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Nasdaq · USD

ATRC

AtriCure, Inc.

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Tapewire entity
2704
SEC CIK
0001323885
Parsed reports
445

Last 12 months

Inside the activity.

0 purchase rows · 17 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202504
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202602
Jun 202600
Jul 202603
Aug 202603
Sep 202604
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 22, 2018 Filed May 24, 2018 20:31 UTC GrantCommon Stock 5,221 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-032982 · doc4.xml · nonDerivative · entry 1

Drake Scott William · CIK 0001527909 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,026

F1 · shares: The Reporting Person acquired these shares pursuant to a Restricted Stock Award under the AtriCure, Inc. 2014 Stock Incentive Plan. The shares will vest upon the one-year anniversary of the grant date.

Read SEC document
May 16, 2018 Filed May 17, 2018 20:20 UTC
CARREL MICHAEL HDirector · President, CEO, & Director
GiftCommon Stock 325 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-030894 · doc4.xml · nonDerivative · entry 1

CARREL MICHAEL H · CIK 0001230584 · Director · President, CEO, & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 711,896

F1 · price: No consideration was received in connection with this gift to charity.

Read SEC document
May 15, 2018 Filed May 17, 2018 20:28 UTC
Noznesky Justin JSVP, Mktg & Business Develop
SaleCommon Stock 4,000 $23.05 $92,200.00
Disclosure

SEC source: 0001209191-18-030916 · doc4.xml · nonDerivative · entry 1

Noznesky Justin J · CIK 0001666600 · SVP, Mktg & Business Develop

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,920

F1 · shares: These shares were sold pursuant to a 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $22.93 to $23.39 per share. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 08, 2018 Filed May 9, 2018 13:00 UTC SaleCommon Stock 10,000 $22.82 $228,200.00
Disclosure

SEC source: 0001209191-18-028735 · doc4.xml · nonDerivative · entry 2

Krell Elizabeth D · CIK 0001367742 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,967

F1 · price: This transaction was executed in multiple trades at prices ranging from $22.63 to $22.97 per share. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 07, 2018 Filed May 9, 2018 13:00 UTC Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $9.30 $0.00
Disclosure

SEC source: 0001209191-18-028735 · doc4.xml · derivative · entry 3

Krell Elizabeth D · CIK 0001367742 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2023-05-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options were granted on May 23, 2013 and are exercisable cumulatively at a rate of 33% per annum beginning one year from date of grant.

Read SEC document
May 07, 2018 Filed May 9, 2018 13:00 UTC Exercise / conversionCommon Stock 10,000 $9.30 $93,000.00
Disclosure

SEC source: 0001209191-18-028735 · doc4.xml · nonDerivative · entry 1

Krell Elizabeth D · CIK 0001367742 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,967

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 13, 2018 Filed Mar 14, 2018 20:34 UTC SaleCommon Stock 10,000 $20.00 $200,000.00
Disclosure

SEC source: 0001209191-18-019568 · doc4.xml · nonDerivative · entry 2

Krell Elizabeth D · CIK 0001367742 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,967

F1 · price: This transaction was executed in multiple trades at prices ranging from $19.88 to $20.15 per share. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 12, 2018 Filed Mar 14, 2018 20:34 UTC Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $14.17 $0.00
Disclosure

SEC source: 0001209191-18-019568 · doc4.xml · derivative · entry 3

Krell Elizabeth D · CIK 0001367742 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2021-05-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options were granted on May 18, 2011 and are exercisable cumulatively at a rate of 33% per annum beginning one year from date of grant.

Read SEC document
March 12, 2018 Filed Mar 14, 2018 20:34 UTC Exercise / conversionCommon Stock 10,000 $14.17 $141,700.00
Disclosure

SEC source: 0001209191-18-019568 · doc4.xml · nonDerivative · entry 1

Krell Elizabeth D · CIK 0001367742 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,967

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2018 Filed Mar 2, 2018 16:49 UTC Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $10.10 $0.00
Disclosure

SEC source: 0001209191-18-015732 · doc4.xml · derivative · entry 3

Lanning Mark R · CIK 0001353679 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2018-05-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option was granted on May 28, 2008 and is exercisable cumulatively at a rate of 33% per annum beginning one year from date of grant.

