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AURA

Aura Biosciences, Inc.

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5142
SEC CIK
0001501796
Parsed reports
136

Last 12 months

Inside the activity.

0 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202602
Feb 202605
Mar 202600
Apr 202601
May 202601
Jun 202601
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 04, 2023 Filed Oct 5, 2023 23:56 UTC PurchaseCommon Stock 6,566 $8.61 $56,512.25
Disclosure

SEC source: 0000950170-23-052244 · ownership.xml · nonDerivative · entry 2

Johnson David Michael · CIK 0001808098 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,066

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions in prices ranging from $8.52 to $8.66, inclusive. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request.

Read SEC document
October 03, 2023 Filed Oct 5, 2023 23:56 UTC PurchaseCommon Stock 13,500 $8.27 $111,662.55
Disclosure

SEC source: 0000950170-23-052244 · ownership.xml · nonDerivative · entry 1

Johnson David Michael · CIK 0001808098 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,500

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions in prices ranging from $8.00 to $8.51, inclusive. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request.

Read SEC document
June 07, 2023 Filed Jun 9, 2023 20:56 UTC GrantStock Option (Right to Buy) · Derivative 16,000 $0.00 Strike: $12.83 $0.00
Disclosure

SEC source: 0000899243-23-015206 · doc4.xml · derivative · entry 1

Johnson David Michael · CIK 0001808098 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,000

Underlying: Common Stock · 16,000 shares

Expires 2033-06-07

F1 · derivative.exercise_date: This stock option will vest and become exercisable in full upon the earlier to occur of (a) June 7, 2024 or (b) the next annual meeting of the Issuer's stockholders.

Read SEC document
June 07, 2023 Filed Jun 9, 2023 20:57 UTC GrantStock Option (Right to Buy) · Derivative 16,000 $0.00 Strike: $12.83 $0.00
Disclosure

SEC source: 0000899243-23-015209 · doc4.xml · derivative · entry 1

Mattessich Antony C. · CIK 0001709900 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,000

Underlying: Common Stock · 16,000 shares

Expires 2033-06-07

F1 · derivative.exercise_date: This stock option will vest and become exercisable in full upon the earlier to occur of (a) June 7, 2024 or (b) the next annual meeting of the Issuer's stockholders.

Read SEC document
June 07, 2023 Filed Jun 9, 2023 16:56 UTC GrantStock Option (Right to Buy) · Derivative 16,000 $0.00 Strike: $12.83 $0.00
Disclosure

SEC source: 0000899243-23-015205 · doc4.xml · derivative · entry 1

PAREKH RAJESH B · CIK 0001429930 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,000

Underlying: Common Stock · 16,000 shares

Expires 2033-06-07

F1 · derivative.exercise_date: This stock option will vest and become exercisable in full upon the earlier to occur of (a) June 7, 2024 or (b) the next annual meeting of the Issuer's stockholders.

Read SEC document
June 07, 2023 Filed Jun 9, 2023 20:54 UTC GrantStock Option (Right to Buy) · Derivative 16,000 $0.00 Strike: $12.83 $0.00
Disclosure

SEC source: 0000899243-23-015203 · doc4.xml · derivative · entry 1

Srivastava Sapna · CIK 0001569226 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,000

Underlying: Common Stock · 16,000 shares

Expires 2033-06-07

F1 · derivative.exercise_date: This stock option will vest and become exercisable in full upon the earlier to occur of (a) June 7, 2024 or (b) the next annual meeting of the Issuer's stockholders.

Read SEC document
January 19, 2023 Filed Jan 23, 2023 18:35 UTC
de los Pinos ElisabetDirector · See Remarks
GrantStock Option (Right to Buy) · Derivative 187,500 Not disclosed Strike: $10.18 Not disclosed
Disclosure

SEC source: 0000899243-23-002434 · doc4.xml · derivative · entry 3

de los Pinos Elisabet · CIK 0001889633 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,500

Underlying: Common Stock · 187,500 shares

Expires 2033-01-18

F3 · price: The shares underlying this option vest as follows: 25% of the shares vest on the first anniversary of January 19, 2023 with the remainder vesting thereafter pro-rata in 36 monthly installments.

F3 · derivative.exercise_date: The shares underlying this option vest as follows: 25% of the shares vest on the first anniversary of January 19, 2023 with the remainder vesting thereafter pro-rata in 36 monthly installments.

Read SEC document
January 19, 2023 Filed Jan 23, 2023 18:35 UTC
de los Pinos ElisabetDirector · See Remarks
GrantCommon Stock 121,875 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-002434 · doc4.xml · nonDerivative · entry 1

de los Pinos Elisabet · CIK 0001889633 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,526

F1 · shares: These shares were acquired pursuant to a restricted stock unit ("RSU") award under the Issuer's 2021 Stock Option and Incentive Plan. Each RSU represents the right to receive one share of the Issuer's Common Stock. These RSUs vest in four substantially equal annual installments beginning on the one year anniversary of the date of grant.

Read SEC document
January 19, 2023 Filed Jan 23, 2023 23:38 UTC
Feder Julie BChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 75,000 Not disclosed Strike: $10.18 Not disclosed
Disclosure

SEC source: 0000899243-23-002437 · doc4.xml · derivative · entry 2

Feder Julie B · CIK 0001710237 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2033-01-18

F2 · price: The shares underlying this option vest as follows: 25% of the shares vest on the first anniversary of January 19, 2023 with the remainder vesting thereafter pro-rata in 36 monthly installments.

