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Nasdaq · USD

ATRA

Atara Biotherapeutics, Inc.

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Tapewire entity
6828
SEC CIK
0001604464
Parsed reports
491

Last 12 months

Inside the activity.

2 purchase rows · 18 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202505
Dec 202500
Jan 202601
Feb 202600
Mar 202608
Apr 202600
May 202613
Jun 202600
Jul 202600
Aug 202601
Sep 202610
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 04, 2024 Filed Mar 6, 2024 23:18 UTC
Nguyen AnhCoEVP, Chief Sci. & Tech Officer
SaleCommon Stock 10,746 $0.72 $7,737.12
Disclosure

SEC source: 0000905148-24-000910 · form4.xml · nonDerivative · entry 1

Nguyen AnhCo · CIK 0001977970 · EVP, Chief Sci. & Tech Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 941,397

F1 · kind: Shares sold automatically to satisfy tax withholding obligations in connection with the vesting of previously granted restricted stock units, pursuant to a sale-to-cover provision in the award agreement.

F2 · price: The sale price of the reporting person's shares represents the weighted average price of all shares sold by a broker on March 4, 2024 and March 5, 2024 on behalf of a group of employees of the Issuer to satisfy the payment of withholding tax liability of such employees.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 23:17 UTC SaleCommon Stock 5,217 $0.72 $3,756.24
Disclosure

SEC source: 0000905148-24-000908 · form4.xml · nonDerivative · entry 2

Hyllengren Eric J · CIK 0001966926 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 674,319

F1 · kind: Shares sold automatically to satisfy tax withholding obligations in connection with the vesting of previously granted restricted stock units, pursuant to a sale-to-cover provision in the award agreement.

F2 · price: The sale price of the reporting person's shares represents the weighted average price of all shares sold by a broker on March 4, 2024 and March 5, 2024 on behalf of a group of employees of the Issuer to satisfy the payment of withholding tax liability of such employees.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 23:17 UTC SaleCommon Stock 1,462 $0.72 $1,054.10
Disclosure

SEC source: 0000905148-24-000908 · form4.xml · nonDerivative · entry 1

Hyllengren Eric J · CIK 0001966926 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 679,536

F1 · kind: Shares sold automatically to satisfy tax withholding obligations in connection with the vesting of previously granted restricted stock units, pursuant to a sale-to-cover provision in the award agreement.

F2 · price: The sale price of the reporting person's shares represents the weighted average price of all shares sold by a broker on March 4, 2024 and March 5, 2024 on behalf of a group of employees of the Issuer to satisfy the payment of withholding tax liability of such employees.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 23:16 UTC
Henrich JillEVP, Global Head RA & Quality
SaleCommon Stock 3,879 $0.72 $2,792.88
Disclosure

SEC source: 0000905148-24-000907 · form4.xml · nonDerivative · entry 1

Henrich Jill · CIK 0001978096 · EVP, Global Head RA & Quality

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 555,001

F1 · kind: Shares sold automatically to satisfy tax withholding obligations in connection with the vesting of previously granted restricted stock units, pursuant to a sale-to-cover provision in the award agreement.

F2 · price: The sale price of the reporting person's shares represents the weighted average price of all shares sold by a broker on March 4, 2024 and March 5, 2024 on behalf of a group of employees of the Issuer to satisfy the payment of withholding tax liability of such employees.

Read SEC document
January 08, 2024 Filed Jan 9, 2024 16:40 UTC
Murugan AmarEVP, Chief Legal Officer
GrantCommon Stock 475,000 $0.00 $0.00
Disclosure

SEC source: 0000905148-24-000113 · form4.xml · nonDerivative · entry 1

Murugan Amar · CIK 0001809916 · EVP, Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 737,565

F1 · shares: These restricted stock units vest as to 1/8th of the total number of shares (rounded down to the next whole number of shares) on the second Quarterly Vesting Date (as defined below) following January 8, 2024, and as to 1/8th of the total number of shares (rounded down to the next whole number of shares) on the next seven Quarterly Vesting Dates, such that all of the shares shall be vested on the last Quarterly Vesting Date, subject to the reporting person's continuous service. "Quarterly Vesting Date" means March 1, May 15, August 15, and November 15 of each year, provided that if such date falls on a weekend or holiday, the Quarterly Vesting Date shall be the first business day after such date.

F2 · balance_after: Includes 5,481 shares purchased under the Issuer's Employee Stock Purchase Plan on November 30, 2023.

