ATRC

SEC source: 0001209191-20-027973 · doc4.xml · nonDerivative · entry 1

CARREL MICHAEL H · CIK 0001230584 · Director · President, CEO, & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 539,147

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares were exercised pursuant to a 10b5-1 trading plan.

SEC source: 0001209191-20-026085 · doc4.xml · derivative · entry 3

Lanning Mark R · CIK 0001353679 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2020-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options were granted on May 19, 2010 and are exercisable cumulatively at a rate of 33% per annum beginning one year from date of grant.

SEC source: 0001209191-20-026085 · doc4.xml · nonDerivative · entry 1

Lanning Mark R · CIK 0001353679 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,434

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-20-025032 · doc4.xml · nonDerivative · entry 1

Noznesky Justin J · CIK 0001666600 · SVP, Mktg & Business Develop

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,255

F1 · shares: These shares were sold pursuant to a 10b5-1 trading plan.

F2 · balance_after: This transaction was executed in multiple trades at prices ranging from $40.00 to $40.03 per share. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001209191-20-023993 · doc4.xml · nonDerivative · entry 1

Noznesky Justin J · CIK 0001666600 · SVP, Mktg & Business Develop

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,255

F1 · shares: These shares were sold pursuant to a 10b5-1 trading plan.

SEC source: 0001209191-20-023995 · doc4.xml · nonDerivative · entry 1

Collar Mark A · CIK 0001426353 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,106

F1 · shares: These shares were sold pursuant to a 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $36.00 to $36.23 per share. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001209191-20-015136 · doc4.xml · nonDerivative · entry 2

Noznesky Justin J · CIK 0001666600 · SVP, Mktg & Business Develop

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,255

F2 · shares: The Reporting Person has elected to transfer these shares to the Company to satisfy the tax withholding obligation incurred upon the vesting and release of shares previously acquired pursuant to a Restricted Stock Award.

SEC source: 0001209191-20-015136 · doc4.xml · nonDerivative · entry 1

Noznesky Justin J · CIK 0001666600 · SVP, Mktg & Business Develop

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,893

F1 · price: The Reporting Person acquired these shares pursuant to a Restricted Stock Award under the AtriCure, Inc. 2014 Stock Incentive Plan. One third of the shares will vest annually upon the respective one, two, and three year anniversaries of the date of grant.

SEC source: 0001209191-20-015124 · doc4.xml · nonDerivative · entry 2

CARREL MICHAEL H · CIK 0001230584 · Director · President, CEO, & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 514,147

F2 · shares: The Reporting Person has elected to transfer these shares to the Company to satisfy the tax withholding obligation incurred upon the vesting and release of shares previously acquired pursuant to a Restricted Stock Award.

SEC source: 0001209191-20-015124 · doc4.xml · nonDerivative · entry 1

CARREL MICHAEL H · CIK 0001230584 · Director · President, CEO, & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 657,723

F1 · price: The Reporting Person acquired these shares pursuant to a Restricted Stock Award under the AtriCure, Inc. 2014 Stock Incentive Plan. One third of the shares will vest annually upon the respective one, two, and three year anniversaries of the date of grant.

SEC source: 0001209191-20-015114 · doc4.xml · nonDerivative · entry 2

Privitera Salvatore · CIK 0001336063 · Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,855

F2 · shares: The Reporting Person has elected to transfer these shares to the Company to satisfy the tax withholding obligation incurred upon the vesting and release of shares previously acquired pursuant to a Restricted Stock Award.

SEC source: 0001209191-20-015114 · doc4.xml · nonDerivative · entry 1

Privitera Salvatore · CIK 0001336063 · Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,598

F1 · price: The Reporting Person acquired these shares pursuant to a Restricted Stock Award under the AtriCure, Inc. 2014 Stock Incentive Plan. One third of the shares will vest annually upon the respective one, two, and three year anniversaries of the date of grant.

SEC source: 0001209191-20-015100 · doc4.xml · nonDerivative · entry 2

Wade M. Andrew · CIK 0001560591 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,173

F2 · shares: The Reporting Person has elected to transfer these shares to the Company to satisfy the tax withholding obligation incurred upon the vesting and release of shares previously acquired pursuant to a Restricted Stock Award.