F2 · derivative.exercise_date: The shares underlying this option vest as follows: 25% of the shares vest on the first anniversary of January 19, 2023 with the remainder vesting thereafter pro-rata in 36 monthly installments.

Read SEC document
January 19, 2023 Filed Jan 23, 2023 23:38 UTC
Feder Julie BChief Financial Officer
GrantCommon Stock 48,750 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-002437 · doc4.xml · nonDerivative · entry 1

Feder Julie B · CIK 0001710237 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,985

F1 · shares: These shares were acquired pursuant to a restricted stock unit ("RSU") award under the Issuer's 2021 Stock Option and Incentive Plan. Each RSU represents the right to receive one share of the Issuer's Common Stock. These RSUs vest in four substantially equal annual installments beginning on the one year anniversary of the date of grant.

Read SEC document
January 19, 2023 Filed Jan 23, 2023 23:36 UTC
De Rosch MarkChief Operating Officer
GrantStock Option (Right to Buy) · Derivative 65,000 Not disclosed Strike: $10.18 Not disclosed
Disclosure

SEC source: 0000899243-23-002436 · doc4.xml · derivative · entry 2

De Rosch Mark · CIK 0001890320 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,000

Underlying: Common Stock · 65,000 shares

Expires 2033-01-18

F2 · price: The shares underlying this option vest as follows: 25% of the shares vest on the first anniversary of January 19, 2023 with the remainder vesting thereafter pro-rata in 36 monthly installments.

F2 · derivative.exercise_date: The shares underlying this option vest as follows: 25% of the shares vest on the first anniversary of January 19, 2023 with the remainder vesting thereafter pro-rata in 36 monthly installments.

Read SEC document
January 19, 2023 Filed Jan 23, 2023 23:36 UTC
De Rosch MarkChief Operating Officer
GrantCommon Stock 42,250 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-002436 · doc4.xml · nonDerivative · entry 1

De Rosch Mark · CIK 0001890320 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,635

F1 · shares: These shares were acquired pursuant to a restricted stock unit ("RSU") award under the Issuer's 2021 Stock Option and Incentive Plan. Each RSU represents the right to receive one share of the Issuer's Common Stock. These RSUs vest in four substantially equal annual installments beginning on the one year anniversary of the date of grant.

Read SEC document
January 19, 2023 Filed Jan 23, 2023 23:34 UTC
Rich CadmusSee Remarks
GrantStock Option (Right to Buy) · Derivative 52,500 Not disclosed Strike: $10.18 Not disclosed
Disclosure

SEC source: 0000899243-23-002433 · doc4.xml · derivative · entry 2

Rich Cadmus · CIK 0001890326 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,500

Underlying: Common Stock · 52,500 shares

Expires 2033-01-18

F2 · price: The shares underlying this option vest as follows: 25% of the shares vest on the first anniversary of January 19, 2023 with the remainder vesting thereafter pro-rata in 36 monthly installments.

F2 · derivative.exercise_date: The shares underlying this option vest as follows: 25% of the shares vest on the first anniversary of January 19, 2023 with the remainder vesting thereafter pro-rata in 36 monthly installments.

Read SEC document
January 19, 2023 Filed Jan 23, 2023 23:34 UTC
Rich CadmusSee Remarks
GrantCommon Stock 34,125 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-002433 · doc4.xml · nonDerivative · entry 1

Rich Cadmus · CIK 0001890326 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,703

F1 · shares: These shares were acquired pursuant to a restricted stock unit ("RSU") award under the Issuer's 2021 Stock Option and Incentive Plan. Each RSU represents the right to receive one share of the Issuer's Common Stock. These RSUs vest in four substantially equal annual installments beginning on the one year anniversary of the date of grant.

Read SEC document
January 06, 2023 Filed Jan 9, 2023 22:55 UTC PurchaseCommon Stock 904 $10.51 $9,501.04
Disclosure

SEC source: 0000899243-23-001324 · doc4.xml · nonDerivative · entry 4

Johnson David Michael · CIK 0001808098 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By NEJ12 IRREVOCABLE TRUST

Disclosed balance after: 18,000

F2 · ownership.nature: The shares are held by the NEJ12 IRREVOCABLE TRUST dated December 24, 2020, of which the Reporting Person is a trustee.

Read SEC document
January 06, 2023 Filed Jan 9, 2023 22:55 UTC PurchaseCommon Stock 700 $10.50 $7,350.00
Disclosure

SEC source: 0000899243-23-001324 · doc4.xml · nonDerivative · entry 3

Johnson David Michael · CIK 0001808098 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By NEJ09 IRREVOCABLE TRUST

Disclosed balance after: 18,000

F1 · ownership.nature: The shares are held by the NEJ09 IRREVOCABLE TRUST dated December 24, 2020, of which the Reporting Person is a trustee.

Read SEC document
January 05, 2023 Filed Jan 9, 2023 22:55 UTC PurchaseCommon Stock 96 $10.00 $960.00
Disclosure

SEC source: 0000899243-23-001324 · doc4.xml · nonDerivative · entry 2

Johnson David Michael · CIK 0001808098 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By NEJ12 IRREVOCABLE TRUST

Disclosed balance after: 17,096

F2 · ownership.nature: The shares are held by the NEJ12 IRREVOCABLE TRUST dated December 24, 2020, of which the Reporting Person is a trustee.

