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Nasdaq · USD

AUPH

Aurinia Pharmaceuticals Inc.

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4463
SEC CIK
0001600620
Parsed reports
183

Last 12 months

Inside the activity.

11 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202630
Mar 202630
Apr 202600
May 202620
Jun 202630
Jul 202600
Aug 202601
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 10, 2026 Filed Sep 11, 2026 20:26 UTC
Robertson Stephen P.Chief Legal Officer
SaleCommon Stock 11,939 $15.95 $190,427.05
Disclosure

SEC source: 0001600620-26-000068 · wk-form4_1789158362.xml · nonDerivative · entry 1

Robertson Stephen P. · CIK 0001837798 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 588,848

F1 · shares: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of Performance Stock Units (PSUs) related to the February 28, 2025 performance award.

F2 · price: The price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.95 to $15.96, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
August 21, 2026 Filed Aug 26, 2026 01:29 UTC
Robertson Stephen P.Chief Legal Officer
SaleCommon Stock 20,975 $16.97 $355,945.75
Disclosure

SEC source: 0001837798-26-000013 · wk-form4_1787707766.xml · nonDerivative · entry 1

Robertson Stephen P. · CIK 0001837798 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 600,787

F1 · shares: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of Performance Stock Units (PSUs) related to the February 28, 2025 performance award.

F2 · price: The price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.96 to $17.04, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F3 · balance_after: Includes 360 common shares that were acquired on May 29, 2026 by the reporting person pursuant to the Issuer's 2021 Employee Share Purchase Plan.

Read SEC document
June 04, 2026 Filed Jun 8, 2026 20:12 UTC GrantDirector Stock Option (right to buy) · Derivative 23,931 $0.00 Strike: $15.67 $0.00
Disclosure

SEC source: 0001896369-26-000002 · wk-form4_1780949524.xml · derivative · entry 1

Goetz Kathleen · CIK 0001896369 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,931

Underlying: Common Shares · 23,931 shares

Expires 2036-06-04

F1 · derivative.exercise_date: The options shall vest one year from date of grant.

Read SEC document
June 04, 2026 Filed Jun 8, 2026 20:08 UTC GrantDirector Stock Option (right to buy) · Derivative 23,931 $0.00 Strike: $15.67 $0.00
Disclosure

SEC source: 0001500210-26-000002 · wk-form4_1780949328.xml · derivative · entry 1

Bailey Jeffrey Allen · CIK 0001500210 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,931

Underlying: Common Shares · 23,931 shares

Expires 2036-06-04

F1 · derivative.exercise_date: The options shall vest one year from date of grant.

Read SEC document
June 04, 2026 Filed Jun 8, 2026 20:10 UTC GrantDirector Stock Option (right to buy) · Derivative 23,931 $0.00 Strike: $15.67 $0.00
Disclosure

SEC source: 0001302605-26-000002 · wk-form4_1780949446.xml · derivative · entry 1

Nova Tina Susan · CIK 0001302605 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,931

Underlying: Common Shares · 23,931 shares

Expires 2036-06-04

F1 · derivative.exercise_date: The options shall vest one year from date of grant.

Read SEC document
June 04, 2026 Filed Jun 8, 2026 20:14 UTC GrantDirector Stock Option (right to buy) · Derivative 23,931 $0.00 Strike: $15.67 $0.00
Disclosure

SEC source: 0001370348-26-000002 · wk-form4_1780949641.xml · derivative · entry 1

Johnson Craig A · CIK 0001370348 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,931

Underlying: Common Shares · 23,931 shares

Expires 2036-06-04

F1 · derivative.exercise_date: The options shall vest one year from date of grant.

Read SEC document
June 02, 2026 Filed Jun 3, 2026 01:54 UTC
TANG KEVINDirector · Chief Executive Officer · 10% owner
OtherShort Put Options (potential obligation to buy) · Derivative 10,000 $1.65 Strike: $15.00 $16,500.00
Disclosure

SEC source: 0001178579-26-000004 · form4-06032026_010631.xml · derivative · entry 6

TANG KEVIN · CIK 0001178579 · Director · Chief Executive Officer · 10% owner

TANG CAPITAL MANAGEMENT LLC · CIK 0001232621 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By LP

Disclosed balance after: 10,000

Underlying: Common Shares · 1,000,000 shares

Expires 2027-01-15

F7 · derivative.exercise_date: Each put option is exercisable only at the option of the counterparty through the expiration date of the put option.

