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Nasdaq · USD

AUPH

Aurinia Pharmaceuticals Inc.

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Tapewire entity
4463
SEC CIK
0001600620
Parsed reports
183

Last 12 months

Inside the activity.

11 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202630
Mar 202630
Apr 202600
May 202620
Jun 202630
Jul 202600
Aug 202601
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 18, 2022 Filed May 20, 2022 20:08 UTC GrantRestricted Stock Unit · Derivative 8,733 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-015031 · wf-form4_165307729475114.xml · derivative · entry 1

Jayne David R.W. · CIK 0001838242 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,733

Underlying: Common Shares · 8,733 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuers common stock. The RSUs will vest and be delivered to the Reporting Person one year from date of grant.

F1 · derivative.exercise_date: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuers common stock. The RSUs will vest and be delivered to the Reporting Person one year from date of grant.

F1 · derivative.expiration_date: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuers common stock. The RSUs will vest and be delivered to the Reporting Person one year from date of grant.

Read SEC document
May 18, 2022 Filed Jul 11, 2022 10:16 UTC Amendment Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $3.62 $0.00
Disclosure

SEC source: 0001628280-22-018767 · wf-form4a_165753457810786.xml · derivative · entry 2

Jayne David R.W. · CIK 0001838242 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2027-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Converted to U.S. dollars based on the average daily exchange rate of the Bank of Canada reported on the grant date.

F2 · derivative.exercise_date: The shares subject to the option are fully vested and immediately exercisable. They vested in twelve equal monthly installments from the grant date.

Read SEC document
May 18, 2022 Filed Jul 11, 2022 10:16 UTC Amendment Exercise / conversionCommon Stock 10,000 $3.62 $36,200.00
Disclosure

SEC source: 0001628280-22-018767 · wf-form4a_165753457810786.xml · nonDerivative · entry 1

Jayne David R.W. · CIK 0001838242 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Converted to U.S. dollars based on the average daily exchange rate of the Bank of Canada reported on the grant date.

Read SEC document
March 09, 2022 Filed Mar 11, 2022 21:05 UTC PurchaseCommon Stock 5,000 $11.00 $54,985.00
Disclosure

SEC source: 0001628280-22-005882 · wf-form4_164703270263952.xml · nonDerivative · entry 1

MacKay-Dunn R. Hector · CIK 0001838521 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,000

Read SEC document
March 04, 2022 Filed Mar 8, 2022 21:06 UTC PurchaseCommon Stock 5,000 $10.82 $54,100.00
Disclosure

SEC source: 0001628280-22-005381 · wf-form4_164677357726147.xml · nonDerivative · entry 1

MILNE GEORGE M JR · CIK 0001179552 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

F1 · price: The price in column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $10.81 to $10.82, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 21:11 UTC
Greenleaf PeterDirector · Chief Executive Officer
GrantStock Option (right to buy) · Derivative 534,188 $0.00 Strike: $12.01 $0.00
Disclosure

SEC source: 0001628280-22-005123 · wf-form4_164642827067393.xml · derivative · entry 4

Greenleaf Peter · CIK 0001363683 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 534,188

Underlying: Common Stock · 534,188 shares

Expires 2032-03-02

F5 · derivative.exercise_date: One-third of the shares subject to the option vests twelve months from the grant date, and the remainder vests in twenty-four equal monthly installments thereafter.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 21:11 UTC
Greenleaf PeterDirector · Chief Executive Officer
GrantRestricted Stock Unit · Derivative 312,240 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-005123 · wf-form4_164642827067393.xml · derivative · entry 3

Greenleaf Peter · CIK 0001363683 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 312,240

Underlying: Common Shares · 312,240 shares

Expires not disclosed

F4 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. The RSUs shall vest in three (3) equal annual installments beginning March 2, 2022, provided the Reporting Person remains continuously employed by the Issuer through each annual vesting date.

F4 · derivative.exercise_date: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. The RSUs shall vest in three (3) equal annual installments beginning March 2, 2022, provided the Reporting Person remains continuously employed by the Issuer through each annual vesting date.

