Tapewire

Nasdaq · USD

ATRA

Atara Biotherapeutics, Inc.

Export transactions ↓
Tapewire entity
6828
SEC CIK
0001604464
Parsed reports
491

Last 12 months

Inside the activity.

2 purchase rows · 18 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202505
Dec 202500
Jan 202601
Feb 202600
Mar 202608
Apr 202600
May 202613
Jun 202600
Jul 202600
Aug 202601
Sep 202610
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 16, 2023 Filed May 19, 2023 00:17 UTC SaleCommon Stock 1,719 $2.04 $3,503.32
Disclosure

SEC source: 0001140361-23-025558 · form4.xml · nonDerivative · entry 2

Hyllengren Eric J · CIK 0001966926 · SVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 226,142

F1 · kind: Shares sold automatically to satisfy tax withholding obligations in connection with the vesting of previously granted restricted stock units, pursuant to a sale-to-cover provision in the award agreement.

F2 · price: The sale price of the reporting person's shares represents the weighted average price of all shares sold by a broker on May 16, 2023 and May 17, 2023 on behalf of a group of employees of the Issuer to satisfy the payment of withholding tax liability of such employee.

Read SEC document
May 16, 2023 Filed May 19, 2023 00:17 UTC SaleCommon Stock 6,199 $2.04 $12,627.36
Disclosure

SEC source: 0001140361-23-025558 · form4.xml · nonDerivative · entry 1

Hyllengren Eric J · CIK 0001966926 · SVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 227,861

F1 · kind: Shares sold automatically to satisfy tax withholding obligations in connection with the vesting of previously granted restricted stock units, pursuant to a sale-to-cover provision in the award agreement.

F2 · price: The sale price of the reporting person's shares represents the weighted average price of all shares sold by a broker on May 16, 2023 and May 17, 2023 on behalf of a group of employees of the Issuer to satisfy the payment of withholding tax liability of such employee.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 18:48 UTC
Murugan AmarSVP, GC & Secretary
SaleCommon Stock 4,221 $3.63 $15,309.57
Disclosure

SEC source: 0001567619-23-004539 · doc1.xml · nonDerivative · entry 1

Murugan Amar · CIK 0001809916 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,334

F1 · kind: Shares sold pursuant to a 10b5-1 arrangement to satisfy tax obligations in connection with the vesting of previously granted restricted stock units.

F2 · price: The sale price of the reporting person's shares represents the weighted average price of all shares sold by a broker on March 2, 2023 and March 3, 2023 on behalf of a group of employees of the Issuer to satisfy the payment of withholding tax liability of such employee.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 18:49 UTC
Touchon PascalDirector · President and CEO
SaleCommon Stock 15,679 $3.63 $56,867.73
Disclosure

SEC source: 0001567619-23-004540 · doc1.xml · nonDerivative · entry 1

Touchon Pascal · CIK 0001780060 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 750,728

F1 · kind: Shares sold pursuant to a 10b5-1 arrangement to satisfy tax obligations in connection with the vesting of previously granted restricted stock units.

F2 · price: The sale price of the reporting person's shares represents the weighted average price of all shares sold by a broker on March 2, 2023 and March 3, 2023 on behalf of a group of employees of the Issuer to satisfy the payment of withholding tax liability of such employee.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 23:46 UTC
Dupont JakobEVP, Head of R&D
SaleCommon Stock 5,074 $3.63 $18,403.40
Disclosure

SEC source: 0001567619-23-004537 · doc1.xml · nonDerivative · entry 1

Dupont Jakob · CIK 0001553335 · EVP, Head of R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 290,794

F1 · kind: Shares sold pursuant to a 10b5-1 arrangement to satisfy tax obligations in connection with the vesting of previously granted restricted stock units.

