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Nasdaq · USD

ATOM

Atomera Inc

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Tapewire entity
1513
SEC CIK
0001420520
Parsed reports
246

Last 12 months

Inside the activity.

0 purchase rows · 65 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 2025012
Jan 202600
Feb 202601
Mar 2026012
Apr 202600
May 202600
Jun 2026024
Jul 202601
Aug 202601
Sep 2026014
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 03, 2025 Filed Mar 5, 2025 23:00 UTC SaleCommon Stock 997 $5.91 $5,892.27
Disclosure

SEC source: 0001683168-25-001364 · ownership.xml · nonDerivative · entry 2

Laurencio Francis · CIK 0001680612 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 187,065

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stockgrants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
March 03, 2025 Filed Mar 5, 2025 23:00 UTC SaleCommon Stock 204 $5.91 $1,205.64
Disclosure

SEC source: 0001683168-25-001364 · ownership.xml · nonDerivative · entry 1

Laurencio Francis · CIK 0001680612 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 188,062

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stockgrants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
February 19, 2025 Filed Feb 21, 2025 19:41 UTC
Thomas Shawn GVP of Marketing and Bus Dev
GrantCommon Stock 10,022 $0.00 $0.00
Disclosure

SEC source: 0001683168-25-001194 · ownership.xml · nonDerivative · entry 4

Thomas Shawn G · CIK 0002054590 · VP of Marketing and Bus Dev

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,128

F4 · shares: Each performance stock unit represents a contingent right to receive one share of common stock subject to achieving certain performance criteria. The performance period is January 1, 2025 through December 31, 2027 with vesting on March 1, 2028.

Read SEC document
February 19, 2025 Filed Feb 21, 2025 19:41 UTC
Thomas Shawn GVP of Marketing and Bus Dev
GrantCommon Stock 10,021 $0.00 $0.00
Disclosure

SEC source: 0001683168-25-001194 · ownership.xml · nonDerivative · entry 3

Thomas Shawn G · CIK 0002054590 · VP of Marketing and Bus Dev

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,106

F3 · shares: Each performance stock unit represents a contingent right to receive one share of common stock subject to achieving certain performance criteria. The performance period is January 1, 2025 through December 31, 2026 with vesting on March 1, 2027.

Read SEC document
February 19, 2025 Filed Feb 21, 2025 19:41 UTC
Thomas Shawn GVP of Marketing and Bus Dev
GrantCommon Stock 10,021 $0.00 $0.00
Disclosure

SEC source: 0001683168-25-001194 · ownership.xml · nonDerivative · entry 2

Thomas Shawn G · CIK 0002054590 · VP of Marketing and Bus Dev

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,085

F2 · shares: Each performance stock unit represents a contingent right to receive one share of common stock subject to achieving certain performance criteria. The performance period is January 1, 2025 through December 31, 2025 with vesting on March 1, 2026.

Read SEC document
February 19, 2025 Filed Feb 21, 2025 19:41 UTC
Thomas Shawn GVP of Marketing and Bus Dev
GrantCommon Stock 30,064 $0.00 $0.00
Disclosure

SEC source: 0001683168-25-001194 · ownership.xml · nonDerivative · entry 1

Thomas Shawn G · CIK 0002054590 · VP of Marketing and Bus Dev

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,064

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of common stock of which 8.33% shall vest each quarter for the next 36 months commencing on June 1, 2025.

Read SEC document
February 19, 2025 Filed Feb 22, 2025 00:40 UTC
BIBAUD SCOTT A.Director · CEO and President
GrantCommon Stock 34,283 $0.00 $0.00
Disclosure

SEC source: 0001683168-25-001191 · ownership.xml · nonDerivative · entry 4

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 538,983

F4 · shares: Each performance stock unit represents a contingent right to receive one share of common stock subject to achieving certain performance criteria. The performance period is January 1, 2025 through December 31, 2027 with vesting on March 1, 2028.