F8 · balance_after: Securities are beneficially held by TCP III and TCP IV. The Funds sold 10,000 put options on June 2, 2026. Pursuant to the put option contracts, the Funds have the potential obligation to acquire 1,000,000 common shares of the Issuer at $15 expiring on January 15, 2027.

F8 · ownership.nature: Securities are beneficially held by TCP III and TCP IV. The Funds sold 10,000 put options on June 2, 2026. Pursuant to the put option contracts, the Funds have the potential obligation to acquire 1,000,000 common shares of the Issuer at $15 expiring on January 15, 2027.

Read SEC document
June 02, 2026 Filed Jun 3, 2026 01:54 UTC
TANG KEVINDirector · Chief Executive Officer · 10% owner
PurchaseCommon Shares 206,005 $15.28 $3,147,756.40
Disclosure

SEC source: 0001178579-26-000004 · form4-06032026_010631.xml · nonDerivative · entry 5

TANG KEVIN · CIK 0001178579 · Director · Chief Executive Officer · 10% owner

TANG CAPITAL MANAGEMENT LLC · CIK 0001232621 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By LP

Disclosed balance after: 13,044,106

F6 · price: These shares were purchased in multiple transactions ranging from $15.00 to $15.40.

F2 · ownership.nature: Tang Capital Partners, LP ("TCP") beneficially owns 7,205,442 shares, Tang Capital Partners International, LP ("TCPI") beneficially owns 5,239,039 shares, Tang Capital Partners III, Inc. ("TCP III") beneficially owns 324,814 shares, and Tang Capital Partners IV, Inc. ("TCP IV") beneficially owns 274,811 shares. Kevin Tang is the sole manager of Tang Capital Management, LLC, which is the general partner of TCP and TCPI. Kevin Tang is the sole director and Chief Executive Officer of TCP III and TCP IV, which are indirectly wholly owned by TCP. Mr. Tang has a pecuniary interest in the shares beneficially held by TCP, TCPI, TCP III and TCP IV (collectively, the "Funds").

Read SEC document
June 01, 2026 Filed Jun 3, 2026 01:54 UTC
TANG KEVINDirector · Chief Executive Officer · 10% owner
PurchaseCommon Shares 99 $15.34 $1,518.66
Disclosure

SEC source: 0001178579-26-000004 · form4-06032026_010631.xml · nonDerivative · entry 4

TANG KEVIN · CIK 0001178579 · Director · Chief Executive Officer · 10% owner

TANG CAPITAL MANAGEMENT LLC · CIK 0001232621 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By LP

Disclosed balance after: 12,838,101

F5 · price: These shares were purchased at $15.34.

F2 · ownership.nature: Tang Capital Partners, LP ("TCP") beneficially owns 7,205,442 shares, Tang Capital Partners International, LP ("TCPI") beneficially owns 5,239,039 shares, Tang Capital Partners III, Inc. ("TCP III") beneficially owns 324,814 shares, and Tang Capital Partners IV, Inc. ("TCP IV") beneficially owns 274,811 shares. Kevin Tang is the sole manager of Tang Capital Management, LLC, which is the general partner of TCP and TCPI. Kevin Tang is the sole director and Chief Executive Officer of TCP III and TCP IV, which are indirectly wholly owned by TCP. Mr. Tang has a pecuniary interest in the shares beneficially held by TCP, TCPI, TCP III and TCP IV (collectively, the "Funds").

Read SEC document
June 01, 2026 Filed Jun 3, 2026 01:54 UTC
TANG KEVINDirector · Chief Executive Officer · 10% owner
PurchaseCommon Shares 343,521 $15.28 $5,249,000.88
Disclosure

SEC source: 0001178579-26-000004 · form4-06032026_010631.xml · nonDerivative · entry 3

TANG KEVIN · CIK 0001178579 · Director · Chief Executive Officer · 10% owner

TANG CAPITAL MANAGEMENT LLC · CIK 0001232621 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By LP

Disclosed balance after: 12,838,002

F4 · price: These shares were purchased in multiple transactions ranging from $14.97 to $15.50.

F2 · ownership.nature: Tang Capital Partners, LP ("TCP") beneficially owns 7,205,442 shares, Tang Capital Partners International, LP ("TCPI") beneficially owns 5,239,039 shares, Tang Capital Partners III, Inc. ("TCP III") beneficially owns 324,814 shares, and Tang Capital Partners IV, Inc. ("TCP IV") beneficially owns 274,811 shares. Kevin Tang is the sole manager of Tang Capital Management, LLC, which is the general partner of TCP and TCPI. Kevin Tang is the sole director and Chief Executive Officer of TCP III and TCP IV, which are indirectly wholly owned by TCP. Mr. Tang has a pecuniary interest in the shares beneficially held by TCP, TCPI, TCP III and TCP IV (collectively, the "Funds").

