Last 12 months
Inside the activity.
2 purchase rows · 18 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 5 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 8 |
| Apr 2026 | 0 | 0 |
| May 2026 | 1 | 3 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 1 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 17, 2021 Filed Aug 19, 2021 23:32 UTC |
Dupont JakobEVP, Head of R&D
|
SaleCommon Stock | 2,152 | $12.53 | $26,968.86 |
DisclosureSEC source: 0001567619-21-016145 · doc1.xml · nonDerivative · entry 1 Dupont Jakob · CIK 0001553335 · EVP, Head of R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,793 F1 · kind: Shares sold pursuant to a 10b5-1 arrangement to satisfy tax obligations in connection with the vesting of previously granted Restricted Stock Units. F2 · price: The sale price of the reporting person's shares represents the weighted average price of all shares sold by a broker on August 17, 2021 and August 18, 2021 on behalf of a group of employees of the Issuer to satisfy the payment of withholding tax liability of such employees. Read SEC document |
| August 17, 2021 Filed Aug 19, 2021 23:34 UTC |
Koppikar UtpalChief Financial Officer
|
SaleCommon Stock | 3,579 | $12.53 | $44,852.03 |
DisclosureSEC source: 0001567619-21-016148 · doc1.xml · nonDerivative · entry 1 Koppikar Utpal · CIK 0001742696 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,369 F1 · kind: Shares sold pursuant to a 10b5-1 arrangement to satisfy tax obligations in connection with the vesting of previously granted Restricted Stock Units. F2 · price: The sale price of the reporting person's shares represents the weighted average price of all shares sold by a broker on August 17, 2021 and August 18, 2021 on behalf of a group of employees of the Issuer to satisfy the payment of withholding tax liability of such employees. Read SEC document |
| August 09, 2021 Filed Aug 10, 2021 20:59 UTC |
MALLIK AMEETDirector
|
GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 55,000 | $0.00 Strike: $12.49 | $0.00 |
DisclosureSEC source: 0001567619-21-014934 · doc1.xml · derivative · entry 1 MALLIK AMEET · CIK 0001861441 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,000 Underlying: Common Stock · 55,000 shares Expires 2031-08-08 F1 · derivative.exercise_date: The option shall vest as to 1/3rd of the shares on the first, second and third anniversaries of August 9, 2021, subject to the Reporting Person's continuous service. Read SEC document |
| June 25, 2021 Filed Jun 29, 2021 16:06 UTC |
Touchon PascalDirector · President and CEO
|
SaleCommon Stock | 14,194 | $16.32 | $231,660.27 |
DisclosureSEC source: 0001567619-21-012695 · doc1.xml · nonDerivative · entry 1 Touchon Pascal · CIK 0001780060 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 345,114 F1 · kind: Shares sold pursuant to a 10b5-1 arrangement to satisfy tax obligations in connection with the vesting of previously granted Restricted Stock Units. Read SEC document |
| June 14, 2021 Filed Jun 15, 2021 20:02 UTC |
Yarema KristinChief Commercial Officer
|
PurchaseCommon Stock | 28,833 | $14.58 | $420,385.14 |
DisclosureSEC source: 0001567619-21-012110 · doc1.xml · nonDerivative · entry 3 Yarema Kristin · CIK 0001803794 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,882 F1 · kind: The reporting person's sale of ATRA common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 761 shares, with the reporting person's sale of 761 shares of ATRA common stock at a weighted average price of $14.55 per share on May 18, 2021. The reporting person has agreed to pay to ATRA $53.27, representing the full amount of the profit realized in connection with the short-swing transaction. Read SEC document |
| June 14, 2021 Filed Jun 15, 2021 20:02 UTC |
Yarema KristinChief Commercial Officer
|
PurchaseCommon Stock | 3,500 | $14.48 | $50,680.00 |
DisclosureSEC source: 0001567619-21-012110 · doc1.xml · nonDerivative · entry 2 Yarema Kristin · CIK 0001803794 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,049 F1 · kind: The reporting person's sale of ATRA common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 761 shares, with the reporting person's sale of 761 shares of ATRA common stock at a weighted average price of $14.55 per share on May 18, 2021. The reporting person has agreed to pay to ATRA $53.27, representing the full amount of the profit realized in connection with the short-swing transaction. Read SEC document |
| June 11, 2021 Filed Jun 15, 2021 20:02 UTC |
Yarema KristinChief Commercial Officer
|
PurchaseCommon Stock | 2,021 | $14.50 | $29,304.50 |
