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AURA

Aura Biosciences, Inc.

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5142
SEC CIK
0001501796
Parsed reports
136

Last 12 months

Inside the activity.

0 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202602
Feb 202605
Mar 202600
Apr 202601
May 202601
Jun 202601
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 02, 2021 Filed Nov 4, 2021 21:00 UTC PurchaseCommon Stock 693,525 $14.00 $9,709,350.00
Disclosure

SEC source: 0000899243-21-043033 · doc4.xml · nonDerivative · entry 2

Medicxi Ventures Management (Jersey) Ltd · CIK 0001715579 · 10% owner

Medicxi Growth I LP · CIK 0001690310 · 10% owner

Medicxi Growth Co-Invest I LP · CIK 0001715578 · 10% owner

Medicxi Growth I GP Ltd · CIK 0001715600 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,969,352

F2 · ownership.nature: Held by Medicxi Growth I LP, a Jersey limited partnership ("Medicxi Growth I"). Medicxi Growth I GP Limited, a Jersey limited liability company ("MGI GP"), is the sole managing general partner of Medicxi Growth I, and Medicxi Ventures Management (Jersey) Limited, a Jersey limited liability company ("Medicxi Manager") is the sole manager of Medicxi Growth I. The Reporting Persons disclaim Section 16 beneficial ownership of the securities held by Medicxi Growth I, except to the extent of their respective pecuniary interest therein, if any, and this report shall not be deemed to be an admission that they have beneficial ownership of such shares for Section 16 or any other purpose.

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November 02, 2021 Filed Nov 4, 2021 21:00 UTC ConversionCommon Stock 2,275,827 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-043033 · doc4.xml · nonDerivative · entry 1

Medicxi Ventures Management (Jersey) Ltd · CIK 0001715579 · 10% owner

Medicxi Growth I LP · CIK 0001690310 · 10% owner

Medicxi Growth Co-Invest I LP · CIK 0001715578 · 10% owner

Medicxi Growth I GP Ltd · CIK 0001715600 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,275,827

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The number of shares of Common Stock contained in Column 4 of Table I, Rows 1 and 3, are the combined total of each share of Series D-1 Convertible Preferred Stock, Series D-2 Convertible Preferred Stock and Series E Convertible Preferred Stock which immediately prior to the closing of the Issuer's initial public offering ("IPO") converted into shares of the Issuer's Common Stock, on a 13.7-for one basis without payment or further consideration and had no expiration date.

F1 · price: The number of shares of Common Stock contained in Column 4 of Table I, Rows 1 and 3, are the combined total of each share of Series D-1 Convertible Preferred Stock, Series D-2 Convertible Preferred Stock and Series E Convertible Preferred Stock which immediately prior to the closing of the Issuer's initial public offering ("IPO") converted into shares of the Issuer's Common Stock, on a 13.7-for one basis without payment or further consideration and had no expiration date.

F2 · ownership.nature: Held by Medicxi Growth I LP, a Jersey limited partnership ("Medicxi Growth I"). Medicxi Growth I GP Limited, a Jersey limited liability company ("MGI GP"), is the sole managing general partner of Medicxi Growth I, and Medicxi Ventures Management (Jersey) Limited, a Jersey limited liability company ("Medicxi Manager") is the sole manager of Medicxi Growth I. The Reporting Persons disclaim Section 16 beneficial ownership of the securities held by Medicxi Growth I, except to the extent of their respective pecuniary interest therein, if any, and this report shall not be deemed to be an admission that they have beneficial ownership of such shares for Section 16 or any other purpose.

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November 02, 2021 Filed Nov 4, 2021 20:44 UTC
GOEL DAVID E.10% owner
ConversionSeries E Convertible Preferred Stock · Derivative 2,327,870 $0.00 $0.00
Disclosure

SEC source: 0000902664-21-004738 · ownership.xml · derivative · entry 3

Matrix Capital Management Company, LP · CIK 0001410830 · 10% owner

GOEL DAVID E. · CIK 0001548144 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 0

Underlying: Common Stock · 2,327,870 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series E Convertible Preferred Stock was convertible at any time, at the holder's election on a 1-for-1 basis, and did not have an expiration date. The shares of Series E Convertible Preferred Stock automatically converted into shares of Common Stock on a 1-for-1 basis upon the closing of the Issuer's initial public offering.