Read SEC document
May 29, 2026 Filed Jun 3, 2026 01:54 UTC
TANG KEVINDirector · Chief Executive Officer · 10% owner
PurchaseCommon Shares 262,682 $15.31 $4,021,661.42
Disclosure

SEC source: 0001178579-26-000004 · form4-06032026_010631.xml · nonDerivative · entry 2

TANG KEVIN · CIK 0001178579 · Director · Chief Executive Officer · 10% owner

TANG CAPITAL MANAGEMENT LLC · CIK 0001232621 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By LP

Disclosed balance after: 12,494,481

F3 · price: These shares were purchased in multiple transactions ranging from $15.05 to $15.37.

F2 · ownership.nature: Tang Capital Partners, LP ("TCP") beneficially owns 7,205,442 shares, Tang Capital Partners International, LP ("TCPI") beneficially owns 5,239,039 shares, Tang Capital Partners III, Inc. ("TCP III") beneficially owns 324,814 shares, and Tang Capital Partners IV, Inc. ("TCP IV") beneficially owns 274,811 shares. Kevin Tang is the sole manager of Tang Capital Management, LLC, which is the general partner of TCP and TCPI. Kevin Tang is the sole director and Chief Executive Officer of TCP III and TCP IV, which are indirectly wholly owned by TCP. Mr. Tang has a pecuniary interest in the shares beneficially held by TCP, TCPI, TCP III and TCP IV (collectively, the "Funds").

Read SEC document
May 29, 2026 Filed Jun 3, 2026 01:54 UTC
TANG KEVINDirector · Chief Executive Officer · 10% owner
PurchaseCommon Shares 2,299 $15.35 $35,289.65
Disclosure

SEC source: 0001178579-26-000004 · form4-06032026_010631.xml · nonDerivative · entry 1

TANG KEVIN · CIK 0001178579 · Director · Chief Executive Officer · 10% owner

TANG CAPITAL MANAGEMENT LLC · CIK 0001232621 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By LP

Disclosed balance after: 12,231,799

F1 · price: The prices reported are weighted-average prices. These shares were purchased in multiple transactions at prices ranging from $15.33 to $15.38. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the SEC staff, upon request, all information regarding the number of shares purchased at each price within the ranges set forth in Footnotes 1 and 3 through 6.

F2 · ownership.nature: Tang Capital Partners, LP ("TCP") beneficially owns 7,205,442 shares, Tang Capital Partners International, LP ("TCPI") beneficially owns 5,239,039 shares, Tang Capital Partners III, Inc. ("TCP III") beneficially owns 324,814 shares, and Tang Capital Partners IV, Inc. ("TCP IV") beneficially owns 274,811 shares. Kevin Tang is the sole manager of Tang Capital Management, LLC, which is the general partner of TCP and TCPI. Kevin Tang is the sole director and Chief Executive Officer of TCP III and TCP IV, which are indirectly wholly owned by TCP. Mr. Tang has a pecuniary interest in the shares beneficially held by TCP, TCPI, TCP III and TCP IV (collectively, the "Funds").

Read SEC document
May 18, 2026 Filed May 20, 2026 21:05 UTC
Robertson Stephen P.Chief Legal Officer
GrantCommon Stock 115,541 $0.00 $0.00
Disclosure

SEC source: 0001837798-26-000005 · wk-form4_1779311116.xml · nonDerivative · entry 1

Robertson Stephen P. · CIK 0001837798 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 621,402

F1 · shares: Each performance stock unit ("PSU") represents a contingent right to receive one common share of the Issuer. 115,541 PSUs vest in two tranches at the three and five year anniversary date of grant if the Issuer's common shares achieve target prices that represent significant increases from the share price on date of grant before the respective vesting date.

Read SEC document
May 18, 2026 Filed May 20, 2026 21:04 UTC
Hearne Michael SChief Financial Officer
GrantEmployee Stock Option (right to buy) · Derivative 70,230 $0.00 Strike: $15.28 $0.00
Disclosure

SEC source: 0001759910-26-000004 · wk-form4_1779311085.xml · derivative · entry 2

Hearne Michael S · CIK 0001759910 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,230

Underlying: Common Stock · 70,230 shares

Expires 2036-05-18

F2 · derivative.exercise_date: 33% vest on the 1-year anniversary of the grant date, and the remaining 67% vest equally in monthly installments over the following 2 years.