DisclosureSEC source: 0001567619-21-012110 · doc1.xml · nonDerivative · entry 1 Yarema Kristin · CIK 0001803794 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,549 F1 · kind: The reporting person's sale of ATRA common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 761 shares, with the reporting person's sale of 761 shares of ATRA common stock at a weighted average price of $14.55 per share on May 18, 2021. The reporting person has agreed to pay to ATRA $53.27, representing the full amount of the profit realized in connection with the short-swing transaction. Read SEC document |
| June 08, 2021 Filed Jun 9, 2021 19:11 UTC |
Roncarolo Maria GraziaDirector
|
GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 17,500 | $0.00 Strike: $13.80 | $0.00 |
DisclosureSEC source: 0001140361-21-020439 · form4.xml · derivative · entry 2 Roncarolo Maria Grazia · CIK 0001811671 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,500 Underlying: Common Stock · 17,500 shares Expires 2031-06-07 F2 · derivative.exercise_date: The option shall vest on the earlier of June 8, 2022 or the date of the next annual meeting of stockholders, subject to the Reporting Person's continuous service. Read SEC document |
| June 08, 2021 Filed Jun 9, 2021 19:11 UTC |
Roncarolo Maria GraziaDirector
|
GrantCommon Stock | 11,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-21-020439 · form4.xml · nonDerivative · entry 1 Roncarolo Maria Grazia · CIK 0001811671 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,000 F1 · shares: These restricted stock units shall vest on the earlier of June 8, 2022 or the date of the next annual meeting of stockholders, subject to the Reporting Person's continuous service. Read SEC document |
| June 08, 2021 Filed Jun 9, 2021 23:16 UTC |
SEIDENBERG BETH CDirector
|
GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 17,500 | $0.00 Strike: $13.80 | $0.00 |
DisclosureSEC source: 0001140361-21-020447 · form4.xml · derivative · entry 6 SEIDENBERG BETH C · CIK 0001184592 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,500 Underlying: Common Stock · 17,500 shares Expires 2031-06-07 F6 · derivative.exercise_date: The option shall vest on the earlier of June 8, 2022 or the date of the next annual meeting of stockholders, subject to the Reporting Person's continuous service. Read SEC document |
| June 08, 2021 Filed Jun 9, 2021 23:16 UTC |
SEIDENBERG BETH CDirector
|
GrantCommon Stock | 11,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-21-020447 · form4.xml · nonDerivative · entry 1 SEIDENBERG BETH C · CIK 0001184592 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,189 F1 · shares: These restricted stock units shall vest on the earlier of June 8, 2022 or the date of the next annual meeting of stockholders, subject to the Reporting Person's continuous service. Read SEC document |
| June 08, 2021 Filed Jun 9, 2021 23:07 UTC |
DOBMEIER ERICDirector
|
GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 17,500 | $0.00 Strike: $13.80 | $0.00 |
DisclosureSEC source: 0001140361-21-020435 · form4.xml · derivative · entry 2 DOBMEIER ERIC · CIK 0001202785 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,500 Underlying: Common Stock · 17,500 shares Expires 2031-06-07 F2 · derivative.exercise_date: The option shall vest on the earlier of June 8, 2022 or the date of the next annual meeting of stockholders, subject to the Reporting Person's continuous service. Read SEC document |
| June 08, 2021 Filed Jun 9, 2021 23:07 UTC |
DOBMEIER ERICDirector
|
GrantCommon Stock | 11,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-21-020435 · form4.xml · nonDerivative · entry 1 DOBMEIER ERIC · CIK 0001202785 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,000 F1 · shares: These restricted stock units shall vest on the earlier of June 8, 2022 or the date of the next annual meeting of stockholders, subject to the Reporting Person's continuous service. Read SEC document |
| June 08, 2021 Filed Jun 9, 2021 23:14 UTC |
HEIDEN WILLIAM KDirector
|
GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 17,500 | $0.00 Strike: $13.80 | $0.00 |
DisclosureSEC source: 0001140361-21-020444 · form4.xml · derivative · entry 2 HEIDEN WILLIAM K · CIK 0001214939 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,500 Underlying: Common Stock · 17,500 shares Expires 2031-06-07 F2 · derivative.exercise_date: The option shall vest on the earlier of June 8, 2022 or the date of the next annual meeting of stockholders, subject to the Reporting Person's continuous service. Read SEC document |
| June 08, 2021 Filed Jun 9, 2021 23:14 UTC |
HEIDEN WILLIAM KDirector
|