Read SEC document
March 02, 2018 Filed Mar 2, 2018 16:49 UTC Exercise / conversionCommon Stock 10,000 $10.10 $101,000.00
Disclosure

SEC source: 0001209191-18-015732 · doc4.xml · nonDerivative · entry 1

Lanning Mark R · CIK 0001353679 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,005

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2018 Filed Mar 1, 2018 21:03 UTC PurchaseCommon Stock 1,000 $17.43 $17,430.00
Disclosure

SEC source: 0001209191-18-014940 · doc4.xml · nonDerivative · entry 1

GROVES REGINA E · CIK 0001653877 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,469

Read SEC document
March 01, 2018 Filed Mar 2, 2018 21:38 UTC PurchaseCommon Stock 11,000 $17.64 $194,040.00
Disclosure

SEC source: 0001209191-18-015689 · doc4.xml · nonDerivative · entry 1

Drake Scott William · CIK 0001527909 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,805

F1 · price: This transaction was executed in multiple trades at prices ranging from $17.36 to $17.91 per share. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 21:16 UTC
Noznesky Justin JSVP, Mktg & Business Develop
Tax withholdingCommon Stock 14,803 $17.71 $262,161.13
Disclosure

SEC source: 0001209191-18-016413 · doc4.xml · nonDerivative · entry 2

Noznesky Justin J · CIK 0001666600 · SVP, Mktg & Business Develop

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,920

F2 · shares: The Reporting Person has elected to transfer these shares to the Company to satisfy the tax withholding obligation incurred upon the vesting and release of shares previously acquired pursuant to Restricted Stock Awards.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 21:16 UTC
Noznesky Justin JSVP, Mktg & Business Develop
GrantCommon Stock 25,726 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-016413 · doc4.xml · nonDerivative · entry 1

Noznesky Justin J · CIK 0001666600 · SVP, Mktg & Business Develop

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,723

F1 · price: The Reporting Person acquired these shares pursuant to a Restricted Stock Award under the AtriCure, Inc. 2014 Stock Incentive Plan. One third of the shares will vest annually upon the respective one, two, and three year anniversaries of the date of grant.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 21:11 UTC
CARREL MICHAEL HDirector · President, CEO, & Director
Tax withholdingCommon Stock 19,740 $17.71 $349,595.40
Disclosure

SEC source: 0001209191-18-016400 · doc4.xml · nonDerivative · entry 2

CARREL MICHAEL H · CIK 0001230584 · Director · President, CEO, & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 712,221

F2 · shares: The Reporting Person has elected to transfer these shares to the Company to satisfy the tax withholding obligation incurred upon the vesting and release of shares previously acquired pursuant to a Restricted Stock Award.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 21:11 UTC
CARREL MICHAEL HDirector · President, CEO, & Director
GrantCommon Stock 95,285 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-016400 · doc4.xml · nonDerivative · entry 1

CARREL MICHAEL H · CIK 0001230584 · Director · President, CEO, & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 731,961

F1 · price: The Reporting Person acquired these shares pursuant to a Restricted Stock Award under the AtriCure, Inc. 2014 Stock Incentive Plan. One third of the shares will vest annually upon the respective one, two, and three year anniversaries of the date of grant.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 21:29 UTC
Wade M. AndrewSVP and CFO
Tax withholdingCommon Stock 14,969 $17.71 $265,100.99
Disclosure

SEC source: 0001209191-18-016462 · doc4.xml · nonDerivative · entry 2

Wade M. Andrew · CIK 0001560591 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,757

F2 · shares: The Reporting Person has elected to transfer these shares to the Company to satisfy the tax withholding obligation incurred upon the vesting and release of shares previously acquired pursuant to Restricted Stock Awards.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 21:29 UTC
Wade M. AndrewSVP and CFO
GrantCommon Stock 35,996 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-016462 · doc4.xml · nonDerivative · entry 1