Read SEC document
May 18, 2026 Filed May 20, 2026 21:04 UTC
Hearne Michael SChief Financial Officer
GrantCommon Stock 116,144 $0.00 $0.00
Disclosure

SEC source: 0001759910-26-000004 · wk-form4_1779311085.xml · nonDerivative · entry 1

Hearne Michael S · CIK 0001759910 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,144

F1 · shares: Each performance stock unit ("PSU") represents a contingent right to receive one common share of the Issuer. 46,820 PSUs vest in four tranches upon the Issuer's common shares achieving four progressively higher target prices, with respective one year retention periods per tranche achievement. 69,324 PSUs vest in two tranches at the three and five year anniversary date of grant if the Issuer's common shares achieve target prices that represent significant increases from the share price on date of grant before the respective vesting date.

Read SEC document
May 18, 2026 Filed May 20, 2026 21:03 UTC
Cole RyanChief Operating Officer
GrantEmployee Stock Option (right to buy) · Derivative 70,230 $0.00 Strike: $15.28 $0.00
Disclosure

SEC source: 0002126966-26-000003 · wk-form4_1779311027.xml · derivative · entry 2

Cole Ryan · CIK 0002126966 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,230

Underlying: Common Stock · 70,230 shares

Expires 2036-05-18

F2 · derivative.exercise_date: 33% vest on the 1-year anniversary of the grant date, and the remaining 67% vest equally in monthly installments over the following 2 years.

Read SEC document
May 18, 2026 Filed May 20, 2026 21:03 UTC
Cole RyanChief Operating Officer
GrantCommon Stock 116,144 $0.00 $0.00
Disclosure

SEC source: 0002126966-26-000003 · wk-form4_1779311027.xml · nonDerivative · entry 1

Cole Ryan · CIK 0002126966 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,144

F1 · shares: Each performance stock unit ("PSU") represents a contingent right to receive one common share of the Issuer. 46,820 PSUs vest in four tranches upon the Issuer's common shares achieving four progressively higher target prices, with respective one year retention periods per tranche achievement. 69,324 PSUs vest in two tranches at the three and five year anniversary date of grant if the Issuer's common shares achieve target prices that represent significant increases from the share price on date of grant before the respective vesting date.

Read SEC document
March 06, 2026 Filed Mar 10, 2026 20:25 UTC
Keenan GregSVP, Chief Medical Officer
Tax withholdingCommon Stock 8,069 $14.32 $115,548.08
Disclosure

SEC source: 0001600620-26-000024 · wk-form4_1773174347.xml · nonDerivative · entry 1

Keenan Greg · CIK 0002044006 · SVP, Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 154,449

F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted stock units.

Read SEC document
March 03, 2026 Filed Mar 3, 2026 22:35 UTC
TANG KEVINDirector
PurchaseCommon Shares 184,208 $14.22 $2,619,437.76
Disclosure

SEC source: 0001178579-26-000001 · form4-03032026_100309.xml · nonDerivative · entry 6

TANG KEVIN · CIK 0001178579 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By LP

Disclosed balance after: 12,229,500

F7 · price: These shares were purchased in multiple transactions ranging from $13.97 to $14.39.

F2 · ownership.nature: Tang Capital Partners, LP ("TCP") beneficially owns 6,990,461 shares and Tang Capital Partners International, LP ("TCPI") beneficially owns 5,239,039 shares. Kevin Tang is the sole manager of Tang Capital Management, LLC, which is the general partner of TCP and TCPI. Mr. Tang has a pecuniary interest in the shares beneficially held by TCP and TCPI.

Read SEC document
March 02, 2026 Filed Mar 3, 2026 22:35 UTC
TANG KEVINDirector
PurchaseCommon Shares 115,792 $14.21 $1,645,404.32
Disclosure

SEC source: 0001178579-26-000001 · form4-03032026_100309.xml · nonDerivative · entry 5

TANG KEVIN · CIK 0001178579 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By LP

Disclosed balance after: 12,045,292

F6 · price: These shares were purchased in multiple transactions ranging from $14.14 to $14.33.

F2 · ownership.nature: Tang Capital Partners, LP ("TCP") beneficially owns 6,990,461 shares and Tang Capital Partners International, LP ("TCPI") beneficially owns 5,239,039 shares. Kevin Tang is the sole manager of Tang Capital Management, LLC, which is the general partner of TCP and TCPI. Mr. Tang has a pecuniary interest in the shares beneficially held by TCP and TCPI.

