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Nasdaq · USD

ATOM

Atomera Inc

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1513
SEC CIK
0001420520
Parsed reports
246

Last 12 months

Inside the activity.

0 purchase rows · 65 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 2025012
Jan 202600
Feb 202601
Mar 2026012
Apr 202600
May 202600
Jun 2026024
Jul 202601
Aug 202601
Sep 2026014
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 01, 2025 Filed Dec 2, 2025 21:02 UTC
BIBAUD SCOTT A.Director · CEO and President
SaleCommon Stock 2,015 $2.39 $4,815.85
Disclosure

SEC source: 0001683168-25-008809 · ownership.xml · nonDerivative · entry 1

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 513,336

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stockgrants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction pursuant to Rule 10b5-1(c)(1)(ii)(D)(3) under the Exchange Act.

Read SEC document
December 01, 2025 Filed Dec 2, 2025 21:02 UTC
Mears Robert JChief Technology Officer
SaleCommon Stock 386 $2.39 $922.54
Disclosure

SEC source: 0001683168-25-008811 · ownership.xml · nonDerivative · entry 4

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 186,062

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stockgrants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction pursuant to Rule 10b5-1(c)(1)(ii)(D)(3) under the Exchange Act.

Read SEC document
December 01, 2025 Filed Dec 2, 2025 21:02 UTC
Mears Robert JChief Technology Officer
SaleCommon Stock 1,540 $2.39 $3,680.60
Disclosure

SEC source: 0001683168-25-008811 · ownership.xml · nonDerivative · entry 3

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 186,448

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stockgrants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction pursuant to Rule 10b5-1(c)(1)(ii)(D)(3) under the Exchange Act.

Read SEC document
December 01, 2025 Filed Dec 2, 2025 21:02 UTC
Mears Robert JChief Technology Officer
SaleCommon Stock 904 $2.39 $2,160.56
Disclosure

SEC source: 0001683168-25-008811 · ownership.xml · nonDerivative · entry 2

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 187,988

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stockgrants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction pursuant to Rule 10b5-1(c)(1)(ii)(D)(3) under the Exchange Act.

Read SEC document
December 01, 2025 Filed Dec 2, 2025 21:02 UTC
Mears Robert JChief Technology Officer
SaleCommon Stock 784 $2.39 $1,873.76
Disclosure

SEC source: 0001683168-25-008811 · ownership.xml · nonDerivative · entry 1

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 188,892

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stockgrants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction pursuant to Rule 10b5-1(c)(1)(ii)(D)(3) under the Exchange Act.

Read SEC document
December 01, 2025 Filed Dec 2, 2025 21:02 UTC SaleCommon Stock 2,114 $2.39 $5,052.46
Disclosure

SEC source: 0001683168-25-008810 · ownership.xml · nonDerivative · entry 4

Laurencio Francis · CIK 0001680612 · CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 166,082

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stockgrants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction pursuant to Rule 10b5-1(c)(1)(ii)(D)(3) under the Exchange Act.

Read SEC document
December 01, 2025 Filed Dec 2, 2025 21:02 UTC SaleCommon Stock 1,035 $2.39 $2,473.65
Disclosure

SEC source: 0001683168-25-008810 · ownership.xml · nonDerivative · entry 3

Laurencio Francis · CIK 0001680612 · CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 168,196

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stockgrants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction pursuant to Rule 10b5-1(c)(1)(ii)(D)(3) under the Exchange Act.

Read SEC document
December 01, 2025 Filed Dec 2, 2025 21:02 UTC SaleCommon Stock 897 $2.39 $2,143.83
Disclosure

SEC source: 0001683168-25-008810 · ownership.xml · nonDerivative · entry 2

Laurencio Francis · CIK 0001680612 · CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 169,231

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stockgrants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction pursuant to Rule 10b5-1(c)(1)(ii)(D)(3) under the Exchange Act.

Read SEC document
December 01, 2025 Filed Dec 2, 2025 21:02 UTC SaleCommon Stock 405 $2.39 $967.95
Disclosure

SEC source: 0001683168-25-008810 · ownership.xml · nonDerivative · entry 1

Laurencio Francis · CIK 0001680612 · CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 170,128

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stockgrants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction pursuant to Rule 10b5-1(c)(1)(ii)(D)(3) under the Exchange Act.