Read SEC document
January 08, 2024 Filed Jan 9, 2024 16:41 UTC
Touchon PascalDirector · President and CEO
GrantCommon Stock 1,280,000 $0.00 $0.00
Disclosure

SEC source: 0000905148-24-000115 · form4.xml · nonDerivative · entry 1

Touchon Pascal · CIK 0001780060 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,935,496

F1 · shares: These restricted stock units vest as to 1/8th of the total number of shares (rounded down to the next whole number of shares) on the second Quarterly Vesting Date (as defined below) following January 8, 2024, and as to 1/8th of the total number of shares (rounded down to the next whole number of shares) on the next seven Quarterly Vesting Dates, such that all of the shares shall be vested on the last Quarterly Vesting Date, subject to the reporting person's continuous service. "Quarterly Vesting Date" means March 1, May 15, August 15, and November 15 of each year, provided that if such date falls on a weekend or holiday, the Quarterly Vesting Date shall be the first business day after such date.

Read SEC document
January 08, 2024 Filed Jan 9, 2024 21:40 UTC
Nguyen AnhCoEVP, Chief Sci. & Tech Officer
GrantCommon Stock 675,000 $0.00 $0.00
Disclosure

SEC source: 0000905148-24-000114 · form4.xml · nonDerivative · entry 1

Nguyen AnhCo · CIK 0001977970 · EVP, Chief Sci. & Tech Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 952,143

F1 · shares: These restricted stock units vest as to 1/8th of the total number of shares (rounded down to the next whole number of shares) on the second Quarterly Vesting Date (as defined below) following January 8, 2024, and as to 1/8th of the total number of shares (rounded down to the next whole number of shares) on the next seven Quarterly Vesting Dates, such that all of the shares shall be vested on the last Quarterly Vesting Date, subject to the reporting person's continuous service. "Quarterly Vesting Date" means March 1, May 15, August 15, and November 15 of each year, provided that if such date falls on a weekend or holiday, the Quarterly Vesting Date shall be the first business day after such date.

Read SEC document
January 08, 2024 Filed Jan 9, 2024 21:40 UTC GrantCommon Stock 475,000 $0.00 $0.00
Disclosure

SEC source: 0000905148-24-000112 · form4.xml · nonDerivative · entry 1

Hyllengren Eric J · CIK 0001966926 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 680,998

F1 · shares: These restricted stock units vest as to 1/8th of the total number of shares (rounded down to the next whole number of shares) on the second Quarterly Vesting Date (as defined below) following January 8, 2024, and as to 1/8th of the total number of shares (rounded down to the next whole number of shares) on the next seven Quarterly Vesting Dates, such that all of the shares shall be vested on the last Quarterly Vesting Date, subject to the reporting person's continuous service. "Quarterly Vesting Date" means March 1, May 15, August 15, and November 15 of each year, provided that if such date falls on a weekend or holiday, the Quarterly Vesting Date shall be the first business day after such date.

Read SEC document
January 08, 2024 Filed Jan 9, 2024 21:40 UTC
Henrich JillEVP, Global Head RA & Quality
GrantCommon Stock 450,000 $0.00 $0.00
Disclosure

SEC source: 0000905148-24-000111 · form4.xml · nonDerivative · entry 1

Henrich Jill · CIK 0001978096 · EVP, Global Head RA & Quality

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 558,880

F1 · shares: These restricted stock units vest as to 1/8th of the total number of shares (rounded down to the next whole number of shares) on the second Quarterly Vesting Date (as defined below) following January 8, 2024, and as to 1/8th of the total number of shares (rounded down to the next whole number of shares) on the next seven Quarterly Vesting Dates, such that all of the shares shall be vested on the last Quarterly Vesting Date, subject to the reporting person's continuous service. "Quarterly Vesting Date" means March 1, May 15, August 15, and November 15 of each year, provided that if such date falls on a weekend or holiday, the Quarterly Vesting Date shall be the first business day after such date.

F2 · balance_after: Includes 4,456 shares purchased under the Issuer's Employee Stock Purchase Plan on November 30, 2023.

Read SEC document
November 16, 2023 Filed Nov 20, 2023 17:30 UTC
Murugan AmarEVP, Chief Legal Officer
SaleCommon Stock 8,307 $0.39 $3,231.42
Disclosure

SEC source: 0000905148-23-001511 · form4.xml · nonDerivative · entry 1

Murugan Amar · CIK 0001809916 · EVP, Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 257,084

F1 · kind: Shares sold automatically to satisfy tax withholding obligations in connection with the vesting of previously granted restricted stock units, pursuant to a sale-to-cover provision in the award agreement.

