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AVA

AVISTA CORP

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145
SEC CIK
0000104918
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845

Last 12 months

Inside the activity.

0 purchase rows · 9 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202503
Jan 202600
Feb 202601
Mar 202601
Apr 202600
May 202601
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Aug 202600
Sep 202602
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 03, 2022 Filed Feb 7, 2022 18:58 UTC
Hill Latisha DianeVice President
Tax withholdingCommon Stock - Performance Shares 92 $44.26 $4,071.92
Disclosure

SEC source: 0000104918-22-000041 · primary_doc.xml · nonDerivative · entry 3

Hill Latisha Diane · CIK 0001798656 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,408

F3 · shares: Shares withheld to pay income tax on Performance Shares acquired 2/3/22.

Read SEC document
February 03, 2022 Filed Feb 7, 2022 18:58 UTC
Hill Latisha DianeVice President
Exercise / conversionCommon Stock - Performance Shares 303 Not disclosed Not disclosed
Disclosure

SEC source: 0000104918-22-000041 · primary_doc.xml · nonDerivative · entry 2

Hill Latisha Diane · CIK 0001798656 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure.

Read SEC document
February 03, 2022 Filed Feb 7, 2022 18:58 UTC
Hill Latisha DianeVice President
GrantCommon Stock - Restricted Share Grant 3,418 $44.26 $151,280.68
Disclosure

SEC source: 0000104918-22-000041 · primary_doc.xml · nonDerivative · entry 1

Hill Latisha Diane · CIK 0001798656 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,197

F1 · shares: Restricted Shares vest 1/3 each year over a 3-year period and are payable in Avista Corp. Common Stock at the end of each year in the 3-year period.

Read SEC document
February 03, 2022 Filed Feb 7, 2022 18:48 UTC
Cox Bryan AldenVice President
Exercise / conversionConversion of 2019 Performance Shares · Derivative 1,252 Not disclosed Not disclosed
Disclosure

SEC source: 0000104918-22-000040 · primary_doc.xml · derivative · entry 6

Cox Bryan Alden · CIK 0001724735 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,252 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure.

F2 · price: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure.

F2 · derivative.exercise_date: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure.

F2 · derivative.expiration_date: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure.

Read SEC document
February 03, 2022 Filed Feb 7, 2022 18:48 UTC
Cox Bryan AldenVice President
GrantPerformance Shares Grant - 2022 · Derivative 3,474 $44.26 $153,759.24
Disclosure

SEC source: 0000104918-22-000040 · primary_doc.xml · derivative · entry 5

Cox Bryan Alden · CIK 0001724735 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,474

Underlying: Common Stock · 3,474 shares

Expires not disclosed

F4 · derivative.exercise_price: No conversion price. Shares awarded if performance measure is met.

F5 · derivative.exercise_date: Each performance cycle is 3 years in length. Shares will be issued at the end of each 3-year cycle if performance measure is met.

F5 · derivative.expiration_date: Each performance cycle is 3 years in length. Shares will be issued at the end of each 3-year cycle if performance measure is met.

Read SEC document
February 03, 2022 Filed Feb 7, 2022 18:48 UTC
Cox Bryan AldenVice President
Tax withholdingCommon Stock - Performance Shares 207 $44.26 $9,161.82
Disclosure

SEC source: 0000104918-22-000040 · primary_doc.xml · nonDerivative · entry 3

Cox Bryan Alden · CIK 0001724735 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,495

F3 · shares: Shares withheld to pay income tax on Performance Shares acquired 2/3/22.

Read SEC document
February 03, 2022 Filed Feb 7, 2022 18:48 UTC
Cox Bryan AldenVice President
Exercise / conversionCommon Stock - Performance Shares 864 Not disclosed Not disclosed
Disclosure

SEC source: 0000104918-22-000040 · primary_doc.xml · nonDerivative · entry 2

Cox Bryan Alden · CIK 0001724735 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,702

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure.

