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Nasdaq · USD

ATOM

Atomera Inc

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1513
SEC CIK
0001420520
Parsed reports
246

Last 12 months

Inside the activity.

0 purchase rows · 65 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 2025012
Jan 202600
Feb 202601
Mar 2026012
Apr 202600
May 202600
Jun 2026024
Jul 202601
Aug 202601
Sep 2026014
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 02, 2021 Filed Jun 3, 2021 20:06 UTC
Mears Robert JChief Technology Officer
SaleCommon Stock 2,000 $17.87 $35,740.00
Disclosure

SEC source: 0001683168-21-002339 · ownership.xml · nonDerivative · entry 2

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,998

F2 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
June 02, 2021 Filed Jun 3, 2021 20:04 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 2,000 $0.00 Strike: $3.90 $0.00
Disclosure

SEC source: 0001683168-21-002336 · ownership.xml · derivative · entry 5

Laurencio Francis · CIK 0001680612 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,923

Underlying: Common Stock · 2,000 shares

Expires 2029-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: The option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and exercised from a previously reported total.

Read SEC document
June 02, 2021 Filed Jun 3, 2021 20:04 UTC SaleCommon Stock 2,000 $17.89 $35,780.00
Disclosure

SEC source: 0001683168-21-002336 · ownership.xml · nonDerivative · entry 4

Laurencio Francis · CIK 0001680612 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,942

F2 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
June 02, 2021 Filed Jun 3, 2021 20:04 UTC Exercise / conversionCommon Stock 2,000 $3.90 $7,800.00
Disclosure

SEC source: 0001683168-21-002336 · ownership.xml · nonDerivative · entry 3

Laurencio Francis · CIK 0001680612 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,942

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: The option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and exercised from a previously reported total.

Read SEC document
June 02, 2021 Filed Jun 3, 2021 20:04 UTC SaleCommon Stock 1,500 $17.87 $26,805.00
Disclosure

SEC source: 0001683168-21-002336 · ownership.xml · nonDerivative · entry 2

Laurencio Francis · CIK 0001680612 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,942

F2 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 20:02 UTC
BIBAUD SCOTT A.Director · CEO and President
SaleCommon Stock 8,960 $17.55 $157,248.00
Disclosure

SEC source: 0001683168-21-002334 · ownership.xml · nonDerivative · entry 1

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 284,175

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 20:06 UTC
Mears Robert JChief Technology Officer
SaleCommon Stock 2,067 $17.55 $36,275.85
Disclosure

SEC source: 0001683168-21-002339 · ownership.xml · nonDerivative · entry 1

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,998

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 20:04 UTC SaleCommon Stock 3,644 $17.55 $63,952.20
Disclosure

SEC source: 0001683168-21-002336 · ownership.xml · nonDerivative · entry 1

Laurencio Francis · CIK 0001680612 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,442

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
May 12, 2021 Filed May 12, 2021 22:03 UTC GrantCommon Stock 4,401 $0.00 $0.00
Disclosure

SEC source: 0001683168-21-001925 · ownership.xml · nonDerivative · entry 1

SHEVICK STEVEN K · CIK 0001249845 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,848

F1 · shares: These are Restricted Stock Awards of Common Stock issued to the Reporting Person by the Issuer on May 12, 2021, which will vest on May 5, 2022.

Read SEC document
May 12, 2021 Filed May 12, 2021 22:02 UTC
Gerber JohnDirector
GrantCommon Stock 4,401 $0.00 $0.00
Disclosure

SEC source: 0001683168-21-001923 · ownership.xml · nonDerivative · entry 1

Gerber John · CIK 0001681151 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,418

F1 · shares: These are Restricted Stock Awards of Common Stock issued to the Reporting Person by the Issuer on May 12, 2021, which will vest on May 5, 2022.

Read SEC document
May 12, 2021 Filed May 12, 2021 22:02 UTC GrantCommon Stock 4,401 $0.00 $0.00
Disclosure

SEC source: 0001683168-21-001924 · ownership.xml · nonDerivative · entry 1

LE DUY LOAN T · CIK 0001192886 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,790

F1 · shares: These are Restricted Stock Awards of Common Stock issued to the Reporting Person by the Issuer on May 12, 2021, which will vest on May 5, 2022.

Read SEC document
May 12, 2021 Filed May 12, 2021 22:02 UTC GrantCommon Stock 4,401 $0.00 $0.00
Disclosure

SEC source: 0001683168-21-001922 · ownership.xml · nonDerivative · entry 1

Cleavelin C Rinn · CIK 0001680206 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,668

F1 · shares: These are Restricted Stock Awards of Common Stock issued to the Reporting Person by the Issuer on May 12, 2021, which will vest on May 5, 2022.