GrantCommon Stock | 11,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-21-020444 · form4.xml · nonDerivative · entry 1 HEIDEN WILLIAM K · CIK 0001214939 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,500 F1 · shares: These restricted stock units shall vest on the earlier of June 8, 2022 or the date of the next annual meeting of stockholders, subject to the Reporting Person's continuous service. Read SEC document |
| June 08, 2021 Filed Jun 9, 2021 23:09 UTC |
Gallagher Carol GiltnerDirector
|
GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 17,500 | $0.00 Strike: $13.80 | $0.00 |
DisclosureSEC source: 0001140361-21-020437 · form4.xml · derivative · entry 2 Gallagher Carol Giltner · CIK 0001329959 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,500 Underlying: Common Stock · 17,500 shares Expires 2031-06-07 F2 · derivative.exercise_date: The option shall vest on the earlier of June 8, 2022 or the date of the next annual meeting of stockholders, subject to the Reporting Person's continuous service. Read SEC document |
| June 08, 2021 Filed Jun 9, 2021 23:09 UTC |
Gallagher Carol GiltnerDirector
|
GrantCommon Stock | 11,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-21-020437 · form4.xml · nonDerivative · entry 1 Gallagher Carol Giltner · CIK 0001329959 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,818 F1 · shares: These restricted stock units shall vest on the earlier of June 8, 2022 or the date of the next annual meeting of stockholders, subject to the Reporting Person's continuous service. Read SEC document |
| June 08, 2021 Filed Jun 9, 2021 23:13 UTC |
Renaud Ronald C JRDirector
|
GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 17,500 | $0.00 Strike: $13.80 | $0.00 |
DisclosureSEC source: 0001140361-21-020441 · form4.xml · derivative · entry 2 Renaud Ronald C JR · CIK 0001354434 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,500 Underlying: Common Stock · 17,500 shares Expires 2031-06-07 F2 · derivative.exercise_date: The option shall vest on the earlier of June 8, 2022 or the date of the next annual meeting of stockholders, subject to the Reporting Person's continuous service. Read SEC document |
| June 08, 2021 Filed Jun 9, 2021 23:13 UTC |
Renaud Ronald C JRDirector
|
GrantCommon Stock | 11,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-21-020441 · form4.xml · nonDerivative · entry 1 Renaud Ronald C JR · CIK 0001354434 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,000 F1 · shares: These restricted stock units shall vest on the earlier of June 8, 2022 or the date of the next annual meeting of stockholders, subject to the Reporting Person's continuous service. Read SEC document |
| June 08, 2021 Filed Jun 9, 2021 23:05 UTC |
Fust Matthew KDirector
|
GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 17,500 | $0.00 Strike: $13.80 | $0.00 |
DisclosureSEC source: 0001140361-21-020432 · form4.xml · derivative · entry 2 Fust Matthew K · CIK 0001397266 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,500 Underlying: Common Stock · 17,500 shares Expires 2031-06-07 F2 · derivative.exercise_date: The option shall vest on the earlier of June 8, 2022 or the date of the next annual meeting of stockholders, subject to the Reporting Person's continuous service. Read SEC document |
| June 08, 2021 Filed Jun 9, 2021 23:05 UTC |
Fust Matthew KDirector
|
GrantCommon Stock | 11,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-21-020432 · form4.xml · nonDerivative · entry 1 Fust Matthew K · CIK 0001397266 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,854 F1 · shares: These restricted stock units shall vest on the earlier of June 8, 2022 or the date of the next annual meeting of stockholders, subject to the Reporting Person's continuous service. Read SEC document |
| June 08, 2021 Filed Jun 9, 2021 23:03 UTC |
Baynes Roy D.Director
|
GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 17,500 | $0.00 Strike: $13.80 | $0.00 |
DisclosureSEC source: 0001140361-21-020429 · form4.xml · derivative · entry 2 Baynes Roy D. · CIK 0001680739 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,500 Underlying: Common Stock · 17,500 shares Expires 2031-06-07 F2 · derivative.exercise_date: The option shall vest on the earlier of June 8, 2022 or the date of the next annual meeting of stockholders, subject to the Reporting Person's continuous service. Read SEC document |
| June 08, 2021 Filed Jun 9, 2021 23:03 UTC |
Baynes Roy D.Director
|
GrantCommon Stock | 11,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-21-020429 · form4.xml · nonDerivative · entry 1 Baynes Roy D. · CIK 0001680739 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,000 F1 · shares: These restricted stock units shall vest on the earlier of June 8, 2022 or the date of the next annual meeting of stockholders, subject to the Reporting Person's continuous service. Read SEC document |