F2 · price: The sale price of the reporting person's shares represents the weighted average price of all shares sold by a broker on March 2, 2023 and March 3, 2023 on behalf of a group of employees of the Issuer to satisfy the payment of withholding tax liability of such employee.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 23:47 UTC
Koppikar UtpalChief Financial Officer
SaleCommon Stock 6,871 $3.63 $24,921.12
Disclosure

SEC source: 0001567619-23-004538 · doc1.xml · nonDerivative · entry 1

Koppikar Utpal · CIK 0001742696 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,978

F1 · kind: Shares sold pursuant to a 10b5-1 arrangement to satisfy tax obligations in connection with the vesting of previously granted restricted stock units.

F2 · price: The sale price of the reporting person's shares represents the weighted average price of all shares sold by a broker on March 2, 2023 and March 3, 2023 on behalf of a group of employees of the Issuer to satisfy the payment of withholding tax liability of such employee.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 17:15 UTC
Murugan AmarSVP, GC & Secretary
GrantEmployee Stock Option (Right to Buy) · Derivative 349,593 $0.00 Strike: $3.91 $0.00
Disclosure

SEC source: 0001140361-23-010097 · form4.xml · derivative · entry 2

Murugan Amar · CIK 0001809916 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 349,593

Underlying: Common Stock · 349,593 shares

Expires 2033-02-28

F3 · derivative.exercise_date: 1/36th of the shares subject to the stock option vest and become exercisable each month, with the initial installment vesting on April 1, 2023, subject to the reporting person's continuous service.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 17:15 UTC
Murugan AmarSVP, GC & Secretary
GrantCommon Stock 155,375 $0.00 $0.00
Disclosure

SEC source: 0001140361-23-010097 · form4.xml · nonDerivative · entry 1

Murugan Amar · CIK 0001809916 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283,555

F1 · shares: These restricted stock units vest in 12 equal quarterly installments on each Company Quarterly Vesting Date (as defined below), with the initial installment vesting on May 15, 2023, subject to the reporting person's continuous service. "Company Quarterly Vesting Date" means March 1, May 15, August 15 and November 15 of each year.

F2 · balance_after: Includes 594 shares purchased under the Issuer's Employee Stock Purchase Plan on November 30, 2022.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 17:16 UTC
Touchon PascalDirector · President and CEO
GrantEmployee Stock Option (Right to Buy) · Derivative 730,600 $0.00 Strike: $3.91 $0.00
Disclosure

SEC source: 0001140361-23-010102 · form4.xml · derivative · entry 2

Touchon Pascal · CIK 0001780060 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 730,600

Underlying: Common Stock · 730,600 shares

Expires 2033-02-28

F2 · derivative.exercise_date: 1/36th of the shares subject to the stock option vest and become exercisable each month, with the initial installment vesting on April 1, 2023, subject to the reporting person's continuous service.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 17:16 UTC
Touchon PascalDirector · President and CEO
GrantCommon Stock 324,711 $0.00 $0.00
Disclosure

SEC source: 0001140361-23-010102 · form4.xml · nonDerivative · entry 1

Touchon Pascal · CIK 0001780060 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 766,407

F1 · shares: These restricted stock units vest in 12 equal quarterly installments on each Company Quarterly Vesting Date (as defined below), with the initial installment vesting on May 15, 2023, subject to the reporting person's continuous service. "Company Quarterly Vesting Date" means March 1, May 15, August 15 and November 15 of each year.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 22:15 UTC
Dupont JakobEVP, Head of R&D
GrantEmployee Stock Option (Right to Buy) · Derivative 317,987 $0.00 Strike: $3.91 $0.00
Disclosure

SEC source: 0001140361-23-010100 · form4.xml · derivative · entry 2

Dupont Jakob · CIK 0001553335 · EVP, Head of R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 317,987

Underlying: Common Stock · 317,987 shares

Expires 2033-02-28

F2 · derivative.exercise_date: 1/36th of the shares subject to the stock option vest and become exercisable each month, with the initial installment vesting on April 1, 2023, subject to the reporting person's continuous service.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 22:15 UTC
Dupont JakobEVP, Head of R&D
GrantCommon Stock 141,328 $0.00 $0.00
Disclosure