Read SEC document
March 04, 2021 Filed Mar 5, 2021 22:11 UTC
BIBAUD SCOTT A.Director · CEO and President
GrantStock Options (Right to Buy) · Derivative 39,728 $0.00 Strike: $22.38 $0.00
Disclosure

SEC source: 0001683168-21-000795 · ownership.xml · derivative · entry 2

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,728

Underlying: Common Stock · 39,728 shares

Expires 2031-03-04

F1 · derivative.exercise_date: 6.25% shall vest each quarter for the next 48 months commencing on June 1, 2021

Read SEC document
March 04, 2021 Filed Mar 5, 2021 22:11 UTC
BIBAUD SCOTT A.Director · CEO and President
GrantCommon Stock 17,872 $0.00 $0.00
Disclosure

SEC source: 0001683168-21-000795 · ownership.xml · nonDerivative · entry 1

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 293,135

F1 · shares: 6.25% shall vest each quarter for the next 48 months commencing on June 1, 2021

Read SEC document
March 04, 2021 Filed Mar 5, 2021 22:13 UTC
Mears Robert JChief Technology Officer
GrantStock Options (Right to Buy) · Derivative 13,904 $0.00 Strike: $22.38 $0.00
Disclosure

SEC source: 0001683168-21-000797 · ownership.xml · derivative · entry 3

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,904

Underlying: Common Stock · 13,904 shares

Expires 2031-03-04

F1 · derivative.exercise_date: 6.25% shall vest each quarter for the next 48 months commencing on June 1, 2021

Read SEC document
March 04, 2021 Filed Mar 5, 2021 22:13 UTC
Mears Robert JChief Technology Officer
GrantCommon Stock 6,256 $0.00 $0.00
Disclosure

SEC source: 0001683168-21-000797 · ownership.xml · nonDerivative · entry 1

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,065

F1 · shares: 6.25% shall vest each quarter for the next 48 months commencing on June 1, 2021

Read SEC document
March 04, 2021 Filed Mar 5, 2021 22:12 UTC GrantStock Options (Right to Buy) · Derivative 13,904 $0.00 Strike: $22.38 $0.00
Disclosure

SEC source: 0001683168-21-000796 · ownership.xml · derivative · entry 2

Laurencio Francis · CIK 0001680612 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,904

Underlying: Common Stock · 13,904 shares

Expires 2031-03-04

F1 · derivative.exercise_date: 6.25% shall vest each quarter for the next 48 months commencing on June 1, 2021

Read SEC document
March 04, 2021 Filed Mar 5, 2021 22:12 UTC GrantCommon Stock 6,256 $0.00 $0.00
Disclosure

SEC source: 0001683168-21-000796 · ownership.xml · nonDerivative · entry 1

Laurencio Francis · CIK 0001680612 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,086

F1 · shares: 6.25% shall vest each quarter for the next 48 months commencing on June 1, 2021

Read SEC document
March 02, 2021 Filed Mar 4, 2021 02:38 UTC
BIBAUD SCOTT A.Director · CEO and President
Exercise / conversionStock Options (Right to Buy) · Derivative 14,772 $0.00 Strike: $5.70 $0.00
Disclosure

SEC source: 0001683168-21-000772 · ownership.xml · derivative · entry 7

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,002

Underlying: Common Stock · 14,772 shares

Expires 2025-10-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: The option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and exercised from a previously reported total.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 02:38 UTC
BIBAUD SCOTT A.Director · CEO and President
SaleCommon Stock 14,772 $30.50 $450,546.00
Disclosure

SEC source: 0001683168-21-000772 · ownership.xml · nonDerivative · entry 5

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,263

F3 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 02:38 UTC
BIBAUD SCOTT A.Director · CEO and President
Exercise / conversionCommon Stock 14,772 $5.70 $84,200.40
Disclosure

SEC source: 0001683168-21-000772 · ownership.xml · nonDerivative · entry 4

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 290,035

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: The option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and exercised from a previously reported total.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 02:38 UTC
Mears Robert JChief Technology Officer
Exercise / conversionStock Options (Right to Buy) · Derivative 10,000 $0.00 Strike: $6.60 $0.00
Disclosure