F1 · derivative.exercise_date: The Series E Convertible Preferred Stock was convertible at any time, at the holder's election on a 1-for-1 basis, and did not have an expiration date. The shares of Series E Convertible Preferred Stock automatically converted into shares of Common Stock on a 1-for-1 basis upon the closing of the Issuer's initial public offering.

F1 · derivative.expiration_date: The Series E Convertible Preferred Stock was convertible at any time, at the holder's election on a 1-for-1 basis, and did not have an expiration date. The shares of Series E Convertible Preferred Stock automatically converted into shares of Common Stock on a 1-for-1 basis upon the closing of the Issuer's initial public offering.

F2 · ownership.nature: The securities reported herein are held by Matrix Capital Management Master Fund, LP (the "Matrix Fund"). Matrix Capital Management Company, LP (the "Investment Manager"), a Delaware limited partnership, is the investment advisor to the Matrix Fund. Mr. David E. Goel ("Mr. Goel", and together with the Investment Manager, the "Reporting Persons"), serves as the Managing General Partner of the Investment Manager.

F3 · ownership.nature: The filing of this statement shall not be deemed an admission that either of the Reporting Persons is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. Each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein.

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November 02, 2021 Filed Nov 4, 2021 20:44 UTC
GOEL DAVID E.10% owner
PurchaseCommon Stock 1,785,000 $14.00 $24,990,000.00
Disclosure

SEC source: 0000902664-21-004738 · ownership.xml · nonDerivative · entry 2

Matrix Capital Management Company, LP · CIK 0001410830 · 10% owner

GOEL DAVID E. · CIK 0001548144 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 4,112,870

F2 · ownership.nature: The securities reported herein are held by Matrix Capital Management Master Fund, LP (the "Matrix Fund"). Matrix Capital Management Company, LP (the "Investment Manager"), a Delaware limited partnership, is the investment advisor to the Matrix Fund. Mr. David E. Goel ("Mr. Goel", and together with the Investment Manager, the "Reporting Persons"), serves as the Managing General Partner of the Investment Manager.

F3 · ownership.nature: The filing of this statement shall not be deemed an admission that either of the Reporting Persons is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. Each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein.

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November 02, 2021 Filed Nov 4, 2021 20:44 UTC
GOEL DAVID E.10% owner
ConversionCommon Stock, par value $0.00001 per share ("Common Stock") 2,327,870 Not disclosed Not disclosed
Disclosure

SEC source: 0000902664-21-004738 · ownership.xml · nonDerivative · entry 1

Matrix Capital Management Company, LP · CIK 0001410830 · 10% owner

GOEL DAVID E. · CIK 0001548144 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 2,327,870

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Series E Convertible Preferred Stock was convertible at any time, at the holder's election on a 1-for-1 basis, and did not have an expiration date. The shares of Series E Convertible Preferred Stock automatically converted into shares of Common Stock on a 1-for-1 basis upon the closing of the Issuer's initial public offering.

F2 · ownership.nature: The securities reported herein are held by Matrix Capital Management Master Fund, LP (the "Matrix Fund"). Matrix Capital Management Company, LP (the "Investment Manager"), a Delaware limited partnership, is the investment advisor to the Matrix Fund. Mr. David E. Goel ("Mr. Goel", and together with the Investment Manager, the "Reporting Persons"), serves as the Managing General Partner of the Investment Manager.

F3 · ownership.nature: The filing of this statement shall not be deemed an admission that either of the Reporting Persons is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. Each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein.

Read SEC document
October 28, 2021 Filed Oct 29, 2021 23:33 UTC GrantStock Option (Right to Buy) · Derivative 24,000 $0.00 Strike: $14.00 $0.00
Disclosure

SEC source: 0000899243-21-042095 · doc4.xml · derivative · entry 1

Johnson David Michael · CIK 0001808098 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,000

Underlying: Common Stock · 24,000 shares

Expires 2031-10-27

F1 · derivative.exercise_date: The shares underlying this option vest as follows: These shares will vest in full on October 28, 2022.