Read SEC document
March 02, 2026 Filed Mar 3, 2026 22:35 UTC
TANG KEVINDirector
PurchaseCommon Shares 83,561 $14.33 $1,197,429.13
Disclosure

SEC source: 0001178579-26-000001 · form4-03032026_100309.xml · nonDerivative · entry 4

TANG KEVIN · CIK 0001178579 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By LP

Disclosed balance after: 11,929,500

F5 · price: These shares were purchased in multiple transactions ranging from $14.04 to $14.50.

F2 · ownership.nature: Tang Capital Partners, LP ("TCP") beneficially owns 6,990,461 shares and Tang Capital Partners International, LP ("TCPI") beneficially owns 5,239,039 shares. Kevin Tang is the sole manager of Tang Capital Management, LLC, which is the general partner of TCP and TCPI. Mr. Tang has a pecuniary interest in the shares beneficially held by TCP and TCPI.

Read SEC document
March 02, 2026 Filed Mar 3, 2026 21:13 UTC
Greenleaf PeterDirector · Chief Executive Officer
Tax withholdingCommon Stock 100,890 $14.21 $1,433,646.90
Disclosure

SEC source: 0001600620-26-000021 · wk-form4_1772572423.xml · nonDerivative · entry 2

Greenleaf Peter · CIK 0001363683 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,840,379

F2 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted stock units.

Read SEC document
March 02, 2026 Filed Mar 3, 2026 21:14 UTC
Miller Joseph MChief Financial Officer
Tax withholdingCommon Stock 37,511 $14.21 $533,031.31
Disclosure

SEC source: 0001600620-26-000023 · wk-form4_1772572473.xml · nonDerivative · entry 2

Miller Joseph M · CIK 0001746372 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 576,421

F2 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted stock units.

Read SEC document
March 02, 2026 Filed Mar 3, 2026 21:14 UTC
Donley Matthew MaxwellChief Operating Officer
Tax withholdingCommon Stock 40,761 $14.21 $579,213.81
Disclosure

SEC source: 0001600620-26-000022 · wk-form4_1772572450.xml · nonDerivative · entry 2

Donley Matthew Maxwell · CIK 0001636642 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 680,299

F2 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted stock units.

Read SEC document
March 02, 2026 Filed Mar 3, 2026 21:12 UTC
Robertson Stephen P.EVP, General Counsel
Tax withholdingCommon Stock 36,525 $14.21 $519,020.25
Disclosure

SEC source: 0001600620-26-000019 · wk-form4_1772572374.xml · nonDerivative · entry 2

Robertson Stephen P. · CIK 0001837798 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 505,861

F2 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted stock units.

Read SEC document
February 27, 2026 Filed Mar 3, 2026 22:35 UTC
TANG KEVINDirector
PurchaseCommon Shares 1,600 $14.38 $23,008.00
Disclosure

SEC source: 0001178579-26-000001 · form4-03032026_100309.xml · nonDerivative · entry 3

TANG KEVIN · CIK 0001178579 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By LP

Disclosed balance after: 11,845,939

F4 · price: These shares were purchased in multiple transactions ranging from $14.35 to $14.61.

F2 · ownership.nature: Tang Capital Partners, LP ("TCP") beneficially owns 6,990,461 shares and Tang Capital Partners International, LP ("TCPI") beneficially owns 5,239,039 shares. Kevin Tang is the sole manager of Tang Capital Management, LLC, which is the general partner of TCP and TCPI. Mr. Tang has a pecuniary interest in the shares beneficially held by TCP and TCPI.

Read SEC document
February 27, 2026 Filed Mar 3, 2026 22:35 UTC
TANG KEVINDirector
PurchaseCommon Shares 214,839 $14.12 $3,033,526.68
Disclosure

SEC source: 0001178579-26-000001 · form4-03032026_100309.xml · nonDerivative · entry 2

TANG KEVIN · CIK 0001178579 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By LP

Disclosed balance after: 11,844,339

F3 · price: These shares were purchased in multiple transactions ranging from $14.00 to $14.18.

F2 · ownership.nature: Tang Capital Partners, LP ("TCP") beneficially owns 6,990,461 shares and Tang Capital Partners International, LP ("TCPI") beneficially owns 5,239,039 shares. Kevin Tang is the sole manager of Tang Capital Management, LLC, which is the general partner of TCP and TCPI. Mr. Tang has a pecuniary interest in the shares beneficially held by TCP and TCPI.