SEC source: 0001683168-21-000773 · ownership.xml · derivative · entry 15

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2025-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 02:38 UTC
Mears Robert JChief Technology Officer
Exercise / conversionCommon Stock 10,000 $6.60 $66,000.00
Disclosure

SEC source: 0001683168-21-000773 · ownership.xml · nonDerivative · entry 10

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,809

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 02:38 UTC
Mears Robert JChief Technology Officer
SaleCommon Stock 2,000 $31.32 $62,640.00
Disclosure

SEC source: 0001683168-21-000773 · ownership.xml · nonDerivative · entry 9

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,809

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

F2 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 02:37 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 2,000 $0.00 Strike: $3.90 $0.00
Disclosure

SEC source: 0001683168-21-000770 · ownership.xml · derivative · entry 8

Laurencio Francis · CIK 0001680612 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,923

Underlying: Common Stock · 2,000 shares

Expires 2029-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: The option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and exercised from a previously reported total.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 02:37 UTC SaleCommon Stock 2,000 $31.32 $62,640.00
Disclosure

SEC source: 0001683168-21-000770 · ownership.xml · nonDerivative · entry 6

Laurencio Francis · CIK 0001680612 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,830

F2 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 02:37 UTC Exercise / conversionCommon Stock 2,000 $3.90 $7,800.00
Disclosure

SEC source: 0001683168-21-000770 · ownership.xml · nonDerivative · entry 5

Laurencio Francis · CIK 0001680612 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,830

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: The option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and exercised from a previously reported total.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 02:37 UTC SaleCommon Stock 1,500 $31.34 $47,010.00
Disclosure

SEC source: 0001683168-21-000770 · ownership.xml · nonDerivative · entry 2

Laurencio Francis · CIK 0001680612 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,830

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

F2 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 02:35 UTC
Gerber JohnDirector
SaleCommon Stock 6,020 $31.05 $186,921.00
Disclosure

SEC source: 0001683168-21-000767 · ownership.xml · nonDerivative · entry 3

Gerber John · CIK 0001681151 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 165,096

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 02:38 UTC
BIBAUD SCOTT A.Director · CEO and President
Exercise / conversionStock Options (Right to Buy) · Derivative 160,228 $0.00 Strike: $5.70 $0.00
Disclosure

SEC source: 0001683168-21-000772 · ownership.xml · derivative · entry 6

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,774

Underlying: Common Stock · 160,228 shares

Expires 2025-10-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: The option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and exercised from a previously reported total.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 02:38 UTC
BIBAUD SCOTT A.Director · CEO and President
SaleCommon Stock 160,228 $27.75 $4,446,327.00
Disclosure

SEC source: 0001683168-21-000772 · ownership.xml · nonDerivative · entry 3

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,263

F3 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 02:38 UTC
BIBAUD SCOTT A.Director · CEO and President
Exercise / conversionCommon Stock 160,228 $5.70 $913,299.60
Disclosure

SEC source: 0001683168-21-000772 · ownership.xml · nonDerivative · entry 2

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 435,491

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: The option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and exercised from a previously reported total.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 02:38 UTC
BIBAUD SCOTT A.Director · CEO and President
SaleCommon Stock 6,802 $27.67 $188,211.34
Disclosure

SEC source: 0001683168-21-000772 · ownership.xml · nonDerivative · entry 1

BIBAUD SCOTT A. · CIK 0001464249 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,263

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 02:38 UTC
Mears Robert JChief Technology Officer
Exercise / conversionStock Options (Right to Buy) · Derivative 6,885 $0.00 Strike: $7.65 $0.00
Disclosure

SEC source: 0001683168-21-000773 · ownership.xml · derivative · entry 14

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,115

Underlying: Common Stock · 6.885 shares

Expires 2026-10-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: The option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and exercised from a previously reported total.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 02:38 UTC
Mears Robert JChief Technology Officer
Exercise / conversionStock Options (Right to Buy) · Derivative 9,551 $0.00 Strike: $6.60 $0.00
Disclosure

SEC source: 0001683168-21-000773 · ownership.xml · derivative · entry 13

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 9,551 shares

Expires 2025-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: The option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and exercised from a previously reported total.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 02:38 UTC
Mears Robert JChief Technology Officer
Exercise / conversionStock Options (Right to Buy) · Derivative 524 $0.00 Strike: $5.70 $0.00
Disclosure

SEC source: 0001683168-21-000773 · ownership.xml · derivative · entry 12

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 524 shares

Expires 2026-01-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: The option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and exercised from a previously reported total.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 02:38 UTC
Mears Robert JChief Technology Officer
SaleCommon Stock 6,885 $27.61 $190,094.85
Disclosure