Read SEC document
June 12, 2025 Filed Jun 14, 2025 00:00 UTC
BIBAUD SCOTT A.Director · CEO and President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 57,830 $0.00 Strike: $5.70 $0.00
Disclosure

SEC source: 0001683168-25-004500 · ownership.xml · derivative · entry 6

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 57,830 shares

Expires 2025-10-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 12, 2025 Filed Jun 14, 2025 00:00 UTC
BIBAUD SCOTT A.Director · CEO and President
Exercise / conversionIncentive Stock Option (right to buy) · Derivative 70,172 $0.00 Strike: $5.70 $0.00
Disclosure

SEC source: 0001683168-25-004500 · ownership.xml · derivative · entry 5

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 70,172 shares

Expires 2025-10-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 12, 2025 Filed Jun 14, 2025 00:00 UTC
BIBAUD SCOTT A.Director · CEO and President
SaleCommon Stock 70,172 $5.94 $416,821.68
Disclosure

SEC source: 0001683168-25-004500 · ownership.xml · nonDerivative · entry 4

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 524,665

Read SEC document
June 12, 2025 Filed Jun 14, 2025 00:00 UTC
BIBAUD SCOTT A.Director · CEO and President
Exercise / conversionCommon Stock 70,172 $5.70 $399,980.40
Disclosure

SEC source: 0001683168-25-004500 · ownership.xml · nonDerivative · entry 3

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 594,837

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 12, 2025 Filed Jun 14, 2025 00:00 UTC
BIBAUD SCOTT A.Director · CEO and President
SaleCommon Stock 57,830 $5.94 $343,510.20
Disclosure

SEC source: 0001683168-25-004500 · ownership.xml · nonDerivative · entry 2

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 524,665

Read SEC document
June 12, 2025 Filed Jun 14, 2025 00:00 UTC
BIBAUD SCOTT A.Director · CEO and President
Exercise / conversionCommon Stock 57,830 $5.70 $329,631.00
Disclosure

SEC source: 0001683168-25-004500 · ownership.xml · nonDerivative · entry 1

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 582,495

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 11, 2025 Filed Jun 14, 2025 00:00 UTC
Mears Robert JChief Technology Officer
SaleCommon Stock 4,196 $6.13 $25,721.48
Disclosure

SEC source: 0001683168-25-004501 · ownership.xml · nonDerivative · entry 1

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 197,409

F1 · shares: This transaction is part of a 10b5-1 plan adopted on September 10, 2024 and amended on March 12, 2025 by the Reporting Person.

Read SEC document
June 03, 2025 Filed Jun 4, 2025 20:03 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 37,031 $0.00 Strike: $3.90 $0.00
Disclosure

SEC source: 0001683168-25-004220 · ownership.xml · derivative · entry 11

Laurencio Francis · CIK 0001680612 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 37,031 shares

Expires 2029-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 03, 2025 Filed Jun 4, 2025 20:03 UTC Exercise / conversionIncentive Stock Option (right to buy) · Derivative 7,969 $0.00 Strike: $3.90 $0.00
Disclosure

SEC source: 0001683168-25-004220 · ownership.xml · derivative · entry 10

Laurencio Francis · CIK 0001680612 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,923

Underlying: Common Stock · 7,969 shares

Expires 2029-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 03, 2025 Filed Jun 4, 2025 20:03 UTC SaleCommon Stock 7,969 $6.14 $48,929.66
Disclosure

SEC source: 0001683168-25-004220 · ownership.xml · nonDerivative · entry 9

Laurencio Francis · CIK 0001680612 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 174,970

Read SEC document
June 03, 2025 Filed Jun 4, 2025 20:03 UTC Exercise / conversionCommon Stock 7,969 $3.90 $31,079.10
Disclosure

SEC source: 0001683168-25-004220 · ownership.xml · nonDerivative · entry 8

Laurencio Francis · CIK 0001680612 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 182,939

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 03, 2025 Filed Jun 4, 2025 20:03 UTC SaleCommon Stock 37,031 $6.14 $227,370.34
Disclosure

SEC source: 0001683168-25-004220 · ownership.xml · nonDerivative · entry 7

Laurencio Francis · CIK 0001680612 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 174,970

Read SEC document
June 03, 2025 Filed Jun 4, 2025 20:03 UTC Exercise / conversionCommon Stock 37,031 $3.90 $144,420.90
Disclosure

SEC source: 0001683168-25-004220 · ownership.xml · nonDerivative · entry 6

Laurencio Francis · CIK 0001680612 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 212,001

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 03, 2025 Filed Jun 4, 2025 20:03 UTC SaleCommon Stock 6,480 $6.14 $39,787.20
Disclosure

SEC source: 0001683168-25-004220 · ownership.xml · nonDerivative · entry 5

Laurencio Francis · CIK 0001680612 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 174,970