Read SEC document
October 28, 2021 Filed Oct 29, 2021 19:28 UTC
de los Pinos ElisabetDirector · See Remarks
GrantStock Option (Right to Buy) · Derivative 318,750 Not disclosed Strike: $14.00 Not disclosed
Disclosure

SEC source: 0000899243-21-042090 · doc4.xml · derivative · entry 3

de los Pinos Elisabet · CIK 0001889633 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318,750

Underlying: Common stock · 318,750 shares

Expires 2031-10-27

F3 · price: The shares underlying this option vest as follows: 25% of the shares vest on the first anniversary of October 28, 2021 with the remainder vesting thereafter pro-rata in 36 monthly installments.

F3 · derivative.exercise_date: The shares underlying this option vest as follows: 25% of the shares vest on the first anniversary of October 28, 2021 with the remainder vesting thereafter pro-rata in 36 monthly installments.

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October 28, 2021 Filed Oct 29, 2021 19:28 UTC
de los Pinos ElisabetDirector · See Remarks
GrantCommon Stock 74,357 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-042090 · doc4.xml · nonDerivative · entry 1

de los Pinos Elisabet · CIK 0001889633 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,357

F1 · shares: These shares were acquired pursuant to a restricted stock unit award under the Company's 2021 Stock Option and Incentive Plan. Each restricted stock unit represents the right to receive one share of the Company's common stock. These restricted stock units vest in four substantially equal annual installments beginning on the one year anniversary of the date of grant.

Read SEC document
October 28, 2021 Filed Oct 29, 2021 23:27 UTC GrantStock Option (Right to Buy) · Derivative 16,000 $0.00 Strike: $14.00 $0.00
Disclosure

SEC source: 0000899243-21-042087 · doc4.xml · derivative · entry 1

Mattessich Antony C. · CIK 0001709900 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,000

Underlying: Common Stock · 16,000 shares

Expires 2031-10-27

F1 · derivative.exercise_date: The shares underlying this option vest as follows: These shares will vest in full on October 28, 2022.

Read SEC document
October 28, 2021 Filed Oct 29, 2021 19:23 UTC GrantStock Option (Right to Buy) · Derivative 16,000 $0.00 Strike: $14.00 $0.00
Disclosure

SEC source: 0000899243-21-042080 · doc4.xml · derivative · entry 1

PAREKH RAJESH B · CIK 0001429930 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,000

Underlying: Common Stock · 16,000 shares

Expires 2031-10-27

F1 · derivative.exercise_date: The shares underlying this option vest as follows: These shares will vest in full on October 28, 2022.

Read SEC document
October 28, 2021 Filed Oct 29, 2021 23:32 UTC
Rich CadmusSee Remarks
GrantStock Option (Right to Buy) · Derivative 112,500 Not disclosed Strike: $14.00 Not disclosed
Disclosure

SEC source: 0000899243-21-042094 · doc4.xml · derivative · entry 2

Rich Cadmus · CIK 0001890326 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,500

Underlying: Common stock · 112,500 shares

Expires 2031-10-27

F2 · price: The shares underlying this option vest as follows: 25% of the shares vest on the first anniversary of October 28, 2021 with the remainder vesting thereafter pro-rata in 36 monthly installments.

F2 · derivative.exercise_date: The shares underlying this option vest as follows: 25% of the shares vest on the first anniversary of October 28, 2021 with the remainder vesting thereafter pro-rata in 36 monthly installments.

Read SEC document
October 28, 2021 Filed Oct 29, 2021 23:32 UTC
Rich CadmusSee Remarks
GrantCommon Stock 26,250 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-042094 · doc4.xml · nonDerivative · entry 1

Rich Cadmus · CIK 0001890326 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,250

F1 · shares: These shares were acquired pursuant to a restricted stock unit award under the Company's 2021 Stock Option and Incentive Plan. Each restricted stock unit represents the right to receive one share of the Company's common stock. These restricted stock units vest in four substantially equal annual installments beginning on the one year anniversary of the date of grant.

Read SEC document
October 28, 2021 Filed Oct 29, 2021 23:28 UTC
De Rosch MarkChief Operating Officer
GrantStock Option (Right to Buy) · Derivative 75,000 Not disclosed Strike: $14.00 Not disclosed
Disclosure

SEC source: 0000899243-21-042089 · doc4.xml · derivative · entry 2

De Rosch Mark · CIK 0001890320 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common stock · 75,000 shares

Expires 2031-10-27

F2 · price: The shares underlying this option vest as follows: 25% of the shares vest on the first anniversary of October 28, 2021 with the remainder vesting thereafter pro-rata in 36 monthly installments.