F2 · price: The sale price of the reporting person's shares represents the weighted average price of all shares sold by a broker on November 16, 2023 on behalf of a group of employees of the Issuer to satisfy the payment of withholding tax liability of such employee.

Read SEC document
November 16, 2023 Filed Nov 20, 2023 17:31 UTC
Touchon PascalDirector · President and CEO
SaleCommon Stock 20,409 $0.39 $7,939.10
Disclosure

SEC source: 0000905148-23-001513 · form4.xml · nonDerivative · entry 1

Touchon Pascal · CIK 0001780060 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 655,496

F1 · kind: Shares sold automatically to satisfy tax withholding obligations in connection with the vesting of previously granted restricted stock units, pursuant to a sale-to-cover provision in the award agreement.

F2 · price: The sale price of the reporting person's shares represents the weighted average price of all shares sold by a broker on November 16, 2023 on behalf of a group of employees of the Issuer to satisfy the payment of withholding tax liability of such employee.

Read SEC document
November 16, 2023 Filed Nov 20, 2023 22:31 UTC
Nguyen AnhCoEVP, Chief Sci. & Tech Officer
SaleCommon Stock 8,856 $0.39 $3,444.98
Disclosure

SEC source: 0000905148-23-001512 · form4.xml · nonDerivative · entry 1

Nguyen AnhCo · CIK 0001977970 · EVP, Chief Sci. & Tech Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 277,143

F1 · kind: Shares sold automatically to satisfy tax withholding obligations in connection with the vesting of previously granted restricted stock units, pursuant to a sale-to-cover provision in the award agreement.

F2 · price: The sale price of the reporting person's shares represents the weighted average price of all shares sold by a broker on November 16, 2023 on behalf of a group of employees of the Issuer to satisfy the payment of withholding tax liability of such employee.

Read SEC document
November 16, 2023 Filed Nov 20, 2023 22:30 UTC
Joshi ManherEVP, Chief Medical Officer
SaleCommon Stock 12,287 $0.39 $4,779.64
Disclosure

SEC source: 0000905148-23-001510 · form4.xml · nonDerivative · entry 1

Joshi Manher · CIK 0001978048 · EVP, Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 171,284

F1 · kind: Shares sold automatically to satisfy tax withholding obligations in connection with the vesting of previously granted restricted stock units, pursuant to a sale-to-cover provision in the award agreement.

F2 · price: The sale price of the reporting person's shares represents the weighted average price of all shares sold by a broker on November 16, 2023 on behalf of a group of employees of the Issuer to satisfy the payment of withholding tax liability of such employee.

Read SEC document
November 16, 2023 Filed Nov 20, 2023 22:29 UTC
Henrich JillEVP, Global Head RA & Quality
SaleCommon Stock 3,267 $0.39 $1,270.86
Disclosure

SEC source: 0000905148-23-001508 · form4.xml · nonDerivative · entry 1

Henrich Jill · CIK 0001978096 · EVP, Global Head RA & Quality

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,424

F1 · kind: Shares sold automatically to satisfy tax withholding obligations in connection with the vesting of previously granted restricted stock units, pursuant to a sale-to-cover provision in the award agreement.

F2 · price: The sale price of the reporting person's shares represents the weighted average price of all shares sold by a broker on November 16, 2023 on behalf of a group of employees of the Issuer to satisfy the payment of withholding tax liability of such employee.

Read SEC document
November 16, 2023 Filed Nov 20, 2023 22:29 UTC SaleCommon Stock 11,958 $0.39 $4,651.66
Disclosure

SEC source: 0000905148-23-001509 · form4.xml · nonDerivative · entry 1

Hyllengren Eric J · CIK 0001966926 · SVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 205,998

F1 · kind: Shares sold automatically to satisfy tax withholding obligations in connection with the vesting of previously granted restricted stock units, pursuant to a sale-to-cover provision in the award agreement.

F2 · price: The sale price of the reporting person's shares represents the weighted average price of all shares sold by a broker on November 16, 2023 on behalf of a group of employees of the Issuer to satisfy the payment of withholding tax liability of such employee.

