Last 12 months
Inside the activity.
0 purchase rows · 9 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 3 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 4 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 31, 2021 Filed Jun 17, 2022 20:03 UTC |
de Paiva Monteiro JoelVP, Admin & Ops, ESG Chief
|
GrantCommon Stock, par value $.001 per share | 92,977 | $0.02 | $1,999.01 |
DisclosureSEC source: 0001493152-22-017147 · ownership.xml · nonDerivative · entry 7 de Paiva Monteiro Joel · CIK 0001933114 · VP, Admin & Ops, ESG Chief 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 7,869,013 F1 · shares: The reporting person earns $2,000 worth of shares of common stock of the Issuer monthly, issuable on the last day of each month in the number based on the average per share closing price of the Issuer's common stock for that month, except that the reporting person earned $1,000 worth of shares of common stock of the Issuer for the first month of his engagement, commensurate with his 50% commitment for services for that month. F2 · ownership.nature: The shares are held by his entity, Joel Monteiro Sociedade Individual de Advocacia. Read SEC document |
| March 31, 2021 Filed Jun 17, 2022 20:02 UTC |
Nogueira da Silva Junior AreliVP, Mineral Exploration
|
GrantCommon Stock, par value $.001 per share | 46,489 | $0.02 | $999.51 |
DisclosureSEC source: 0001493152-22-017145 · ownership.xml · nonDerivative · entry 15 Nogueira da Silva Junior Areli · CIK 0001933203 · VP, Mineral Exploration 10b5-1 filing: Not disclosed Ownership: Indirect · Seefootnote Disclosed balance after: 6,684,530 F1 · shares: The reporting person earns $1,000 worth of shares of common stock of the Issuer monthly, issuable on the last day of each month in the number based on the average per share closing price of the Issuer's common stock for that month. F3 · ownership.nature: Shares held by the reporting person's entity, GEOESPINHACO CONSULTORIA GEOLOGICA LTDA. Read SEC document |
| March 02, 2021 Filed Jun 17, 2022 20:00 UTC |
Noriega RogerDirector
|
Exercise / conversionCommon Stock Options · Derivative | 9,989,000 | $0.03 | $265,707.40 |
DisclosureSEC source: 0001493152-22-017133 · ownership.xml · derivative · entry 43 Noriega Roger · CIK 0001608103 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,055,000 Underlying: Common Stock · 9,989,000 shares Expires 2025-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F19 · derivative.exercise_price: Stock Options exercised at the exercise price disclosed on Table I to this Report on Form 4 on the corresponding transaction date. F20 · derivative.exercise_date: The Stock Options had fully vested upon issuance and were fully exercised as shown on Table I above. Read SEC document |
| March 02, 2021 Filed Jun 17, 2022 20:00 UTC |
Noriega RogerDirector
|
Exercise / conversionCommon Stock Options · Derivative | 14,131,000 | $0.03 | $375,884.60 |
DisclosureSEC source: 0001493152-22-017133 · ownership.xml · derivative · entry 42 Noriega Roger · CIK 0001608103 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,044,000 Underlying: Common Stock · 14,131,000 shares Expires 2025-09-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F19 · derivative.exercise_price: Stock Options exercised at the exercise price disclosed on Table I to this Report on Form 4 on the corresponding transaction date. F20 · derivative.exercise_date: The Stock Options had fully vested upon issuance and were fully exercised as shown on Table I above. Read SEC document |
| March 02, 2021 Filed Jun 17, 2022 20:00 UTC |
Noriega RogerDirector
|
Exercise / conversionCommon Stock Options · Derivative | 11,446,500 | $0.03 | $304,476.90 |
DisclosureSEC source: 0001493152-22-017133 · ownership.xml · derivative · entry 41 Noriega Roger · CIK 0001608103 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,175,000 Underlying: Common Stock · 11,446,500 shares Expires 2025-06-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F19 · derivative.exercise_price: Stock Options exercised at the exercise price disclosed on Table I to this Report on Form 4 on the corresponding transaction date. F20 · derivative.exercise_date: The Stock Options had fully vested upon issuance and were fully exercised as shown on Table I above. Read SEC document |