Read SEC document
February 27, 2026 Filed Mar 3, 2026 22:35 UTC
TANG KEVINDirector
PurchaseCommon Shares 300,000 $13.90 $4,170,000.00
Disclosure

SEC source: 0001178579-26-000001 · form4-03032026_100309.xml · nonDerivative · entry 1

TANG KEVIN · CIK 0001178579 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By LP

Disclosed balance after: 11,629,500

F1 · price: The prices reported are weighted-average prices. These shares were purchased in multiple transactions at prices ranging from $13.51 to $14.23. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the SEC staff, upon request, all information regarding the number of shares purchased at each price within the ranges set forth in Footnotes 1 and 3 through 7.

F2 · ownership.nature: Tang Capital Partners, LP ("TCP") beneficially owns 6,990,461 shares and Tang Capital Partners International, LP ("TCPI") beneficially owns 5,239,039 shares. Kevin Tang is the sole manager of Tang Capital Management, LLC, which is the general partner of TCP and TCPI. Mr. Tang has a pecuniary interest in the shares beneficially held by TCP and TCPI.

Read SEC document
February 27, 2026 Filed Mar 3, 2026 21:13 UTC
Keenan GregSVP, Chief Medical Officer
GrantEmployee Stock Option (right to buy) · Derivative 67,870 $0.00 Strike: $13.97 $0.00
Disclosure

SEC source: 0001600620-26-000020 · wk-form4_1772572400.xml · derivative · entry 2

Keenan Greg · CIK 0002044006 · SVP, Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,870

Underlying: Common Stock · 67,870 shares

Expires 2036-02-27

F2 · derivative.exercise_date: One-third of the shares subject to the option vests twelve months from the grant date, and the remainder vests in twenty-four equal monthly installments thereafter.

Read SEC document
February 27, 2026 Filed Mar 3, 2026 21:13 UTC
Keenan GregSVP, Chief Medical Officer
GrantCommon Stock 40,586 $0.00 $0.00
Disclosure

SEC source: 0001600620-26-000020 · wk-form4_1772572400.xml · nonDerivative · entry 1

Keenan Greg · CIK 0002044006 · SVP, Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 162,518

F1 · shares: Each performance right represents a contingent right to receive one common share of the Issuer. The performance rights vest in four tranches upon the Issuer's common shares achieving four progressively higher target prices, with respective one year retention periods per tranche achievement.

Read SEC document
February 27, 2026 Filed Mar 3, 2026 21:13 UTC
Greenleaf PeterDirector · Chief Executive Officer
GrantEmployee Stock Option (right to buy) · Derivative 328,424 $0.00 Strike: $13.97 $0.00
Disclosure

SEC source: 0001600620-26-000021 · wk-form4_1772572423.xml · derivative · entry 3

Greenleaf Peter · CIK 0001363683 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 328,424

Underlying: Common Stock · 328,424 shares

Expires 2036-02-27

F3 · derivative.exercise_date: One-third of the shares subject to the option vests twelve months from the grant date, and the remainder vests in twenty-four equal monthly installments thereafter.

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February 27, 2026 Filed Mar 3, 2026 21:13 UTC
Greenleaf PeterDirector · Chief Executive Officer
GrantCommon Stock 196,403 $0.00 $0.00
Disclosure

SEC source: 0001600620-26-000021 · wk-form4_1772572423.xml · nonDerivative · entry 1

Greenleaf Peter · CIK 0001363683 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,941,269

F1 · shares: Each performance right represents a contingent right to receive one common share of the Issuer. The performance rights vest in four tranches upon the Issuer's common shares achieving four progressively higher target prices, with respective one year retention periods per tranche achievement.

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February 27, 2026 Filed Mar 3, 2026 21:14 UTC
Miller Joseph MChief Financial Officer
GrantEmployee Stock Option (right to buy) · Derivative 95,700 $0.00 Strike: $13.97 $0.00
Disclosure

SEC source: 0001600620-26-000023 · wk-form4_1772572473.xml · derivative · entry 3

Miller Joseph M · CIK 0001746372 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,700

Underlying: Common Stock · 95,700 shares

Expires 2036-02-27

F3 · derivative.exercise_date: One-third of the shares subject to the option vests twelve months from the grant date, and the remainder vests in twenty-four equal monthly installments thereafter.

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February 27, 2026 Filed Mar 3, 2026 21:14 UTC
Miller Joseph MChief Financial Officer
GrantCommon Stock 57,229 $0.00 $0.00
Disclosure

SEC source: 0001600620-26-000023 · wk-form4_1772572473.xml · nonDerivative · entry 1

Miller Joseph M · CIK 0001746372 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 613,932

F1 · shares: Each performance right represents a contingent right to receive one common share of the Issuer. The performance rights vest in four tranches upon the Issuer's common shares achieving four progressively higher target prices, with respective one year retention periods per tranche achievement.