Read SEC document
November 14, 2023 Filed Nov 15, 2023 22:07 UTC PurchaseCommon Stock 90,980 $0.31 $28,185.60
Disclosure

SEC source: 0000905148-23-001457 · form4.xml · nonDerivative · entry 2

Gallagher Carol Giltner · CIK 0001329959 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 459,418

F2 · price: Represents the weighted average purchase price. The shares were purchased in multiple transactions at prices ranging from $0.2862 to $0.3229.

Read SEC document
November 13, 2023 Filed Nov 15, 2023 22:07 UTC PurchaseCommon Stock 179,020 $0.22 $40,028.87
Disclosure

SEC source: 0000905148-23-001457 · form4.xml · nonDerivative · entry 1

Gallagher Carol Giltner · CIK 0001329959 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 368,438

F1 · price: Represents the weighted average purchase price. The shares were purchased in multiple transactions at prices ranging from $0.205 to $0.251. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this Form 4.

Read SEC document
November 10, 2023 Filed Nov 14, 2023 23:27 UTC PurchaseCommon Stock 446,825 $0.23 $101,339.91
Disclosure

SEC source: 0000905148-23-001449 · form4.xml · nonDerivative · entry 1

DOBMEIER ERIC · CIK 0001202785 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 563,325

F1 · price: Represents the weighted average purchase price. The shares were purchased in multiple transactions at prices ranging from $0.2235 to $0.2298. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.

Read SEC document
November 10, 2023 Filed Nov 14, 2023 23:29 UTC PurchaseCommon Stock 100,000 $0.25 $25,330.00
Disclosure

SEC source: 0000905148-23-001450 · form4.xml · nonDerivative · entry 1

HEIDEN WILLIAM K · CIK 0001214939 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 209,000

F1 · price: Represents the weighted average purchase price. The shares were purchased in multiple transactions at prices ranging from $0.2489 to $0.265. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.

Read SEC document
August 16, 2023 Filed Aug 18, 2023 18:25 UTC
Murugan AmarEVP, Chief Legal Officer
SaleCommon Stock 3,622 $1.65 $5,987.17
Disclosure

SEC source: 0001140361-23-040563 · form4.xml · nonDerivative · entry 2

Murugan Amar · CIK 0001809916 · EVP, Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 265,391

F1 · kind: Shares sold automatically to satisfy tax withholding obligations in connection with the vesting of previously granted restricted stock units, pursuant to a sale-to-cover provision in the award agreement.

F2 · price: The sale price of the reporting person's shares represents the weighted average price of all shares sold by a broker on August 16, 2023 and August 17, 2023 on behalf of a group of employees of the Issuer to satisfy the payment of withholding tax liability of such employee.

Read SEC document
August 16, 2023 Filed Aug 18, 2023 18:25 UTC
Murugan AmarEVP, Chief Legal Officer
SaleCommon Stock 5,050 $1.65 $8,342.60
Disclosure

SEC source: 0001140361-23-040563 · form4.xml · nonDerivative · entry 1

Murugan Amar · CIK 0001809916 · EVP, Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 269,013

F1 · kind: Shares sold automatically to satisfy tax withholding obligations in connection with the vesting of previously granted restricted stock units, pursuant to a sale-to-cover provision in the award agreement.

F2 · price: The sale price of the reporting person's shares represents the weighted average price of all shares sold by a broker on August 16, 2023 and August 17, 2023 on behalf of a group of employees of the Issuer to satisfy the payment of withholding tax liability of such employee.

F3 · balance_after: Includes 3,118 shares purchased under the Issuer's Employee Stock Purchase Plan on May 31, 2023.

Read SEC document
August 16, 2023 Filed Aug 18, 2023 18:25 UTC
Touchon PascalDirector · President and CEO
SaleCommon Stock 9,334 $1.65 $15,429.10
Disclosure

SEC source: 0001140361-23-040562 · form4.xml · nonDerivative · entry 2

Touchon Pascal · CIK 0001780060 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 675,905

F1 · kind: Shares sold automatically to satisfy tax withholding obligations in connection with the vesting of previously granted restricted stock units, pursuant to a sale-to-cover provision in the award agreement.

F2 · price: The sale price of the reporting person's shares represents the weighted average price of all shares sold by a broker on August 16, 2023 and August 17, 2023 on behalf of a group of employees of the Issuer to satisfy the payment of withholding tax liability of such employee.