| June 08, 2021 Filed Jun 9, 2021 20:06 UTC |
Koppikar UtpalChief Financial Officer
|
SaleCommon Stock | 5,820 | $14.06 | $81,829.20 |
DisclosureSEC source: 0001567619-21-011898 · doc1.xml · nonDerivative · entry 1 Koppikar Utpal · CIK 0001742696 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,948 F1 · kind: Shares sold pursuant to a 10b5-1 arrangement to satisfy tax obligations in connection with the vesting of previously granted Restricted Stock Units. F2 · balance_after: Includes 1,802 shares issued on May 28, 2021 pursuant to the Issuer's Employee Stock Purchase Plan. Read SEC document |
| May 18, 2021 Filed May 20, 2021 16:32 UTC |
Murugan AmarSVP, GC & Secretary
|
SaleCommon Stock | 5,681 | $14.55 | $82,658.55 |
DisclosureSEC source: 0001209191-21-034426 · doc4.xml · nonDerivative · entry 1 Murugan Amar · CIK 0001809916 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,744 F1 · kind: Shares sold pursuant to a 10b5-1 arrangement to satisfy tax obligations in connection with the vesting of previously granted Restricted Stock Units. F2 · price: The sale price of the reporting person's shares represents the weighted average price of all shares sold by a broker on May 18, 2021 and May 19, 2021 on behalf of a group of employees of the Issuer to satisfy the payment of withholding tax liability of such employees. Read SEC document |
| May 18, 2021 Filed May 20, 2021 16:31 UTC |
Touchon PascalDirector · President and CEO
|
SaleCommon Stock | 8,313 | $14.55 | $120,954.15 |
DisclosureSEC source: 0001209191-21-034425 · doc4.xml · nonDerivative · entry 1 Touchon Pascal · CIK 0001780060 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 359,308 F1 · kind: Shares sold pursuant to a 10b5-1 arrangement to satisfy tax obligations in connection with the vesting of previously granted Restricted Stock Units. F2 · price: The sale price of the reporting person's shares represents the weighted average price of all shares sold by a broker on May 18, 2021 and May 19, 2021 on behalf of a group of employees of the Issuer to satisfy the payment of withholding tax liability of such employees. Read SEC document |
| May 18, 2021 Filed May 20, 2021 20:32 UTC |
Dupont JakobEVP, Head of R&D
|
SaleCommon Stock | 5,184 | $14.55 | $75,427.20 |
DisclosureSEC source: 0001209191-21-034428 · doc4.xml · nonDerivative · entry 1 Dupont Jakob · CIK 0001553335 · EVP, Head of R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,945 F1 · kind: Shares sold pursuant to a 10b5-1 arrangement to satisfy tax obligations in connection with the vesting of previously granted Restricted Stock Units. F2 · price: The sale price of the reporting person's shares represents the weighted average price of all shares sold by a broker on May 18, 2021 and May 19, 2021 on behalf of a group of employees of the Issuer to satisfy the payment of withholding tax liability of such employees. Read SEC document |
| May 18, 2021 Filed May 20, 2021 20:33 UTC |
Newell JoeChief Operations Officer
|
SaleCommon Stock | 2,453 | $14.55 | $35,691.15 |
DisclosureSEC source: 0001209191-21-034430 · doc4.xml · nonDerivative · entry 1 Newell Joe · CIK 0001702457 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,971 F1 · kind: Shares sold pursuant to a 10b5-1 arrangement to satisfy tax obligations in connection with the vesting of previously granted Restricted Stock Units. F2 · price: The sale price of the reporting person's shares represents the weighted average price of all shares sold by a broker on May 18, 2021 and May 19, 2021 on behalf of a group of employees of the Issuer to satisfy the payment of withholding tax liability of such employees. Read SEC document |
| May 18, 2021 Filed May 20, 2021 20:30 UTC |
Koppikar UtpalChief Financial Officer
|
SaleCommon Stock | 3,616 | $14.55 | $52,612.80 |
DisclosureSEC source: 0001209191-21-034424 · doc4.xml · nonDerivative · entry 1 Koppikar Utpal · CIK 0001742696 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,966 F1 · kind: Shares sold pursuant to a 10b5-1 arrangement to satisfy tax obligations in connection with the vesting of previously granted Restricted Stock Units. F2 · price: The sale price of the reporting person's shares represents the weighted average price of all shares sold by a broker on May 18, 2021 and May 19, 2021 on behalf of a group of employees of the Issuer to satisfy the payment of withholding tax liability of such employees. Read SEC document |
| May 18, 2021 Filed May 20, 2021 20:29 UTC |
