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Nasdaq · USD

ATOM

Atomera Inc

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1513
SEC CIK
0001420520
Parsed reports
246

Last 12 months

Inside the activity.

0 purchase rows · 65 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 2025012
Jan 202600
Feb 202601
Mar 2026012
Apr 202600
May 202600
Jun 2026024
Jul 202601
Aug 202601
Sep 2026014
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 03, 2024 Filed Jun 5, 2024 22:01 UTC
BIBAUD SCOTT A.Director · CEO and President
SaleCommon Stock 1,766 $4.13 $7,293.58
Disclosure

SEC source: 0001683168-24-004007 · ownership.xml · nonDerivative · entry 1

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 347,291

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stockgrants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
June 03, 2024 Filed Jun 5, 2024 22:03 UTC
Mears Robert JChief Technology Officer
SaleCommon Stock 874 $4.13 $3,609.62
Disclosure

SEC source: 0001683168-24-004011 · ownership.xml · nonDerivative · entry 4

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 136,541

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stockgrants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
June 03, 2024 Filed Jun 5, 2024 22:03 UTC
Mears Robert JChief Technology Officer
SaleCommon Stock 758 $4.13 $3,130.54
Disclosure

SEC source: 0001683168-24-004011 · ownership.xml · nonDerivative · entry 3

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 137,415

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stockgrants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
June 03, 2024 Filed Jun 5, 2024 22:03 UTC
Mears Robert JChief Technology Officer
SaleCommon Stock 376 $4.13 $1,552.88
Disclosure

SEC source: 0001683168-24-004011 · ownership.xml · nonDerivative · entry 2

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138,173

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stockgrants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
June 03, 2024 Filed Jun 5, 2024 22:03 UTC
Mears Robert JChief Technology Officer
SaleCommon Stock 181 $4.13 $747.53
Disclosure

SEC source: 0001683168-24-004011 · ownership.xml · nonDerivative · entry 1

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138,549

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stockgrants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
June 03, 2024 Filed Jun 5, 2024 22:02 UTC SaleCommon Stock 998 $4.13 $4,121.74
Disclosure

SEC source: 0001683168-24-004009 · ownership.xml · nonDerivative · entry 4

Laurencio Francis · CIK 0001680612 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,354

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stockgrants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
June 03, 2024 Filed Jun 5, 2024 22:02 UTC SaleCommon Stock 866 $4.13 $3,576.58
Disclosure

SEC source: 0001683168-24-004009 · ownership.xml · nonDerivative · entry 3

Laurencio Francis · CIK 0001680612 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,352

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stockgrants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
June 03, 2024 Filed Jun 5, 2024 22:02 UTC SaleCommon Stock 394 $4.13 $1,627.22
Disclosure

SEC source: 0001683168-24-004009 · ownership.xml · nonDerivative · entry 2

Laurencio Francis · CIK 0001680612 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,218

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stockgrants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
June 03, 2024 Filed Jun 5, 2024 22:02 UTC SaleCommon Stock 206 $4.13 $850.78
Disclosure

SEC source: 0001683168-24-004009 · ownership.xml · nonDerivative · entry 1

Laurencio Francis · CIK 0001680612 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,612

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stockgrants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
May 01, 2024 Filed May 4, 2024 01:58 UTC GrantCommon Stock 16,313 $0.00 $0.00
Disclosure

SEC source: 0001683168-24-002977 · ownership.xml · nonDerivative · entry 1

LE DUY LOAN T · CIK 0001192886 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,271

F1 · shares: These are Restricted Stock Awards of Common Stock issued to the Reporting person by the Issuer on May 1, 2024, which will vest on May 1, 2025.

Read SEC document
May 01, 2024 Filed May 4, 2024 01:58 UTC
Ramnath SujaDirector
GrantCommon Stock 16,313 $0.00 $0.00
Disclosure

SEC source: 0001683168-24-002978 · ownership.xml · nonDerivative · entry 1

Ramnath Suja · CIK 0001588000 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,551

F1 · shares: These are Restricted Stock Awards of Common Stock issued to the Reporting person by the Issuer on May 1, 2024, which will vest on May 1, 2025.

Read SEC document
May 01, 2024 Filed May 4, 2024 01:58 UTC GrantCommon Stock 16,313 $0.00 $0.00
Disclosure

SEC source: 0001683168-24-002976 · ownership.xml · nonDerivative · entry 1

SHEVICK STEVEN K · CIK 0001249845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,329

F1 · shares: These are Restricted Stock Awards of Common Stock issued to the Reporting person by the Issuer on May 1, 2024, which will vest on May 1, 2025.