Read SEC document
February 19, 2025 Filed Feb 22, 2025 00:40 UTC
BIBAUD SCOTT A.Director · CEO and President
GrantCommon Stock 34,283 $0.00 $0.00
Disclosure

SEC source: 0001683168-25-001191 · ownership.xml · nonDerivative · entry 3

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 504,700

F3 · shares: Each performance stock unit represents a contingent right to receive one share of common stock subject to achieving certain performance criteria. The performance period is January 1, 2025 through December 31, 2026 with vesting on March 1, 2027.

Read SEC document
February 19, 2025 Filed Feb 22, 2025 00:40 UTC
BIBAUD SCOTT A.Director · CEO and President
GrantCommon Stock 34,282 $0.00 $0.00
Disclosure

SEC source: 0001683168-25-001191 · ownership.xml · nonDerivative · entry 2

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 470,417

F2 · shares: Each performance stock unit represents a contingent right to receive one share of common stock subject to achieving certain performance criteria. The performance period is January 1, 2025 through December 31, 2025 with vesting on March 1, 2026.

Read SEC document
February 19, 2025 Filed Feb 22, 2025 00:40 UTC
BIBAUD SCOTT A.Director · CEO and President
GrantCommon Stock 102,848 $0.00 $0.00
Disclosure

SEC source: 0001683168-25-001191 · ownership.xml · nonDerivative · entry 1

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 436,135

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of common stock of which 8.33% shall vest each quarter for the next 36 months commencing on June 1, 2025.

Read SEC document
February 19, 2025 Filed Feb 22, 2025 00:41 UTC
Mears Robert JChief Technology Officer
GrantCommon Stock 13,184 $0.00 $0.00
Disclosure

SEC source: 0001683168-25-001193 · ownership.xml · nonDerivative · entry 4

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 209,970

F4 · shares: Each performance stock unit represents a contingent right to receive one share of common stock subject to achieving certain performance criteria. The performance period is January 1, 2025 through December 31, 2027 with vesting on March 1, 2028.

Read SEC document
February 19, 2025 Filed Feb 22, 2025 00:41 UTC
Mears Robert JChief Technology Officer
GrantCommon Stock 13,184 $0.00 $0.00
Disclosure

SEC source: 0001683168-25-001193 · ownership.xml · nonDerivative · entry 3

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 196,786

F3 · shares: Each performance stock unit represents a contingent right to receive one share of common stock subject to achieving certain performance criteria. The performance period is January 1, 2025 through December 31, 2026 with vesting on March 1, 2027.

Read SEC document
February 19, 2025 Filed Feb 22, 2025 00:41 UTC
Mears Robert JChief Technology Officer
GrantCommon Stock 13,184 $0.00 $0.00
Disclosure

SEC source: 0001683168-25-001193 · ownership.xml · nonDerivative · entry 2

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 183,602

F2 · shares: Each performance stock unit represents a contingent right to receive one share of common stock subject to achieving certain performance criteria. The performance period is January 1, 2025 through December 31, 2025 with vesting on March 1, 2026.

Read SEC document
February 19, 2025 Filed Feb 22, 2025 00:41 UTC
Mears Robert JChief Technology Officer
GrantCommon Stock 39,552 $0.00 $0.00
Disclosure

SEC source: 0001683168-25-001193 · ownership.xml · nonDerivative · entry 1

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 170,418

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of common stock of which 8.33% shall vest each quarter for the next 36 months commencing on June 1, 2025.

Read SEC document
February 19, 2025 Filed Feb 22, 2025 00:40 UTC GrantCommon Stock 15,824 $0.00 $0.00
Disclosure

SEC source: 0001683168-25-001192 · ownership.xml · nonDerivative · entry 4

Laurencio Francis · CIK 0001680612 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 188,266

F4 · shares: Each performance stock unit represents a contingent right to receive one share of common stock subject to achieving certain performance criteria. The performance period is January 1, 2025 through December 31, 2027 with vesting on March 1, 2028.