| March 02, 2021 Filed Jun 17, 2022 20:00 UTC |
Noriega RogerDirector
|
Exercise / conversionCommon Stock Options · Derivative | 8,349,000 | $0.03 | $222,083.40 |
DisclosureSEC source: 0001493152-22-017133 · ownership.xml · derivative · entry 40 Noriega Roger · CIK 0001608103 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,621,500 Underlying: Common Stock · 8,349,000 shares Expires 2025-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F19 · derivative.exercise_price: Stock Options exercised at the exercise price disclosed on Table I to this Report on Form 4 on the corresponding transaction date. F20 · derivative.exercise_date: The Stock Options had fully vested upon issuance and were fully exercised as shown on Table I above. Read SEC document |
| March 02, 2021 Filed Jun 17, 2022 20:00 UTC |
Noriega RogerDirector
|
Exercise / conversionCommon Stock Options · Derivative | 7,934,000 | $0.03 | $211,044.40 |
DisclosureSEC source: 0001493152-22-017133 · ownership.xml · derivative · entry 39 Noriega Roger · CIK 0001608103 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,970,500 Underlying: Common Stock · 7,934,000 shares Expires 2024-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F19 · derivative.exercise_price: Stock Options exercised at the exercise price disclosed on Table I to this Report on Form 4 on the corresponding transaction date. F20 · derivative.exercise_date: The Stock Options had fully vested upon issuance and were fully exercised as shown on Table I above. Read SEC document |
| March 02, 2021 Filed Jun 17, 2022 20:00 UTC |
Noriega RogerDirector
|
Exercise / conversionCommon Stock Options · Derivative | 3,470,500 | $0.03 | $92,315.30 |
DisclosureSEC source: 0001493152-22-017133 · ownership.xml · derivative · entry 38 Noriega Roger · CIK 0001608103 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,904,500 Underlying: Common Stock · 3,470,500 shares Expires 2024-09-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F19 · derivative.exercise_price: Stock Options exercised at the exercise price disclosed on Table I to this Report on Form 4 on the corresponding transaction date. F20 · derivative.exercise_date: The Stock Options had fully vested upon issuance and were fully exercised as shown on Table I above. Read SEC document |
| March 02, 2021 Filed Jun 17, 2022 20:00 UTC |
Noriega RogerDirector
|
Exercise / conversionCommon Stock Options · Derivative | 14,253,000 | $0.03 | $379,129.80 |
DisclosureSEC source: 0001493152-22-017133 · ownership.xml · derivative · entry 37 Noriega Roger · CIK 0001608103 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,375,000 Underlying: Common Stock · 14,253,000 shares Expires 2024-06-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F19 · derivative.exercise_price: Stock Options exercised at the exercise price disclosed on Table I to this Report on Form 4 on the corresponding transaction date. F20 · derivative.exercise_date: The Stock Options had fully vested upon issuance and were fully exercised as shown on Table I above. Read SEC document |
| March 02, 2021 Filed Jun 17, 2022 20:00 UTC |
Noriega RogerDirector
|
Exercise / conversionCommon Stock Options · Derivative | 11,628,000 | $0.03 | $309,304.80 |
DisclosureSEC source: 0001493152-22-017133 · ownership.xml · derivative · entry 36 Noriega Roger · CIK 0001608103 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,628,000 Underlying: Common Stock · 11,628,000 shares Expires 2024-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F19 · derivative.exercise_price: Stock Options exercised at the exercise price disclosed on Table I to this Report on Form 4 on the corresponding transaction date. F20 · derivative.exercise_date: The Stock Options had fully vested upon issuance and were fully exercised as shown on Table I above. Read SEC document |
| March 02, 2021 Filed Jun 17, 2022 20:00 UTC |
Noriega RogerDirector
|
Exercise / conversionCommon Stock, par value $.001 per share | 9,613,473 | $0.03 | $255,718.38 |