Read SEC document
May 01, 2024 Filed May 4, 2024 01:58 UTC
Gerber JohnDirector
GrantCommon Stock 16,313 $0.00 $0.00
Disclosure

SEC source: 0001683168-24-002975 · ownership.xml · nonDerivative · entry 1

Gerber John · CIK 0001681151 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 294,930

F1 · shares: These are Restricted Stock Awards of Common Stock issued to the Reporting person by the Issuer on May 1, 2024, which will vest on May 1, 2025.

Read SEC document
April 29, 2024 Filed Apr 29, 2024 14:44 UTC
BIBAUD SCOTT A.Director · CEO and President
GrantCommon Stock 2,247 $4.45 $9,999.15
Disclosure

SEC source: 0001683168-24-002782 · ownership.xml · nonDerivative · entry 1

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 349,057

F1 · shares: Private purchase from the issuer.

Read SEC document
April 29, 2024 Filed Apr 29, 2024 16:54 UTC
Gerber JohnDirector
PurchaseCommon Stock 231 $5.04 $1,164.24
Disclosure

SEC source: 0001683168-24-002792 · ownership.xml · nonDerivative · entry 2

Gerber John · CIK 0001681151 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 278,617

Read SEC document
April 29, 2024 Filed Apr 29, 2024 16:54 UTC
Gerber JohnDirector
PurchaseCommon Stock 1,800 $4.91 $8,838.00
Disclosure

SEC source: 0001683168-24-002792 · ownership.xml · nonDerivative · entry 1

Gerber John · CIK 0001681151 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 278,386

Read SEC document
April 29, 2024 Filed Apr 29, 2024 15:43 UTC PurchaseCommon Stock 2,200 $4.66 $10,252.00
Disclosure

SEC source: 0001683168-24-002789 · ownership.xml · nonDerivative · entry 2

SHEVICK STEVEN K · CIK 0001249845 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 2,200

F1 · ownership.nature: By the Mackenzie Shevick Trust AG U/A Dated 11/10/2020.

Read SEC document
April 29, 2024 Filed Apr 29, 2024 15:05 UTC PurchaseCommon Stock 2,764 $4.51 $12,465.64
Disclosure

SEC source: 0001683168-24-002787 · ownership.xml · nonDerivative · entry 4

LE DUY LOAN T · CIK 0001192886 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,958

Read SEC document
April 29, 2024 Filed Apr 29, 2024 15:05 UTC PurchaseCommon Stock 236 $4.49 $1,059.64
Disclosure

SEC source: 0001683168-24-002787 · ownership.xml · nonDerivative · entry 3

LE DUY LOAN T · CIK 0001192886 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,194

Read SEC document
April 29, 2024 Filed Apr 29, 2024 15:05 UTC PurchaseCommon Stock 1,200 $4.74 $5,688.00
Disclosure

SEC source: 0001683168-24-002787 · ownership.xml · nonDerivative · entry 2

LE DUY LOAN T · CIK 0001192886 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,958

Read SEC document
April 29, 2024 Filed Apr 29, 2024 15:05 UTC PurchaseCommon Stock 800 $4.72 $3,776.00
Disclosure

SEC source: 0001683168-24-002787 · ownership.xml · nonDerivative · entry 1

LE DUY LOAN T · CIK 0001192886 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,758

Read SEC document
April 29, 2024 Filed Apr 29, 2024 14:45 UTC
Ramnath SujaDirector
PurchaseCommon Stock 12 $4.52 $54.24
Disclosure

SEC source: 0001683168-24-002784 · ownership.xml · nonDerivative · entry 2

Ramnath Suja · CIK 0001588000 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,238

Read SEC document
April 29, 2024 Filed Apr 29, 2024 14:45 UTC
Ramnath SujaDirector
PurchaseCommon Stock 2,218 $4.58 $10,158.44
Disclosure

SEC source: 0001683168-24-002784 · ownership.xml · nonDerivative · entry 1

Ramnath Suja · CIK 0001588000 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,226

Read SEC document
March 04, 2024 Filed Mar 5, 2024 21:02 UTC
Mears Robert JChief Technology Officer
SaleCommon Stock 3,294 $6.83 $22,498.02
Disclosure

SEC source: 0001683168-24-001319 · ownership.xml · nonDerivative · entry 5

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 138,730

F2 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 16:02 UTC
Lewis Jeffrey ASVP, Marketing and Bus. Dev
SaleCommon Stock 477 $6.20 $2,957.40
Disclosure