Yarema KristinChief Commercial Officer
|
SaleCommon Stock | 761 | $14.55 | $11,072.55 |
DisclosureSEC source: 0001209191-21-034422 · doc4.xml · nonDerivative · entry 1 Yarema Kristin · CIK 0001803794 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,528 F1 · kind: Shares sold pursuant to a 10b5-1 arrangement to satisfy tax obligations in connection with the vesting of previously granted Restricted Stock Units. F2 · price: The sale price of the reporting person's shares represents the weighted average price of all shares sold by a broker on May 18, 2021 and May 19, 2021 on behalf of a group of employees of the Issuer to satisfy the payment of withholding tax liability of such employees. Read SEC document |
| May 17, 2021 Filed May 17, 2021 22:32 UTC |
Newell JoeChief Operations Officer
|
SaleCommon Stock | 3,500 | $15.00 | $52,500.00 |
DisclosureSEC source: 0001209191-21-033285 · doc4.xml · nonDerivative · entry 1 Newell Joe · CIK 0001702457 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,424 F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted September 14, 2020. Read SEC document |
| April 05, 2021 Filed Apr 7, 2021 20:36 UTC |
Newell JoeChief Operations Officer
|
SaleCommon Stock | 655 | $14.74 | $9,654.70 |
DisclosureSEC source: 0001209191-21-025888 · doc4.xml · nonDerivative · entry 1 Newell Joe · CIK 0001702457 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,924 F1 · kind: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of Restricted Stock Units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person. The sale is intended to comply with the requirements of Rule 10b5-1(c)(1)(i)(B) under the Exchange Act and be interpreted to meet the requirements of Rule 10b5-1(c). Read SEC document |
| March 26, 2021 Filed Mar 30, 2021 21:19 UTC |
Koppikar UtpalChief Financial Officer
|
SaleCommon Stock | 1,761 | $14.58 | $25,675.38 |
DisclosureSEC source: 0001209191-21-023586 · doc4.xml · nonDerivative · entry 1 Koppikar Utpal · CIK 0001742696 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,582 F1 · kind: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of Restricted Stock Units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person. The sale is intended to comply with the requirements of Rule 10b5-1(c)(1)(i)(B) under the Exchange Act and be interpreted to meet the requirements of Rule 10b5-1(c). F2 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $14.58 to $14.61. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| March 26, 2021 Filed Mar 30, 2021 21:18 UTC |
Newell JoeChief Operations Officer
|
SaleCommon Stock | 2,640 | $14.58 | $38,491.20 |
DisclosureSEC source: 0001209191-21-023583 · doc4.xml · nonDerivative · entry 1 Newell Joe · CIK 0001702457 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,579 F1 · kind: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of Restricted Stock Units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person. The sale is intended to comply with the requirements of Rule 10b5-1(c)(1)(i)(B) under the Exchange Act and be interpreted to meet the requirements of Rule 10b5-1(c). F2 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $14.437 to $14.58. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| March 15, 2021 Filed Mar 15, 2021 23:25 UTC |
Newell JoeChief Operations Officer
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 709 | $0.00 Strike: $12.15 | $0.00 |
DisclosureSEC source: 0001209191-21-020578 · doc4.xml · derivative · entry 4 Newell Joe · CIK 0001702457 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,750 Underlying: Common Stock · 709 shares Expires 2030-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted September 14, 2020. F3 · derivative.exercise_date: 1/48th of the shares subject to the stock option vest and become exercisable each month with the initial installment vesting on April 1, 2020, subject to the reporting person's continuous service. Read SEC document |
| March 15, 2021 Filed Mar 15, 2021 23:25 UTC |
Newell JoeChief Operations Officer
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 2,791 | $0.00 Strike: $12.15 | $0.00 |
DisclosureSEC source: 0001209191-21-020578 · doc4.xml · derivative · entry 3 Newell Joe · CIK 0001702457 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,250 Underlying: Common Stock · 2,791 shares Expires 2030-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted September 14, 2020. F3 · derivative.exercise_date: 1/48th of the shares subject to the stock option vest and become exercisable each month with the initial installment vesting on April 1, 2020, subject to the reporting person's continuous service. Read SEC document |