Read SEC document
January 05, 2023 Filed Jan 9, 2023 22:55 UTC PurchaseCommon Stock 300 $10.00 $3,000.00
Disclosure

SEC source: 0000899243-23-001324 · doc4.xml · nonDerivative · entry 1

Johnson David Michael · CIK 0001808098 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By NEJ09 IRREVOCABLE TRUST

Disclosed balance after: 17,300

F1 · ownership.nature: The shares are held by the NEJ09 IRREVOCABLE TRUST dated December 24, 2020, of which the Reporting Person is a trustee.

Read SEC document
December 28, 2022 Filed Dec 31, 2022 00:01 UTC PurchaseCommon Stock 2,000 $9.75 $19,500.00
Disclosure

SEC source: 0000899243-22-039594 · doc4.xml · nonDerivative · entry 2

Johnson David Michael · CIK 0001808098 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By NEJ12 IRREVOCABLE TRUST

Disclosed balance after: 17,000

F2 · ownership.nature: The shares are held by the NEJ12 IRREVOCABLE TRUST dated December 24, 2020, of which the Reporting Person is a trustee.

Read SEC document
December 28, 2022 Filed Dec 31, 2022 00:01 UTC PurchaseCommon Stock 2,000 $9.75 $19,500.00
Disclosure

SEC source: 0000899243-22-039594 · doc4.xml · nonDerivative · entry 1

Johnson David Michael · CIK 0001808098 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By NEJ09 IRREVOCABLE TRUST

Disclosed balance after: 17,000

F1 · ownership.nature: The shares are held by the NEJ09 IRREVOCABLE TRUST dated December 24, 2020, of which the Reporting Person is a trustee.

Read SEC document
December 05, 2022 Filed Dec 7, 2022 21:30 UTC
GOEL DAVID E.10% owner
PurchaseCommon Stock, par value $0.00001 per share ("Common Stock") 1,250,000 $12.00 $15,000,000.00
Disclosure

SEC source: 0000902664-22-005061 · ownership.xml · nonDerivative · entry 1

Matrix Capital Management Company, LP · CIK 0001410830 · 10% owner

GOEL DAVID E. · CIK 0001548144 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 5,362,870

F1 · ownership.nature: The securities reported herein are held by Matrix Capital Management Master Fund, LP (the "Matrix Fund"). Matrix Capital Management Company, LP (the "Investment Manager"), a Delaware limited partnership, is the investment advisor to the Matrix Fund. Mr. David E. Goel ("Mr. Goel", and together with the Investment Manager, the "Reporting Persons"), serves as the Managing General Partner of the Investment Manager.

F2 · ownership.nature: The filing of this statement shall not be deemed an admission that either of the Reporting Persons is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. Each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein.

Read SEC document
December 01, 2022 Filed Dec 15, 2022 23:15 UTC PurchaseCommon Stock 5,000 $12.37 $61,850.00
Disclosure

SEC source: 0000899243-22-038695 · doc4.xml · nonDerivative · entry 2

Johnson David Michael · CIK 0001808098 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By NEJ12 IRREVOCABLE TRUST

Disclosed balance after: 15,000

F2 · ownership.nature: The shares are held by the NEJ12 IRREVOCABLE TRUST dated December 24, 2020, of which the Reporting Person is a trustee.

Read SEC document
December 01, 2022 Filed Dec 15, 2022 23:15 UTC PurchaseCommon Stock 5,000 $12.37 $61,850.00
Disclosure

SEC source: 0000899243-22-038695 · doc4.xml · nonDerivative · entry 1

Johnson David Michael · CIK 0001808098 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By NEJ09 IRREVOCABLE TRUST

Disclosed balance after: 15,000

F1 · ownership.nature: The shares are held by the NEJ09 IRREVOCABLE TRUST dated December 24, 2020, of which the Reporting Person is a trustee.

Read SEC document
October 31, 2022 Filed Nov 2, 2022 20:37 UTC
de los Pinos ElisabetDirector · See Remarks
SaleCommon Stock 5,706 $12.46 $71,081.92
Disclosure

SEC source: 0000899243-22-034836 · doc4.xml · nonDerivative · entry 1

de los Pinos Elisabet · CIK 0001889633 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,651

F1 · kind: The sales reported represent the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. These sales were automatic and intended to qualify under Rule 10b5-1.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.45 to $12.645, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 31, 2022 Filed Nov 3, 2022 00:39 UTC
Feder Julie BChief Financial Officer
SaleCommon Stock 2,015 $12.45 $25,089.57
Disclosure

SEC source: 0000899243-22-034838 · doc4.xml · nonDerivative · entry 1

Feder Julie B · CIK 0001710237 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,235

F1 · kind: The sales reported represent the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. These sales were automatic and intended to qualify under Rule 10b5-1.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.45 to $12.487, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 31, 2022 Filed Nov 3, 2022 00:38 UTC
Rich CadmusSee Remarks
SaleCommon Stock 1,672 $12.45 $20,813.22
Disclosure

SEC source: 0000899243-22-034837 · doc4.xml · nonDerivative · entry 1

Rich Cadmus · CIK 0001890326 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,578