Read SEC document
February 03, 2022 Filed Feb 7, 2022 18:48 UTC
Cox Bryan AldenVice President
GrantCommon Stock - Restricted Share Grant 3,418 $44.26 $151,280.68
Disclosure

SEC source: 0000104918-22-000040 · primary_doc.xml · nonDerivative · entry 1

Cox Bryan Alden · CIK 0001724735 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,838

F1 · shares: Restricted Shares vest 1/3 each year over a 3-year period and are payable in Avista Corp. Common Stock at the end of each year in the 3-year period.

Read SEC document
February 03, 2022 Filed Feb 7, 2022 18:16 UTC
KENSOK JAMES MVice President
Exercise / conversionConversion of 2019 Performance Shares · Derivative 1,252 Not disclosed Not disclosed
Disclosure

SEC source: 0000104918-22-000038 · primary_doc.xml · derivative · entry 5

KENSOK JAMES M · CIK 0001284660 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,252 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure.

F2 · price: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure.

F2 · derivative.exercise_date: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure.

F2 · derivative.expiration_date: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure.

Read SEC document
February 03, 2022 Filed Feb 7, 2022 18:16 UTC
KENSOK JAMES MVice President
GrantPerformance Shares Grant - 2022 · Derivative 3,474 $44.26 $153,759.24
Disclosure

SEC source: 0000104918-22-000038 · primary_doc.xml · derivative · entry 4

KENSOK JAMES M · CIK 0001284660 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,474

Underlying: Common Stock · 3,474 shares

Expires not disclosed

F4 · derivative.exercise_price: No conversion price. Shares awarded if performance measure is met.

F5 · derivative.exercise_date: Each performance cycle is 3 years in length. Shares will be issued at the end of each 3-year cycle if performance measure is met.

F5 · derivative.expiration_date: Each performance cycle is 3 years in length. Shares will be issued at the end of each 3-year cycle if performance measure is met.

Read SEC document
February 03, 2022 Filed Feb 7, 2022 18:16 UTC
KENSOK JAMES MVice President
Tax withholdingCommon Stock - Performance Shares 207 $44.26 $9,161.82
Disclosure

SEC source: 0000104918-22-000038 · primary_doc.xml · nonDerivative · entry 3

KENSOK JAMES M · CIK 0001284660 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,666

F3 · shares: Shares withheld to pay income tax on Performance Shares acquired 2/3/22.

Read SEC document
February 03, 2022 Filed Feb 7, 2022 18:16 UTC
KENSOK JAMES MVice President
Exercise / conversionCommon Stock - Performance Shares 864 Not disclosed Not disclosed
Disclosure

SEC source: 0000104918-22-000038 · primary_doc.xml · nonDerivative · entry 2

KENSOK JAMES M · CIK 0001284660 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,873

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure.

Read SEC document
February 03, 2022 Filed Feb 7, 2022 18:16 UTC
KENSOK JAMES MVice President
GrantCommon Stock - Restricted Share Grant 3,418 $44.26 $151,280.68
Disclosure

SEC source: 0000104918-22-000038 · primary_doc.xml · nonDerivative · entry 1

KENSOK JAMES M · CIK 0001284660 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,009

F1 · shares: Restricted Shares vest 1/3 each year over a 3-year period and are payable in Avista Corp. Common Stock at the end of each year in the 3-year period.

Read SEC document
February 03, 2022 Filed Feb 7, 2022 18:38 UTC
Christie Kevin JSenior Vice President
Exercise / conversionConversion of 2019 Performance Shares · Derivative 1,252 Not disclosed Not disclosed
Disclosure

SEC source: 0000104918-22-000039 · primary_doc.xml · derivative · entry 6

Christie Kevin J · CIK 0001633269 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,252 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure.

F2 · price: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure.

F2 · derivative.exercise_date: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure.

F2 · derivative.expiration_date: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure.