| March 15, 2021 Filed Mar 15, 2021 23:25 UTC |
Newell JoeChief Operations Officer
|
SaleCommon Stock | 7,000 | $17.41 | $121,870.00 |
DisclosureSEC source: 0001209191-21-020578 · doc4.xml · nonDerivative · entry 2 Newell Joe · CIK 0001702457 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,219 F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted September 14, 2020. F2 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $17.01 to $17.59. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| March 15, 2021 Filed Mar 15, 2021 23:25 UTC |
Newell JoeChief Operations Officer
|
Exercise / conversionCommon Stock | 3,500 | $12.15 | $42,525.00 |
DisclosureSEC source: 0001209191-21-020578 · doc4.xml · nonDerivative · entry 1 Newell Joe · CIK 0001702457 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,219 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted September 14, 2020. Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 16:06 UTC |
Touchon PascalDirector · President and CEO
|
SaleCommon Stock | 4,887 | $16.74 | $81,808.38 |
DisclosureSEC source: 0001209191-21-017768 · doc4.xml · nonDerivative · entry 1 Touchon Pascal · CIK 0001780060 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 367,621 F1 · kind: Shares sold pursuant to a 10b5-1 arrangement to satisfy tax obligations in connection with the vesting of previously granted Restricted Stock Units. F2 · price: The sale price of the reporting person's shares represents the weighted average price of all shares sold by a broker on March 2, 2021 and March 3, 2021 on behalf of a group of employees of the Issuer to satisfy the payment of withholding tax liability of such employees. Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 21:08 UTC |
Newell JoeChief Operations Officer
|
SaleCommon Stock | 1,665 | $16.74 | $27,872.10 |
DisclosureSEC source: 0001209191-21-017773 · doc4.xml · nonDerivative · entry 1 Newell Joe · CIK 0001702457 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,719 F1 · kind: Shares sold pursuant to a 10b5-1 arrangement to satisfy tax obligations in connection with the vesting of previously granted Restricted Stock Units. F2 · price: The sale price of the reporting person's shares represents the weighted average price of all shares sold by a broker on March 2, 2021 and March 3, 2021 on behalf of a group of employees of the Issuer to satisfy the payment of withholding tax liability of such employees. Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 21:07 UTC |
Koppikar UtpalChief Financial Officer
|
SaleCommon Stock | 1,461 | $16.74 | $24,457.14 |
DisclosureSEC source: 0001209191-21-017770 · doc4.xml · nonDerivative · entry 1 Koppikar Utpal · CIK 0001742696 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,343 F1 · kind: Shares sold pursuant to a 10b5-1 arrangement to satisfy tax obligations in connection with the vesting of previously granted Restricted Stock Units. F2 · price: The sale price of the reporting person's shares represents the weighted average price of all shares sold by a broker on March 2, 2021 and March 3, 2021 on behalf of a group of employees of the Issuer to satisfy the payment of withholding tax liability of such employees. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 17:16 UTC |
Murugan AmarSVP, GC & Secretary
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 63,028 | $0.00 Strike: $17.11 | $0.00 |
DisclosureSEC source: 0001209191-21-017043 · doc4.xml · derivative · entry 2 Murugan Amar · CIK 0001809916 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,028 Underlying: Common Stock · 63,028 shares Expires 2031-02-28 F3 · derivative.exercise_date: 1/48th of the shares subject to the stock option vest and become exercisable each month with the initial installment vesting on April 1, 2021, subject to the reporting person's continuous service. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 17:16 UTC |
Murugan AmarSVP, GC & Secretary
|
GrantCommon Stock | 41,756 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-017043 · doc4.xml · nonDerivative · entry 1 Murugan Amar · CIK 0001809916 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,425 F1 · shares: These restricted stock units vest in 16 equal quarterly installments on each Company Quarterly Vesting Date (as defined below), with the initial installment vesting on May 15, 2021, subject to the reporting person's continuous service. Company Quarterly Vesting Date means March 1, May 15, August 15 and November 15 of each year. F2 · balance_after: Includes 669 shares purchased pursuant to the Issuer's Employee Stock Purchase Plan on November 30, 2020. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 17:13 UTC |