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February 27, 2026 Filed Mar 3, 2026 21:14 UTC
Donley Matthew MaxwellChief Operating Officer
GrantEmployee Stock Option (right to buy) · Derivative 97,256 $0.00 Strike: $13.97 $0.00
Disclosure

SEC source: 0001600620-26-000022 · wk-form4_1772572450.xml · derivative · entry 3

Donley Matthew Maxwell · CIK 0001636642 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,256

Underlying: Common Stock · 97,256 shares

Expires 2036-02-27

F3 · derivative.exercise_date: One-third of the shares subject to the option vests twelve months from the grant date, and the remainder vests in twenty-four equal monthly installments thereafter.

Read SEC document
February 27, 2026 Filed Mar 3, 2026 21:14 UTC
Donley Matthew MaxwellChief Operating Officer
GrantCommon Stock 58,160 $0.00 $0.00
Disclosure

SEC source: 0001600620-26-000022 · wk-form4_1772572450.xml · nonDerivative · entry 1

Donley Matthew Maxwell · CIK 0001636642 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 721,060

F1 · shares: Each performance right represents a contingent right to receive one common share of the Issuer. The performance rights vest in four tranches upon the Issuer's common shares achieving four progressively higher target prices, with respective one year retention periods per tranche achievement.

Read SEC document
February 27, 2026 Filed Mar 3, 2026 21:12 UTC
Robertson Stephen P.EVP, General Counsel
GrantEmployee Stock Option (right to buy) · Derivative 98,813 $0.00 Strike: $13.97 $0.00
Disclosure

SEC source: 0001600620-26-000019 · wk-form4_1772572374.xml · derivative · entry 3

Robertson Stephen P. · CIK 0001837798 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,813

Underlying: Common Stock · 98,813 shares

Expires 2036-02-27

F3 · derivative.exercise_date: One-third of the shares subject to the option vests twelve months from the grant date, and the remainder vests in twenty-four equal monthly installments thereafter.

Read SEC document
February 27, 2026 Filed Mar 3, 2026 21:12 UTC
Robertson Stephen P.EVP, General Counsel
GrantCommon Stock 59,090 $0.00 $0.00
Disclosure

SEC source: 0001600620-26-000019 · wk-form4_1772572374.xml · nonDerivative · entry 1

Robertson Stephen P. · CIK 0001837798 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 542,386

F1 · shares: Each performance right represents a contingent right to receive one common share of the Issuer. The performance rights vest in four tranches upon the Issuer's common shares achieving four progressively higher target prices, with respective one year retention periods per tranche achievement.

Read SEC document
February 20, 2026 Filed Feb 23, 2026 21:07 UTC
Greenleaf PeterDirector · Chief Executive Officer
Tax withholdingCommon Stock 100,171 $14.40 $1,442,462.40
Disclosure

SEC source: 0001363683-26-000002 · wk-form4_1771880820.xml · nonDerivative · entry 1

Greenleaf Peter · CIK 0001363683 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,744,866

F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted stock units.

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February 20, 2026 Filed Feb 23, 2026 21:08 UTC
Donley Matthew MaxwellChief Operating Officer
Tax withholdingCommon Stock 32,901 $14.40 $473,774.40
Disclosure

SEC source: 0001636642-26-000002 · wk-form4_1771880882.xml · nonDerivative · entry 1

Donley Matthew Maxwell · CIK 0001636642 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 662,900

F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted stock units.

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February 20, 2026 Filed Feb 23, 2026 21:05 UTC
Miller Joseph MChief Financial Officer
Tax withholdingCommon Stock 32,424 $14.40 $466,905.60
Disclosure

SEC source: 0001746372-26-000002 · wk-form4_1771880754.xml · nonDerivative · entry 1

Miller Joseph M · CIK 0001746372 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 556,703

F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted stock units.

Read SEC document
February 20, 2026 Filed Feb 23, 2026 21:04 UTC
Robertson Stephen P.EVP, General Counsel
Tax withholdingCommon Stock 34,638 $14.40 $498,787.20
Disclosure

SEC source: 0001837798-26-000002 · wk-form4_1771880670.xml · nonDerivative · entry 1

Robertson Stephen P. · CIK 0001837798 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 483,296

F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted stock units.

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February 02, 2026 Filed Feb 3, 2026 21:49 UTC
Keenan GregSVP, Chief Medical Officer
Tax withholdingCommon Stock 11,552 $14.53 $167,850.56
Disclosure

SEC source: 0002044006-26-000002 · wk-form4_1770155355.xml · nonDerivative · entry 1

Keenan Greg · CIK 0002044006 · SVP, Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 121,932

F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted stock units.

