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Nasdaq · USD

ATOM

Atomera Inc

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Tapewire entity
1513
SEC CIK
0001420520
Parsed reports
246

Last 12 months

Inside the activity.

0 purchase rows · 65 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 2025012
Jan 202600
Feb 202601
Mar 2026012
Apr 202600
May 202600
Jun 2026024
Jul 202601
Aug 202601
Sep 2026014
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 01, 2022 Filed Dec 2, 2022 23:00 UTC SaleCommon Stock 905 $8.37 $7,574.85
Disclosure

SEC source: 0001683168-22-008181 · ownership.xml · nonDerivative · entry 1

Laurencio Francis · CIK 0001680612 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,094

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
September 02, 2022 Filed Sep 2, 2022 21:14 UTC
Mears Robert JChief Technology Officer
SaleCommon Stock 2,800 $12.27 $34,356.00
Disclosure

SEC source: 0001683168-22-006180 · ownership.xml · nonDerivative · entry 7

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,988

F2 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
September 01, 2022 Filed Sep 2, 2022 17:13 UTC
Lewis Jeffrey ASVP, Marketing and Bus. Dev.
SaleCommon Stock 196 $12.34 $2,418.64
Disclosure

SEC source: 0001683168-22-006179 · ownership.xml · nonDerivative · entry 1

Lewis Jeffrey A · CIK 0001865501 · SVP, Marketing and Bus. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,149

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stockgrants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
September 01, 2022 Filed Sep 2, 2022 21:13 UTC
BIBAUD SCOTT A.Director · CEO and President
SaleCommon Stock 626 $12.33 $7,718.58
Disclosure

SEC source: 0001683168-22-006177 · ownership.xml · nonDerivative · entry 4

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,420

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stockgrants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
September 01, 2022 Filed Sep 2, 2022 21:13 UTC
BIBAUD SCOTT A.Director · CEO and President
SaleCommon Stock 3,359 $12.33 $41,416.47
Disclosure

SEC source: 0001683168-22-006177 · ownership.xml · nonDerivative · entry 3

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,046

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stockgrants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
September 01, 2022 Filed Sep 2, 2022 21:13 UTC
BIBAUD SCOTT A.Director · CEO and President
SaleCommon Stock 1,749 $12.34 $21,582.66
Disclosure

SEC source: 0001683168-22-006177 · ownership.xml · nonDerivative · entry 2

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,405

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stockgrants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
September 01, 2022 Filed Sep 2, 2022 21:13 UTC
BIBAUD SCOTT A.Director · CEO and President
SaleCommon Stock 407 $12.33 $5,018.31
Disclosure

SEC source: 0001683168-22-006177 · ownership.xml · nonDerivative · entry 1

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281,154

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stockgrants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
September 01, 2022 Filed Sep 2, 2022 21:13 UTC SaleCommon Stock 276 $12.33 $3,403.08
Disclosure

SEC source: 0001683168-22-006178 · ownership.xml · nonDerivative · entry 4

Laurencio Francis · CIK 0001680612 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,999

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stockgrants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
September 01, 2022 Filed Sep 2, 2022 21:13 UTC SaleCommon Stock 700 $12.34 $8,638.00
Disclosure

SEC source: 0001683168-22-006178 · ownership.xml · nonDerivative · entry 3

Laurencio Francis · CIK 0001680612 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,275

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stockgrants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
September 01, 2022 Filed Sep 2, 2022 21:13 UTC SaleCommon Stock 930 $12.34 $11,476.20
Disclosure

SEC source: 0001683168-22-006178 · ownership.xml · nonDerivative · entry 2

Laurencio Francis · CIK 0001680612 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,975

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stockgrants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
September 01, 2022 Filed Sep 2, 2022 21:13 UTC SaleCommon Stock 143 $12.33 $1,763.19
Disclosure

SEC source: 0001683168-22-006178 · ownership.xml · nonDerivative · entry 1

Laurencio Francis · CIK 0001680612 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,905

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stockgrants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
September 01, 2022 Filed Sep 2, 2022 21:14 UTC
Mears Robert JChief Technology Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $3.90 $0.00
Disclosure

SEC source: 0001683168-22-006180 · ownership.xml · derivative · entry 9

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,923

Underlying: Common Stock · 10,000 shares

Expires 2029-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and exercised from apreviously reported total.