SEC source: 0001140361-23-010100 · form4.xml · nonDerivative · entry 1

Dupont Jakob · CIK 0001553335 · EVP, Head of R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295,868

F1 · shares: These restricted stock units vest in 12 equal quarterly installments on each Company Quarterly Vesting Date (as defined below), with the initial installment vesting on May 15, 2023, subject to the reporting person's continuous service. "Company Quarterly Vesting Date" means March 1, May 15, August 15 and November 15 of each year.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 22:16 UTC
Banard Charlene A.EVP, Chief Technical Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 314,325 $0.00 Strike: $3.91 $0.00
Disclosure

SEC source: 0001140361-23-010104 · form4.xml · derivative · entry 2

Banard Charlene A. · CIK 0001919506 · EVP, Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 314,325

Underlying: Common Stock · 314,325 shares

Expires 2033-02-28

F2 · derivative.exercise_date: 1/36th of the shares subject to the stock option vest and become exercisable each month, with the initial installment vesting on April 1, 2023, subject to the reporting person's continuous service.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 22:16 UTC
Banard Charlene A.EVP, Chief Technical Officer
GrantCommon Stock 139,700 $0.00 $0.00
Disclosure

SEC source: 0001140361-23-010104 · form4.xml · nonDerivative · entry 1

Banard Charlene A. · CIK 0001919506 · EVP, Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295,050

F1 · shares: These restricted stock units vest in 12 equal quarterly installments on each Company Quarterly Vesting Date (as defined below), with the initial installment vesting on May 15, 2023, subject to the reporting person's continuous service. "Company Quarterly Vesting Date" means March 1, May 15, August 15 and November 15 of each year.

Read SEC document
February 07, 2023 Filed Feb 9, 2023 22:00 UTC
Koppikar UtpalChief Financial Officer
SaleCommon Stock 2,485 $5.46 $13,568.10
Disclosure

SEC source: 0001567619-23-002174 · doc1.xml · nonDerivative · entry 1

Koppikar Utpal · CIK 0001742696 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,849

F1 · kind: Shares sold pursuant to a 10b5-1 arrangement to satisfy tax obligations in connection with the vesting of previously granted restricted stock units.

Read SEC document
November 16, 2022 Filed Nov 18, 2022 20:13 UTC
Murugan AmarSVP, GC & Secretary
SaleCommon Stock 3,612 $4.49 $16,217.88
Disclosure

SEC source: 0001140361-22-042379 · form4.xml · nonDerivative · entry 1

Murugan Amar · CIK 0001809916 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,586

F1 · kind: Shares sold pursuant to a 10b5-1 arrangement to satisfy tax obligations in connection with the vesting of previously granted restricted stock units.

F2 · price: The sale price of the reporting person's shares represents the weighted average price of all shares sold by a broker on November 16, 2022 and November 17, 2022 on behalf of a group of employees of the Issuer to satisfy the payment of withholding tax liability of such employee.

Read SEC document
November 16, 2022 Filed Nov 18, 2022 20:13 UTC
Touchon PascalDirector · President and CEO
SaleCommon Stock 15,591 $4.49 $70,003.59
Disclosure

SEC source: 0001140361-22-042380 · form4.xml · nonDerivative · entry 1

Touchon Pascal · CIK 0001780060 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 441,696

F1 · kind: Shares sold pursuant to a 10b5-1 arrangement to satisfy tax obligations in connection with the vesting of previously granted restricted stock units.

F2 · price: The sale price of the reporting person's shares represents the weighted average price of all shares sold by a broker on November 16, 2022 and November 17, 2022 on behalf of a group of employees of the Issuer to satisfy the payment of withholding tax liability of such employee.

Read SEC document
November 16, 2022 Filed Nov 19, 2022 01:13 UTC
Dupont JakobEVP, Head of R&D
SaleCommon Stock 1,124 $4.49 $5,047.88
Disclosure

SEC source: 0001140361-22-042381 · form4.xml · nonDerivative · entry 2

Dupont Jakob · CIK 0001553335 · EVP, Head of R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,540

F1 · kind: Shares sold pursuant to a 10b5-1 arrangement to satisfy tax obligations in connection with the vesting of previously granted restricted stock units.