DisclosureSEC source: 0001493152-22-017133 · ownership.xml · nonDerivative · entry 14 Noriega Roger · CIK 0001608103 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,398,396 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F16 · shares: Stock received in connection with reporting person's cashless exercise of stock options granted on 12/31/2020. Reflects 375,527 shares withheld at the cashless exercise price of $0.0266 per share to fund the cashless exercise of 9,989,000 options. Read SEC document |
| March 02, 2021 Filed Jun 17, 2022 20:00 UTC |
Noriega RogerDirector
|
Exercise / conversionCommon Stock, par value $.001 per share | 13,546,635 | $0.03 | $360,340.49 |
DisclosureSEC source: 0001493152-22-017133 · ownership.xml · nonDerivative · entry 13 Noriega Roger · CIK 0001608103 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,784,923 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F15 · shares: Stock received in connection with reporting person's cashless exercise of stock options granted on 9/30/2020. Reflects 584,365 shares withheld at the cashless exercise price of $0.0266 per share to fund the cashless exercise of 14,131,000 options. Read SEC document |
| March 02, 2021 Filed Jun 17, 2022 20:00 UTC |
Noriega RogerDirector
|
Exercise / conversionCommon Stock, par value $.001 per share | 10,930,116 | $0.03 | $290,741.09 |
DisclosureSEC source: 0001493152-22-017133 · ownership.xml · nonDerivative · entry 12 Noriega Roger · CIK 0001608103 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,238,288 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F14 · shares: Stock received in connection with reporting person's cashless exercise of stock options granted on 6/30/2020. Reflects 516,384 shares withheld at the cashless exercise price of $0.0266 per share to fund the cashless exercise of 11,446,500 options. Read SEC document |
| March 02, 2021 Filed Jun 17, 2022 20:00 UTC |
Noriega RogerDirector
|
Exercise / conversionCommon Stock, par value $.001 per share | 7,940,966 | $0.03 | $211,229.70 |
DisclosureSEC source: 0001493152-22-017133 · ownership.xml · nonDerivative · entry 11 Noriega Roger · CIK 0001608103 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,308,172 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F13 · shares: Stock received in connection with reporting person's cashless exercise of stock options granted on 3/31/2020. Reflects 408,034 shares withheld at the cashless exercise price of $0.0266 per share to fund the cashless exercise of 8,349,000 options. Read SEC document |
| March 02, 2021 Filed Jun 17, 2022 20:00 UTC |
Noriega RogerDirector
|
Exercise / conversionCommon Stock, par value $.001 per share | 7,188,323 | $0.03 | $191,209.39 |
DisclosureSEC source: 0001493152-22-017133 · ownership.xml · nonDerivative · entry 10 Noriega Roger · CIK 0001608103 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,367,206 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · shares: Stock received in connection with reporting person's cashless exercise of stock options granted on 12/31/2019. Reflects 745,677 shares withheld at the cashless exercise price of $0.0266 per share to fund the cashless exercise of 7,934,000 options. Read SEC document |
| March 02, 2021 Filed Jun 17, 2022 20:00 UTC |
Noriega RogerDirector
|
Exercise / conversionCommon Stock, par value $.001 per share | 2,909,479 | $0.03 | $77,392.14 |
DisclosureSEC source: 0001493152-22-017133 · ownership.xml · nonDerivative · entry 9 Noriega Roger · CIK 0001608103 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,178,883 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · shares: Stock received in connection with reporting person's cashless exercise of stock options granted on 9/30/2019. Reflects 561,021 shares withheld at the cashless exercise price of $0.0266 per share to fund the cashless exercise of 3,470,500 options. Read SEC document |
| March 02, 2021 Filed Jun 17, 2022 20:00 UTC |
Noriega RogerDirector
|
Exercise / conversionCommon Stock, par value $.001 per share | 13,717,172 | $0.03 | $364,876.78 |
DisclosureSEC source: 0001493152-22-017133 · ownership.xml · nonDerivative · entry 8 Noriega Roger · CIK 0001608103 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,269,404 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · shares: Stock received in connection with reporting person's cashless exercise of stock options granted on 6/30/2019. Reflects 535,828 shares withheld at the cashless exercise price of $0.0266 per share to fund the cashless exercise of 14,253,000 options. Read SEC document |