Read SEC document
February 19, 2025 Filed Feb 22, 2025 00:40 UTC GrantCommon Stock 15,824 $0.00 $0.00
Disclosure

SEC source: 0001683168-25-001192 · ownership.xml · nonDerivative · entry 3

Laurencio Francis · CIK 0001680612 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 172,442

F3 · shares: Each performance stock unit represents a contingent right to receive one share of common stock subject to achieving certain performance criteria. The performance period is January 1, 2025 through December 31, 2026 with vesting on March 1, 2027.

Read SEC document
February 19, 2025 Filed Feb 22, 2025 00:40 UTC GrantCommon Stock 15,824 $0.00 $0.00
Disclosure

SEC source: 0001683168-25-001192 · ownership.xml · nonDerivative · entry 2

Laurencio Francis · CIK 0001680612 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 156,618

F2 · shares: Each performance stock unit represents a contingent right to receive one share of common stock subject to achieving certain performance criteria. The performance period is January 1, 2025 through December 31, 2025 with vesting on March 1, 2026.

Read SEC document
February 19, 2025 Filed Feb 22, 2025 00:40 UTC GrantCommon Stock 47,472 $0.00 $0.00
Disclosure

SEC source: 0001683168-25-001192 · ownership.xml · nonDerivative · entry 1

Laurencio Francis · CIK 0001680612 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 140,794

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of common stock of which 8.33% shall vest each quarter for the next 36 months commencing on June 1, 2025.

Read SEC document
December 11, 2024 Filed Dec 12, 2024 21:01 UTC
Mears Robert JChief Technology Officer
Exercise / conversionIncentive Stock Option (right to buy) · Derivative 3,000 $0.00 Strike: $3.90 $0.00
Disclosure

SEC source: 0001683168-24-008669 · ownership.xml · derivative · entry 4

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 21,041

Underlying: Common Stock · 3,000 shares

Expires 2029-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 11, 2024 Filed Dec 12, 2024 21:01 UTC
Mears Robert JChief Technology Officer
Exercise / conversionCommon Stock 3,000 $3.90 $11,700.00
Disclosure

SEC source: 0001683168-24-008669 · ownership.xml · nonDerivative · entry 2

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 130,866

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2024 Filed Dec 12, 2024 21:01 UTC
Mears Robert JChief Technology Officer
SaleCommon Stock 2,628 $7.56 $19,867.68
Disclosure

SEC source: 0001683168-24-008669 · ownership.xml · nonDerivative · entry 1

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 127,866

F1 · shares: This transaction is part of a 10b5-1 plan adopted on September 10, 2024 by the Reporting Person.

Read SEC document
December 02, 2024 Filed Dec 3, 2024 21:00 UTC
BIBAUD SCOTT A.Director · CEO and President
SaleCommon Stock 894 $6.06 $5,417.64
Disclosure

SEC source: 0001683168-24-008483 · ownership.xml · nonDerivative · entry 4

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 333,287

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
December 02, 2024 Filed Dec 3, 2024 21:00 UTC
BIBAUD SCOTT A.Director · CEO and President
SaleCommon Stock 1,783 $6.06 $10,804.98
Disclosure

SEC source: 0001683168-24-008483 · ownership.xml · nonDerivative · entry 3

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 334,181

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
December 02, 2024 Filed Dec 3, 2024 21:00 UTC
BIBAUD SCOTT A.Director · CEO and President
SaleCommon Stock 1,961 $6.06 $11,883.66
Disclosure

SEC source: 0001683168-24-008483 · ownership.xml · nonDerivative · entry 2

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 335,964

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
December 02, 2024 Filed Dec 3, 2024 21:00 UTC
BIBAUD SCOTT A.Director · CEO and President
SaleCommon Stock 581 $6.06 $3,520.86
Disclosure