F1 · kind: The sales reported represent the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. These sales were automatic and intended to qualify under Rule 10b5-1.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.40 to $12.45, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 31, 2022 Filed Nov 3, 2022 00:36 UTC
De Rosch MarkChief Operating Officer
SaleCommon Stock 1,115 $12.46 $13,890.00
Disclosure

SEC source: 0000899243-22-034834 · doc4.xml · nonDerivative · entry 1

De Rosch Mark · CIK 0001890320 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,385

F1 · kind: The sales reported represent the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. These sales were automatic and intended to qualify under Rule 10b5-1.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.45 to $12.645, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 15, 2022 Filed Jun 17, 2022 21:07 UTC GrantStock Option (Right to Buy) · Derivative 16,000 $0.00 Strike: $13.72 $0.00
Disclosure

SEC source: 0000899243-22-023128 · doc4.xml · derivative · entry 5

Johnson David Michael · CIK 0001808098 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,000

Underlying: Common Stock · 16,000 shares

Expires 2032-06-15

F4 · derivative.exercise_date: This stock option will vest and become exercisable in full upon the earlier to occur of (a) June 15, 2023 or (b) the next annual meeting of the Issuer's stockholders.

Read SEC document
June 15, 2022 Filed Jun 17, 2022 21:06 UTC GrantStock Option (Right to Buy) · Derivative 16,000 $0.00 Strike: $13.72 $0.00
Disclosure

SEC source: 0000899243-22-023125 · doc4.xml · derivative · entry 1

Mattessich Antony C. · CIK 0001709900 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,000

Underlying: Common Stock · 16,000 shares

Expires 2032-06-15

F1 · derivative.exercise_date: This stock option will vest and become exercisable in full upon the earlier to occur of (a) June 15, 2023 or (b) the next annual meeting of the Issuer's stockholders.

Read SEC document
June 15, 2022 Filed Jun 17, 2022 17:09 UTC GrantStock Option (Right to Buy) · Derivative 16,000 $0.00 Strike: $13.72 $0.00
Disclosure

SEC source: 0000899243-22-023131 · doc4.xml · derivative · entry 1

PAREKH RAJESH B · CIK 0001429930 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,000

Underlying: Common Stock · 16,000 shares

Expires 2032-06-15

F1 · derivative.exercise_date: This stock option will vest and become exercisable in full upon the earlier to occur of (a) June 15, 2023 or (b) the next annual meeting of the Issuer's stockholders.

Read SEC document
June 15, 2022 Filed Jun 17, 2022 21:07 UTC GrantStock Option (Right to Buy) · Derivative 16,000 $0.00 Strike: $13.72 $0.00
Disclosure

SEC source: 0000899243-22-023127 · doc4.xml · derivative · entry 1

Srivastava Sapna · CIK 0001569226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,000

Underlying: Common Stock · 16,000 shares

Expires 2032-06-15

F1 · derivative.exercise_date: This stock option will vest and become exercisable in full upon the earlier to occur of (a) June 15, 2023 or (b) the next annual meeting of the Issuer's stockholders.

Read SEC document
June 13, 2022 Filed Jun 15, 2022 01:29 UTC PurchaseCommon Stock 20,000 $13.99 $279,800.00
Disclosure

SEC source: 0000899243-22-022456 · doc4.xml · nonDerivative · entry 6

Johnson David Michael · CIK 0001808098 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Read SEC document
June 13, 2022 Filed Jun 15, 2022 01:29 UTC PurchaseCommon Stock 7,000 $13.99 $97,930.00
Disclosure

SEC source: 0000899243-22-022456 · doc4.xml · nonDerivative · entry 5

Johnson David Michael · CIK 0001808098 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By NEJ12 IRREVOCABLE TRUST

Disclosed balance after: 10,000

F2 · ownership.nature: The shares are held by the NEJ12 IRREVOCABLE TRUST dated December 24, 2020, of which the Reporting Person is a trustee.

Read SEC document
June 13, 2022 Filed Jun 15, 2022 01:29 UTC PurchaseCommon Stock 7,000 $13.99 $97,930.00
Disclosure

SEC source: 0000899243-22-022456 · doc4.xml · nonDerivative · entry 4

Johnson David Michael · CIK 0001808098 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By NEJ09 IRREVOCABLE TRUST

Disclosed balance after: 10,000

F1 · ownership.nature: The shares are held by the NEJ09 IRREVOCABLE TRUST dated December 24, 2020, of which the Reporting Person is a trustee.

Read SEC document
June 10, 2022 Filed Jun 15, 2022 01:29 UTC PurchaseCommon Stock 10,000 $15.04 $150,400.00
Disclosure

SEC source: 0000899243-22-022456 · doc4.xml · nonDerivative · entry 3

Johnson David Michael · CIK 0001808098 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Read SEC document
June 10, 2022 Filed Jun 15, 2022 01:29 UTC PurchaseCommon Stock 3,000 $15.04 $45,120.00
Disclosure

SEC source: 0000899243-22-022456 · doc4.xml · nonDerivative · entry 2

Johnson David Michael · CIK 0001808098 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By NEJ12 IRREVOCABLE TRUST

Disclosed balance after: 3,000

F2 · ownership.nature: The shares are held by the NEJ12 IRREVOCABLE TRUST dated December 24, 2020, of which the Reporting Person is a trustee.