F2 · derivative.exercise_date: The shares underlying this option vest as follows: 25% of the shares vest on the first anniversary of October 28, 2021 with the remainder vesting thereafter pro-rata in 36 monthly installments.

Read SEC document
October 28, 2021 Filed Oct 29, 2021 23:28 UTC
De Rosch MarkChief Operating Officer
GrantCommon Stock 17,500 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-042089 · doc4.xml · nonDerivative · entry 1

De Rosch Mark · CIK 0001890320 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

F1 · shares: These shares were acquired pursuant to a restricted stock unit award under the Company's 2021 Stock Option and Incentive Plan. Each restricted stock unit represents the right to receive one share of the Company's common stock. These restricted stock units vest in four substantially equal annual installments beginning on the one year anniversary of the date of grant.

Read SEC document
October 28, 2021 Filed Oct 29, 2021 23:24 UTC
Feder Julie BChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 112,500 Not disclosed Strike: $14.00 Not disclosed
Disclosure

SEC source: 0000899243-21-042083 · doc4.xml · derivative · entry 2

Feder Julie B · CIK 0001710237 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,500

Underlying: Common stock · 112,500 shares

Expires 2031-10-27

F2 · price: The shares underlying this option vest as follows: 25% of the shares vest on the first anniversary of October 28, 2021 with the remainder vesting thereafter pro-rata in 36 monthly installments.

F2 · derivative.exercise_date: The shares underlying this option vest as follows: 25% of the shares vest on the first anniversary of October 28, 2021 with the remainder vesting thereafter pro-rata in 36 monthly installments.

Read SEC document
October 28, 2021 Filed Oct 29, 2021 23:24 UTC
Feder Julie BChief Financial Officer
GrantCommon Stock 26,250 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-042083 · doc4.xml · nonDerivative · entry 1

Feder Julie B · CIK 0001710237 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,250

F1 · shares: These shares were acquired pursuant to a restricted stock unit award under the Company's 2021 Stock Option and Incentive Plan. Each restricted stock unit represents the right to receive one share of the Company's common stock. These restricted stock units vest in four substantially equal annual installments beginning on the one year anniversary of the date of grant.

Read SEC document
October 28, 2021 Filed Oct 29, 2021 23:23 UTC
Primiano Christopher BrettChief Business Officer
GrantStock Option (Right to Buy) · Derivative 37,500 Not disclosed Strike: $14.00 Not disclosed
Disclosure

SEC source: 0000899243-21-042078 · doc4.xml · derivative · entry 2

Primiano Christopher Brett · CIK 0001603510 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Common Stock · 37,500 shares

Expires 2031-10-27

F2 · price: The shares underlying this option vest as follows: 25% of the shares vest on the first anniversary of October 28, 2022 with the remainder vesting thereafter in annual installments.

F2 · derivative.exercise_date: The shares underlying this option vest as follows: 25% of the shares vest on the first anniversary of October 28, 2022 with the remainder vesting thereafter in annual installments.

Read SEC document
October 28, 2021 Filed Oct 29, 2021 23:23 UTC
Primiano Christopher BrettChief Business Officer
GrantCommon Stock 8,750 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-042078 · doc4.xml · nonDerivative · entry 1

Primiano Christopher Brett · CIK 0001603510 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,750

F1 · shares: These shares were acquired pursuant to a restricted stock unit award under the Company's 2021 Stock Option and Incentive Plan. Each restricted stock unit represents the right to receive one share of the Company's common stock. These restricted stock units vest in four substantially equal annual installments beginning on the one year anniversary of the date of grant.

Read SEC document
October 28, 2021 Filed Oct 29, 2021 23:18 UTC GrantStock Option (Right to Buy) · Derivative 16,000 $0.00 Strike: $14.00 $0.00
Disclosure

SEC source: 0000899243-21-042075 · doc4.xml · derivative · entry 1

Srivastava Sapna · CIK 0001569226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,000

Underlying: Common Stock · 16,000 shares

Expires 2031-10-27

F1 · derivative.exercise_date: The shares underlying this option vest as follows: These shares will vest in full on October 28, 2022.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.