F4 · derivative.expiration_date: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. The RSUs shall vest in three (3) equal annual installments beginning March 2, 2022, provided the Reporting Person remains continuously employed by the Issuer through each annual vesting date.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 21:11 UTC
Greenleaf PeterDirector · Chief Executive Officer
SaleCommon Stock 9,068 $12.01 $108,906.68
Disclosure

SEC source: 0001628280-22-005123 · wf-form4_164642827067393.xml · nonDerivative · entry 2

Greenleaf Peter · CIK 0001363683 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,967

F3 · shares: Represents the number of shares sold to cover tax withholding obligations in connection with the vesting of Performance Awards.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 21:11 UTC
Greenleaf PeterDirector · Chief Executive Officer
GrantCommon Stock 28,300 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-005123 · wf-form4_164642827067393.xml · nonDerivative · entry 1

Greenleaf Peter · CIK 0001363683 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,035

F1 · shares: On March 18, 2021, the Reporting Person was granted stock based performance awards ("Performance Awards") which vests when specific performance metrics are met based on the results for the year ended December 31, 2021. It was determined that as of March 2, 2022, the Reporting Person partially met the performance criteria and received shares of common stock for no consideration.

F2 · balance_after: Includes 282 shares acquired by the Reporting Person under the Issuer's 2021 Employee Share Purchase Plan on December 1, 2021.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 21:11 UTC
Robertson Stephen P.EVP, General Counsel
GrantStock Option (right to buy) · Derivative 178,063 $0.00 Strike: $12.01 $0.00
Disclosure

SEC source: 0001628280-22-005121 · wf-form4_164642825231972.xml · derivative · entry 3

Robertson Stephen P. · CIK 0001837798 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,063

Underlying: Common Stock · 178,063 shares

Expires 2032-03-02

F4 · derivative.exercise_date: One-third of the shares subject to the option vests twelve months from the grant date, and the remainder vests in twenty-four equal monthly installments thereafter.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 21:11 UTC
Robertson Stephen P.EVP, General Counsel
GrantRestricted Stock Unit · Derivative 104,080 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-005121 · wf-form4_164642825231972.xml · derivative · entry 2

Robertson Stephen P. · CIK 0001837798 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,080

Underlying: Common Shares · 104,080 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. The RSUs shall vest in three (3) equal annual installments beginning March 2, 2022, provided the Reporting Person remains continuously employed by the Issuer through each annual vesting date.

F3 · derivative.exercise_date: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. The RSUs shall vest in three (3) equal annual installments beginning March 2, 2022, provided the Reporting Person remains continuously employed by the Issuer through each annual vesting date.

F3 · derivative.expiration_date: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. The RSUs shall vest in three (3) equal annual installments beginning March 2, 2022, provided the Reporting Person remains continuously employed by the Issuer through each annual vesting date.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 21:11 UTC
Robertson Stephen P.EVP, General Counsel
GrantCommon Stock 8,500 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-005121 · wf-form4_164642825231972.xml · nonDerivative · entry 1

Robertson Stephen P. · CIK 0001837798 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,682

F1 · shares: On March 18, 2021, the Reporting Person was granted stock based performance awards ("Performance Awards") which vests when specific performance metrics are met based on the results for the year ended December 31, 2021. It was determined that as of March 2, 2022, the Reporting Person partially met the performance criteria and received shares of common stock for no consideration.

F2 · balance_after: Includes 462 shares acquired by the Reporting Person under the Issuer's 2021 Employee Share Purchase Plan on December 1, 2021.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 21:13 UTC
Martin Michael RobertChief Business Officer
GrantStock Option (right to buy) · Derivative 106,838 $0.00 Strike: $12.01 $0.00
Disclosure

SEC source: 0001628280-22-005130 · wf-form4_164642837303389.xml · derivative · entry 4

Martin Michael Robert · CIK 0001837647 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,838

Underlying: Common Stock · 106,838 shares

Expires 2032-03-02

F4 · derivative.exercise_date: One-third of the shares subject to the option vests twelve months from the grant date, and the remainder vests in twenty-four equal monthly installments thereafter.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 21:13 UTC
Martin Michael RobertChief Business Officer
GrantRestricted Stock Unit · Derivative 62,448 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-005130 · wf-form4_164642837303389.xml · derivative · entry 3

Martin Michael Robert · CIK 0001837647 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,448

Underlying: Common Shares · 62,448 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. The RSUs shall vest in three (3) equal annual installments beginning March 2, 2022, provided the Reporting Person remains continuously employed by the Issuer through each annual vesting date.