Read SEC document
June 02, 2025 Filed Jun 4, 2025 20:03 UTC
BIBAUD SCOTT A.Director · CEO and President
SaleCommon Stock 4,484 $6.00 $26,904.00
Disclosure

SEC source: 0001683168-25-004219 · ownership.xml · nonDerivative · entry 4

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 524,665

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
June 02, 2025 Filed Jun 4, 2025 20:03 UTC
BIBAUD SCOTT A.Director · CEO and President
SaleCommon Stock 1,974 $6.00 $11,844.00
Disclosure

SEC source: 0001683168-25-004219 · ownership.xml · nonDerivative · entry 3

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 529,149

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
June 02, 2025 Filed Jun 4, 2025 20:03 UTC
BIBAUD SCOTT A.Director · CEO and President
SaleCommon Stock 1,795 $6.00 $10,770.00
Disclosure

SEC source: 0001683168-25-004219 · ownership.xml · nonDerivative · entry 2

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 531,123

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
June 02, 2025 Filed Jun 4, 2025 20:03 UTC
BIBAUD SCOTT A.Director · CEO and President
SaleCommon Stock 900 $6.00 $5,400.00
Disclosure

SEC source: 0001683168-25-004219 · ownership.xml · nonDerivative · entry 1

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 532,918

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
June 02, 2025 Filed Jun 4, 2025 20:03 UTC
Mears Robert JChief Technology Officer
SaleCommon Stock 1,507 $6.00 $9,042.00
Disclosure

SEC source: 0001683168-25-004218 · ownership.xml · nonDerivative · entry 4

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 201,605

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
June 02, 2025 Filed Jun 4, 2025 20:03 UTC
Mears Robert JChief Technology Officer
SaleCommon Stock 378 $6.00 $2,268.00
Disclosure

SEC source: 0001683168-25-004218 · ownership.xml · nonDerivative · entry 3

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 203,112

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
June 02, 2025 Filed Jun 4, 2025 20:03 UTC
Mears Robert JChief Technology Officer
SaleCommon Stock 885 $6.00 $5,310.00
Disclosure

SEC source: 0001683168-25-004218 · ownership.xml · nonDerivative · entry 2

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 203,490

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
June 02, 2025 Filed Jun 4, 2025 20:03 UTC
Mears Robert JChief Technology Officer
SaleCommon Stock 767 $6.00 $4,602.00
Disclosure

SEC source: 0001683168-25-004218 · ownership.xml · nonDerivative · entry 1

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 204,375

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
June 02, 2025 Filed Jun 4, 2025 20:03 UTC SaleCommon Stock 2,071 $6.00 $12,426.00
Disclosure

SEC source: 0001683168-25-004220 · ownership.xml · nonDerivative · entry 4

Laurencio Francis · CIK 0001680612 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 181,450

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
June 02, 2025 Filed Jun 4, 2025 20:03 UTC SaleCommon Stock 397 $6.00 $2,382.00
Disclosure

SEC source: 0001683168-25-004220 · ownership.xml · nonDerivative · entry 3

Laurencio Francis · CIK 0001680612 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 183,521

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
June 02, 2025 Filed Jun 4, 2025 20:03 UTC SaleCommon Stock 878 $6.00 $5,268.00
Disclosure

SEC source: 0001683168-25-004220 · ownership.xml · nonDerivative · entry 2

Laurencio Francis · CIK 0001680612 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 183,918

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
June 02, 2025 Filed Jun 4, 2025 20:03 UTC SaleCommon Stock 1,013 $6.00 $6,078.00
Disclosure

SEC source: 0001683168-25-004220 · ownership.xml · nonDerivative · entry 1

Laurencio Francis · CIK 0001680612 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 184,796

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
May 15, 2025 Filed May 16, 2025 20:04 UTC GrantCommon Stock 19,887 $0.00 $0.00
Disclosure

SEC source: 0001683168-25-003784 · ownership.xml · nonDerivative · entry 1

LE DUY LOAN T · CIK 0001192886 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,158

F1 · shares: These are Restricted Stock Units of Common Stock issued to the Reporting person by the Issuer on May 15, 2025, which will vest on May 14, 2026.

Read SEC document
May 15, 2025 Filed May 16, 2025 20:04 UTC GrantCommon Stock 19,887 $0.00 $0.00
Disclosure

SEC source: 0001683168-25-003783 · ownership.xml · nonDerivative · entry 1

SHEVICK STEVEN K · CIK 0001249845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,216

F1 · shares: These are Restricted Stock Units of Common Stock issued to the Reporting person by the Issuer on May 15, 2025, which will vest on May 14, 2026.