Read SEC document
June 10, 2022 Filed Jun 15, 2022 01:29 UTC PurchaseCommon Stock 3,000 $15.04 $45,120.00
Disclosure

SEC source: 0000899243-22-022456 · doc4.xml · nonDerivative · entry 1

Johnson David Michael · CIK 0001808098 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By NEJ09 IRREVOCABLE TRUST

Disclosed balance after: 3,000

F1 · ownership.nature: The shares are held by the NEJ09 IRREVOCABLE TRUST dated December 24, 2020, of which the Reporting Person is a trustee.

Read SEC document
November 02, 2021 Filed Nov 2, 2021 20:11 UTC ConversionSeries E Convertible Preferred Stock · Derivative 139,672 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-042361 · doc4.xml · derivative · entry 2

Johnson David Michael · CIK 0001808098 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Velocity Capital Management LLC

Disclosed balance after: 0

Underlying: Common Stock · 139,672 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series E Preferred Stock converted into the number of shares of Common Stock of the Issuer upon the closing of the Issuer's Initial Public Offering. These amounts reflect a 1-for-13.700 reverse split which became effective on October 22, 2021.

F1 · price: The Series E Preferred Stock converted into the number of shares of Common Stock of the Issuer upon the closing of the Issuer's Initial Public Offering. These amounts reflect a 1-for-13.700 reverse split which became effective on October 22, 2021.

F1 · derivative.exercise_date: The Series E Preferred Stock converted into the number of shares of Common Stock of the Issuer upon the closing of the Issuer's Initial Public Offering. These amounts reflect a 1-for-13.700 reverse split which became effective on October 22, 2021.

F1 · derivative.expiration_date: The Series E Preferred Stock converted into the number of shares of Common Stock of the Issuer upon the closing of the Issuer's Initial Public Offering. These amounts reflect a 1-for-13.700 reverse split which became effective on October 22, 2021.

F2 · ownership.nature: Velosity Capital Management LLC is an entity that the reporting person is the sole member of.

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November 02, 2021 Filed Nov 2, 2021 20:11 UTC ConversionCommon Stock 139,672 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-042361 · doc4.xml · nonDerivative · entry 1

Johnson David Michael · CIK 0001808098 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Velocity Capital Management

Disclosed balance after: 139,672

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The Series E Preferred Stock converted into the number of shares of Common Stock of the Issuer upon the closing of the Issuer's Initial Public Offering. These amounts reflect a 1-for-13.700 reverse split which became effective on October 22, 2021.

F2 · ownership.nature: Velosity Capital Management LLC is an entity that the reporting person is the sole member of.

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November 02, 2021 Filed Nov 2, 2021 16:13 UTC
de los Pinos ElisabetDirector · See Remarks
ConversionSeries A-2 Preferred Stock · Derivative 1,510 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-042362 · doc4.xml · derivative · entry 4

de los Pinos Elisabet · CIK 0001889633 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · By EdIP Revocable Trust

Disclosed balance after: 0

Underlying: Common Stock · 1,510 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series A-1 and Series A-2 Preferred Stock converted into the number of shares of Common Stock of the Issuer upon the closing of the Issuer's Initial Public Offering. These amounts reflect a 1-for-13.700 reverse split which became effective on October 22, 2021.

F1 · price: The Series A-1 and Series A-2 Preferred Stock converted into the number of shares of Common Stock of the Issuer upon the closing of the Issuer's Initial Public Offering. These amounts reflect a 1-for-13.700 reverse split which became effective on October 22, 2021.

F1 · derivative.exercise_date: The Series A-1 and Series A-2 Preferred Stock converted into the number of shares of Common Stock of the Issuer upon the closing of the Issuer's Initial Public Offering. These amounts reflect a 1-for-13.700 reverse split which became effective on October 22, 2021.

F1 · derivative.expiration_date: The Series A-1 and Series A-2 Preferred Stock converted into the number of shares of Common Stock of the Issuer upon the closing of the Issuer's Initial Public Offering. These amounts reflect a 1-for-13.700 reverse split which became effective on October 22, 2021.

F2 · ownership.nature: The shares are held by the Elisabet de los Pinos Revocable Trust U/D/T dated April 8, 2016, of which the Reporting Person is a trustee.

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November 02, 2021 Filed Nov 2, 2021 16:13 UTC
de los Pinos ElisabetDirector · See Remarks
ConversionSeries A-1 Preferred Stock · Derivative 3,042 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-042362 · doc4.xml · derivative · entry 3

de los Pinos Elisabet · CIK 0001889633 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · By EdIP Revocable Trust

Disclosed balance after: 0

Underlying: Common Stock · 3,042 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series A-1 and Series A-2 Preferred Stock converted into the number of shares of Common Stock of the Issuer upon the closing of the Issuer's Initial Public Offering. These amounts reflect a 1-for-13.700 reverse split which became effective on October 22, 2021.

F1 · price: The Series A-1 and Series A-2 Preferred Stock converted into the number of shares of Common Stock of the Issuer upon the closing of the Issuer's Initial Public Offering. These amounts reflect a 1-for-13.700 reverse split which became effective on October 22, 2021.

F1 · derivative.exercise_date: The Series A-1 and Series A-2 Preferred Stock converted into the number of shares of Common Stock of the Issuer upon the closing of the Issuer's Initial Public Offering. These amounts reflect a 1-for-13.700 reverse split which became effective on October 22, 2021.