F3 · derivative.exercise_date: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. The RSUs shall vest in three (3) equal annual installments beginning March 2, 2022, provided the Reporting Person remains continuously employed by the Issuer through each annual vesting date.

F3 · derivative.expiration_date: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. The RSUs shall vest in three (3) equal annual installments beginning March 2, 2022, provided the Reporting Person remains continuously employed by the Issuer through each annual vesting date.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 21:13 UTC
Martin Michael RobertChief Business Officer
SaleCommon Stock 4,849 $12.01 $58,236.49
Disclosure

SEC source: 0001628280-22-005130 · wf-form4_164642837303389.xml · nonDerivative · entry 2

Martin Michael Robert · CIK 0001837647 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,512

F2 · shares: Represents the number of shares sold to cover tax withholding obligations in connection with the vesting of Performance Awards.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 21:13 UTC
Martin Michael RobertChief Business Officer
GrantCommon Stock 8,500 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-005130 · wf-form4_164642837303389.xml · nonDerivative · entry 1

Martin Michael Robert · CIK 0001837647 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,361

F1 · shares: On March 18, 2021, the Reporting Person was granted stock based performance awards ("Performance Awards") which vests when specific performance metrics are met based on the results for the year ended December 31, 2021. It was determined that as of March 2, 2022, the Reporting Person partially met the performance criteria and received shares of common stock for no consideration.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 21:12 UTC
Donley Matthew MaxwellEx VP, Intern'l Operations
GrantStock Option (right to buy) · Derivative 178,063 $0.00 Strike: $12.01 $0.00
Disclosure

SEC source: 0001628280-22-005129 · wf-form4_164642834162109.xml · derivative · entry 4

Donley Matthew Maxwell · CIK 0001636642 · Ex VP, Intern'l Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,063

Underlying: Common Stock · 178,063 shares

Expires 2032-03-02

F5 · derivative.exercise_date: One-third of the shares subject to the option vests twelve months from the grant date, and the remainder vests in twenty-four equal monthly installments thereafter.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 21:12 UTC
Donley Matthew MaxwellEx VP, Intern'l Operations
GrantRestricted Stock Unit · Derivative 104,080 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-005129 · wf-form4_164642834162109.xml · derivative · entry 3

Donley Matthew Maxwell · CIK 0001636642 · Ex VP, Intern'l Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,080

Underlying: Common Shares · 104,080 shares

Expires not disclosed

F4 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. The RSUs shall vest in three (3) equal annual installments beginning March 2, 2022, provided the Reporting Person remains continuously employed by the Issuer through each annual vesting date.

F4 · derivative.exercise_date: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. The RSUs shall vest in three (3) equal annual installments beginning March 2, 2022, provided the Reporting Person remains continuously employed by the Issuer through each annual vesting date.

F4 · derivative.expiration_date: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. The RSUs shall vest in three (3) equal annual installments beginning March 2, 2022, provided the Reporting Person remains continuously employed by the Issuer through each annual vesting date.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 21:12 UTC
Donley Matthew MaxwellEx VP, Intern'l Operations
SaleCommon Stock 3,052 $12.01 $36,654.52
Disclosure

SEC source: 0001628280-22-005129 · wf-form4_164642834162109.xml · nonDerivative · entry 2

Donley Matthew Maxwell · CIK 0001636642 · Ex VP, Intern'l Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,224

F3 · shares: Represents the number of shares sold to cover tax withholding obligations in connection with the vesting of Performance Awards.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 21:12 UTC
Donley Matthew MaxwellEx VP, Intern'l Operations
GrantCommon Stock 8,500 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-005129 · wf-form4_164642834162109.xml · nonDerivative · entry 1

Donley Matthew Maxwell · CIK 0001636642 · Ex VP, Intern'l Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,276

F1 · shares: On March 18, 2021, the Reporting Person was granted stock based performance awards ("Performance Awards") which vests when specific performance metrics are met based on the results for the year ended December 31, 2021. It was determined that as of March 2, 2022, the Reporting Person partially met the performance criteria and received shares of common stock for no consideration.