Wade M. Andrew · CIK 0001560591 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,726

F1 · price: The Reporting Person acquired these shares pursuant to a Restricted Stock Award under the AtriCure, Inc. 2014 Stock Incentive Plan. One third of the shares will vest annually upon the respective one, two, and three year anniversaries of the date of grant.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 21:24 UTC
Seith Douglas JChief Operating Officer
Tax withholdingCommon Stock 19,677 $17.71 $348,479.67
Disclosure

SEC source: 0001209191-18-016449 · doc4.xml · nonDerivative · entry 2

Seith Douglas J · CIK 0001565823 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,739

F2 · shares: The Reporting Person has elected to transfer these shares to the Company to satisfy the tax withholding obligation incurred upon the vesting and release of shares previously acquired pursuant to Restricted Stock Awards.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 21:24 UTC
Seith Douglas JChief Operating Officer
GrantCommon Stock 35,996 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-016449 · doc4.xml · nonDerivative · entry 1

Seith Douglas J · CIK 0001565823 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,416

F1 · price: The Reporting Person acquired these shares pursuant to a Restricted Stock Award under the AtriCure, Inc. 2014 Stock Incentive Plan. One third of the shares will vest annually upon the respective one, two, and three year anniversaries of the date of grant.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 21:20 UTC
Privitera SalvatoreChief Technology Officer
GrantCommon Stock 21,174 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-016428 · doc4.xml · nonDerivative · entry 1

Privitera Salvatore · CIK 0001336063 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,174

F1 · price: The Reporting Person acquired these shares pursuant to a Restricted Stock Award under the AtriCure, Inc. 2014 Stock Incentive Plan. One third of the shares will vest annually upon the respective one, two, and three year anniversaries of the date of grant.

Read SEC document
February 15, 2018 Filed Feb 16, 2018 21:11 UTC
Noznesky Justin JSVP, Mktg & Business Develop
SaleCommon Stock 4,000 $17.03 $68,120.00
Disclosure

SEC source: 0001209191-18-010820 · doc4.xml · nonDerivative · entry 1

Noznesky Justin J · CIK 0001666600 · SVP, Mktg & Business Develop

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,997

F1 · shares: These shares were sold pursuant to a 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $16.62 to $17.40 per share. The price reported above reflects the weighted average price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 24, 2018 Filed Jan 26, 2018 12:58 UTC
CARREL MICHAEL HDirector · President, CEO, & Director
Tax withholdingCommon Stock 33,167 $17.55 $582,080.85
Disclosure

SEC source: 0001209191-18-005491 · doc4.xml · nonDerivative · entry 1

CARREL MICHAEL H · CIK 0001230584 · Director · President, CEO, & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 636,676

F1 · shares: The Reporting Person has elected to transfer these shares to the Company to satisfy the tax withholding obligation incurred upon the vesting and release of shares previously acquired pursuant to a Restricted Stock Award.

Read SEC document
January 24, 2018 Filed Jan 26, 2018 13:08 UTC
Wade M. AndrewSVP and CFO
Tax withholdingCommon Stock 3,791 $17.55 $66,532.05
Disclosure

SEC source: 0001209191-18-005495 · doc4.xml · nonDerivative · entry 1

Wade M. Andrew · CIK 0001560591 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,730

F1 · shares: The Reporting Person has elected to transfer these shares to the Company to satisfy the tax withholding obligation incurred upon the vesting and release of shares previously acquired pursuant to a Restricted Stock Award.

Read SEC document
January 24, 2018 Filed Jan 26, 2018 13:03 UTC
Seith Douglas JChief Operating Officer
Tax withholdingCommon Stock 3,275 $17.55 $57,476.25
Disclosure

SEC source: 0001209191-18-005493 · doc4.xml · nonDerivative · entry 1

Seith Douglas J · CIK 0001565823 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,420

F1 · shares: The Reporting Person has elected to transfer these shares to the Company to satisfy the tax withholding obligation incurred upon the vesting and release of shares previously acquired pursuant to a Restricted Stock Award.