SEC source: 0001209191-20-015100 · doc4.xml · nonDerivative · entry 1

Wade M. Andrew · CIK 0001560591 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,507

F1 · price: The Reporting Person acquired these shares pursuant to a Restricted Stock Award under the AtriCure, Inc. 2014 Stock Incentive Plan. One third of the shares will vest annually upon the respective one, two, and three year anniversaries of the date of grant.

SEC source: 0001209191-20-015087 · doc4.xml · nonDerivative · entry 2

Seith Douglas J · CIK 0001565823 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,658

F2 · shares: The Reporting Person has elected to transfer these shares to the Company to satisfy the tax withholding obligation incurred upon the vesting and release of shares previously acquired pursuant to a Restricted Stock Award.

SEC source: 0001209191-20-015087 · doc4.xml · nonDerivative · entry 1

Seith Douglas J · CIK 0001565823 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,507

F1 · price: The Reporting Person acquired these shares pursuant to a Restricted Stock Award under the AtriCure, Inc. 2014 Stock Incentive Plan. One third of the shares will vest annually upon the respective one, two, and three year anniversaries of the date of grant.

SEC source: 0001209191-20-011855 · doc4.xml · derivative · entry 9

Wade M. Andrew · CIK 0001560591 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 15,000 shares

Expires 2022-12-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares were exercised pursuant to a 10b5-1 trading plan.

F5 · derivative.exercise_date: These options were granted on December 27, 2012 and are exercisable as to 25% of the shares one year from the date of grant, and the remaining 75% thereafter vests and is exercisable in equal monthly installments on the same day of the month over the following three years.

SEC source: 0001209191-20-011855 · doc4.xml · derivative · entry 8

Wade M. Andrew · CIK 0001560591 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 15,000 shares

Expires 2022-12-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares were exercised pursuant to a 10b5-1 trading plan.

F5 · derivative.exercise_date: These options were granted on December 27, 2012 and are exercisable as to 25% of the shares one year from the date of grant, and the remaining 75% thereafter vests and is exercisable in equal monthly installments on the same day of the month over the following three years.

SEC source: 0001209191-20-011855 · doc4.xml · derivative · entry 7

Wade M. Andrew · CIK 0001560591 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2022-10-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares were exercised pursuant to a 10b5-1 trading plan.

F4 · derivative.exercise_date: These options were granted on October 25, 2012. The options vest and are exercisable as to 25% of the shares one year from the date of grant and the remaining 75% thereafter vests and are exercisable in equal monthly installments on the same day of the month over the following three years.

SEC source: 0001209191-20-011855 · doc4.xml · nonDerivative · entry 6

Wade M. Andrew · CIK 0001560591 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,120

F2 · shares: These shares were sold pursuant to a 10b5-1 trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $38.94 to $40.60 per share. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001209191-20-011855 · doc4.xml · nonDerivative · entry 5

Wade M. Andrew · CIK 0001560591 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,120

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares were exercised pursuant to a 10b5-1 trading plan.

SEC source: 0001209191-20-011855 · doc4.xml · nonDerivative · entry 4

Wade M. Andrew · CIK 0001560591 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,120

F2 · shares: These shares were sold pursuant to a 10b5-1 trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $38.94 to $40.60 per share. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001209191-20-011855 · doc4.xml · nonDerivative · entry 3

Wade M. Andrew · CIK 0001560591 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,120

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares were exercised pursuant to a 10b5-1 trading plan.

SEC source: 0001209191-20-011855 · doc4.xml · nonDerivative · entry 2

Wade M. Andrew · CIK 0001560591 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,120

F2 · shares: These shares were sold pursuant to a 10b5-1 trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $38.94 to $40.60 per share. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001209191-20-011855 · doc4.xml · nonDerivative · entry 1

Wade M. Andrew · CIK 0001560591 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,120

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares were exercised pursuant to a 10b5-1 trading plan.

SEC source: 0001209191-20-009883 · doc4.xml · derivative · entry 3

CARREL MICHAEL H · CIK 0001230584 · Director · President, CEO, & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2022-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares were exercised pursuant to a 10b5-1 trading plan.

F3 · derivative.exercise_date: Options to purchase shares in 25,000 increments were granted on November 1, 2012 and vest at each Option Trigger Event. "Option Trigger Event" shall mean the volume adjusted weighted average closing price of the common stock of the Company as reported by NASDAQ (or any other exchange on which the common stock of the Company is listed) for 30 consecutive days equals or exceeds each of $10.00 per share, $12.50 per share, $15.00 per share, $17.50 per share, $20.00 per share, $25.00 per share, $30.00 per share, $35.00 per share and $40.00 per share.