F1 · derivative.expiration_date: The Series A-1 and Series A-2 Preferred Stock converted into the number of shares of Common Stock of the Issuer upon the closing of the Issuer's Initial Public Offering. These amounts reflect a 1-for-13.700 reverse split which became effective on October 22, 2021.

F2 · ownership.nature: The shares are held by the Elisabet de los Pinos Revocable Trust U/D/T dated April 8, 2016, of which the Reporting Person is a trustee.

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November 02, 2021 Filed Nov 2, 2021 16:13 UTC
de los Pinos ElisabetDirector · See Remarks
ConversionCommon Stock 4,552 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-042362 · doc4.xml · nonDerivative · entry 2

de los Pinos Elisabet · CIK 0001889633 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · By EdIP Revocable Trust

Disclosed balance after: 131,412

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The Series A-1 and Series A-2 Preferred Stock converted into the number of shares of Common Stock of the Issuer upon the closing of the Issuer's Initial Public Offering. These amounts reflect a 1-for-13.700 reverse split which became effective on October 22, 2021.

F2 · ownership.nature: The shares are held by the Elisabet de los Pinos Revocable Trust U/D/T dated April 8, 2016, of which the Reporting Person is a trustee.

Read SEC document
November 02, 2021 Filed Nov 4, 2021 21:00 UTC ConversionSeries E Convertible Preferred Stock · Derivative 5,975 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-043033 · doc4.xml · derivative · entry 10

Medicxi Ventures Management (Jersey) Ltd · CIK 0001715579 · 10% owner

Medicxi Growth I LP · CIK 0001690310 · 10% owner

Medicxi Growth Co-Invest I LP · CIK 0001715578 · 10% owner

Medicxi Growth I GP Ltd · CIK 0001715600 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 5,975 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Immediately prior to the closing of the IPO, the Series E Convertible Preferred Stock automatically converted on a 13.7-for one basis into Common Stock without payment or further consideration. The Series E Convertible Preferred Stock had no expiration date.

F6 · derivative.exercise_date: Immediately prior to the closing of the IPO, the Series E Convertible Preferred Stock automatically converted on a 13.7-for one basis into Common Stock without payment or further consideration. The Series E Convertible Preferred Stock had no expiration date.

F6 · derivative.expiration_date: Immediately prior to the closing of the IPO, the Series E Convertible Preferred Stock automatically converted on a 13.7-for one basis into Common Stock without payment or further consideration. The Series E Convertible Preferred Stock had no expiration date.

F3 · ownership.nature: Held by Medicxi Growth Co-Invest I LP, a Jersey limited partnership ("Medicxi Growth Co-Invest I"). MGI GP is the sole managing general partner of Medicxi Growth Co-Invest I, and Medicxi Manager is the sole manager of Medicxi Growth Co-Invest I. The Reporting Persons disclaim Section 16 beneficial ownership of the securities held by Medicxi Growth Co-Invest I, except to the extent of their respective pecuniary interest therein, if any, and this report shall not be deemed to be an admission that they have beneficial ownership of such shares for Section 16 or any other purpose.

Read SEC document
November 02, 2021 Filed Nov 4, 2021 21:00 UTC ConversionSeries D-2 Convertible Preferred Stock · Derivative 8,876 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-043033 · doc4.xml · derivative · entry 9

Medicxi Ventures Management (Jersey) Ltd · CIK 0001715579 · 10% owner

Medicxi Growth I LP · CIK 0001690310 · 10% owner

Medicxi Growth Co-Invest I LP · CIK 0001715578 · 10% owner

Medicxi Growth I GP Ltd · CIK 0001715600 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 8,876 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Immediately prior to the closing of the IPO, the Series D-2 Convertible Preferred Stock automatically converted on a 13.7-for one basis into Common Stock without payment or further consideration. The Series D-2 Convertible Preferred Stock had no expiration date.

F5 · derivative.exercise_date: Immediately prior to the closing of the IPO, the Series D-2 Convertible Preferred Stock automatically converted on a 13.7-for one basis into Common Stock without payment or further consideration. The Series D-2 Convertible Preferred Stock had no expiration date.

F5 · derivative.expiration_date: Immediately prior to the closing of the IPO, the Series D-2 Convertible Preferred Stock automatically converted on a 13.7-for one basis into Common Stock without payment or further consideration. The Series D-2 Convertible Preferred Stock had no expiration date.

F3 · ownership.nature: Held by Medicxi Growth Co-Invest I LP, a Jersey limited partnership ("Medicxi Growth Co-Invest I"). MGI GP is the sole managing general partner of Medicxi Growth Co-Invest I, and Medicxi Manager is the sole manager of Medicxi Growth Co-Invest I. The Reporting Persons disclaim Section 16 beneficial ownership of the securities held by Medicxi Growth Co-Invest I, except to the extent of their respective pecuniary interest therein, if any, and this report shall not be deemed to be an admission that they have beneficial ownership of such shares for Section 16 or any other purpose.