F2 · balance_after: Includes 876 shares acquired by the Reporting Person under the Issuer's 2021 Employee Share Purchase Plan on December 1, 2021.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 21:12 UTC
Miller Joseph MChief Financial Officer
GrantStock Option (right to buy) · Derivative 178,063 $0.00 Strike: $12.01 $0.00
Disclosure

SEC source: 0001628280-22-005127 · wf-form4_164642831364007.xml · derivative · entry 4

Miller Joseph M · CIK 0001746372 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,063

Underlying: Common Stock · 178,063 shares

Expires 2032-03-02

F5 · derivative.exercise_date: One-third of the shares subject to the option vests twelve months from the grant date, and the remainder vests in twenty-four equal monthly installments thereafter.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 21:12 UTC
Miller Joseph MChief Financial Officer
GrantRestricted Stock Unit · Derivative 104,080 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-005127 · wf-form4_164642831364007.xml · derivative · entry 3

Miller Joseph M · CIK 0001746372 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,080

Underlying: Common Shares · 104,080 shares

Expires not disclosed

F4 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. The RSUs shall vest in three (3) equal annual installments beginning March 2, 2022, provided the Reporting Person remains continuously employed by the Issuer through each annual vesting date.

F4 · derivative.exercise_date: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. The RSUs shall vest in three (3) equal annual installments beginning March 2, 2022, provided the Reporting Person remains continuously employed by the Issuer through each annual vesting date.

F4 · derivative.expiration_date: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. The RSUs shall vest in three (3) equal annual installments beginning March 2, 2022, provided the Reporting Person remains continuously employed by the Issuer through each annual vesting date.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 21:12 UTC
Miller Joseph MChief Financial Officer
SaleCommon Stock 3,060 $12.01 $36,750.60
Disclosure

SEC source: 0001628280-22-005127 · wf-form4_164642831364007.xml · nonDerivative · entry 2

Miller Joseph M · CIK 0001746372 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,610

F3 · shares: Represents the number of shares sold to cover tax withholding obligations in connection with the vesting of Performance Awards.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 21:12 UTC
Miller Joseph MChief Financial Officer
GrantCommon Stock 8,500 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-005127 · wf-form4_164642831364007.xml · nonDerivative · entry 1

Miller Joseph M · CIK 0001746372 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,670

F1 · shares: On March 18, 2021, the Reporting Person was granted stock based performance awards ("Performance Awards") which vests when specific performance metrics are met based on the results for the year ended December 31, 2021. It was determined that as of March 2, 2022, the Reporting Person partially met the performance criteria and received shares of common stock for no consideration.

F2 · balance_after: Includes 170 shares acquired by the Reporting Person under the Issuer's 2021 Employee Share Purchase Plan on December 1, 2021.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 21:11 UTC
Colao MassimilanoChief Commercial Officer
GrantStock Option (right to buy) · Derivative 178,063 $0.00 Strike: $12.01 $0.00
Disclosure

SEC source: 0001628280-22-005124 · wf-form4_164642829060367.xml · derivative · entry 4

Colao Massimilano · CIK 0001837645 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,063

Underlying: Common Stock · 178,063 shares

Expires 2032-03-02

F4 · derivative.exercise_date: One-third of the shares subject to the option vests twelve months from the grant date, and the remainder vests in twenty-four equal monthly installments thereafter.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 21:11 UTC
Colao MassimilanoChief Commercial Officer
GrantRestricted Stock Unit · Derivative 104,080 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-005124 · wf-form4_164642829060367.xml · derivative · entry 3

Colao Massimilano · CIK 0001837645 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,080

Underlying: Common Shares · 104,080 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. The RSUs shall vest in three (3) equal annual installments beginning March 2, 2022, provided the Reporting Person remains continuously employed by the Issuer through each annual vesting date.

F3 · derivative.exercise_date: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. The RSUs shall vest in three (3) equal annual installments beginning March 2, 2022, provided the Reporting Person remains continuously employed by the Issuer through each annual vesting date.