Read SEC document
September 01, 2022 Filed Sep 2, 2022 21:14 UTC
Mears Robert JChief Technology Officer
SaleCommon Stock 121 $12.34 $1,493.14
Disclosure

SEC source: 0001683168-22-006180 · ownership.xml · nonDerivative · entry 6

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,788

F3 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stockgrants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
September 01, 2022 Filed Sep 2, 2022 21:14 UTC
Mears Robert JChief Technology Officer
SaleCommon Stock 255 $12.33 $3,144.15
Disclosure

SEC source: 0001683168-22-006180 · ownership.xml · nonDerivative · entry 5

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,909

F3 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stockgrants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
September 01, 2022 Filed Sep 2, 2022 21:14 UTC
Mears Robert JChief Technology Officer
SaleCommon Stock 594 $12.33 $7,324.02
Disclosure

SEC source: 0001683168-22-006180 · ownership.xml · nonDerivative · entry 4

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,164

F3 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stockgrants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
September 01, 2022 Filed Sep 2, 2022 21:14 UTC
Mears Robert JChief Technology Officer
SaleCommon Stock 970 $12.33 $11,960.10
Disclosure

SEC source: 0001683168-22-006180 · ownership.xml · nonDerivative · entry 3

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,758

F3 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stockgrants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
September 01, 2022 Filed Sep 2, 2022 21:14 UTC
Mears Robert JChief Technology Officer
SaleCommon Stock 10,000 $11.58 $115,800.00
Disclosure

SEC source: 0001683168-22-006180 · ownership.xml · nonDerivative · entry 2

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,728

F2 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
September 01, 2022 Filed Sep 2, 2022 21:14 UTC
Mears Robert JChief Technology Officer
Exercise / conversionCommon Stock 10,000 $3.90 $39,000.00
Disclosure

SEC source: 0001683168-22-006180 · ownership.xml · nonDerivative · entry 1

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,728

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and exercised from apreviously reported total.

Read SEC document
June 02, 2022 Filed Jun 3, 2022 20:59 UTC
Mears Robert JChief Technology Officer
SaleCommon Stock 2,800 $11.69 $32,732.00
Disclosure

SEC source: 0001683168-22-004165 · ownership.xml · nonDerivative · entry 5

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,728

F2 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
June 02, 2022 Filed Jun 3, 2022 20:58 UTC SaleCommon Stock 1,500 $11.71 $17,565.00
Disclosure

SEC source: 0001683168-22-004164 · ownership.xml · nonDerivative · entry 5

Laurencio Francis · CIK 0001680612 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,048

F2 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 16:58 UTC
Lewis Jeffrey ASVP, Marketing and Bus. Dev
SaleCommon Stock 183 $12.06 $2,206.98
Disclosure

SEC source: 0001683168-22-004163 · ownership.xml · nonDerivative · entry 1

Lewis Jeffrey A · CIK 0001865501 · SVP, Marketing and Bus. Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,345

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 20:59 UTC
BIBAUD SCOTT A.Director · CEO and President
SaleCommon Stock 391 $12.06 $4,715.46
Disclosure

SEC source: 0001683168-22-004166 · ownership.xml · nonDerivative · entry 4

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281,561

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 20:59 UTC
BIBAUD SCOTT A.Director · CEO and President
SaleCommon Stock 601 $12.06 $7,248.06
Disclosure

SEC source: 0001683168-22-004166 · ownership.xml · nonDerivative · entry 3

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281,952

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 20:59 UTC
BIBAUD SCOTT A.Director · CEO and President
SaleCommon Stock 3,227 $12.06 $38,917.62
Disclosure

SEC source: 0001683168-22-004166 · ownership.xml · nonDerivative · entry 2

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 282,553

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 20:59 UTC
BIBAUD SCOTT A.Director · CEO and President
SaleCommon Stock 1,680 $12.06 $20,260.80
Disclosure