F2 · price: The sale price of the reporting person's shares represents the weighted average price of all shares sold by a broker on November 16, 2022 and November 17, 2022 on behalf of a group of employees of the Issuer to satisfy the payment of withholding tax liability of such employee.

Read SEC document
November 16, 2022 Filed Nov 19, 2022 01:13 UTC
Dupont JakobEVP, Head of R&D
SaleCommon Stock 3,218 $4.49 $14,448.82
Disclosure

SEC source: 0001140361-22-042381 · form4.xml · nonDerivative · entry 1

Dupont Jakob · CIK 0001553335 · EVP, Head of R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,664

F1 · kind: Shares sold pursuant to a 10b5-1 arrangement to satisfy tax obligations in connection with the vesting of previously granted restricted stock units.

F2 · price: The sale price of the reporting person's shares represents the weighted average price of all shares sold by a broker on November 16, 2022 and November 17, 2022 on behalf of a group of employees of the Issuer to satisfy the payment of withholding tax liability of such employee.

Read SEC document
November 16, 2022 Filed Nov 19, 2022 01:13 UTC
Koppikar UtpalChief Financial Officer
SaleCommon Stock 1,083 $4.49 $4,863.75
Disclosure

SEC source: 0001140361-22-042378 · form4.xml · nonDerivative · entry 2

Koppikar Utpal · CIK 0001742696 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,334

F1 · kind: Shares sold pursuant to a 10b5-1 arrangement to satisfy tax obligations in connection with the vesting of previously granted restricted stock units.

F2 · price: The sale price of the reporting person's shares represents the weighted average price of all shares sold by a broker on November 16, 2022 and November 17, 2022 on behalf of a group of employees of the Issuer to satisfy the payment of withholding tax liability of such employee.

Read SEC document
November 16, 2022 Filed Nov 19, 2022 01:13 UTC
Koppikar UtpalChief Financial Officer
SaleCommon Stock 5,172 $4.49 $23,222.28
Disclosure

SEC source: 0001140361-22-042378 · form4.xml · nonDerivative · entry 1

Koppikar Utpal · CIK 0001742696 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,417

F1 · kind: Shares sold pursuant to a 10b5-1 arrangement to satisfy tax obligations in connection with the vesting of previously granted restricted stock units.

F2 · price: The sale price of the reporting person's shares represents the weighted average price of all shares sold by a broker on November 16, 2022 and November 17, 2022 on behalf of a group of employees of the Issuer to satisfy the payment of withholding tax liability of such employee.

Read SEC document
August 16, 2022 Filed Aug 18, 2022 18:24 UTC
Touchon PascalDirector · President and CEO
SaleCommon Stock 14,806 $5.04 $74,548.21
Disclosure

SEC source: 0001140361-22-030302 · form4.xml · nonDerivative · entry 1

Touchon Pascal · CIK 0001780060 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 457,287

F1 · kind: Shares sold pursuant to a 10b5-1 arrangement to satisfy tax obligations in connection with the vesting of previously granted restricted stock units.

F2 · price: The sale price of the reporting person's shares represents the weighted average price of all shares sold by a broker on August 16, 2022 on behalf of a group of employees of the Issuer to satisfy the payment of withholding tax liability of such employee.

Read SEC document
August 16, 2022 Filed Aug 18, 2022 18:21 UTC
Murugan AmarSVP, GC & Secretary
SaleCommon Stock 2,234 $5.04 $11,248.19
Disclosure

SEC source: 0001140361-22-030299 · form4.xml · nonDerivative · entry 2

Murugan Amar · CIK 0001809916 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,198

F1 · kind: Shares sold pursuant to a 10b5-1 arrangement to satisfy tax obligations in connection with the vesting of previously granted restricted stock units.

F2 · price: The sale price of the reporting person's shares represents the weighted average price of all shares sold by a broker on August 16, 2022 on behalf of a group of employees of the Issuer to satisfy the payment of withholding tax liability of such employee.