SEC source: 0001683168-24-001317 · ownership.xml · nonDerivative · entry 2

Lewis Jeffrey A · CIK 0001865501 · SVP, Marketing and Bus. Dev

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,407

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 16:02 UTC
Lewis Jeffrey ASVP, Marketing and Bus. Dev
SaleCommon Stock 191 $6.20 $1,184.20
Disclosure

SEC source: 0001683168-24-001317 · ownership.xml · nonDerivative · entry 1

Lewis Jeffrey A · CIK 0001865501 · SVP, Marketing and Bus. Dev

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,884

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 21:02 UTC
BIBAUD SCOTT A.Director · CEO and President
SaleCommon Stock 4,782 $6.20 $29,648.40
Disclosure

SEC source: 0001683168-24-001318 · ownership.xml · nonDerivative · entry 4

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 346,810

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 21:02 UTC
BIBAUD SCOTT A.Director · CEO and President
SaleCommon Stock 579 $6.20 $3,589.80
Disclosure

SEC source: 0001683168-24-001318 · ownership.xml · nonDerivative · entry 3

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 351,592

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 21:02 UTC
BIBAUD SCOTT A.Director · CEO and President
SaleCommon Stock 1,776 $6.20 $11,011.20
Disclosure

SEC source: 0001683168-24-001318 · ownership.xml · nonDerivative · entry 2

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 352,171

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 21:02 UTC
BIBAUD SCOTT A.Director · CEO and President
SaleCommon Stock 890 $6.20 $5,518.00
Disclosure

SEC source: 0001683168-24-001318 · ownership.xml · nonDerivative · entry 1

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 353,947

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 21:02 UTC SaleCommon Stock 869 $6.20 $5,387.80
Disclosure

SEC source: 0001683168-24-001320 · ownership.xml · nonDerivative · entry 4

Laurencio Francis · CIK 0001680612 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,818

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 21:02 UTC SaleCommon Stock 393 $6.20 $2,436.60
Disclosure

SEC source: 0001683168-24-001320 · ownership.xml · nonDerivative · entry 3

Laurencio Francis · CIK 0001680612 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,687

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 21:02 UTC SaleCommon Stock 1,324 $6.20 $8,208.80
Disclosure

SEC source: 0001683168-24-001320 · ownership.xml · nonDerivative · entry 2

Laurencio Francis · CIK 0001680612 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,080

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 21:02 UTC SaleCommon Stock 204 $6.20 $1,264.80
Disclosure

SEC source: 0001683168-24-001320 · ownership.xml · nonDerivative · entry 1

Laurencio Francis · CIK 0001680612 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,404

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 21:02 UTC
Mears Robert JChief Technology Officer
SaleCommon Stock 1,424 $6.20 $8,828.80
Disclosure

SEC source: 0001683168-24-001319 · ownership.xml · nonDerivative · entry 4

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 142,024

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 21:02 UTC
Mears Robert JChief Technology Officer
SaleCommon Stock 761 $6.20 $4,718.20
Disclosure

SEC source: 0001683168-24-001319 · ownership.xml · nonDerivative · entry 3

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 143,448

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 21:02 UTC
Mears Robert JChief Technology Officer
SaleCommon Stock 375 $6.20 $2,325.00
Disclosure

SEC source: 0001683168-24-001319 · ownership.xml · nonDerivative · entry 2

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 144,209

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 21:02 UTC
Mears Robert JChief Technology Officer
SaleCommon Stock 179 $6.20 $1,109.80
Disclosure

SEC source: 0001683168-24-001319 · ownership.xml · nonDerivative · entry 1

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 144,584

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 00:00 UTC
BIBAUD SCOTT A.Director · CEO and President
GrantNon-Qualified Stock Option (right to buy) · Derivative 168,177 $0.00 Strike: $6.46 $0.00
Disclosure

SEC source: 0001683168-24-001136 · ownership.xml · derivative · entry 3

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 168,177

Underlying: Common Stock · 168,177 shares

Expires 2034-02-21

F2 · derivative.exercise_date: 6.25% shall vest each quarter for the next 48 months commencing on June 1, 2024

Read SEC document
February 21, 2024 Filed Feb 23, 2024 00:00 UTC
BIBAUD SCOTT A.Director · CEO and President
GrantIncentive Stock Option (right to buy) · Derivative 16,207 $0.00 Strike: $6.46 $0.00
Disclosure

SEC source: 0001683168-24-001136 · ownership.xml · derivative · entry 2

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,207

Underlying: Common Stock · 16,207 shares

Expires 2034-02-21

F2 · derivative.exercise_date: 6.25% shall vest each quarter for the next 48 months commencing on June 1, 2024