Read SEC document
January 18, 2018 Filed Jan 22, 2018 08:02 UTC Exercise / conversionStock Option (right to buy) · Derivative 25,000 $0.00 Strike: $13.31 $0.00
Disclosure

SEC source: 0001209191-18-004677 · doc4.xml · derivative · entry 3

Collar Mark A · CIK 0001426353 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2018-02-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option was granted on February 6, 2008 and is exercisable cumulatively at a rate of 25% per annum beginning one year from date of grant.

Read SEC document
January 18, 2018 Filed Jan 22, 2018 08:02 UTC Exercise / conversionCommon Stock 25,000 $13.31 $332,750.00
Disclosure

SEC source: 0001209191-18-004677 · doc4.xml · nonDerivative · entry 1

Collar Mark A · CIK 0001426353 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,767

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 06, 2018 Filed Jan 9, 2018 13:37 UTC
Noznesky Justin JSVP, Mktg & Business Develop
Tax withholdingCommon Stock 3,182 $17.99 $57,244.18
Disclosure

SEC source: 0001209191-18-002832 · doc4.xml · nonDerivative · entry 1

Noznesky Justin J · CIK 0001666600 · SVP, Mktg & Business Develop

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,997

F1 · shares: The Reporting Person has elected to transfer these shares to the Company to satisfy the tax withholding obligation incurred upon the vesting and release of shares previously acquired pursuant to a Restricted Stock Award.

Read SEC document
December 29, 2017 Filed Jan 8, 2018 21:06 UTC
CARREL MICHAEL HDirector · President, CEO, & Director
GrantCommon Stock 547 $15.50 $8,478.50
Disclosure

SEC source: 0001209191-18-002707 · doc4.xml · nonDerivative · entry 1

CARREL MICHAEL H · CIK 0001230584 · Director · President, CEO, & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 669,843

F1 · shares: Shares acquired pursuant to the AtriCure, Inc. 2008 Employee Stock Purchase Plan for the period ended December 31, 2017.

F2 · price: Closing price on December 29, 2017 was $18.24.

Read SEC document
December 29, 2017 Filed Jan 8, 2018 21:11 UTC
Wade M. AndrewSVP and CFO
GrantCommon Stock 571 $15.50 $8,850.50
Disclosure

SEC source: 0001209191-18-002712 · doc4.xml · nonDerivative · entry 1

Wade M. Andrew · CIK 0001560591 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,521

F1 · shares: Shares acquired pursuant to the AtriCure, Inc. 2008 Employee Stock Purchase Plan for the period ended December 31, 2017.

F2 · price: Closing price on December 29, 2017 was $18.24.

Read SEC document
December 29, 2017 Filed Jan 8, 2018 21:09 UTC
Seith Douglas JChief Operating Officer
GrantCommon Stock 328 $15.50 $5,084.00
Disclosure

SEC source: 0001209191-18-002709 · doc4.xml · nonDerivative · entry 1

Seith Douglas J · CIK 0001565823 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,695

F1 · shares: Shares acquired pursuant to the AtriCure, Inc. 2008 Employee Stock Purchase Plan for the period ended December 31, 2017.

F2 · price: Closing price on December 29, 2017 was $18.24.

Read SEC document
November 30, 2017 Filed Dec 1, 2017 21:37 UTC
Wade M. AndrewSVP and CFO
Exercise / conversionStock Option (right to buy) · Derivative 2,000 $0.00 Strike: $11.65 $0.00
Disclosure

SEC source: 0001209191-17-063221 · doc4.xml · derivative · entry 3

Wade M. Andrew · CIK 0001560591 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,000 shares

Expires 2017-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option was granted on December 5, 2007 and is exercisable as to 25% of the shares upon the one year anniversary of the date of the grant and the remaining 75% thereafter vests and is exercisable in equal monthly installments on the same day of the month over the following three years.