SEC source: 0001683168-22-004166 · ownership.xml · nonDerivative · entry 1

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,780

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 20:59 UTC
Mears Robert JChief Technology Officer
SaleCommon Stock 571 $12.06 $6,886.26
Disclosure

SEC source: 0001683168-22-004165 · ownership.xml · nonDerivative · entry 4

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,528

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stockgrants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 20:59 UTC
Mears Robert JChief Technology Officer
SaleCommon Stock 246 $12.06 $2,966.76
Disclosure

SEC source: 0001683168-22-004165 · ownership.xml · nonDerivative · entry 3

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,099

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stockgrants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 20:59 UTC
Mears Robert JChief Technology Officer
SaleCommon Stock 932 $12.06 $11,239.92
Disclosure

SEC source: 0001683168-22-004165 · ownership.xml · nonDerivative · entry 2

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,345

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stockgrants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 20:59 UTC
Mears Robert JChief Technology Officer
SaleCommon Stock 118 $12.06 $1,423.08
Disclosure

SEC source: 0001683168-22-004165 · ownership.xml · nonDerivative · entry 1

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,277

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stockgrants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 20:58 UTC SaleCommon Stock 138 $12.06 $1,664.28
Disclosure

SEC source: 0001683168-22-004164 · ownership.xml · nonDerivative · entry 4

Laurencio Francis · CIK 0001680612 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,548

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stockgrants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 20:58 UTC SaleCommon Stock 266 $12.06 $3,207.96
Disclosure

SEC source: 0001683168-22-004164 · ownership.xml · nonDerivative · entry 3

Laurencio Francis · CIK 0001680612 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,686

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stockgrants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 20:58 UTC SaleCommon Stock 894 $12.06 $10,781.64
Disclosure

SEC source: 0001683168-22-004164 · ownership.xml · nonDerivative · entry 2

Laurencio Francis · CIK 0001680612 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,952

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stockgrants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 20:58 UTC SaleCommon Stock 673 $12.06 $8,116.38
Disclosure

SEC source: 0001683168-22-004164 · ownership.xml · nonDerivative · entry 1

Laurencio Francis · CIK 0001680612 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,846

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stockgrants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
May 05, 2022 Filed May 9, 2022 20:08 UTC GrantCommon Stock 8,103 $0.00 $0.00
Disclosure

SEC source: 0001683168-22-003345 · ownership.xml · nonDerivative · entry 1

SHEVICK STEVEN K · CIK 0001249845 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,951

F1 · shares: These are Restricted Stock Awards of Common Stock issued to the Reporting person by the Issuer on May 5, 2022, which will vest on May 4, 2023.

Read SEC document
May 05, 2022 Filed May 9, 2022 20:08 UTC
Ramnath SujaDirector
GrantCommon Stock 8,103 $0.00 $0.00
Disclosure

SEC source: 0001683168-22-003344 · ownership.xml · nonDerivative · entry 1

Ramnath Suja · CIK 0001588000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,943

F1 · shares: These are Restricted Stock Awards of Common Stock issued to the Reporting person by the Issuer on May 5, 2022, which will vest on May 4, 2023.

Read SEC document
May 05, 2022 Filed May 9, 2022 20:08 UTC GrantCommon Stock 8,103 $0.00 $0.00
Disclosure

SEC source: 0001683168-22-003343 · ownership.xml · nonDerivative · entry 1

LE DUY LOAN T · CIK 0001192886 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,893

F1 · shares: These are Restricted Stock Awards of Common Stock issued to the Reporting person by the Issuer on May 5, 2022, which will vest on May 4, 2023.

Read SEC document
May 05, 2022 Filed May 9, 2022 20:07 UTC
Gerber JohnDirector
GrantCommon Stock 8,103 $0.00 $0.00
Disclosure

SEC source: 0001683168-22-003342 · ownership.xml · nonDerivative · entry 1

Gerber John · CIK 0001681151 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,521

F1 · shares: These are Restricted Stock Awards of Common Stock issued to the Reporting person by the Issuer on May 5, 2022, which will vest on May 4, 2023.