SEC source: 0001683168-24-008483 · ownership.xml · nonDerivative · entry 1

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 337,925

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
December 02, 2024 Filed Dec 3, 2024 21:00 UTC SaleCommon Stock 204 $6.06 $1,236.24
Disclosure

SEC source: 0001683168-24-008482 · ownership.xml · nonDerivative · entry 4

Laurencio Francis · CIK 0001680612 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,322

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
December 02, 2024 Filed Dec 3, 2024 21:00 UTC SaleCommon Stock 394 $6.06 $2,387.64
Disclosure

SEC source: 0001683168-24-008482 · ownership.xml · nonDerivative · entry 3

Laurencio Francis · CIK 0001680612 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,526

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
December 02, 2024 Filed Dec 3, 2024 21:00 UTC SaleCommon Stock 1,007 $6.06 $6,102.42
Disclosure

SEC source: 0001683168-24-008482 · ownership.xml · nonDerivative · entry 2

Laurencio Francis · CIK 0001680612 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,920

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
December 02, 2024 Filed Dec 3, 2024 21:00 UTC SaleCommon Stock 873 $6.06 $5,290.38
Disclosure

SEC source: 0001683168-24-008482 · ownership.xml · nonDerivative · entry 1

Laurencio Francis · CIK 0001680612 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,927

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
December 02, 2024 Filed Dec 3, 2024 21:00 UTC
Mears Robert JChief Technology Officer
SaleCommon Stock 881 $6.06 $5,338.86
Disclosure

SEC source: 0001683168-24-008481 · ownership.xml · nonDerivative · entry 4

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,494

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
December 02, 2024 Filed Dec 3, 2024 21:00 UTC
Mears Robert JChief Technology Officer
SaleCommon Stock 376 $6.06 $2,278.56
Disclosure

SEC source: 0001683168-24-008481 · ownership.xml · nonDerivative · entry 3

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 131,375

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
December 02, 2024 Filed Dec 3, 2024 21:00 UTC
Mears Robert JChief Technology Officer
SaleCommon Stock 764 $6.06 $4,629.84
Disclosure

SEC source: 0001683168-24-008481 · ownership.xml · nonDerivative · entry 2

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 131,751

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
December 02, 2024 Filed Dec 3, 2024 21:00 UTC
Mears Robert JChief Technology Officer
SaleCommon Stock 179 $6.06 $1,084.74
Disclosure

SEC source: 0001683168-24-008481 · ownership.xml · nonDerivative · entry 1

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 132,515

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
September 03, 2024 Filed Sep 4, 2024 23:03 UTC
BIBAUD SCOTT A.Director · CEO and President
SaleCommon Stock 599 $2.58 $1,545.42
Disclosure

SEC source: 0001683168-24-006198 · ownership.xml · nonDerivative · entry 4

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 338,506

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
September 03, 2024 Filed Sep 4, 2024 23:03 UTC
BIBAUD SCOTT A.Director · CEO and President
SaleCommon Stock 2,020 $2.58 $5,211.60
Disclosure

SEC source: 0001683168-24-006198 · ownership.xml · nonDerivative · entry 3

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 339,105

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
September 03, 2024 Filed Sep 4, 2024 23:03 UTC
BIBAUD SCOTT A.Director · CEO and President
SaleCommon Stock 921 $2.58 $2,376.18
Disclosure

SEC source: 0001683168-24-006198 · ownership.xml · nonDerivative · entry 2

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 341,125

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
September 03, 2024 Filed Sep 4, 2024 23:03 UTC
BIBAUD SCOTT A.Director · CEO and President
SaleCommon Stock 1,837 $2.58 $4,739.46
Disclosure

SEC source: 0001683168-24-006198 · ownership.xml · nonDerivative · entry 1

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 342,046

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
September 03, 2024 Filed Sep 4, 2024 23:08 UTC SaleCommon Stock 1,038 $2.58 $2,678.04
Disclosure