Read SEC document
November 30, 2017 Filed Dec 1, 2017 21:37 UTC
Wade M. AndrewSVP and CFO
SaleCommon Stock 2,000 $18.41 $36,820.00
Disclosure

SEC source: 0001209191-17-063221 · doc4.xml · nonDerivative · entry 2

Wade M. Andrew · CIK 0001560591 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,950

F1 · price: This transaction was executed in multiple trades at prices ranging from $18.40 to $18.50 per share. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 30, 2017 Filed Dec 1, 2017 21:37 UTC
Wade M. AndrewSVP and CFO
Exercise / conversionCommon Stock 2,000 $11.65 $23,300.00
Disclosure

SEC source: 0001209191-17-063221 · doc4.xml · nonDerivative · entry 1

Wade M. Andrew · CIK 0001560591 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,950

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 28, 2017 Filed Dec 4, 2017 21:16 UTC
CARREL MICHAEL HDirector · President, CEO, & Director
GiftCommon Stock 1,400 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-063525 · doc4.xml · nonDerivative · entry 1

CARREL MICHAEL H · CIK 0001230584 · Director · President, CEO, & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 669,296

F1 · price: No consideration was received in connection with this gift to charity.

Read SEC document
November 08, 2017 Filed Nov 9, 2017 20:01 UTC PurchaseCommon Stock 1,500 $18.36 $27,540.00
Disclosure

SEC source: 0001209191-17-059936 · doc4.xml · nonDerivative · entry 1

JOHNSON B KRISTINE · CIK 0001231984 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,969

Read SEC document
September 14, 2017 Filed Sep 18, 2017 16:19 UTC Exercise / conversionStock Option (right to buy) · Derivative 25,000 $0.00 Strike: $13.31 $0.00
Disclosure

SEC source: 0001209191-17-053155 · doc4.xml · derivative · entry 3

Collar Mark A · CIK 0001426353 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2018-02-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option was granted on February 6, 2008 and is exercisable cumulatively at a rate of 25% per annum beginning one year from date of grant.

Read SEC document
September 14, 2017 Filed Sep 18, 2017 16:19 UTC Exercise / conversionCommon Stock 25,000 $13.31 $332,750.00
Disclosure

SEC source: 0001209191-17-053155 · doc4.xml · nonDerivative · entry 1

Collar Mark A · CIK 0001426353 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,767

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 22, 2017 Filed Aug 23, 2017 13:08 UTC SaleCommon Stock 10,000 $22.40 $224,000.00
Disclosure

SEC source: 0001209191-17-049892 · doc4.xml · nonDerivative · entry 2

Krell Elizabeth D · CIK 0001367742 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,967

F1 · price: This transaction was executed in multiple trades at prices ranging from $22.35 to $22.52 per share. The price reported above reflects the weighted average price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 21, 2017 Filed Aug 23, 2017 13:08 UTC Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $8.04 $0.00
Disclosure

SEC source: 0001209191-17-049892 · doc4.xml · derivative · entry 3

Krell Elizabeth D · CIK 0001367742 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2022-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options were granted on May 15, 2012 and are exercisable cumulatively at a rate of 33% per annum beginning one year from date of grant.

Read SEC document
August 21, 2017 Filed Aug 23, 2017 13:08 UTC Exercise / conversionCommon Stock 10,000 $8.04 $80,400.00
Disclosure

SEC source: 0001209191-17-049892 · doc4.xml · nonDerivative · entry 1

Krell Elizabeth D · CIK 0001367742 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,967

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2017 Filed Aug 3, 2017 21:12 UTC
Noznesky Justin JSVP, Mktg & Business Develop
GiftCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-047434 · doc4.xml · nonDerivative · entry 1

Noznesky Justin J · CIK 0001666600 · SVP, Mktg & Business Develop

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,179

F1 · price: No consideration was received in connection with this gift to charity.

