Filed Feb 5, 2018 22:27 UTC
THIES MARK TSenior Vice President
GrantCommon Stock-Restricted Shares 3,119 Not disclosed Not disclosed
Disclosure

SEC source: 0000104918-18-000038 · primary_doc.xml · nonDerivative · entry 3

THIES MARK T · CIK 0001194298 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,685

F3 · price: Restricted Shares vest 1/3 each year over a 3-year period and are payable in Avista Corp. Common Stock at the end of each year in the 3-year period.

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February 01, 2018 Filed Feb 5, 2018 22:27 UTC
THIES MARK TSenior Vice President
Tax withholdingCommon Stock-Performance Shares 1,044 $50.08 $52,283.52
Disclosure

SEC source: 0000104918-18-000038 · primary_doc.xml · nonDerivative · entry 2

THIES MARK T · CIK 0001194298 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,566

F2 · shares: Shares withheld to pay income tax on Performance Shares acquired 2/1/18.

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February 01, 2018 Filed Feb 5, 2018 22:27 UTC
THIES MARK TSenior Vice President
Exercise / conversionCommon Stock-Performance Shares 3,250 Not disclosed Not disclosed
Disclosure

SEC source: 0000104918-18-000038 · primary_doc.xml · nonDerivative · entry 1

THIES MARK T · CIK 0001194298 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,610

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure.

Read SEC document
February 01, 2018 Filed Feb 5, 2018 22:13 UTC
Thackston Jason RSenior Vice President
GrantPerformance Share Grant for 2018 · Derivative 6,191 $50.08 $310,045.28
Disclosure

SEC source: 0000104918-18-000037 · primary_doc.xml · derivative · entry 5

Thackston Jason R · CIK 0001466555 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,191

Underlying: Common Stock · 6,191 shares

Expires not disclosed

F4 · derivative.exercise_price: No conversion price. Shares awarded if performance measure is met.

F5 · derivative.exercise_date: Each performance cycle is 3 years in length. Shares will be issued at the end of each 3-year cycle if performance measure is met.

F5 · derivative.expiration_date: Each performance cycle is 3 years in length. Shares will be issued at the end of each 3-year cycle if performance measure is met.

Read SEC document
February 01, 2018 Filed Feb 5, 2018 22:13 UTC
Thackston Jason RSenior Vice President
Exercise / conversionConversion of 2015 Performance Shares related to CEPS · Derivative 2,793 Not disclosed Not disclosed
Disclosure

SEC source: 0000104918-18-000037 · primary_doc.xml · derivative · entry 4

Thackston Jason R · CIK 0001466555 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,793 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure.

F1 · price: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure.

F1 · derivative.exercise_date: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure.

F1 · derivative.expiration_date: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure.

Read SEC document
February 01, 2018 Filed Feb 5, 2018 22:13 UTC
Thackston Jason RSenior Vice President
GrantCommon Stock-Restricted Shares 2,063 Not disclosed Not disclosed
Disclosure

SEC source: 0000104918-18-000037 · primary_doc.xml · nonDerivative · entry 3

Thackston Jason R · CIK 0001466555 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,744

F3 · price: Restricted Shares vest 1/3 each year over a 3-year period and are payable in Avista Corp. Common Stock at the end of each year in the 3-year period.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.