Read SEC document
February 03, 2022 Filed Feb 7, 2022 18:38 UTC
Christie Kevin JSenior Vice President
GrantPerformance Shares Grant - 2022 · Derivative 8,642 $44.26 $382,494.92
Disclosure

SEC source: 0000104918-22-000039 · primary_doc.xml · derivative · entry 5

Christie Kevin J · CIK 0001633269 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,642

Underlying: Common Stock · 8,642 shares

Expires not disclosed

F4 · derivative.exercise_price: No conversion price. Shares awarded if performance measure is met.

F5 · derivative.exercise_date: Each performance cycle is 3 years in length. Shares will be issued at the end of each 3-year cycle if performance measure is met.

F5 · derivative.expiration_date: Each performance cycle is 3 years in length. Shares will be issued at the end of each 3-year cycle if performance measure is met.

Read SEC document
February 03, 2022 Filed Feb 7, 2022 18:38 UTC
Christie Kevin JSenior Vice President
Tax withholdingCommon Stock - Performance Shares 211 $44.26 $9,338.86
Disclosure

SEC source: 0000104918-22-000039 · primary_doc.xml · nonDerivative · entry 3

Christie Kevin J · CIK 0001633269 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,283

F3 · shares: Shares withheld to pay income tax on Performance Shares acquired 2/3/22.

Read SEC document
February 03, 2022 Filed Feb 7, 2022 18:38 UTC
Christie Kevin JSenior Vice President
Exercise / conversionCommon Stock - Performance Shares 864 Not disclosed Not disclosed
Disclosure

SEC source: 0000104918-22-000039 · primary_doc.xml · nonDerivative · entry 2

Christie Kevin J · CIK 0001633269 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,494

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure.

Read SEC document
February 03, 2022 Filed Feb 7, 2022 18:38 UTC
Christie Kevin JSenior Vice President
GrantCommon Stock - Restricted Share Grant 2,881 $44.26 $127,513.06
Disclosure

SEC source: 0000104918-22-000039 · primary_doc.xml · nonDerivative · entry 1

Christie Kevin J · CIK 0001633269 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,630

F1 · shares: Restricted Shares vest 1/3 each year over a 3-year period and are payable in Avista Corp. Common Stock at the end of each year in the 3-year period.

Read SEC document
February 03, 2022 Filed Feb 7, 2022 17:41 UTC
Hesler Gregory CurtisVice President/Corp Secretary
Exercise / conversionConversion of 2019 Performance Shares CEPS · Derivative 199 Not disclosed Not disclosed
Disclosure

SEC source: 0000104918-22-000037 · primary_doc.xml · derivative · entry 5

Hesler Gregory Curtis · CIK 0001798487 · Vice President/Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 199 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure.

F2 · price: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure.

F2 · derivative.exercise_date: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure.

F2 · derivative.expiration_date: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure.

Read SEC document
February 03, 2022 Filed Feb 7, 2022 17:41 UTC
Hesler Gregory CurtisVice President/Corp Secretary
GrantPerformance Shares Grant - 2022 · Derivative 3,474 $44.26 $153,759.24
Disclosure

SEC source: 0000104918-22-000037 · primary_doc.xml · derivative · entry 4

Hesler Gregory Curtis · CIK 0001798487 · Vice President/Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,474

Underlying: Common Stock · 3,474 shares

Expires not disclosed

F4 · derivative.exercise_price: No conversion price. Shares awarded if performance measure is met.

F5 · derivative.exercise_date: Each performance cycle is 3 years in length. Shares will be issued at the end of each 3-year cycle if performance measure is met.

F5 · derivative.expiration_date: Each performance cycle is 3 years in length. Shares will be issued at the end of each 3-year cycle if performance measure is met.

Read SEC document
February 03, 2022 Filed Feb 7, 2022 17:41 UTC
Hesler Gregory CurtisVice President/Corp Secretary
Tax withholdingCommon Stock - Performance Shares 42 $44.26 $1,858.92
Disclosure

SEC source: 0000104918-22-000037 · primary_doc.xml · nonDerivative · entry 3

Hesler Gregory Curtis · CIK 0001798487 · Vice President/Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,665

F3 · shares: Shares withheld to pay income tax on Performance Shares acquired 2/3/22.