Touchon PascalDirector · President and CEO
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 176,886 | $0.00 Strike: $17.11 | $0.00 |
DisclosureSEC source: 0001209191-21-017030 · doc4.xml · derivative · entry 2 Touchon Pascal · CIK 0001780060 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,886 Underlying: Common Stock · 176,886 shares Expires 2031-02-28 F2 · derivative.exercise_date: 1/48th of the shares subject to the stock option vest and become exercisable each month with the initial installment vesting on April 1, 2021, subject to the reporting person's continuous service. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 17:13 UTC |
Touchon PascalDirector · President and CEO
|
GrantCommon Stock | 117,187 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-017030 · doc4.xml · nonDerivative · entry 1 Touchon Pascal · CIK 0001780060 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 372,508 F1 · shares: These restricted stock units vest in 16 equal quarterly installments on each Company Quarterly Vesting Date (as defined below), with the initial installment vesting on May 15, 2021, subject to the reporting person's continuous service. Company Quarterly Vesting Date means March 1, May 15, August 15 and November 15 of each year. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 22:17 UTC |
Dupont JakobEVP, Head of R&D
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 81,327 | $0.00 Strike: $17.11 | $0.00 |
DisclosureSEC source: 0001209191-21-017046 · doc4.xml · derivative · entry 2 Dupont Jakob · CIK 0001553335 · EVP, Head of R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,327 Underlying: Common Stock · 81,327 shares Expires 2031-02-28 F2 · derivative.exercise_date: 1/48th of the shares subject to the stock option vest and become exercisable each month with the initial installment vesting on April 1, 2021, subject to the reporting person's continuous service. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 22:17 UTC |
Dupont JakobEVP, Head of R&D
|
GrantCommon Stock | 53,879 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-017046 · doc4.xml · nonDerivative · entry 1 Dupont Jakob · CIK 0001553335 · EVP, Head of R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,129 F1 · shares: These restricted stock units vest in 16 equal quarterly installments on each Company Quarterly Vesting Date (as defined below), with the initial installment vesting on May 15, 2021, subject to the reporting person's continuous service. Company Quarterly Vesting Date means March 1, May 15, August 15 and November 15 of each year. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 22:15 UTC |
Newell JoeChief Operations Officer
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 56,929 | $0.00 Strike: $17.11 | $0.00 |
DisclosureSEC source: 0001209191-21-017040 · doc4.xml · derivative · entry 2 Newell Joe · CIK 0001702457 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,929 Underlying: Common Stock · 56,929 shares Expires 2031-02-28 F2 · derivative.exercise_date: 1/48th of the shares subject to the stock option vest and become exercisable each month with the initial installment vesting on April 1, 2021, subject to the reporting person's continuous service. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 22:15 UTC |
Newell JoeChief Operations Officer
|
GrantCommon Stock | 37,715 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-017040 · doc4.xml · nonDerivative · entry 1 Newell Joe · CIK 0001702457 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,384 F1 · shares: These restricted stock units vest in 16 equal quarterly installments on each Company Quarterly Vesting Date (as defined below), with the initial installment vesting on May 15, 2021, subject to the reporting person's continuous service. Company Quarterly Vesting Date means March 1, May 15, August 15 and November 15 of each year. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 22:15 UTC |
Yarema KristinChief Commercial Officer
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 52,862 | $0.00 Strike: $17.11 | $0.00 |
DisclosureSEC source: 0001209191-21-017037 · doc4.xml · derivative · entry 2 Yarema Kristin · CIK 0001803794 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,862 Underlying: Common Stock · 52,862 shares Expires 2031-02-28 F3 · derivative.exercise_date: 1/48th of the shares subject to the stock option vest and become exercisable each month with the initial installment vesting on April 1, 2021, subject to the reporting person's continuous service. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.