Read SEC document
August 16, 2023 Filed Aug 18, 2023 18:25 UTC
Touchon PascalDirector · President and CEO
SaleCommon Stock 21,432 $1.65 $35,405.66
Disclosure

SEC source: 0001140361-23-040562 · form4.xml · nonDerivative · entry 1

Touchon Pascal · CIK 0001780060 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 685,239

F1 · kind: Shares sold automatically to satisfy tax withholding obligations in connection with the vesting of previously granted restricted stock units, pursuant to a sale-to-cover provision in the award agreement.

F2 · price: The sale price of the reporting person's shares represents the weighted average price of all shares sold by a broker on August 16, 2023 and August 17, 2023 on behalf of a group of employees of the Issuer to satisfy the payment of withholding tax liability of such employee.

Read SEC document
August 16, 2023 Filed Aug 18, 2023 22:25 UTC SaleCommon Stock 1,778 $1.65 $2,940.81
Disclosure

SEC source: 0001140361-23-040564 · form4.xml · nonDerivative · entry 2

Hyllengren Eric J · CIK 0001966926 · SVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 217,956

F1 · kind: Shares sold automatically to satisfy tax withholding obligations in connection with the vesting of previously granted restricted stock units, pursuant to a sale-to-cover provision in the award agreement.

F2 · price: The sale price of the reporting person's shares represents the weighted average price of all shares sold by a broker on August 16, 2023 and August 17, 2023 on behalf of a group of employees of the Issuer to satisfy the payment of withholding tax liability of such employee.

Read SEC document
August 16, 2023 Filed Aug 18, 2023 22:25 UTC SaleCommon Stock 6,408 $1.65 $10,586.02
Disclosure

SEC source: 0001140361-23-040564 · form4.xml · nonDerivative · entry 1

Hyllengren Eric J · CIK 0001966926 · SVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 219,734

F1 · kind: Shares sold automatically to satisfy tax withholding obligations in connection with the vesting of previously granted restricted stock units, pursuant to a sale-to-cover provision in the award agreement.

F2 · price: The sale price of the reporting person's shares represents the weighted average price of all shares sold by a broker on August 16, 2023 and August 17, 2023 on behalf of a group of employees of the Issuer to satisfy the payment of withholding tax liability of such employee.

Read SEC document
August 16, 2023 Filed Aug 18, 2023 22:25 UTC
Nguyen AnhCoEVP, Chief Sci. & Tech Officer
SaleCommon Stock 9,277 $1.65 $15,334.88
Disclosure

SEC source: 0001140361-23-040561 · form4.xml · nonDerivative · entry 2

Nguyen AnhCo · CIK 0001977970 · EVP, Chief Sci. & Tech Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 285,999

F1 · kind: Shares sold automatically to satisfy tax withholding obligations in connection with the vesting of previously granted restricted stock units, pursuant to a sale-to-cover provision in the award agreement.

F2 · price: The sale price of the reporting person's shares represents the weighted average price of all shares sold by a broker on August 16, 2023 and August 17, 2023 on behalf of a group of employees of the Issuer to satisfy the payment of withholding tax liability of such employee.

Read SEC document
August 16, 2023 Filed Aug 18, 2023 22:25 UTC
Nguyen AnhCoEVP, Chief Sci. & Tech Officer
SaleCommon Stock 5,849 $1.65 $9,662.55
Disclosure

SEC source: 0001140361-23-040561 · form4.xml · nonDerivative · entry 1

Nguyen AnhCo · CIK 0001977970 · EVP, Chief Sci. & Tech Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 295,276

F1 · kind: Shares sold automatically to satisfy tax withholding obligations in connection with the vesting of previously granted restricted stock units, pursuant to a sale-to-cover provision in the award agreement.

F2 · price: The sale price of the reporting person's shares represents the weighted average price of all shares sold by a broker on August 16, 2023 and August 17, 2023 on behalf of a group of employees of the Issuer to satisfy the payment of withholding tax liability of such employee.

Read SEC document
August 16, 2023 Filed Aug 18, 2023 22:25 UTC
Joshi ManherEVP, Chief Medical Officer
SaleCommon Stock 3,773 $1.65 $6,236.77
Disclosure

SEC source: 0001140361-23-040560 · form4.xml · nonDerivative · entry 2

Joshi Manher · CIK 0001978048 · EVP, Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 183,571

F1 · kind: Shares sold automatically to satisfy tax withholding obligations in connection with the vesting of previously granted restricted stock units, pursuant to a sale-to-cover provision in the award agreement.