Read SEC document
February 03, 2022 Filed Feb 7, 2022 17:41 UTC
Hesler Gregory CurtisVice President/Corp Secretary
Exercise / conversionCommon Stock - Performance Shares 138 Not disclosed Not disclosed
Disclosure

SEC source: 0000104918-22-000037 · primary_doc.xml · nonDerivative · entry 2

Hesler Gregory Curtis · CIK 0001798487 · Vice President/Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,707

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure.

Read SEC document
February 03, 2022 Filed Feb 7, 2022 17:41 UTC
Hesler Gregory CurtisVice President/Corp Secretary
GrantCommon Stock - Restricted Share Grant 3,418 $44.26 $151,280.68
Disclosure

SEC source: 0000104918-22-000037 · primary_doc.xml · nonDerivative · entry 1

Hesler Gregory Curtis · CIK 0001798487 · Vice President/Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,569

F1 · shares: Restricted Shares vest 1/3 each year over a 3-year period and are payable in Avista Corp. Common Stock at the end of each year in the 3-year period.

Read SEC document
January 05, 2022 Filed Jan 7, 2022 21:22 UTC Amendment
Christie Kevin JSenior Vice President
Exercise / conversionConversion of 2019 Performance Shares · Derivative 2,505 Not disclosed Not disclosed
Disclosure

SEC source: 0000104918-22-000026 · primary_doc.xml · derivative · entry 4

Christie Kevin J · CIK 0001633269 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,505 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: No conversion price. Shares awarded if performance measure is met.

F1 · price: No conversion price. Shares awarded if performance measure is met.

F1 · derivative.exercise_date: No conversion price. Shares awarded if performance measure is met.

F1 · derivative.expiration_date: No conversion price. Shares awarded if performance measure is met.

Read SEC document
January 05, 2022 Filed Jan 7, 2022 21:22 UTC Amendment
Christie Kevin JSenior Vice President
Tax withholdingCommon Stock - Performance Shares 549 $42.62 $23,398.38
Disclosure

SEC source: 0000104918-22-000026 · primary_doc.xml · nonDerivative · entry 2

Christie Kevin J · CIK 0001633269 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,752

F2 · shares: Shares withheld to pay income tax on Performance Shares acquired 1/5/22.

Read SEC document
January 05, 2022 Filed Jan 7, 2022 21:22 UTC Amendment
Christie Kevin JSenior Vice President
Exercise / conversionCommon Stock - Performance Shares 1,904 Not disclosed Not disclosed
Disclosure

SEC source: 0000104918-22-000026 · primary_doc.xml · nonDerivative · entry 1

Christie Kevin J · CIK 0001633269 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,301

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: No conversion price. Shares awarded if performance measure is met.

Read SEC document
January 05, 2022 Filed Jan 7, 2022 21:13 UTC
MORRIS SCOTT LDirector · Chairman of the Board
Exercise / conversionConversion of 2019 Performance Shares · Derivative 9,329 Not disclosed Not disclosed
Disclosure

SEC source: 0000104918-22-000025 · primary_doc.xml · derivative · entry 3

MORRIS SCOTT L · CIK 0001174957 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,329 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: No conversion price. Shares awarded if performance measure is met.

F1 · price: No conversion price. Shares awarded if performance measure is met.

F1 · derivative.exercise_date: No conversion price. Shares awarded if performance measure is met.

F1 · derivative.expiration_date: No conversion price. Shares awarded if performance measure is met.

Read SEC document
January 05, 2022 Filed Jan 7, 2022 21:13 UTC
MORRIS SCOTT LDirector · Chairman of the Board
Tax withholdingCommon Stock - Performance Shares 1,899 $42.62 $80,935.38
Disclosure

SEC source: 0000104918-22-000025 · primary_doc.xml · nonDerivative · entry 2

MORRIS SCOTT L · CIK 0001174957 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,026

F2 · shares: Shares withheld to pay income tax on Performance Shares acquired 1/5/22.