Read SEC document
May 15, 2025 Filed May 16, 2025 20:04 UTC
Ramnath SujaDirector
GrantCommon Stock 19,887 $0.00 $0.00
Disclosure

SEC source: 0001683168-25-003782 · ownership.xml · nonDerivative · entry 1

Ramnath Suja · CIK 0001588000 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,438

F1 · shares: These are Restricted Stock Units of Common Stock issued to the Reporting person by the Issuer on May 15, 2025, which will vest on May 14, 2026.

Read SEC document
May 15, 2025 Filed May 16, 2025 20:04 UTC
Gerber JohnDirector
GrantCommon Stock 19,887 $0.00 $0.00
Disclosure

SEC source: 0001683168-25-003781 · ownership.xml · nonDerivative · entry 1

Gerber John · CIK 0001681151 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 318,267

F1 · shares: These are Restricted Stock Units of Common Stock issued to the Reporting person by the Issuer on May 15, 2025, which will vest on May 14, 2026.

Read SEC document
March 04, 2025 Filed Mar 5, 2025 23:01 UTC
Mears Robert JChief Technology Officer
SaleCommon Stock 2,654 $5.13 $13,615.02
Disclosure

SEC source: 0001683168-25-001365 · ownership.xml · nonDerivative · entry 5

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 205,142

F2 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
March 03, 2025 Filed Mar 5, 2025 23:00 UTC
BIBAUD SCOTT A.Director · CEO and President
SaleCommon Stock 1,763 $5.91 $10,419.33
Disclosure

SEC source: 0001683168-25-001363 · ownership.xml · nonDerivative · entry 4

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 533,818

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stockgrants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
March 03, 2025 Filed Mar 5, 2025 23:00 UTC
BIBAUD SCOTT A.Director · CEO and President
SaleCommon Stock 886 $5.91 $5,236.26
Disclosure

SEC source: 0001683168-25-001363 · ownership.xml · nonDerivative · entry 3

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 535,581

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stockgrants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
March 03, 2025 Filed Mar 5, 2025 23:00 UTC
BIBAUD SCOTT A.Director · CEO and President
SaleCommon Stock 577 $5.91 $3,410.07
Disclosure

SEC source: 0001683168-25-001363 · ownership.xml · nonDerivative · entry 2

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 536,467

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stockgrants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
March 03, 2025 Filed Mar 5, 2025 23:00 UTC
BIBAUD SCOTT A.Director · CEO and President
SaleCommon Stock 1,939 $5.91 $11,459.49
Disclosure

SEC source: 0001683168-25-001363 · ownership.xml · nonDerivative · entry 1

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 537,044

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stockgrants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

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March 03, 2025 Filed Mar 5, 2025 23:01 UTC
Mears Robert JChief Technology Officer
SaleCommon Stock 176 $5.91 $1,040.16
Disclosure

SEC source: 0001683168-25-001365 · ownership.xml · nonDerivative · entry 4

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 207,796

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock?grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

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March 03, 2025 Filed Mar 5, 2025 23:01 UTC
Mears Robert JChief Technology Officer
SaleCommon Stock 372 $5.91 $2,198.52
Disclosure

SEC source: 0001683168-25-001365 · ownership.xml · nonDerivative · entry 3

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 207,972

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock?grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

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March 03, 2025 Filed Mar 5, 2025 23:01 UTC
Mears Robert JChief Technology Officer
SaleCommon Stock 871 $5.91 $5,147.61
Disclosure

SEC source: 0001683168-25-001365 · ownership.xml · nonDerivative · entry 2

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 208,344

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock?grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

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March 03, 2025 Filed Mar 5, 2025 23:01 UTC
Mears Robert JChief Technology Officer
SaleCommon Stock 755 $5.91 $4,462.05
Disclosure

SEC source: 0001683168-25-001365 · ownership.xml · nonDerivative · entry 1

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 209,215

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock?grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

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March 03, 2025 Filed Mar 5, 2025 23:00 UTC SaleCommon Stock 864 $5.91 $5,106.24
Disclosure

SEC source: 0001683168-25-001364 · ownership.xml · nonDerivative · entry 4

Laurencio Francis · CIK 0001680612 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 185,809

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stockgrants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

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March 03, 2025 Filed Mar 5, 2025 23:00 UTC SaleCommon Stock 392 $5.91 $2,316.72
Disclosure

SEC source: 0001683168-25-001364 · ownership.xml · nonDerivative · entry 3

Laurencio Francis · CIK 0001680612 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 186,673

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stockgrants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.