F2 · price: The sale price of the reporting person's shares represents the weighted average price of all shares sold by a broker on August 16, 2023 and August 17, 2023 on behalf of a group of employees of the Issuer to satisfy the payment of withholding tax liability of such employee.

Read SEC document
August 16, 2023 Filed Aug 18, 2023 22:25 UTC
Joshi ManherEVP, Chief Medical Officer
SaleCommon Stock 3,202 $1.65 $5,289.70
Disclosure

SEC source: 0001140361-23-040560 · form4.xml · nonDerivative · entry 1

Joshi Manher · CIK 0001978048 · EVP, Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 187,344

F1 · kind: Shares sold automatically to satisfy tax withholding obligations in connection with the vesting of previously granted restricted stock units, pursuant to a sale-to-cover provision in the award agreement.

F2 · price: The sale price of the reporting person's shares represents the weighted average price of all shares sold by a broker on August 16, 2023 and August 17, 2023 on behalf of a group of employees of the Issuer to satisfy the payment of withholding tax liability of such employee.

Read SEC document
August 16, 2023 Filed Aug 18, 2023 22:25 UTC
Henrich JillEVP, Global Head RA & Quality
SaleCommon Stock 558 $1.65 $922.93
Disclosure

SEC source: 0001140361-23-040559 · form4.xml · nonDerivative · entry 2

Henrich Jill · CIK 0001978096 · EVP, Global Head RA & Quality

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,691

F1 · kind: Shares sold automatically to satisfy tax withholding obligations in connection with the vesting of previously granted restricted stock units, pursuant to a sale-to-cover provision in the award agreement.

F2 · price: The sale price of the reporting person's shares represents the weighted average price of all shares sold by a broker on August 16, 2023 and August 17, 2023 on behalf of a group of employees of the Issuer to satisfy the payment of withholding tax liability of such employee.

Read SEC document
August 16, 2023 Filed Aug 18, 2023 22:25 UTC
Henrich JillEVP, Global Head RA & Quality
SaleCommon Stock 2,788 $1.65 $4,608.56
Disclosure

SEC source: 0001140361-23-040559 · form4.xml · nonDerivative · entry 1

Henrich Jill · CIK 0001978096 · EVP, Global Head RA & Quality

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,249

F1 · kind: Shares sold automatically to satisfy tax withholding obligations in connection with the vesting of previously granted restricted stock units, pursuant to a sale-to-cover provision in the award agreement.

F2 · price: The sale price of the reporting person's shares represents the weighted average price of all shares sold by a broker on August 16, 2023 and August 17, 2023 on behalf of a group of employees of the Issuer to satisfy the payment of withholding tax liability of such employee.

Read SEC document
June 27, 2023 Filed Jun 29, 2023 16:15 UTC
Touchon PascalDirector · President and CEO
SaleCommon Stock 14,291 $1.66 $23,723.06
Disclosure

SEC source: 0001140361-23-032216 · form4.xml · nonDerivative · entry 1

Touchon Pascal · CIK 0001780060 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 706,671

F1 · kind: Shares sold automatically to satisfy tax withholding obligations in connection with the vesting of previously granted restricted stock units.

Read SEC document
May 31, 2023 Filed Jun 2, 2023 23:09 UTC
MALLIK AMEETDirector
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 79,500 $0.00 Strike: $1.53 $0.00
Disclosure

SEC source: 0001140361-23-028150 · form4.xml · derivative · entry 2

MALLIK AMEET · CIK 0001861441 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,500

Underlying: Common Stock · 79,500 shares

Expires 2033-05-30

F2 · derivative.exercise_date: The option shall vest on the earlier of May 31, 2024 or the date of the next annual meeting of stockholders, subject to the Reporting Person's continuous service.

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May 31, 2023 Filed Jun 2, 2023 23:09 UTC
MALLIK AMEETDirector
GrantCommon Stock 57,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-23-028150 · form4.xml · nonDerivative · entry 1

MALLIK AMEET · CIK 0001861441 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,500

F1 · shares: These restricted stock units shall vest on the earlier of May 31, 2024 or the date of the next annual meeting of stockholders, subject to the Reporting Person's continuous service.

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May 31, 2023 Filed Jun 2, 2023 19:09 UTC GrantNon-Qualified Stock Option (Right to Buy) · Derivative 79,500 $0.00 Strike: $1.53 $0.00
Disclosure

SEC source: 0001140361-23-028154 · form4.xml · derivative · entry 2

Roncarolo Maria Grazia · CIK 0001811671 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,500

Underlying: Common Stock · 79,500 shares

Expires 2033-05-30

F2 · derivative.exercise_date: The option shall vest on the earlier of May 31, 2024 or the date of the next annual meeting of stockholders, subject to the Reporting Person's continuous service.