| March 02, 2021 Filed Jun 17, 2022 20:00 UTC |
Noriega RogerDirector
|
Exercise / conversionCommon Stock, par value $.001 per share | 11,147,142 | $0.03 | $296,513.98 |
DisclosureSEC source: 0001493152-22-017133 · ownership.xml · nonDerivative · entry 7 Noriega Roger · CIK 0001608103 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,552,232 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · shares: Stock received in connection with reporting person's cashless exercise of stock options granted on 3/31/2019. Reflects 480,858 shares withheld at the cashless exercise price of $0.0266 per share to fund the cashless exercise of 11,628,000 options. Read SEC document |
| February 28, 2021 Filed Jun 17, 2022 20:03 UTC Amendment |
Bernier Brian W.Vice President
|
GrantCommon Stock, par value $.001 per share | 72,112 | $0.03 | $2,502.29 |
DisclosureSEC source: 0001493152-22-017144 · ownership.xml · nonDerivative · entry 18 Bernier Brian W. · CIK 0001872951 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,060,584 F2 · shares: The reporting person earns $2,500 worth of shares of common stock of the Issuer monthly, issuable on the last day of each month in the number based on the average per share closing price of the Issuer's common stock for that month. Read SEC document |
| February 28, 2021 Filed Jun 17, 2022 20:03 UTC |
de Paiva Monteiro JoelVP, Admin & Ops, ESG Chief
|
GrantCommon Stock, par value $.001 per share | 57,690 | $0.03 | $2,001.84 |
DisclosureSEC source: 0001493152-22-017147 · ownership.xml · nonDerivative · entry 6 de Paiva Monteiro Joel · CIK 0001933114 · VP, Admin & Ops, ESG Chief 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 7,776,036 F1 · shares: The reporting person earns $2,000 worth of shares of common stock of the Issuer monthly, issuable on the last day of each month in the number based on the average per share closing price of the Issuer's common stock for that month, except that the reporting person earned $1,000 worth of shares of common stock of the Issuer for the first month of his engagement, commensurate with his 50% commitment for services for that month. F2 · ownership.nature: The shares are held by his entity, Joel Monteiro Sociedade Individual de Advocacia. Read SEC document |
| February 28, 2021 Filed Jun 17, 2022 20:02 UTC |
Nogueira da Silva Junior AreliVP, Mineral Exploration
|
GrantCommon Stock, par value $.001 per share | 28,845 | $0.03 | $1,000.92 |
DisclosureSEC source: 0001493152-22-017145 · ownership.xml · nonDerivative · entry 14 Nogueira da Silva Junior Areli · CIK 0001933203 · VP, Mineral Exploration 10b5-1 filing: Not disclosed Ownership: Indirect · Seefootnote Disclosed balance after: 6,638,041 F1 · shares: The reporting person earns $1,000 worth of shares of common stock of the Issuer monthly, issuable on the last day of each month in the number based on the average per share closing price of the Issuer's common stock for that month. F3 · ownership.nature: Shares held by the reporting person's entity, GEOESPINHACO CONSULTORIA GEOLOGICA LTDA. Read SEC document |
| February 12, 2021 Filed Jun 17, 2022 20:00 UTC |
Noriega RogerDirector
|
Exercise / conversionCommon Stock Options · Derivative | 12,805,000 | $0.04 | $458,419.00 |
DisclosureSEC source: 0001493152-22-017133 · ownership.xml · derivative · entry 35 Noriega Roger · CIK 0001608103 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,256,000 Underlying: Common Stock · 12,805,000 shares Expires 2023-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F19 · derivative.exercise_price: Stock Options exercised at the exercise price disclosed on Table I to this Report on Form 4 on the corresponding transaction date. F20 · derivative.exercise_date: The Stock Options had fully vested upon issuance and were fully exercised as shown on Table I above. Read SEC document |
| February 12, 2021 Filed Jun 17, 2022 20:00 UTC |
Noriega RogerDirector
|
Exercise / conversionCommon Stock Options · Derivative | 6,686,000 | $0.04 | $239,358.80 |