SEC source: 0001683168-24-006197 · ownership.xml · nonDerivative · entry 4

Laurencio Francis · CIK 0001680612 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,800

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
September 03, 2024 Filed Sep 4, 2024 23:08 UTC SaleCommon Stock 210 $2.58 $541.80
Disclosure

SEC source: 0001683168-24-006197 · ownership.xml · nonDerivative · entry 3

Laurencio Francis · CIK 0001680612 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,838

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
September 03, 2024 Filed Sep 4, 2024 23:08 UTC SaleCommon Stock 900 $2.58 $2,322.00
Disclosure

SEC source: 0001683168-24-006197 · ownership.xml · nonDerivative · entry 2

Laurencio Francis · CIK 0001680612 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,048

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
September 03, 2024 Filed Sep 4, 2024 23:08 UTC SaleCommon Stock 406 $2.58 $1,047.48
Disclosure

SEC source: 0001683168-24-006197 · ownership.xml · nonDerivative · entry 1

Laurencio Francis · CIK 0001680612 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,948

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
September 03, 2024 Filed Sep 4, 2024 23:07 UTC
Mears Robert JChief Technology Officer
SaleCommon Stock 909 $2.58 $2,345.22
Disclosure

SEC source: 0001683168-24-006196 · ownership.xml · nonDerivative · entry 4

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 132,694

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
September 03, 2024 Filed Sep 4, 2024 23:07 UTC
Mears Robert JChief Technology Officer
SaleCommon Stock 788 $2.58 $2,033.04
Disclosure

SEC source: 0001683168-24-006196 · ownership.xml · nonDerivative · entry 3

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 133,603

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
September 03, 2024 Filed Sep 4, 2024 23:07 UTC
Mears Robert JChief Technology Officer
SaleCommon Stock 388 $2.58 $1,001.04
Disclosure

SEC source: 0001683168-24-006196 · ownership.xml · nonDerivative · entry 2

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 134,391

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

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September 03, 2024 Filed Sep 4, 2024 23:07 UTC
Mears Robert JChief Technology Officer
SaleCommon Stock 184 $2.58 $474.72
Disclosure

SEC source: 0001683168-24-006196 · ownership.xml · nonDerivative · entry 1

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 134,779

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

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August 07, 2024 Filed Aug 7, 2024 20:02 UTC
Gerber JohnDirector
PurchaseCommon Stock 3,450 $2.94 $10,143.00
Disclosure

SEC source: 0001683168-24-005332 · ownership.xml · nonDerivative · entry 1

Gerber John · CIK 0001681151 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 298,380

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June 04, 2024 Filed Jun 5, 2024 22:03 UTC
Mears Robert JChief Technology Officer
SaleCommon Stock 1,578 $4.04 $6,375.12
Disclosure

SEC source: 0001683168-24-004011 · ownership.xml · nonDerivative · entry 5

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 134,963

F2 · shares: This transaction is part of a 10b5-1 plan adopted on June 16, 2023 by the Reporting Person.

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June 03, 2024 Filed Jun 5, 2024 22:01 UTC
BIBAUD SCOTT A.Director · CEO and President
SaleCommon Stock 887 $4.13 $3,663.31
Disclosure

SEC source: 0001683168-24-004007 · ownership.xml · nonDerivative · entry 4

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 343,883

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stockgrants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

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June 03, 2024 Filed Jun 5, 2024 22:01 UTC
BIBAUD SCOTT A.Director · CEO and President
SaleCommon Stock 1,943 $4.13 $8,024.59
Disclosure

SEC source: 0001683168-24-004007 · ownership.xml · nonDerivative · entry 3

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 344,770

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stockgrants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

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June 03, 2024 Filed Jun 5, 2024 22:01 UTC
BIBAUD SCOTT A.Director · CEO and President
SaleCommon Stock 578 $4.13 $2,387.14
Disclosure

SEC source: 0001683168-24-004007 · ownership.xml · nonDerivative · entry 2

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 346,713

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.