SEC source: 0001209191-20-009883 · doc4.xml · nonDerivative · entry 2

CARREL MICHAEL H · CIK 0001230584 · Director · President, CEO, & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 626,490

F2 · shares: These shares were sold pursuant to a 10b5-1 trading plan.

SEC source: 0001209191-20-009883 · doc4.xml · nonDerivative · entry 1

CARREL MICHAEL H · CIK 0001230584 · Director · President, CEO, & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 651,490

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares were exercised pursuant to a 10b5-1 trading plan.

SEC source: 0001209191-20-009477 · doc4.xml · derivative · entry 3

CARREL MICHAEL H · CIK 0001230584 · Director · President, CEO, & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2022-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares were exercised pursuant to a 10b5-1 trading plan.

F3 · derivative.exercise_date: Options to purchase shares in 25,000 increments were granted on November 1, 2012 and vest at each Option Trigger Event. "Option Trigger Event" shall mean the volume adjusted weighted average closing price of the common stock of the Company as reported by NASDAQ (or any other exchange on which the common stock of the Company is listed) for 30 consecutive days equals or exceeds each of $10.00 per share, $12.50 per share, $15.00 per share, $17.50 per share, $20.00 per share, $25.00 per share, $30.00 per share, $35.00 per share and $40.00 per share.

SEC source: 0001209191-20-009477 · doc4.xml · nonDerivative · entry 2

CARREL MICHAEL H · CIK 0001230584 · Director · President, CEO, & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 626,490

F2 · shares: These shares were sold pursuant to a 10b5-1 trading plan.

SEC source: 0001209191-20-009477 · doc4.xml · nonDerivative · entry 1

CARREL MICHAEL H · CIK 0001230584 · Director · President, CEO, & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 651,490

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares were exercised pursuant to a 10b5-1 trading plan.

SEC source: 0001209191-20-008569 · doc4.xml · derivative · entry 6

CARREL MICHAEL H · CIK 0001230584 · Director · President, CEO, & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2022-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares were exercised pursuant to a 10b5-1 trading plan.

F3 · derivative.exercise_date: Options to purchase shares in 25,000 increments were granted on November 1, 2012 and vest at each Option Trigger Event. "Option Trigger Event" shall mean the volume adjusted weighted average closing price of the common stock of the Company as reported by NASDAQ (or any other exchange on which the common stock of the Company is listed) for 30 consecutive days equals or exceeds each of $10.00 per share, $12.50 per share, $15.00 per share, $17.50 per share, $20.00 per share, $25.00 per share, $30.00 per share, $35.00 per share and $40.00 per share.

SEC source: 0001209191-20-008569 · doc4.xml · nonDerivative · entry 4

CARREL MICHAEL H · CIK 0001230584 · Director · President, CEO, & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 626,490

F2 · shares: These shares were sold pursuant to a 10b5-1 trading plan.

SEC source: 0001209191-20-008569 · doc4.xml · nonDerivative · entry 3

CARREL MICHAEL H · CIK 0001230584 · Director · President, CEO, & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 651,490

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares were exercised pursuant to a 10b5-1 trading plan.

SEC source: 0001209191-20-009054 · doc4.xml · derivative · entry 4

Seith Douglas J · CIK 0001565823 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 50,000 shares

Expires 2024-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares were exercised pursuant to a 10b5-1 trading plan.

F4 · derivative.exercise_date: These options were granted on January 24, 2014. The options vest and are exercisable as to 25% of the shares one year from the date of grant and the remaining 75% thereafter vests and are exercisable in equal monthly installments on the same day of the month over the following three years.

SEC source: 0001209191-20-009054 · doc4.xml · nonDerivative · entry 2

Seith Douglas J · CIK 0001565823 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,740

F2 · shares: These shares were sold pursuant to a 10b5-1 trading plan.

SEC source: 0001209191-20-009054 · doc4.xml · nonDerivative · entry 1

Seith Douglas J · CIK 0001565823 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,299

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares were exercised pursuant to a 10b5-1 trading plan.

SEC source: 0001209191-20-008569 · doc4.xml · derivative · entry 5

CARREL MICHAEL H · CIK 0001230584 · Director · President, CEO, & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2022-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares were exercised pursuant to a 10b5-1 trading plan.