Read SEC document
August 16, 2022 Filed Aug 18, 2022 18:21 UTC
Murugan AmarSVP, GC & Secretary
SaleCommon Stock 1,196 $5.03 $6,020.66
Disclosure

SEC source: 0001140361-22-030299 · form4.xml · nonDerivative · entry 1

Murugan Amar · CIK 0001809916 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,432

F1 · kind: Shares sold pursuant to a 10b5-1 arrangement to satisfy tax obligations in connection with the vesting of previously granted restricted stock units.

F2 · price: The sale price of the reporting person's shares represents the weighted average price of all shares sold by a broker on August 16, 2022 on behalf of a group of employees of the Issuer to satisfy the payment of withholding tax liability of such employee.

F3 · balance_after: Includes 893 shares purchased under the Issuer's Employee Stock Purchase Plan on May 31, 2022.

Read SEC document
August 16, 2022 Filed Aug 18, 2022 22:21 UTC
Dupont JakobEVP, Head of R&D
SaleCommon Stock 4,124 $5.03 $20,760.22
Disclosure

SEC source: 0001140361-22-030300 · form4.xml · nonDerivative · entry 1

Dupont Jakob · CIK 0001553335 · EVP, Head of R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,882

F1 · kind: Shares sold pursuant to a 10b5-1 arrangement to satisfy tax obligations in connection with the vesting of previously granted restricted stock units.

F2 · price: The sale price of the reporting person's shares represents the weighted average price of all shares sold by a broker on August 16, 2022 on behalf of a group of employees of the Issuer to satisfy the payment of withholding tax liability of such employee.

Read SEC document
August 16, 2022 Filed Aug 18, 2022 22:20 UTC
Koppikar UtpalChief Financial Officer
SaleCommon Stock 5,940 $5.04 $29,907.90
Disclosure

SEC source: 0001140361-22-030297 · form4.xml · nonDerivative · entry 1

Koppikar Utpal · CIK 0001742696 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,589

F1 · kind: Shares sold pursuant to a 10b5-1 arrangement to satisfy tax obligations in connection with the vesting of previously granted restricted stock units.

F2 · price: The sale price of the reporting person's shares represents the weighted average price of all shares sold by a broker on August 16, 2022 on behalf of a group of employees of the Issuer to satisfy the payment of withholding tax liability of such employee.

Read SEC document
June 27, 2022 Filed Jun 29, 2022 16:48 UTC
Touchon PascalDirector · President and CEO
SaleCommon Stock 14,220 $7.20 $102,384.00
Disclosure

SEC source: 0001567619-22-013481 · doc1.xml · nonDerivative · entry 1

Touchon Pascal · CIK 0001780060 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 472,093

F1 · kind: Shares sold pursuant to a 10b5-1 arrangement to satisfy tax obligations in connection with the vesting of previously granted restricted stock units.

Read SEC document
June 23, 2022 Filed Jun 27, 2022 20:48 UTC
MALLIK AMEETDirector
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 31,500 $0.00 Strike: $7.35 $0.00
Disclosure

SEC source: 0001140361-22-024163 · form4.xml · derivative · entry 2

MALLIK AMEET · CIK 0001861441 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,500

Underlying: Common Stock · 31,500 shares

Expires 2032-06-22

F2 · derivative.exercise_date: The option shall vest on the earlier of June 23, 2023 or the date of the next annual meeting of stockholders, subject to the Reporting Person's continuous service.

Read SEC document
June 23, 2022 Filed Jun 27, 2022 20:48 UTC
MALLIK AMEETDirector
GrantCommon Stock 20,500 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-024163 · form4.xml · nonDerivative · entry 1

MALLIK AMEET · CIK 0001861441 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,500

F1 · shares: These restricted stock units shall vest on the earlier of June 23, 2023 or the date of the next annual meeting of stockholders, subject to the Reporting Person's continuous service.