F3 · derivative.expiration_date: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. The RSUs shall vest in three (3) equal annual installments beginning March 2, 2022, provided the Reporting Person remains continuously employed by the Issuer through each annual vesting date.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 21:11 UTC
Colao MassimilanoChief Commercial Officer
SaleCommon Stock 3,205 $12.01 $38,492.05
Disclosure

SEC source: 0001628280-22-005124 · wf-form4_164642829060367.xml · nonDerivative · entry 2

Colao Massimilano · CIK 0001837645 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,495

F2 · shares: Represents the number of shares sold to cover tax withholding obligations in connection with the vesting of Performance Awards.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 21:11 UTC
Colao MassimilanoChief Commercial Officer
GrantCommon Stock 8,500 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-005124 · wf-form4_164642829060367.xml · nonDerivative · entry 1

Colao Massimilano · CIK 0001837645 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,700

F1 · shares: On March 18, 2021, the Reporting Person was granted stock based performance awards ("Performance Awards") which vests when specific performance metrics are met based on the results for the year ended December 31, 2021. It was determined that as of March 2, 2022, the Reporting Person partially met the performance criteria and received shares of common stock for no consideration.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 21:10 UTC
Solomons NeilChief Medical Officer
GrantStock Option (right to buy) · Derivative 124,644 $0.00 Strike: $12.01 $0.00
Disclosure

SEC source: 0001628280-22-005119 · wf-form4_164642821472438.xml · derivative · entry 4

Solomons Neil · CIK 0001837720 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,644

Underlying: Common Stock · 124,644 shares

Expires 2032-03-02

F4 · derivative.exercise_date: One-third of the shares subject to the option vests twelve months from the grant date, and the remainder vests in twenty-four equal monthly installments thereafter.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 21:10 UTC
Solomons NeilChief Medical Officer
GrantRestricted Stock Unit · Derivative 72,856 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-005119 · wf-form4_164642821472438.xml · derivative · entry 3

Solomons Neil · CIK 0001837720 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,856

Underlying: Common Shares · 72,856 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. The RSUs shall vest in three (3) equal annual installments beginning March 2, 2022, provided the Reporting Person remains continuously employed by the Issuer through each annual vesting date.

F3 · derivative.exercise_date: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. The RSUs shall vest in three (3) equal annual installments beginning March 2, 2022, provided the Reporting Person remains continuously employed by the Issuer through each annual vesting date.

F3 · derivative.expiration_date: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. The RSUs shall vest in three (3) equal annual installments beginning March 2, 2022, provided the Reporting Person remains continuously employed by the Issuer through each annual vesting date.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 21:10 UTC
Solomons NeilChief Medical Officer
SaleCommon Stock 4,846 $12.01 $58,200.46
Disclosure

SEC source: 0001628280-22-005119 · wf-form4_164642821472438.xml · nonDerivative · entry 2

Solomons Neil · CIK 0001837720 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,953

F2 · shares: Represents the number of shares sold to cover tax withholding obligations in connection with the vesting of Performance Awards.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 21:10 UTC
Solomons NeilChief Medical Officer
GrantCommon Stock 8,500 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-005119 · wf-form4_164642821472438.xml · nonDerivative · entry 1

Solomons Neil · CIK 0001837720 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,799

F1 · shares: On March 18, 2021, the Reporting Person was granted stock based performance awards ("Performance Awards") which vests when specific performance metrics are met based on the results for the year ended December 31, 2021. It was determined that as of March 2, 2022, the Reporting Person partially met the performance criteria and received shares of common stock for no consideration.

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March 02, 2022 Filed Mar 4, 2022 21:10 UTC GrantStock Option (right to buy) · Derivative 106,838 $0.00 Strike: $12.01 $0.00
Disclosure

SEC source: 0001628280-22-005118 · wf-form4_164642818108100.xml · derivative · entry 4

Huizinga Robert Bindert · CIK 0001837648 · EVP of Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,838

Underlying: Common Stock · 106,838 shares

Expires 2032-03-02

F4 · derivative.exercise_date: One-third of the shares subject to the option vests twelve months from the grant date, and the remainder vests in twenty-four equal monthly installments thereafter.