DisclosureSEC source: 0001493152-22-017133 · ownership.xml · derivative · entry 34 Noriega Roger · CIK 0001608103 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,061,000 Underlying: Common Stock · 6,686,000 shares Expires 2023-09-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F19 · derivative.exercise_price: Stock Options exercised at the exercise price disclosed on Table I to this Report on Form 4 on the corresponding transaction date. F20 · derivative.exercise_date: The Stock Options had fully vested upon issuance and were fully exercised as shown on Table I above. Read SEC document |
| February 12, 2021 Filed Jun 17, 2022 20:00 UTC |
Noriega RogerDirector
|
Exercise / conversionCommon Stock Options · Derivative | 6,689,000 | $0.04 | $239,466.20 |
DisclosureSEC source: 0001493152-22-017133 · ownership.xml · derivative · entry 33 Noriega Roger · CIK 0001608103 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,747,000 Underlying: Common Stock · 6,689,000 shares Expires 2023-06-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F19 · derivative.exercise_price: Stock Options exercised at the exercise price disclosed on Table I to this Report on Form 4 on the corresponding transaction date. F20 · derivative.exercise_date: The Stock Options had fully vested upon issuance and were fully exercised as shown on Table I above. Read SEC document |
| February 12, 2021 Filed Jun 17, 2022 20:00 UTC |
Noriega RogerDirector
|
Exercise / conversionCommon Stock Options · Derivative | 4,893,000 | $0.04 | $175,169.40 |
DisclosureSEC source: 0001493152-22-017133 · ownership.xml · derivative · entry 32 Noriega Roger · CIK 0001608103 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,436,000 Underlying: Common Stock · 4,893,000 shares Expires 2023-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F19 · derivative.exercise_price: Stock Options exercised at the exercise price disclosed on Table I to this Report on Form 4 on the corresponding transaction date. F20 · derivative.exercise_date: The Stock Options had fully vested upon issuance and were fully exercised as shown on Table I above. Read SEC document |
| February 12, 2021 Filed Jun 17, 2022 20:00 UTC |
Noriega RogerDirector
|
Exercise / conversionCommon Stock Options · Derivative | 3,173,500 | $0.04 | $113,611.30 |
DisclosureSEC source: 0001493152-22-017133 · ownership.xml · derivative · entry 31 Noriega Roger · CIK 0001608103 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,329,000 Underlying: Common Stock · 3,173,500 shares Expires 2022-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F19 · derivative.exercise_price: Stock Options exercised at the exercise price disclosed on Table I to this Report on Form 4 on the corresponding transaction date. F20 · derivative.exercise_date: The Stock Options had fully vested upon issuance and were fully exercised as shown on Table I above. Read SEC document |
| February 12, 2021 Filed Jun 17, 2022 20:00 UTC |
Noriega RogerDirector
|
Exercise / conversionCommon Stock Options · Derivative | 1,598,600 | $0.04 | $57,229.88 |
DisclosureSEC source: 0001493152-22-017133 · ownership.xml · derivative · entry 30 Noriega Roger · CIK 0001608103 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,502,500 Underlying: Common Stock · 1,598,600 shares Expires 2022-09-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F19 · derivative.exercise_price: Stock Options exercised at the exercise price disclosed on Table I to this Report on Form 4 on the corresponding transaction date. F20 · derivative.exercise_date: The Stock Options had fully vested upon issuance and were fully exercised as shown on Table I above. Read SEC document |
| February 12, 2021 Filed Jun 17, 2022 20:00 UTC |
Noriega RogerDirector
|
Exercise / conversionCommon Stock, par value $.001 per share | 12,304,245 | $0.04 | $440,491.97 |
DisclosureSEC source: 0001493152-22-017133 · ownership.xml · nonDerivative · entry 6 Noriega Roger · CIK 0001608103 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,405,090 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · shares: Stock received in connection with reporting person's cashless exercise of stock options granted on 12/31/2018. Reflects 500,755 shares withheld at the cashless exercise price of $0.0358 per share to fund the cashless exercise of 12,805,000 options. Read SEC document |