Read SEC document
June 23, 2022 Filed Jun 27, 2022 16:48 UTC GrantNon-Qualified Stock Option (Right to Buy) · Derivative 31,500 $0.00 Strike: $7.35 $0.00
Disclosure

SEC source: 0001140361-22-024162 · form4.xml · derivative · entry 2

Roncarolo Maria Grazia · CIK 0001811671 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,500

Underlying: Common Stock · 31,500 shares

Expires 2032-06-22

F2 · derivative.exercise_date: The option shall vest on the earlier of June 23, 2023 or the date of the next annual meeting of stockholders, subject to the Reporting Person's continuous service.

Read SEC document
June 23, 2022 Filed Jun 27, 2022 16:48 UTC GrantCommon Stock 20,500 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-024162 · form4.xml · nonDerivative · entry 1

Roncarolo Maria Grazia · CIK 0001811671 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,500

F1 · shares: These restricted stock units shall vest on the earlier of June 23, 2023 or the date of the next annual meeting of stockholders, subject to the Reporting Person's continuous service.

Read SEC document
June 23, 2022 Filed Jun 27, 2022 20:48 UTC GrantNon-Qualified Stock Option (Right to Buy) · Derivative 31,500 $0.00 Strike: $7.35 $0.00
Disclosure

SEC source: 0001140361-22-024158 · form4.xml · derivative · entry 6

SEIDENBERG BETH C · CIK 0001184592 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,500

Underlying: Common Stock · 31,500 shares

Expires 2032-06-22

F6 · derivative.exercise_date: The option shall vest on the earlier of June 23, 2023 or the date of the next annual meeting of stockholders, subject to the Reporting Person's continuous service.

Read SEC document
June 23, 2022 Filed Jun 27, 2022 20:48 UTC GrantCommon Stock 20,500 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-024158 · form4.xml · nonDerivative · entry 1

SEIDENBERG BETH C · CIK 0001184592 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,689

F1 · shares: These restricted stock units shall vest on the earlier of June 23, 2023 or the date of the next annual meeting of stockholders, subject to the Reporting Person's continuous service.

Read SEC document
June 23, 2022 Filed Jun 27, 2022 20:48 UTC GrantNon-Qualified Stock Option (Right to Buy) · Derivative 31,500 $0.00 Strike: $7.35 $0.00
Disclosure

SEC source: 0001140361-22-024160 · form4.xml · derivative · entry 2

DOBMEIER ERIC · CIK 0001202785 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,500

Underlying: Common Stock · 31,500 shares

Expires 2032-06-22

F2 · derivative.exercise_date: The option shall vest on the earlier of June 23, 2023 or the date of the next annual meeting of stockholders, subject to the Reporting Person's continuous service.

Read SEC document
June 23, 2022 Filed Jun 27, 2022 20:48 UTC GrantCommon Stock 20,500 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-024160 · form4.xml · nonDerivative · entry 1

DOBMEIER ERIC · CIK 0001202785 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,500

F1 · shares: These restricted stock units shall vest on the earlier of June 23, 2023 or the date of the next annual meeting of stockholders, subject to the Reporting Person's continuous service.

Read SEC document
June 23, 2022 Filed Jun 27, 2022 20:48 UTC GrantNon-Qualified Stock Option (Right to Buy) · Derivative 31,500 $0.00 Strike: $7.35 $0.00
Disclosure

SEC source: 0001140361-22-024165 · form4.xml · derivative · entry 2

HEIDEN WILLIAM K · CIK 0001214939 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,500

Underlying: Common Stock · 31,500 shares

Expires 2032-06-22

F2 · derivative.exercise_date: The option shall vest on the earlier of June 23, 2023 or the date of the next annual meeting of stockholders, subject to the Reporting Person's continuous service.

Read SEC document
June 23, 2022 Filed Jun 27, 2022 20:48 UTC GrantCommon Stock 20,500 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-024165 · form4.xml · nonDerivative · entry 1

HEIDEN WILLIAM K · CIK 0001214939 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,000

F1 · shares: These restricted stock units shall vest on the earlier of June 23, 2023 or the date of the next annual meeting of stockholders, subject to the Reporting Person's continuous service.