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March 02, 2022 Filed Mar 4, 2022 21:10 UTC GrantRestricted Stock Unit · Derivative 62,448 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-005118 · wf-form4_164642818108100.xml · derivative · entry 3

Huizinga Robert Bindert · CIK 0001837648 · EVP of Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,448

Underlying: Common Shares · 62,448 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. The RSUs shall vest in three (3) equal annual installments beginning March 2, 2022, provided the Reporting Person remains continuously employed by the Issuer through each annual vesting date.

F3 · derivative.exercise_date: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. The RSUs shall vest in three (3) equal annual installments beginning March 2, 2022, provided the Reporting Person remains continuously employed by the Issuer through each annual vesting date.

F3 · derivative.expiration_date: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. The RSUs shall vest in three (3) equal annual installments beginning March 2, 2022, provided the Reporting Person remains continuously employed by the Issuer through each annual vesting date.

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March 02, 2022 Filed Mar 4, 2022 21:10 UTC SaleCommon Stock 4,849 $12.01 $58,236.49
Disclosure

SEC source: 0001628280-22-005118 · wf-form4_164642818108100.xml · nonDerivative · entry 2

Huizinga Robert Bindert · CIK 0001837648 · EVP of Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,379

F2 · shares: Represents the number of shares sold to cover tax withholding obligations in connection with the vesting of Performance Awards.

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March 02, 2022 Filed Mar 4, 2022 21:10 UTC GrantCommon Stock 8,500 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-005118 · wf-form4_164642818108100.xml · nonDerivative · entry 1

Huizinga Robert Bindert · CIK 0001837648 · EVP of Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,228

F1 · shares: On March 18, 2021, the Reporting Person was granted stock based performance awards ("Performance Awards") which vests when specific performance metrics are met based on the results for the year ended December 31, 2021. It was determined that as of March 2, 2022, the Reporting Person partially met the performance criteria and received shares of common stock for no consideration.

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January 03, 2022 Filed Jan 4, 2022 16:17 UTC Exercise / conversionStock Option (right to buy) · Derivative 40,000 $0.00 Strike: $5.08 $0.00
Disclosure

SEC source: 0001628280-22-000182 · wf-form4_164133098196321.xml · derivative · entry 4

Hagan Joseph P · CIK 0001465278 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 40,000 shares

Expires 2028-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Converted to U.S. dollars based on the average daily exchange rate of the Bank of Canada reported on the grant date.

F4 · derivative.exercise_date: The shares subject to the option are fully vested and immediately exercisable. They vested in twelve equal monthly installments from the grant date.

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January 03, 2022 Filed Jan 4, 2022 16:17 UTC SaleCommon Stock 634 $23.29 $14,765.86
Disclosure

SEC source: 0001628280-22-000182 · wf-form4_164133098196321.xml · nonDerivative · entry 3

Hagan Joseph P · CIK 0001465278 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,500

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

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January 03, 2022 Filed Jan 4, 2022 16:17 UTC SaleCommon Stock 39,366 $22.58 $888,884.28
Disclosure

SEC source: 0001628280-22-000182 · wf-form4_164133098196321.xml · nonDerivative · entry 2

Hagan Joseph P · CIK 0001465278 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,134

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The price in column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $22.27 to $23.22, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

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January 03, 2022 Filed Jan 4, 2022 16:17 UTC Exercise / conversionCommon Stock 40,000 $5.08 $203,200.00
Disclosure

SEC source: 0001628280-22-000182 · wf-form4_164133098196321.xml · nonDerivative · entry 1

Hagan Joseph P · CIK 0001465278 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Converted to U.S. dollars based on the average daily exchange rate of the Bank of Canada reported on the grant date.

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December 13, 2021 Filed Dec 15, 2021 21:09 UTC PurchaseCommon Stock 1,600 $20.04 $32,064.00
Disclosure

SEC source: 0001628280-21-025130 · wf-form4_163960257768858.xml · nonDerivative · entry 1

Leversage Jill · CIK 0001837374 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,300

F1 · price: The price in column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $20.02 to $20.09, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.