Read SEC document
November 02, 2021 Filed Nov 4, 2021 21:00 UTC ConversionSeries D-1 Convertible Preferred Stock · Derivative 39,214 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-043033 · doc4.xml · derivative · entry 8

Medicxi Ventures Management (Jersey) Ltd · CIK 0001715579 · 10% owner

Medicxi Growth I LP · CIK 0001690310 · 10% owner

Medicxi Growth Co-Invest I LP · CIK 0001715578 · 10% owner

Medicxi Growth I GP Ltd · CIK 0001715600 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 39,214 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Immediately prior to the closing of the IPO, the Series D-1 Convertible Preferred Stock automatically converted on a 13.7-for one basis into Common Stock without payment or further consideration. The Series D-1 Convertible Preferred Stock had no expiration date.

F4 · derivative.exercise_date: Immediately prior to the closing of the IPO, the Series D-1 Convertible Preferred Stock automatically converted on a 13.7-for one basis into Common Stock without payment or further consideration. The Series D-1 Convertible Preferred Stock had no expiration date.

F4 · derivative.expiration_date: Immediately prior to the closing of the IPO, the Series D-1 Convertible Preferred Stock automatically converted on a 13.7-for one basis into Common Stock without payment or further consideration. The Series D-1 Convertible Preferred Stock had no expiration date.

F3 · ownership.nature: Held by Medicxi Growth Co-Invest I LP, a Jersey limited partnership ("Medicxi Growth Co-Invest I"). MGI GP is the sole managing general partner of Medicxi Growth Co-Invest I, and Medicxi Manager is the sole manager of Medicxi Growth Co-Invest I. The Reporting Persons disclaim Section 16 beneficial ownership of the securities held by Medicxi Growth Co-Invest I, except to the extent of their respective pecuniary interest therein, if any, and this report shall not be deemed to be an admission that they have beneficial ownership of such shares for Section 16 or any other purpose.

Read SEC document
November 02, 2021 Filed Nov 4, 2021 21:00 UTC ConversionSeries E Convertible Preferred Stock · Derivative 251,545 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-043033 · doc4.xml · derivative · entry 7

Medicxi Ventures Management (Jersey) Ltd · CIK 0001715579 · 10% owner

Medicxi Growth I LP · CIK 0001690310 · 10% owner

Medicxi Growth Co-Invest I LP · CIK 0001715578 · 10% owner

Medicxi Growth I GP Ltd · CIK 0001715600 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 251,545 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Immediately prior to the closing of the IPO, the Series E Convertible Preferred Stock automatically converted on a 13.7-for one basis into Common Stock without payment or further consideration. The Series E Convertible Preferred Stock had no expiration date.

F6 · derivative.exercise_date: Immediately prior to the closing of the IPO, the Series E Convertible Preferred Stock automatically converted on a 13.7-for one basis into Common Stock without payment or further consideration. The Series E Convertible Preferred Stock had no expiration date.

F6 · derivative.expiration_date: Immediately prior to the closing of the IPO, the Series E Convertible Preferred Stock automatically converted on a 13.7-for one basis into Common Stock without payment or further consideration. The Series E Convertible Preferred Stock had no expiration date.

F2 · ownership.nature: Held by Medicxi Growth I LP, a Jersey limited partnership ("Medicxi Growth I"). Medicxi Growth I GP Limited, a Jersey limited liability company ("MGI GP"), is the sole managing general partner of Medicxi Growth I, and Medicxi Ventures Management (Jersey) Limited, a Jersey limited liability company ("Medicxi Manager") is the sole manager of Medicxi Growth I. The Reporting Persons disclaim Section 16 beneficial ownership of the securities held by Medicxi Growth I, except to the extent of their respective pecuniary interest therein, if any, and this report shall not be deemed to be an admission that they have beneficial ownership of such shares for Section 16 or any other purpose.

Read SEC document
November 02, 2021 Filed Nov 4, 2021 21:00 UTC ConversionSeries D-2 Convertible Preferred Stock · Derivative 373,606 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-043033 · doc4.xml · derivative · entry 6

Medicxi Ventures Management (Jersey) Ltd · CIK 0001715579 · 10% owner

Medicxi Growth I LP · CIK 0001690310 · 10% owner

Medicxi Growth Co-Invest I LP · CIK 0001715578 · 10% owner

Medicxi Growth I GP Ltd · CIK 0001715600 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 373,606 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Immediately prior to the closing of the IPO, the Series D-2 Convertible Preferred Stock automatically converted on a 13.7-for one basis into Common Stock without payment or further consideration. The Series D-2 Convertible Preferred Stock had no expiration date.

F5 · derivative.exercise_date: Immediately prior to the closing of the IPO, the Series D-2 Convertible Preferred Stock automatically converted on a 13.7-for one basis into Common Stock without payment or further consideration. The Series D-2 Convertible Preferred Stock had no expiration date.

F5 · derivative.expiration_date: Immediately prior to the closing of the IPO, the Series D-2 Convertible Preferred Stock automatically converted on a 13.7-for one basis into Common Stock without payment or further consideration. The Series D-2 Convertible Preferred Stock had no expiration date.

F2 · ownership.nature: Held by Medicxi Growth I LP, a Jersey limited partnership ("Medicxi Growth I"). Medicxi Growth I GP Limited, a Jersey limited liability company ("MGI GP"), is the sole managing general partner of Medicxi Growth I, and Medicxi Ventures Management (Jersey) Limited, a Jersey limited liability company ("Medicxi Manager") is the sole manager of Medicxi Growth I. The Reporting Persons disclaim Section 16 beneficial ownership of the securities held by Medicxi Growth I, except to the extent of their respective pecuniary interest therein, if any, and this report shall not be deemed to be an admission that they have beneficial ownership of such shares for Section 16 or any other purpose.