Read SEC document
March 02, 2022 Filed Mar 3, 2022 21:01 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,000 $0.00 Strike: $3.90 $0.00
Disclosure

SEC source: 0001683168-22-001417 · ownership.xml · derivative · entry 8

Laurencio Francis · CIK 0001680612 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,923

Underlying: Common Stock · 2,000 shares

Expires 2029-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: The option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and exercised from a previously reported total.

Read SEC document
March 02, 2022 Filed Mar 3, 2022 21:01 UTC SaleCommon Stock 2,000 $15.15 $30,300.00
Disclosure

SEC source: 0001683168-22-001417 · ownership.xml · nonDerivative · entry 7

Laurencio Francis · CIK 0001680612 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,519

F2 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
March 02, 2022 Filed Mar 3, 2022 21:01 UTC Exercise / conversionCommon Stock 2,000 $3.90 $7,800.00
Disclosure

SEC source: 0001683168-22-001417 · ownership.xml · nonDerivative · entry 6

Laurencio Francis · CIK 0001680612 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,519

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: The option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and exercised from a previously reported total.

Read SEC document
March 02, 2022 Filed Mar 3, 2022 21:01 UTC SaleCommon Stock 1,500 $15.14 $22,710.00
Disclosure

SEC source: 0001683168-22-001417 · ownership.xml · nonDerivative · entry 5

Laurencio Francis · CIK 0001680612 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,519

F2 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 21:00 UTC
BIBAUD SCOTT A.Director · CEO and President
SaleCommon Stock 391 $15.95 $6,236.45
Disclosure

SEC source: 0001683168-22-001416 · ownership.xml · nonDerivative · entry 4

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287,460

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 21:00 UTC
BIBAUD SCOTT A.Director · CEO and President
SaleCommon Stock 3,221 $15.95 $51,374.95
Disclosure

SEC source: 0001683168-22-001416 · ownership.xml · nonDerivative · entry 3

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287,851

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 21:00 UTC
BIBAUD SCOTT A.Director · CEO and President
SaleCommon Stock 969 $15.95 $15,455.55
Disclosure

SEC source: 0001683168-22-001416 · ownership.xml · nonDerivative · entry 2

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 291,072

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

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March 01, 2022 Filed Mar 3, 2022 21:00 UTC
BIBAUD SCOTT A.Director · CEO and President
SaleCommon Stock 1,677 $15.95 $26,748.15
Disclosure

SEC source: 0001683168-22-001416 · ownership.xml · nonDerivative · entry 1

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292,041

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

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March 01, 2022 Filed Mar 3, 2022 21:03 UTC
Mears Robert JChief Technology Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $7.01 $0.00
Disclosure

SEC source: 0001683168-22-001418 · ownership.xml · derivative · entry 9

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,843

Underlying: Common Stock · 10,000 shares

Expires 2027-03-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and exercised from a previously reported total.

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March 01, 2022 Filed Mar 3, 2022 21:03 UTC
Mears Robert JChief Technology Officer
SaleCommon Stock 2,800 $15.15 $42,420.00
Disclosure

SEC source: 0001683168-22-001418 · ownership.xml · nonDerivative · entry 7

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,395

F2 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

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March 01, 2022 Filed Mar 3, 2022 21:03 UTC
Mears Robert JChief Technology Officer
SaleCommon Stock 917 $15.95 $14,626.15
Disclosure

SEC source: 0001683168-22-001418 · ownership.xml · nonDerivative · entry 6

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,195

F3 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

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March 01, 2022 Filed Mar 3, 2022 21:03 UTC
Mears Robert JChief Technology Officer
SaleCommon Stock 117 $15.95 $1,866.15
Disclosure

SEC source: 0001683168-22-001418 · ownership.xml · nonDerivative · entry 5

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,112

F3 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

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March 01, 2022 Filed Mar 3, 2022 21:03 UTC
Mears Robert JChief Technology Officer
SaleCommon Stock 556 $15.95 $8,868.20
Disclosure

SEC source: 0001683168-22-001418 · ownership.xml · nonDerivative · entry 4

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,229

F3 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.