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May 31, 2023 Filed Jun 2, 2023 19:09 UTC GrantCommon Stock 57,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-23-028154 · form4.xml · nonDerivative · entry 1

Roncarolo Maria Grazia · CIK 0001811671 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,500

F1 · shares: These restricted stock units shall vest on the earlier of May 31, 2024 or the date of the next annual meeting of stockholders, subject to the Reporting Person's continuous service.

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May 31, 2023 Filed Jun 3, 2023 00:06 UTC GrantNon-Qualified Stock Option (Right to Buy) · Derivative 79,500 $0.00 Strike: $1.53 $0.00
Disclosure

SEC source: 0001140361-23-028161 · form4.xml · derivative · entry 6

SEIDENBERG BETH C · CIK 0001184592 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,500

Underlying: Common Stock · 79,500 shares

Expires 2033-05-30

F2 · derivative.exercise_date: The option shall vest on the earlier of May 31, 2024 or the date of the next annual meeting of stockholders, subject to the Reporting Person's continuous service.

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May 31, 2023 Filed Jun 3, 2023 00:06 UTC GrantCommon Stock 57,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-23-028161 · form4.xml · nonDerivative · entry 1

SEIDENBERG BETH C · CIK 0001184592 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,689

F1 · shares: These restricted stock units shall vest on the earlier of May 31, 2024 or the date of the next annual meeting of stockholders, subject to the Reporting Person's continuous service.

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May 31, 2023 Filed Jun 2, 2023 23:09 UTC GrantNon-Qualified Stock Option (Right to Buy) · Derivative 79,500 $0.00 Strike: $1.53 $0.00
Disclosure

SEC source: 0001140361-23-028151 · form4.xml · derivative · entry 2

DOBMEIER ERIC · CIK 0001202785 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,500

Underlying: Common Stock · 79,500 shares

Expires 2033-05-30

F2 · derivative.exercise_date: The option shall vest on the earlier of May 31, 2024 or the date of the next annual meeting of stockholders, subject to the Reporting Person's continuous service.

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May 31, 2023 Filed Jun 2, 2023 23:09 UTC GrantCommon Stock 57,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-23-028151 · form4.xml · nonDerivative · entry 1

DOBMEIER ERIC · CIK 0001202785 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,500

F1 · shares: These restricted stock units shall vest on the earlier of May 31, 2024 or the date of the next annual meeting of stockholders, subject to the Reporting Person's continuous service.

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May 31, 2023 Filed Jun 2, 2023 23:08 UTC GrantNon-Qualified Stock Option (Right to Buy) · Derivative 79,500 $0.00 Strike: $1.53 $0.00
Disclosure

SEC source: 0001140361-23-028149 · form4.xml · derivative · entry 2

HEIDEN WILLIAM K · CIK 0001214939 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,500

Underlying: Common Stock · 79,500 shares

Expires 2033-05-30

F2 · derivative.exercise_date: The option shall vest on the earlier of May 31, 2024 or the date of the next annual meeting of stockholders, subject to the Reporting Person's continuous service.

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May 31, 2023 Filed Jun 2, 2023 23:08 UTC GrantCommon Stock 57,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-23-028149 · form4.xml · nonDerivative · entry 1

HEIDEN WILLIAM K · CIK 0001214939 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,000

F1 · shares: These restricted stock units shall vest on the earlier of May 31, 2024 or the date of the next annual meeting of stockholders, subject to the Reporting Person's continuous service.

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May 31, 2023 Filed Jun 2, 2023 23:09 UTC GrantNon-Qualified Stock Option (Right to Buy) · Derivative 79,500 $0.00 Strike: $1.53 $0.00
Disclosure

SEC source: 0001140361-23-028153 · form4.xml · derivative · entry 2

Gallagher Carol Giltner · CIK 0001329959 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,500

Underlying: Common Stock · 79,500 shares

Expires 2033-05-30

F2 · derivative.exercise_date: The option shall vest on the earlier of May 31, 2024 or the date of the next annual meeting of stockholders, subject to the Reporting Person's continuous service.