Read SEC document
January 05, 2022 Filed Jan 7, 2022 21:13 UTC
MORRIS SCOTT LDirector · Chairman of the Board
Exercise / conversionCommon Stock - Performance Shares 7,091 Not disclosed Not disclosed
Disclosure

SEC source: 0000104918-22-000025 · primary_doc.xml · nonDerivative · entry 1

MORRIS SCOTT L · CIK 0001174957 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,925

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: No conversion price. Shares awarded if performance measure is met.

Read SEC document
January 05, 2022 Filed Jan 7, 2022 21:06 UTC
Vermillion Dennis PPresident & CEO
Exercise / conversionConversion of 2019 Performance Shares · Derivative 8,228 Not disclosed Not disclosed
Disclosure

SEC source: 0000104918-22-000024 · primary_doc.xml · derivative · entry 4

Vermillion Dennis P · CIK 0001406033 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,228 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: No conversion price. Shares awarded if performance measure is met.

F1 · price: No conversion price. Shares awarded if performance measure is met.

F1 · derivative.exercise_date: No conversion price. Shares awarded if performance measure is met.

F1 · derivative.expiration_date: No conversion price. Shares awarded if performance measure is met.

Read SEC document
January 05, 2022 Filed Jan 7, 2022 21:06 UTC
Vermillion Dennis PPresident & CEO
Tax withholdingCommon Stock - Performance Shares 1,523 $42.62 $64,910.26
Disclosure

SEC source: 0000104918-22-000024 · primary_doc.xml · nonDerivative · entry 2

Vermillion Dennis P · CIK 0001406033 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,301

F2 · shares: Shares withheld to pay income tax on Performance Shares acquired 1/5/22.

Read SEC document
January 05, 2022 Filed Jan 7, 2022 21:06 UTC
Vermillion Dennis PPresident & CEO
Exercise / conversionCommon Stock - Performance Shares 6,254 Not disclosed Not disclosed
Disclosure

SEC source: 0000104918-22-000024 · primary_doc.xml · nonDerivative · entry 1

Vermillion Dennis P · CIK 0001406033 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,824

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: No conversion price. Shares awarded if performance measure is met.

Read SEC document
January 05, 2022 Filed Jan 7, 2022 20:58 UTC
THIES MARK TEVP, CFO & Treasurer
Exercise / conversionConversion of 2019 Performance Shares · Derivative 7,624 Not disclosed Not disclosed
Disclosure

SEC source: 0000104918-22-000023 · primary_doc.xml · derivative · entry 4

THIES MARK T · CIK 0001194298 · EVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,624 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: No conversion price. Shares awarded if performance measure is met.

F1 · price: No conversion price. Shares awarded if performance measure is met.

F1 · derivative.exercise_date: No conversion price. Shares awarded if performance measure is met.

F1 · derivative.expiration_date: No conversion price. Shares awarded if performance measure is met.

Read SEC document
January 05, 2022 Filed Jan 7, 2022 20:58 UTC
THIES MARK TEVP, CFO & Treasurer
Tax withholdingCommon Stock - Performance Shares 1,406 $42.62 $59,923.72
Disclosure

SEC source: 0000104918-22-000023 · primary_doc.xml · nonDerivative · entry 2

THIES MARK T · CIK 0001194298 · EVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,968

F2 · shares: Shares withheld to pay income tax on Performance Shares acquired 1/5/22.

Read SEC document
January 05, 2022 Filed Jan 7, 2022 20:58 UTC
THIES MARK TEVP, CFO & Treasurer
Exercise / conversionCommon Stock - Performance Shares 5,795 Not disclosed Not disclosed
Disclosure

SEC source: 0000104918-22-000023 · primary_doc.xml · nonDerivative · entry 1

THIES MARK T · CIK 0001194298 · EVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,374

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: No conversion price. Shares awarded if performance measure is met.