Read SEC document
June 23, 2022 Filed Jun 27, 2022 20:48 UTC GrantNon-Qualified Stock Option (Right to Buy) · Derivative 31,500 $0.00 Strike: $7.35 $0.00
Disclosure

SEC source: 0001140361-22-024166 · form4.xml · derivative · entry 2

Gallagher Carol Giltner · CIK 0001329959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,500

Underlying: Common Stock · 31,500 shares

Expires 2032-06-22

F3 · derivative.exercise_date: The option shall vest on the earlier of June 23, 2023 or the date of the next annual meeting of stockholders, subject to the Reporting Person's continuous service.

Read SEC document
June 23, 2022 Filed Jun 27, 2022 20:48 UTC GrantCommon Stock 20,500 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-024166 · form4.xml · nonDerivative · entry 1

Gallagher Carol Giltner · CIK 0001329959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,418

F1 · shares: These restricted stock units shall vest on the earlier of June 23, 2023 or the date of the next annual meeting of stockholders, subject to the Reporting Person's continuous service.

F2 · balance_after: The amount of securities beneficially owned by the reporting person shown here corrects an inadvertent understatement of 100 shares in a prior Form 4.

Read SEC document
June 23, 2022 Filed Jun 27, 2022 20:48 UTC GrantNon-Qualified Stock Option (Right to Buy) · Derivative 31,500 $0.00 Strike: $7.35 $0.00
Disclosure

SEC source: 0001140361-22-024159 · form4.xml · derivative · entry 2

Renaud Ronald C JR · CIK 0001354434 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,500

Underlying: Common Stock · 31,500 shares

Expires 2032-06-22

F2 · derivative.exercise_date: The option shall vest on the earlier of June 23, 2023 or the date of the next annual meeting of stockholders, subject to the Reporting Person's continuous service.

Read SEC document
June 23, 2022 Filed Jun 27, 2022 20:48 UTC GrantCommon Stock 20,500 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-024159 · form4.xml · nonDerivative · entry 1

Renaud Ronald C JR · CIK 0001354434 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,500

F1 · shares: These restricted stock units shall vest on the earlier of June 23, 2023 or the date of the next annual meeting of stockholders, subject to the Reporting Person's continuous service.

Read SEC document
June 23, 2022 Filed Jun 27, 2022 20:48 UTC GrantNon-Qualified Stock Option (Right to Buy) · Derivative 31,500 $0.00 Strike: $7.35 $0.00
Disclosure

SEC source: 0001140361-22-024164 · form4.xml · derivative · entry 2

Fust Matthew K · CIK 0001397266 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,500

Underlying: Common Stock · 31,500 shares

Expires 2032-06-22

F2 · derivative.exercise_date: The option shall vest on the earlier of June 23, 2023 or the date of the next annual meeting of stockholders, subject to the Reporting Person's continuous service.

Read SEC document
June 23, 2022 Filed Jun 27, 2022 20:48 UTC GrantCommon Stock 20,500 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-024164 · form4.xml · nonDerivative · entry 1

Fust Matthew K · CIK 0001397266 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,000

F1 · shares: These restricted stock units shall vest on the earlier of June 23, 2023 or the date of the next annual meeting of stockholders, subject to the Reporting Person's continuous service.

Read SEC document
June 23, 2022 Filed Jun 27, 2022 20:48 UTC GrantNon-Qualified Stock Option (Right to Buy) · Derivative 31,500 $0.00 Strike: $7.35 $0.00
Disclosure

SEC source: 0001140361-22-024161 · form4.xml · derivative · entry 2

Baynes Roy D. · CIK 0001680739 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,500

Underlying: Common Stock · 31,500 shares

Expires 2032-06-22

F2 · derivative.exercise_date: The option shall vest on the earlier of June 23, 2023 or the date of the next annual meeting of stockholders, subject to the Reporting Person's continuous service.