Read SEC document
February 21, 2024 Filed Feb 23, 2024 00:00 UTC
BIBAUD SCOTT A.Director · CEO and President
GrantCommon Stock 60,368 $0.00 $0.00
Disclosure

SEC source: 0001683168-24-001136 · ownership.xml · nonDerivative · entry 1

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 354,837

F1 · shares: 6.25% shall vest each quarter for the next 48 months commencing on June 1, 2024

Read SEC document
February 21, 2024 Filed Feb 23, 2024 00:00 UTC
Mears Robert JChief Technology Officer
GrantNon-Qualified Stock Option (right to buy) · Derivative 44,899 $0.00 Strike: $6.46 $0.00
Disclosure

SEC source: 0001683168-24-001137 · ownership.xml · derivative · entry 4

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,899

Underlying: Common Stock · 44,899 shares

Expires 2034-02-21

F2 · derivative.exercise_date: 6.25% shall vest each quarter for the next 48 months commencing on June 1, 2024

Read SEC document
February 21, 2024 Filed Feb 23, 2024 00:00 UTC
Mears Robert JChief Technology Officer
GrantIncentive Stock Option (right to buy) · Derivative 15,885 $0.00 Strike: $6.46 $0.00
Disclosure

SEC source: 0001683168-24-001137 · ownership.xml · derivative · entry 3

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,885

Underlying: Common Stock · 15,885 shares

Expires 2034-02-21

F2 · derivative.exercise_date: 6.25% shall vest each quarter for the next 48 months commencing on June 1, 2024

Read SEC document
February 21, 2024 Filed Feb 23, 2024 00:00 UTC
Mears Robert JChief Technology Officer
GrantCommon Stock 30,960 $0.00 $0.00
Disclosure

SEC source: 0001683168-24-001137 · ownership.xml · nonDerivative · entry 1

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,763

F1 · shares: 6.25% shall vest each quarter for the next 48 months commencing on June 1, 2024

Read SEC document
February 21, 2024 Filed Feb 23, 2024 00:00 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 44,899 $0.00 Strike: $6.46 $0.00
Disclosure

SEC source: 0001683168-24-001135 · ownership.xml · derivative · entry 3

Laurencio Francis · CIK 0001680612 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,899

Underlying: Common Stock · 44,899 shares

Expires 2034-02-21

F2 · derivative.exercise_date: 6.25% shall vest each quarter for the next 48 months commencing on June 1, 2024

Read SEC document
February 21, 2024 Filed Feb 23, 2024 00:00 UTC GrantIncentive Stock Option (right to buy) · Derivative 15,885 $0.00 Strike: $6.46 $0.00
Disclosure

SEC source: 0001683168-24-001135 · ownership.xml · derivative · entry 2

Laurencio Francis · CIK 0001680612 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,885

Underlying: Common Stock · 15,885 shares

Expires 2034-02-21

F2 · derivative.exercise_date: 6.25% shall vest each quarter for the next 48 months commencing on June 1, 2024

Read SEC document
February 21, 2024 Filed Feb 23, 2024 00:00 UTC GrantCommon Stock 30,960 $0.00 $0.00
Disclosure

SEC source: 0001683168-24-001135 · ownership.xml · nonDerivative · entry 1

Laurencio Francis · CIK 0001680612 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,608

F1 · shares: 6.25% shall vest each quarter for the next 48 months commencing on June 1, 2024

Read SEC document
December 04, 2023 Filed Dec 5, 2023 21:01 UTC
Mears Robert JChief Technology Officer
SaleCommon Stock 3,251 $7.16 $23,277.16
Disclosure

SEC source: 0001683168-23-008635 · ownership.xml · nonDerivative · entry 7

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,803

F2 · shares: This transaction is part of a 10b5-1 plan adopted on June 16, 2023 by the Reporting Person.

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December 01, 2023 Filed Dec 5, 2023 16:01 UTC
Lewis Jeffrey ASVP, Marketing and Bus. Dev
SaleCommon Stock 193 $6.67 $1,287.31
Disclosure

SEC source: 0001683168-23-008633 · ownership.xml · nonDerivative · entry 2

Lewis Jeffrey A · CIK 0001865501 · SVP, Marketing and Bus. Dev

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,075

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stockgrants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

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December 01, 2023 Filed Dec 5, 2023 16:01 UTC
Lewis Jeffrey ASVP, Marketing and Bus. Dev
SaleCommon Stock 481 $6.67 $3,208.27
Disclosure

SEC source: 0001683168-23-008633 · ownership.xml · nonDerivative · entry 1

Lewis Jeffrey A · CIK 0001865501 · SVP, Marketing and Bus. Dev

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,268

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stockgrants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.