Read SEC document
May 31, 2023 Filed Jun 2, 2023 23:09 UTC GrantCommon Stock 57,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-23-028153 · form4.xml · nonDerivative · entry 1

Gallagher Carol Giltner · CIK 0001329959 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 189,418

F1 · shares: These restricted stock units shall vest on the earlier of May 31, 2024 or the date of the next annual meeting of stockholders, subject to the Reporting Person's continuous service.

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May 31, 2023 Filed Jun 2, 2023 23:09 UTC GrantNon-Qualified Stock Option (Right to Buy) · Derivative 79,500 $0.00 Strike: $1.53 $0.00
Disclosure

SEC source: 0001140361-23-028152 · form4.xml · derivative · entry 2

Fust Matthew K · CIK 0001397266 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,500

Underlying: Common Stock · 79,500 shares

Expires 2033-05-30

F2 · derivative.exercise_date: The option shall vest on the earlier of May 31, 2024 or the date of the next annual meeting of stockholders, subject to the Reporting Person's continuous service.

Read SEC document
May 31, 2023 Filed Jun 2, 2023 23:09 UTC GrantCommon Stock 57,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-23-028152 · form4.xml · nonDerivative · entry 1

Fust Matthew K · CIK 0001397266 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,000

F1 · shares: These restricted stock units shall vest on the earlier of May 31, 2024 or the date of the next annual meeting of stockholders, subject to the Reporting Person's continuous service.

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May 16, 2023 Filed May 18, 2023 20:17 UTC
Murugan AmarEVP, Chief Legal Officer
SaleCommon Stock 985 $2.04 $2,007.43
Disclosure

SEC source: 0001140361-23-025560 · form4.xml · nonDerivative · entry 2

Murugan Amar · CIK 0001809916 · EVP, Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 270,945

F1 · kind: Shares sold automatically to satisfy tax withholding obligations in connection with the vesting of previously granted restricted stock units, pursuant to a sale-to-cover provision in the award agreement.

F2 · price: The sale price of the reporting person's shares represents the weighted average price of all shares sold by a broker on May 16, 2023 and May 17, 2023 on behalf of a group of employees of the Issuer to satisfy the payment of withholding tax liability of such employee.

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May 16, 2023 Filed May 18, 2023 20:17 UTC
Murugan AmarEVP, Chief Legal Officer
SaleCommon Stock 7,404 $2.04 $15,081.95
Disclosure

SEC source: 0001140361-23-025560 · form4.xml · nonDerivative · entry 1

Murugan Amar · CIK 0001809916 · EVP, Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 271,930

F1 · kind: Shares sold automatically to satisfy tax withholding obligations in connection with the vesting of previously granted restricted stock units, pursuant to a sale-to-cover provision in the award agreement.

F2 · price: The sale price of the reporting person's shares represents the weighted average price of all shares sold by a broker on May 16, 2023 and May 17, 2023 on behalf of a group of employees of the Issuer to satisfy the payment of withholding tax liability of such employee.

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May 16, 2023 Filed May 18, 2023 20:17 UTC
Touchon PascalDirector · President and CEO
SaleCommon Stock 29,766 $2.04 $60,633.34
Disclosure

SEC source: 0001140361-23-025559 · form4.xml · nonDerivative · entry 1

Touchon Pascal · CIK 0001780060 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 720,962

F1 · kind: Shares sold automatically to satisfy tax withholding obligations in connection with the vesting of previously granted restricted stock units, pursuant to a sale-to-cover provision in the award agreement.

F2 · price: The sale price of the reporting person's shares represents the weighted average price of all shares sold by a broker on May 16, 2023 and May 17, 2023 on behalf of a group of employees of the Issuer to satisfy the payment of withholding tax liability of such employee.

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May 16, 2023 Filed May 19, 2023 00:17 UTC
Banard Charlene A.EVP, Chief Technical Officer
SaleCommon Stock 19,040 $2.04 $38,784.48
Disclosure

SEC source: 0001140361-23-025561 · form4.xml · nonDerivative · entry 1

Banard Charlene A. · CIK 0001919506 · EVP, Chief Technical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 276,010

F1 · kind: Shares sold automatically to satisfy tax withholding obligations in connection with the vesting of previously granted restricted stock units, pursuant to a sale-to-cover provision in the award agreement.

F2 · price: The sale price of the reporting person's shares represents the weighted average price of all shares sold by a broker on May 16, 2023 and May 17, 2023 on behalf of a group of employees of the Issuer to satisfy the payment of withholding tax liability of such employee.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.