Read SEC document
November 02, 2021 Filed Nov 4, 2021 21:00 UTC ConversionSeries D-1 Convertible Preferred Stock · Derivative 1,650,676 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-043033 · doc4.xml · derivative · entry 5

Medicxi Ventures Management (Jersey) Ltd · CIK 0001715579 · 10% owner

Medicxi Growth I LP · CIK 0001690310 · 10% owner

Medicxi Growth Co-Invest I LP · CIK 0001715578 · 10% owner

Medicxi Growth I GP Ltd · CIK 0001715600 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 1,650,676 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Immediately prior to the closing of the IPO, the Series D-1 Convertible Preferred Stock automatically converted on a 13.7-for one basis into Common Stock without payment or further consideration. The Series D-1 Convertible Preferred Stock had no expiration date.

F4 · derivative.exercise_date: Immediately prior to the closing of the IPO, the Series D-1 Convertible Preferred Stock automatically converted on a 13.7-for one basis into Common Stock without payment or further consideration. The Series D-1 Convertible Preferred Stock had no expiration date.

F4 · derivative.expiration_date: Immediately prior to the closing of the IPO, the Series D-1 Convertible Preferred Stock automatically converted on a 13.7-for one basis into Common Stock without payment or further consideration. The Series D-1 Convertible Preferred Stock had no expiration date.

F2 · ownership.nature: Held by Medicxi Growth I LP, a Jersey limited partnership ("Medicxi Growth I"). Medicxi Growth I GP Limited, a Jersey limited liability company ("MGI GP"), is the sole managing general partner of Medicxi Growth I, and Medicxi Ventures Management (Jersey) Limited, a Jersey limited liability company ("Medicxi Manager") is the sole manager of Medicxi Growth I. The Reporting Persons disclaim Section 16 beneficial ownership of the securities held by Medicxi Growth I, except to the extent of their respective pecuniary interest therein, if any, and this report shall not be deemed to be an admission that they have beneficial ownership of such shares for Section 16 or any other purpose.

Read SEC document
November 02, 2021 Filed Nov 4, 2021 21:00 UTC PurchaseCommon Stock 16,475 $14.00 $230,650.00
Disclosure

SEC source: 0000899243-21-043033 · doc4.xml · nonDerivative · entry 4

Medicxi Ventures Management (Jersey) Ltd · CIK 0001715579 · 10% owner

Medicxi Growth I LP · CIK 0001690310 · 10% owner

Medicxi Growth Co-Invest I LP · CIK 0001715578 · 10% owner

Medicxi Growth I GP Ltd · CIK 0001715600 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 70,540

F3 · ownership.nature: Held by Medicxi Growth Co-Invest I LP, a Jersey limited partnership ("Medicxi Growth Co-Invest I"). MGI GP is the sole managing general partner of Medicxi Growth Co-Invest I, and Medicxi Manager is the sole manager of Medicxi Growth Co-Invest I. The Reporting Persons disclaim Section 16 beneficial ownership of the securities held by Medicxi Growth Co-Invest I, except to the extent of their respective pecuniary interest therein, if any, and this report shall not be deemed to be an admission that they have beneficial ownership of such shares for Section 16 or any other purpose.

Read SEC document
November 02, 2021 Filed Nov 4, 2021 21:00 UTC ConversionCommon Stock 54,065 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-043033 · doc4.xml · nonDerivative · entry 3

Medicxi Ventures Management (Jersey) Ltd · CIK 0001715579 · 10% owner

Medicxi Growth I LP · CIK 0001690310 · 10% owner

Medicxi Growth Co-Invest I LP · CIK 0001715578 · 10% owner

Medicxi Growth I GP Ltd · CIK 0001715600 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 54,065

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The number of shares of Common Stock contained in Column 4 of Table I, Rows 1 and 3, are the combined total of each share of Series D-1 Convertible Preferred Stock, Series D-2 Convertible Preferred Stock and Series E Convertible Preferred Stock which immediately prior to the closing of the Issuer's initial public offering ("IPO") converted into shares of the Issuer's Common Stock, on a 13.7-for one basis without payment or further consideration and had no expiration date.

F1 · price: The number of shares of Common Stock contained in Column 4 of Table I, Rows 1 and 3, are the combined total of each share of Series D-1 Convertible Preferred Stock, Series D-2 Convertible Preferred Stock and Series E Convertible Preferred Stock which immediately prior to the closing of the Issuer's initial public offering ("IPO") converted into shares of the Issuer's Common Stock, on a 13.7-for one basis without payment or further consideration and had no expiration date.

F3 · ownership.nature: Held by Medicxi Growth Co-Invest I LP, a Jersey limited partnership ("Medicxi Growth Co-Invest I"). MGI GP is the sole managing general partner of Medicxi Growth Co-Invest I, and Medicxi Manager is the sole manager of Medicxi Growth Co-Invest I. The Reporting Persons disclaim Section 16 beneficial ownership of the securities held by Medicxi Growth Co-Invest I, except to the extent of their respective pecuniary interest therein, if any, and this report shall not be deemed to be an admission that they have beneficial ownership of such shares for Section 16 or any other purpose.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.