| February 12, 2021 Filed Jun 17, 2022 20:00 UTC |
Noriega RogerDirector
|
Exercise / conversionCommon Stock, par value $.001 per share | 6,405,860 | $0.04 | $229,329.79 |
DisclosureSEC source: 0001493152-22-017133 · ownership.xml · nonDerivative · entry 5 Noriega Roger · CIK 0001608103 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,100,845 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · shares: Stock received in connection with reporting person's cashless exercise of stock options granted on 9/30/2018. Reflects 280,140 shares withheld at the cashless exercise price of $0.0358 per share to fund the cashless exercise of 6,686,000 options. Read SEC document |
| February 12, 2021 Filed Jun 17, 2022 20:00 UTC |
Noriega RogerDirector
|
Exercise / conversionCommon Stock, par value $.001 per share | 6,240,575 | $0.04 | $223,412.59 |
DisclosureSEC source: 0001493152-22-017133 · ownership.xml · nonDerivative · entry 4 Noriega Roger · CIK 0001608103 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,694,985 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · shares: Stock received in connection with reporting person's cashless exercise of stock options granted on 6/30/2018. Reflects 448,425 shares withheld at the cashless exercise price of $0.0358 per share to fund the cashless exercise of 6,689,000 options. Read SEC document |
| February 12, 2021 Filed Jun 17, 2022 20:00 UTC |
Noriega RogerDirector
|
Exercise / conversionCommon Stock, par value $.001 per share | 4,387,298 | $0.04 | $157,065.27 |
DisclosureSEC source: 0001493152-22-017133 · ownership.xml · nonDerivative · entry 3 Noriega Roger · CIK 0001608103 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,454,410 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: Stock received in connection with reporting person's cashless exercise of stock options granted on 3/31/2018. Reflects 505,702 shares withheld at the cashless exercise price of $0.0358 per share to fund the cashless exercise of 4,893,000 options. Read SEC document |
| February 12, 2021 Filed Jun 17, 2022 20:00 UTC |
Noriega RogerDirector
|
Exercise / conversionCommon Stock, par value $.001 per share | 2,818,918 | $0.04 | $100,917.26 |
DisclosureSEC source: 0001493152-22-017133 · ownership.xml · nonDerivative · entry 2 Noriega Roger · CIK 0001608103 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,067,112 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Stock received in connection with reporting person's cashless exercise of stock options granted on 12/31/2017. Reflects 354,582 shares withheld at the cashless exercise price of $0.0358 per share to fund the cashless exercise of 3,173,500 options. Read SEC document |
| February 12, 2021 Filed Jun 17, 2022 20:00 UTC |
Noriega RogerDirector
|
Exercise / conversionCommon Stock, par value $.001 per share | 1,245,836 | $0.04 | $44,600.93 |
DisclosureSEC source: 0001493152-22-017133 · ownership.xml · nonDerivative · entry 1 Noriega Roger · CIK 0001608103 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,248,194 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This Report on Form 4 discloses previously unreported non-derivative security transactions effected by or on behalf of the reporting person since February 12, 2021. F2 · shares: Stock received in connection with reporting person's cashless exercise of stock options granted on 9/30/2017. Reflects 352,764 shares withheld at the cashless exercise price of $0.0358 per share to fund the cashless exercise of 1,598,600 options. F3 · balance_after: The amount of securities beneficially owned by the reporting person prior to this transaction was 2,358 as a result of a reverse stock split effected by the Issuer on January 27, 2017. Read SEC document |
| February 11, 2021 Filed Jun 17, 2022 20:02 UTC |
Nogueira da Silva Junior AreliVP, Mineral Exploration
|
GrantCommon Stock, par value $.001 per share | 15,152 | $0.03 | $500.02 |