SEC source: 0001683168-21-000773 · ownership.xml · nonDerivative · entry 8

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,809

F2 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 02:38 UTC
Mears Robert JChief Technology Officer
Exercise / conversionCommon Stock 6,885 $7.65 $52,670.25
Disclosure

SEC source: 0001683168-21-000773 · ownership.xml · nonDerivative · entry 7

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,694

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: The option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and exercised from a previously reported total.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 02:38 UTC
Mears Robert JChief Technology Officer
SaleCommon Stock 524 $27.61 $14,467.64
Disclosure

SEC source: 0001683168-21-000773 · ownership.xml · nonDerivative · entry 6

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,809

F2 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 02:38 UTC
Mears Robert JChief Technology Officer
Exercise / conversionCommon Stock 524 $5.70 $2,986.80
Disclosure

SEC source: 0001683168-21-000773 · ownership.xml · nonDerivative · entry 5

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: The option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and exercised from a previously reported total.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 02:38 UTC
Mears Robert JChief Technology Officer
SaleCommon Stock 9,551 $27.61 $263,703.11
Disclosure

SEC source: 0001683168-21-000773 · ownership.xml · nonDerivative · entry 4

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,809

F2 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 02:38 UTC
Mears Robert JChief Technology Officer
Exercise / conversionCommon Stock 9,551 $6.60 $63,036.60
Disclosure

SEC source: 0001683168-21-000773 · ownership.xml · nonDerivative · entry 3

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,360

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: The option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and exercised from a previously reported total.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 02:38 UTC
Mears Robert JChief Technology Officer
SaleCommon Stock 2,315 $27.67 $64,056.05
Disclosure

SEC source: 0001683168-21-000773 · ownership.xml · nonDerivative · entry 2

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,809

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

F2 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

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March 01, 2021 Filed Mar 4, 2021 02:38 UTC
Mears Robert JChief Technology Officer
SaleCommon Stock 24,170 $27.77 $671,200.90
Disclosure

SEC source: 0001683168-21-000773 · ownership.xml · nonDerivative · entry 1

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,124

F2 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

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March 01, 2021 Filed Mar 4, 2021 02:37 UTC
Trautmann ErwinDirector · See Remarks
Exercise / conversionStock Options (Right to Buy) · Derivative 12,000 $0.00 Strike: $7.01 $0.00
Disclosure

SEC source: 0001683168-21-000771 · ownership.xml · derivative · entry 4

Trautmann Erwin · CIK 0001680614 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,169

Underlying: Common Stock · 12,000 shares

Expires 2027-03-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: The option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and exercised from a previously reported total.

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March 01, 2021 Filed Mar 4, 2021 02:37 UTC
Trautmann ErwinDirector · See Remarks
SaleCommon Stock 12,000 $27.37 $328,440.00
Disclosure

SEC source: 0001683168-21-000771 · ownership.xml · nonDerivative · entry 3

Trautmann Erwin · CIK 0001680614 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97.212

F3 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

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March 01, 2021 Filed Mar 4, 2021 02:37 UTC
Trautmann ErwinDirector · See Remarks
Exercise / conversionCommon Stock 12,000 $7.01 $84,120.00
Disclosure

SEC source: 0001683168-21-000771 · ownership.xml · nonDerivative · entry 2

Trautmann Erwin · CIK 0001680614 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,212

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: The option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and exercised from a previously reported total.

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March 01, 2021 Filed Mar 4, 2021 02:37 UTC
Trautmann ErwinDirector · See Remarks
SaleCommon Stock 528 $27.67 $14,609.76
Disclosure

SEC source: 0001683168-21-000771 · ownership.xml · nonDerivative · entry 1

Trautmann Erwin · CIK 0001680614 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,212

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

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March 01, 2021 Filed Mar 4, 2021 02:37 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 37,000 $0.00 Strike: $7.50 $0.00
Disclosure

SEC source: 0001683168-21-000770 · ownership.xml · derivative · entry 7

Laurencio Francis · CIK 0001680612 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,543

Underlying: Common Stock · 37,000 shares

Expires 2026-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: The option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and exercised from a previously reported total.

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March 01, 2021 Filed Mar 4, 2021 02:37 UTC SaleCommon Stock 37,000 $27.72 $1,025,640.00
Disclosure

SEC source: 0001683168-21-000770 · ownership.xml · nonDerivative · entry 4

Laurencio Francis · CIK 0001680612 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,830

F2 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.