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November 11, 2021 Filed Nov 12, 2021 21:18 UTC
Martin Michael RobertChief Business Officer
Exercise / conversionStock Option (right to buy) · Derivative 29,000 $0.00 Strike: $18.38 $0.00
Disclosure

SEC source: 0001628280-21-023169 · wf-form4_163675187710828.xml · derivative · entry 7

Martin Michael Robert · CIK 0001837647 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,900

Underlying: Common Stock · 29,000 shares

Expires 2030-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Converted to U.S. dollars based on the average daily exchange rate of the Bank of Canada reported on the grant date.

F7 · derivative.exercise_date: The shares subject to the option vest in thirty-six equal monthly installments from the grant date.

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November 11, 2021 Filed Nov 12, 2021 21:18 UTC
Martin Michael RobertChief Business Officer
SaleCommon Shares 11,000 $29.50 $324,500.00
Disclosure

SEC source: 0001628280-21-023169 · wf-form4_163675187710828.xml · nonDerivative · entry 6

Martin Michael Robert · CIK 0001837647 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,861

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

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November 11, 2021 Filed Nov 12, 2021 21:18 UTC
Martin Michael RobertChief Business Officer
SaleCommon Stock 29,000 $28.82 $835,780.00
Disclosure

SEC source: 0001628280-21-023169 · wf-form4_163675187710828.xml · nonDerivative · entry 5

Martin Michael Robert · CIK 0001837647 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,861

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F6 · price: The price in column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $28.60 to $29.05, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

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November 11, 2021 Filed Nov 12, 2021 21:18 UTC
Martin Michael RobertChief Business Officer
Exercise / conversionCommon Stock 29,000 $18.38 $533,020.00
Disclosure

SEC source: 0001628280-21-023169 · wf-form4_163675187710828.xml · nonDerivative · entry 4

Martin Michael Robert · CIK 0001837647 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,861

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: Converted to U.S. dollars based on the average daily exchange rate of the Bank of Canada reported on the grant date.

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November 11, 2021 Filed Nov 12, 2021 21:13 UTC
Solomons NeilChief Medical Officer
Exercise / conversionStock Option (right to buy) · Derivative 100,000 $0.00 Strike: $5.30 $0.00
Disclosure

SEC source: 0001628280-21-023153 · wf-form4_163675158142693.xml · derivative · entry 10

Solomons Neil · CIK 0001837720 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 100,000 shares

Expires 2028-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Converted to U.S. dollars based on the average daily exchange rate of the Bank of Canada reported on the grant date.

F8 · derivative.exercise_date: The shares subject to the option vest in thirty-six equal monthly installments from the grant date.

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November 11, 2021 Filed Nov 12, 2021 21:13 UTC
Solomons NeilChief Medical Officer
SaleCommon Stock 100,000 $28.89 $2,889,000.00
Disclosure

SEC source: 0001628280-21-023153 · wf-form4_163675158142693.xml · nonDerivative · entry 7

Solomons Neil · CIK 0001837720 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,299

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F6 · price: The price in column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $28.50 to $29.50, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

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November 11, 2021 Filed Nov 12, 2021 21:13 UTC
Solomons NeilChief Medical Officer
Exercise / conversionCommon Stock 100,000 $5.30 $530,000.00
Disclosure

SEC source: 0001628280-21-023153 · wf-form4_163675158142693.xml · nonDerivative · entry 6

Solomons Neil · CIK 0001837720 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,299

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Converted to U.S. dollars based on the average daily exchange rate of the Bank of Canada reported on the grant date.

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November 10, 2021 Filed Nov 12, 2021 21:18 UTC
Martin Michael RobertChief Business Officer
SaleCommon Shares 10,000 $30.55 $305,500.00
Disclosure

SEC source: 0001628280-21-023169 · wf-form4_163675187710828.xml · nonDerivative · entry 3

Martin Michael Robert · CIK 0001837647 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,861

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · price: The price in column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $30.30 to $30.80, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

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November 10, 2021 Filed Nov 12, 2021 21:18 UTC
Martin Michael RobertChief Business Officer
SaleCommon Shares 50,000 $31.26 $1,563,000.00
Disclosure

SEC source: 0001628280-21-023169 · wf-form4_163675187710828.xml · nonDerivative · entry 2

Martin Michael Robert · CIK 0001837647 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,861

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The price in column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $31.00 to $31.55, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.