Read SEC document
January 05, 2022 Filed Jan 7, 2022 20:51 UTC
Thackston Jason RSenior Vice President
Exercise / conversionConversion of 2019 Performance Shares · Derivative 5,045 Not disclosed Not disclosed
Disclosure

SEC source: 0000104918-22-000022 · primary_doc.xml · derivative · entry 3

Thackston Jason R · CIK 0001466555 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,045 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: No conversion price. Shares awarded if performance measure is met.

F1 · price: No conversion price. Shares awarded if performance measure is met.

F1 · derivative.exercise_date: No conversion price. Shares awarded if performance measure is met.

F1 · derivative.expiration_date: No conversion price. Shares awarded if performance measure is met.

Read SEC document
January 05, 2022 Filed Jan 7, 2022 20:51 UTC
Thackston Jason RSenior Vice President
Tax withholdingCommon Stock - Performance Shares 964 $42.62 $41,085.68
Disclosure

SEC source: 0000104918-22-000022 · primary_doc.xml · nonDerivative · entry 2

Thackston Jason R · CIK 0001466555 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,373

F2 · shares: Shares withheld to pay income tax on Performance Shares acquired 1/5/22.

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January 05, 2022 Filed Jan 7, 2022 20:51 UTC
Thackston Jason RSenior Vice President
Exercise / conversionCommon Stock - Performance Shares 3,835 Not disclosed Not disclosed
Disclosure

SEC source: 0000104918-22-000022 · primary_doc.xml · nonDerivative · entry 1

Thackston Jason R · CIK 0001466555 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,337

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: No conversion price. Shares awarded if performance measure is met.

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January 05, 2022 Filed Jan 7, 2022 20:44 UTC
Schlect Edward DavidVice President
Exercise / conversionConversion of 2019 Performance Shares · Derivative 2,505 Not disclosed Not disclosed
Disclosure

SEC source: 0000104918-22-000021 · primary_doc.xml · derivative · entry 3

Schlect Edward David · CIK 0001651430 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,505 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: No conversion price. Shares awarded if performance measure is met.

F1 · price: No conversion price. Shares awarded if performance measure is met.

F1 · derivative.exercise_date: No conversion price. Shares awarded if performance measure is met.

F1 · derivative.expiration_date: No conversion price. Shares awarded if performance measure is met.

Read SEC document
January 05, 2022 Filed Jan 7, 2022 20:44 UTC
Schlect Edward DavidVice President
Tax withholdingCommon Stock - Performance Shares 570 $42.62 $24,293.40
Disclosure

SEC source: 0000104918-22-000021 · primary_doc.xml · nonDerivative · entry 2

Schlect Edward David · CIK 0001651430 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,548

F2 · shares: Shares withheld to pay income tax on Performance Shares acquired 1/5/22.

Read SEC document
January 05, 2022 Filed Jan 7, 2022 20:44 UTC
Schlect Edward DavidVice President
Exercise / conversionCommon Stock - Performance Shares 1,904 Not disclosed Not disclosed
Disclosure

SEC source: 0000104918-22-000021 · primary_doc.xml · nonDerivative · entry 1

Schlect Edward David · CIK 0001651430 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,118

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: No conversion price. Shares awarded if performance measure is met.

Read SEC document
January 05, 2022 Filed Jan 7, 2022 20:33 UTC
MEYER DAVID JVice President
Exercise / conversionConversion of 2019 Performance Shares · Derivative 2,505 Not disclosed Not disclosed
Disclosure

SEC source: 0000104918-22-000019 · primary_doc.xml · derivative · entry 5

MEYER DAVID J · CIK 0001174958 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,505 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: No conversion price. Shares awarded if performance measure is met.

F1 · price: No conversion price. Shares awarded if performance measure is met.

F1 · derivative.exercise_date: No conversion price. Shares awarded if performance measure is met.

F1 · derivative.expiration_date: No conversion price. Shares awarded if performance measure is met.

Read SEC document
January 05, 2022 Filed Jan 7, 2022 20:33 UTC
MEYER DAVID JVice President
Tax withholdingCommon Stock - Performance Shares 570 $42.62 $24,293.40
Disclosure

SEC source: 0000104918-22-000019 · primary_doc.xml · nonDerivative · entry 2

MEYER DAVID J · CIK 0001174958 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,423

F2 · shares: Shares withheld to pay income tax on Performance Shares acquired 1/5/22.