Read SEC document
January 02, 2026 Filed Jan 5, 2026 21:10 UTC
Greenleaf PeterDirector · Chief Executive Officer
Tax withholdingCommon Stock 113,169 $15.95 $1,805,045.55
Disclosure

SEC source: 0001600620-26-000002 · wk-form4_1767647395.xml · nonDerivative · entry 2

Greenleaf Peter · CIK 0001363683 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,845,037

F2 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of performance awards.

F3 · balance_after: Includes common shares acquired by the reporting person pursuant to the Issuer's 2021 Employee Share Purchase Plan as follows: 2,257 common shares were acquired on May 30, 2025 and 1,620 common shares were acquired on November 28, 2025.

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January 02, 2026 Filed Jan 5, 2026 21:10 UTC
Greenleaf PeterDirector · Chief Executive Officer
GrantCommon Stock 165,384 $0.00 $0.00
Disclosure

SEC source: 0001600620-26-000002 · wk-form4_1767647395.xml · nonDerivative · entry 1

Greenleaf Peter · CIK 0001363683 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,954,329

F1 · shares: Represents the number of shares earned upon certification of performance for a performance award payable solely in common shares of the Issuer that vest in two (2) equal annual installments on December 31, 2025 and December 31, 2026.

Read SEC document
January 02, 2026 Filed Jan 5, 2026 21:13 UTC
Robertson Stephen P.EVP, General Counsel
Tax withholdingCommon Stock 40,385 $15.95 $644,140.75
Disclosure

SEC source: 0001600620-26-000005 · wk-form4_1767647607.xml · nonDerivative · entry 2

Robertson Stephen P. · CIK 0001837798 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 517,934

F2 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of performance awards.

F3 · balance_after: Includes common shares acquired by the reporting person pursuant to the Issuer's 2021 Employee Share Purchase Plan as follows: 531 common shares were acquired on May 30, 2025 and 354 common shares were acquired on November 28, 2025.

Read SEC document
January 02, 2026 Filed Jan 5, 2026 21:13 UTC
Robertson Stephen P.EVP, General Counsel
GrantCommon Stock 48,558 $0.00 $0.00
Disclosure

SEC source: 0001600620-26-000005 · wk-form4_1767647607.xml · nonDerivative · entry 1

Robertson Stephen P. · CIK 0001837798 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 557,434

F1 · shares: Represents the number of shares earned upon certification of performance for a performance award payable solely in common shares of the Issuer that vest in two (2) equal annual installments on December 31, 2025 and December 31, 2026.

Read SEC document
January 02, 2026 Filed Jan 5, 2026 21:11 UTC
Miller Joseph MChief Financial Officer
Tax withholdingCommon Stock 40,161 $15.95 $640,567.95
Disclosure

SEC source: 0001600620-26-000003 · wk-form4_1767647470.xml · nonDerivative · entry 2

Miller Joseph M · CIK 0001746372 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 589,127

F2 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of performance awards.

F3 · balance_after: Includes common shares acquired by the reporting person pursuant to the Issuer's 2021 Employee Share Purchase Plan as follows: 1,721 common shares were acquired on May 30, 2025 and 1,168 common shares were acquired on November 28, 2025.

Read SEC document
January 02, 2026 Filed Jan 5, 2026 21:11 UTC
Miller Joseph MChief Financial Officer
GrantCommon Stock 49,038 $0.00 $0.00
Disclosure

SEC source: 0001600620-26-000003 · wk-form4_1767647470.xml · nonDerivative · entry 1

Miller Joseph M · CIK 0001746372 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 626,399

F1 · shares: Represents the number of shares earned upon certification of performance for a performance award payable solely in common shares of the Issuer that vest in two (2) equal annual installments on December 31, 2025 and December 31, 2026.

Read SEC document
January 02, 2026 Filed Jan 5, 2026 21:12 UTC
Donley Matthew MaxwellChief Operating Officer
Tax withholdingCommon Stock 42,787 $15.95 $682,452.65
Disclosure

SEC source: 0001600620-26-000004 · wk-form4_1767647524.xml · nonDerivative · entry 2

Donley Matthew Maxwell · CIK 0001636642 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 695,801

F2 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of performance awards.

F3 · balance_after: Includes common shares acquired by the reporting person pursuant to the Issuer's 2021 Employee Share Purchase Plan as follows: 2,500 common shares were acquired on May 30, 2025 and 1,457 common shares were acquired on November 28, 2025.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.