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July 24, 2017 Filed Jul 25, 2017 21:02 UTC
Privitera SalvatoreChief Technology Officer
GrantCommon Stock 60,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-046206 · doc4.xml · nonDerivative · entry 1

Privitera Salvatore · CIK 0001336063 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,000

F1 · price: The Reporting Person acquired these shares pursuant to a Restricted Stock Award under the AtriCure, Inc. Amended and Restated 2014 Stock Incentive Plan. The shares will vest 25% annually over four years from date of grant.

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June 30, 2017 Filed Jul 5, 2017 16:15 UTC
LUX ANDREW LSVP, Ops & Quality
GrantCommon Stock 960 $16.32 $15,667.20
Disclosure

SEC source: 0001209191-17-043289 · doc4.xml · nonDerivative · entry 1

LUX ANDREW L · CIK 0001213176 · SVP, Ops & Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,549

F1 · shares: Shares acquired pursuant to the AtriCure, Inc. 2008 Employee Stock Purchase Plan for the period ended June 30, 2017.

F2 · price: Closing price on June 30, 2017 was $24.25.

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June 30, 2017 Filed Jul 5, 2017 20:11 UTC
CARREL MICHAEL HDirector · President, CEO, & Director
GrantCommon Stock 612 $16.32 $9,987.84
Disclosure

SEC source: 0001209191-17-043271 · doc4.xml · nonDerivative · entry 1

CARREL MICHAEL H · CIK 0001230584 · Director · President, CEO, & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 670,696

F1 · shares: Shares acquired pursuant to the AtriCure, Inc. 2008 Employee Stock Purchase Plan for the period ended June 30, 2017.

F2 · price: Closing price on June 30, 2017 was $24.25.

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June 30, 2017 Filed Jul 5, 2017 20:22 UTC
Wade M. AndrewSVP and CFO
GrantCommon Stock 529 $16.32 $8,633.28
Disclosure

SEC source: 0001209191-17-043330 · doc4.xml · nonDerivative · entry 1

Wade M. Andrew · CIK 0001560591 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,950

F1 · shares: Shares acquired pursuant to the AtriCure, Inc. 2008 Employee Stock Purchase Plan for the period ended June 30, 2017.

F2 · price: Closing price on June 30, 2017 was $24.25.

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June 30, 2017 Filed Jul 5, 2017 20:19 UTC
Seith Douglas JChief Operating Officer
GrantCommon Stock 888 $16.32 $14,492.16
Disclosure

SEC source: 0001209191-17-043314 · doc4.xml · nonDerivative · entry 1

Seith Douglas J · CIK 0001565823 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,367

F1 · shares: Shares acquired pursuant to the AtriCure, Inc. 2008 Employee Stock Purchase Plan for the period ended June 30, 2017.

F2 · price: Closing price on June 30, 2017 was $24.25.

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June 13, 2017 Filed Jun 15, 2017 20:19 UTC
Seith Douglas JChief Operating Officer
Exercise / conversionStock Option (right to buy) · Derivative 25,000 $0.00 Strike: $6.73 $0.00
Disclosure

SEC source: 0001209191-17-040121 · doc4.xml · derivative · entry 12

Seith Douglas J · CIK 0001565823 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2022-12-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: These options were granted on December 27, 2012 and are exercisable as to 25% of the shares one year from the date of grant and the remaining 75% thereafter vests and is exercisable in equal monthly installments on the same day of the month over the following three years.

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June 13, 2017 Filed Jun 15, 2017 20:19 UTC
Seith Douglas JChief Operating Officer
Exercise / conversionStock Option (right to buy) · Derivative 21,100 $0.00 Strike: $6.27 $0.00
Disclosure

SEC source: 0001209191-17-040121 · doc4.xml · derivative · entry 11

Seith Douglas J · CIK 0001565823 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,100 shares

Expires 2022-10-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: These options were granted on October 25, 2012 and are exercisable as to 25% of the shares one year from the date of grant and the remaining 75% thereafter vests and is exercisable in equal monthly installments on the same day of the month over the following three years.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.