Read SEC document
June 23, 2022 Filed Jun 27, 2022 20:48 UTC GrantCommon Stock 20,500 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-024161 · form4.xml · nonDerivative · entry 1

Baynes Roy D. · CIK 0001680739 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,500

F1 · shares: These restricted stock units shall vest on the earlier of June 23, 2023 or the date of the next annual meeting of stockholders, subject to the Reporting Person's continuous service.

Read SEC document
June 08, 2022 Filed Jun 10, 2022 20:20 UTC
Koppikar UtpalChief Financial Officer
SaleCommon Stock 5,853 $5.63 $32,952.39
Disclosure

SEC source: 0001567619-22-012667 · doc1.xml · nonDerivative · entry 1

Koppikar Utpal · CIK 0001742696 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,529

F1 · kind: Shares sold pursuant to a 10b5-1 arrangement to satisfy tax obligations in connection with the vesting of previously granted restricted stock units.

F2 · balance_after: Includes 1,790 shares purchased under the Issuer's Employee Stock Purchase Plan on May 31, 2022.

Read SEC document
May 17, 2022 Filed May 19, 2022 17:20 UTC
Murugan AmarSVP, GC & Secretary
SaleCommon Stock 906 $5.32 $4,817.20
Disclosure

SEC source: 0001140361-22-019990 · form4.xml · nonDerivative · entry 2

Murugan Amar · CIK 0001809916 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,735

F1 · kind: Shares sold pursuant to a 10b5-1 arrangement to satisfy tax obligations in connection with the vesting of previously granted restricted stock units.

F2 · price: The sale price of the reporting person's shares represents the weighted average price of all shares sold by a broker on May 17, 2022 and May 18, 2022 on behalf of a group of employees of the Issuer to satisfy the payment of withholding tax liability of such employee.

Read SEC document
May 17, 2022 Filed May 19, 2022 17:20 UTC
Murugan AmarSVP, GC & Secretary
SaleCommon Stock 2,317 $5.32 $12,317.17
Disclosure

SEC source: 0001140361-22-019990 · form4.xml · nonDerivative · entry 1

Murugan Amar · CIK 0001809916 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,641

F1 · kind: Shares sold pursuant to a 10b5-1 arrangement to satisfy tax obligations in connection with the vesting of previously granted restricted stock units.

F2 · price: The sale price of the reporting person's shares represents the weighted average price of all shares sold by a broker on May 17, 2022 and May 18, 2022 on behalf of a group of employees of the Issuer to satisfy the payment of withholding tax liability of such employee.

Read SEC document
May 17, 2022 Filed May 19, 2022 17:04 UTC
Touchon PascalDirector · President and CEO
SaleCommon Stock 13,913 $5.32 $73,961.51
Disclosure

SEC source: 0001140361-22-019978 · form4.xml · nonDerivative · entry 1

Touchon Pascal · CIK 0001780060 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 486,313

F1 · kind: Shares sold pursuant to a 10b5-1 arrangement to satisfy tax obligations in connection with the vesting of previously granted restricted stock units.

F2 · price: The sale price of the reporting person's shares represents the weighted average price of all shares sold by a broker on May 17, 2022 and May 18, 2022 on behalf of a group of employees of the Issuer to satisfy the payment of withholding tax liability of such employee.

Read SEC document
May 17, 2022 Filed May 19, 2022 21:08 UTC
Dupont JakobEVP, Head of R&D
SaleCommon Stock 3,873 $5.32 $20,596.61
Disclosure

SEC source: 0001140361-22-019981 · form4.xml · nonDerivative · entry 1

Dupont Jakob · CIK 0001553335 · EVP, Head of R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,006

F1 · kind: Shares sold pursuant to a 10b5-1 arrangement to satisfy tax obligations in connection with the vesting of previously granted restricted stock units.

F2 · price: The sale price of the reporting person's shares represents the weighted average price of all shares sold by a broker on May 17, 2022 and May 18, 2022 on behalf of a group of employees of the Issuer to satisfy the payment of withholding tax liability of such employee.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.