Read SEC document
January 05, 2022 Filed Jan 7, 2022 20:33 UTC
MEYER DAVID JVice President
Exercise / conversionCommon Stock - Performance Shares 1,904 Not disclosed Not disclosed
Disclosure

SEC source: 0000104918-22-000019 · primary_doc.xml · nonDerivative · entry 1

MEYER DAVID J · CIK 0001174958 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,993

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: No conversion price. Shares awarded if performance measure is met.

Read SEC document
January 05, 2022 Filed Jan 7, 2022 20:39 UTC
Rosentrater Heather LynnSenior Vice President
Exercise / conversionConversion of 2019 Performance Shares · Derivative 2,505 Not disclosed Not disclosed
Disclosure

SEC source: 0000104918-22-000020 · primary_doc.xml · derivative · entry 3

Rosentrater Heather Lynn · CIK 0001659415 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,505 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: No conversion price. Shares awarded if performance measure is met.

F1 · price: No conversion price. Shares awarded if performance measure is met.

F1 · derivative.exercise_date: No conversion price. Shares awarded if performance measure is met.

F1 · derivative.expiration_date: No conversion price. Shares awarded if performance measure is met.

Read SEC document
January 05, 2022 Filed Jan 7, 2022 20:39 UTC
Rosentrater Heather LynnSenior Vice President
Tax withholdingCommon Stock - Performance Shares 549 $42.62 $23,398.38
Disclosure

SEC source: 0000104918-22-000020 · primary_doc.xml · nonDerivative · entry 2

Rosentrater Heather Lynn · CIK 0001659415 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,581

F2 · shares: Shares withheld to pay income tax on Performance Shares acquired 1/5/22.

Read SEC document
January 05, 2022 Filed Jan 7, 2022 20:39 UTC
Rosentrater Heather LynnSenior Vice President
Exercise / conversionCommon Stock - Performance Shares 1,904 Not disclosed Not disclosed
Disclosure

SEC source: 0000104918-22-000020 · primary_doc.xml · nonDerivative · entry 1

Rosentrater Heather Lynn · CIK 0001659415 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,130

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: No conversion price. Shares awarded if performance measure is met.

Read SEC document
January 05, 2022 Filed Jan 7, 2022 20:27 UTC
Krasselt Ryan LVice President
Exercise / conversionConversion of 2019 Performance Shares · Derivative 2,505 Not disclosed Not disclosed
Disclosure

SEC source: 0000104918-22-000018 · primary_doc.xml · derivative · entry 3

Krasselt Ryan L · CIK 0001654845 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,505 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: No conversion price. Shares awarded if performance measure is met.

F1 · price: No conversion price. Shares awarded if performance measure is met.

F1 · derivative.exercise_date: No conversion price. Shares awarded if performance measure is met.

F1 · derivative.expiration_date: No conversion price. Shares awarded if performance measure is met.

Read SEC document
January 05, 2022 Filed Jan 7, 2022 20:27 UTC
Krasselt Ryan LVice President
Tax withholdingCommon Stock - Performance Shares 570 $42.62 $24,293.40
Disclosure

SEC source: 0000104918-22-000018 · primary_doc.xml · nonDerivative · entry 2

Krasselt Ryan L · CIK 0001654845 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,473

F2 · shares: Shares withheld to pay income tax on Performance Shares acquired 1/5/22.

Read SEC document
January 05, 2022 Filed Jan 7, 2022 20:27 UTC
Krasselt Ryan LVice President
Exercise / conversionCommon Stock - Performance Shares 1,904 Not disclosed Not disclosed
Disclosure

SEC source: 0000104918-22-000018 · primary_doc.xml · nonDerivative · entry 1

Krasselt Ryan L · CIK 0001654845 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,043

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: No conversion price. Shares awarded if performance measure is met.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.