F3 · derivative.exercise_date: Options to purchase shares in 25,000 increments were granted on November 1, 2012 and vest at each Option Trigger Event. "Option Trigger Event" shall mean the volume adjusted weighted average closing price of the common stock of the Company as reported by NASDAQ (or any other exchange on which the common stock of the Company is listed) for 30 consecutive days equals or exceeds each of $10.00 per share, $12.50 per share, $15.00 per share, $17.50 per share, $20.00 per share, $25.00 per share, $30.00 per share, $35.00 per share and $40.00 per share.

SEC source: 0001209191-20-008569 · doc4.xml · nonDerivative · entry 2

CARREL MICHAEL H · CIK 0001230584 · Director · President, CEO, & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 626,490

F2 · shares: These shares were sold pursuant to a 10b5-1 trading plan.

SEC source: 0001209191-20-008569 · doc4.xml · nonDerivative · entry 1

CARREL MICHAEL H · CIK 0001230584 · Director · President, CEO, & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 651,490

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares were exercised pursuant to a 10b5-1 trading plan.

SEC source: 0001209191-20-005720 · doc4.xml · derivative · entry 3

CARREL MICHAEL H · CIK 0001230584 · Director · President, CEO, & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2022-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares were exercised pursuant to a 10b5-1 trading plan.

F3 · derivative.exercise_date: These options were granted on November 1, 2012 and are exercisable as to 25% of the shares one year from the date of grant, and the remaining 75% thereafter vests and is exercisable in equal monthly installments on the same day of the month over the following three years.

SEC source: 0001209191-20-005720 · doc4.xml · nonDerivative · entry 2

CARREL MICHAEL H · CIK 0001230584 · Director · President, CEO, & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 626,490

F2 · shares: These shares were sold pursuant to a 10b5-1 trading plan.

SEC source: 0001209191-20-005720 · doc4.xml · nonDerivative · entry 1

CARREL MICHAEL H · CIK 0001230584 · Director · President, CEO, & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 651,490

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares were exercised pursuant to a 10b5-1 trading plan.

SEC source: 0001209191-20-005718 · doc4.xml · derivative · entry 4

Seith Douglas J · CIK 0001565823 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 37,000 shares

Expires 2022-12-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares were exercised pursuant to a 10b5-1 trading plan.

F4 · derivative.exercise_date: These options were granted on December 27, 2012. The options vest and are exercisable as to 25% of the shares one year from the date of grant and the remaining 75% thereafter vests and are exercisable in equal monthly installments on the same day of the month over the following three years.

SEC source: 0001209191-20-005718 · doc4.xml · nonDerivative · entry 2

Seith Douglas J · CIK 0001565823 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,799

F2 · shares: These shares were sold pursuant to a 10b5-1 trading plan.

SEC source: 0001209191-20-005718 · doc4.xml · nonDerivative · entry 1

Seith Douglas J · CIK 0001565823 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,682

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares were exercised pursuant to a 10b5-1 trading plan.

SEC source: 0001209191-20-004199 · doc4.xml · derivative · entry 4

Seith Douglas J · CIK 0001565823 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,000

Underlying: Common Stock · 38,000 shares

Expires 2022-12-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares were exercised pursuant to a 10b5-1 trading plan.

F4 · derivative.exercise_date: These options were granted on December 27, 2012. The options vest and are exercisable as to 25% of the shares one year from the date of grant and the remaining 75% thereafter vests and are exercisable in equal monthly installments on the same day of the month over the following three years.

SEC source: 0001209191-20-004199 · doc4.xml · nonDerivative · entry 2

Seith Douglas J · CIK 0001565823 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,182

F2 · shares: These shares were sold pursuant to a 10b5-1 trading plan.

SEC source: 0001209191-20-004199 · doc4.xml · nonDerivative · entry 1

Seith Douglas J · CIK 0001565823 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,772

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares were exercised pursuant to a 10b5-1 trading plan.

SEC source: 0001209191-20-003794 · doc4.xml · derivative · entry 3

Wade M. Andrew · CIK 0001560591 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 10,000 shares

Expires 2022-10-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares were exercised pursuant to a 10b5-1 trading plan.

F3 · derivative.exercise_date: These options were granted on October 25, 2012. The options vest and are exercisable as to 25% of the shares one year from the date of grant and the remaining 75% thereafter vests and are exercisable in equal monthly installments on the same day of the month over the following three years.