DisclosureSEC source: 0001493152-22-017145 · ownership.xml · nonDerivative · entry 13 Nogueira da Silva Junior Areli · CIK 0001933203 · VP, Mineral Exploration 10b5-1 filing: Not disclosed Ownership: Indirect · Seefootnote Disclosed balance after: 6,609,196 F2 · shares: Stock granted to the reporting person as additional compensation for services rendered to the Issuer. F3 · ownership.nature: Shares held by the reporting person's entity, GEOESPINHACO CONSULTORIA GEOLOGICA LTDA. Read SEC document |
| February 11, 2021 Filed Jun 17, 2022 20:02 UTC |
Nogueira da Silva Junior AreliVP, Mineral Exploration
|
GrantCommon Stock, par value $.001 per share | 13,967 | $0.04 | $500.02 |
DisclosureSEC source: 0001493152-22-017145 · ownership.xml · nonDerivative · entry 12 Nogueira da Silva Junior Areli · CIK 0001933203 · VP, Mineral Exploration 10b5-1 filing: Not disclosed Ownership: Indirect · Seefootnote Disclosed balance after: 6,594,044 F2 · shares: Stock granted to the reporting person as additional compensation for services rendered to the Issuer. F3 · ownership.nature: Shares held by the reporting person's entity, GEOESPINHACO CONSULTORIA GEOLOGICA LTDA. Read SEC document |
| February 11, 2021 Filed Jun 17, 2022 20:02 UTC |
Nogueira da Silva Junior AreliVP, Mineral Exploration
|
GrantCommon Stock, par value $.001 per share | 13,967 | $0.04 | $500.02 |
DisclosureSEC source: 0001493152-22-017145 · ownership.xml · nonDerivative · entry 11 Nogueira da Silva Junior Areli · CIK 0001933203 · VP, Mineral Exploration 10b5-1 filing: Not disclosed Ownership: Indirect · Seefootnote Disclosed balance after: 6,580,077 F2 · shares: Stock granted to the reporting person as additional compensation for services rendered to the Issuer. F3 · ownership.nature: Shares held by the reporting person's entity, GEOESPINHACO CONSULTORIA GEOLOGICA LTDA. Read SEC document |
| February 11, 2021 Filed Jun 17, 2022 20:02 UTC |
Nogueira da Silva Junior AreliVP, Mineral Exploration
|
GrantCommon Stock, par value $.001 per share | 13,967 | $0.04 | $500.02 |
DisclosureSEC source: 0001493152-22-017145 · ownership.xml · nonDerivative · entry 10 Nogueira da Silva Junior Areli · CIK 0001933203 · VP, Mineral Exploration 10b5-1 filing: Not disclosed Ownership: Indirect · Seefootnote Disclosed balance after: 6,566,110 F2 · shares: Stock granted to the reporting person as additional compensation for services rendered to the Issuer. F3 · ownership.nature: Shares held by the reporting person's entity, GEOESPINHACO CONSULTORIA GEOLOGICA LTDA. Read SEC document |
| February 08, 2021 Filed Feb 9, 2021 21:03 UTC |
Fogassa MarcDirector · 10% owner
|
SaleCommon Stock | 5,000,000 | $0.04 | $204,000.00 |
DisclosureSEC source: 0001607172-21-000003 · primary_doc.xml · nonDerivative · entry 2 Fogassa Marc · CIK 0001607172 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,540,070 Read SEC document |
| February 05, 2021 Filed Feb 9, 2021 21:03 UTC |
Fogassa MarcDirector · 10% owner
|
SaleCommon Stock | 4,979,302 | $0.05 | $231,537.54 |
DisclosureSEC source: 0001607172-21-000003 · primary_doc.xml · nonDerivative · entry 1 Fogassa Marc · CIK 0001607172 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,540,070 Read SEC document |
| February 05, 2021 Filed Jun 17, 2022 20:03 UTC Amendment |
Bernier Brian W.Vice President
|
GrantCommon Stock, par value $.001 per share | 16,666,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-22-017144 · ownership.xml · nonDerivative · entry 17 Bernier Brian W. · CIK 0001872951 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,988,472 F3 · price: The reporting person transferred 16,666,667 shares to Issuer's treasury on January 25, 2021 to cover a shortfall and on February 5, 2021, the Issuer transferred this amount back to the reporting person. Read SEC document |
| February 04, 2021 Filed Feb 5, 2021 22:20 UTC |
Fogassa MarcDirector · 10% owner
|
SaleCommon Stock | 1,000,000 | $0.05 | $49,200.00 |
DisclosureSEC source: 0001607172-21-000002 · primary_doc.xml · nonDerivative · entry 3 Fogassa Marc · CIK 0001607172 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,519,372 Read SEC document |
| February 03, 2021 Filed Feb 5, 2021 22:20 UTC |
Fogassa MarcDirector · 10% owner
|
SaleCommon Stock | 5,000,000 | $0.04 | $204,000.00 |
DisclosureSEC source: 0001607172-21-000002 · primary_doc.xml · nonDerivative · entry 2 Fogassa Marc · CIK 0001607172 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,519,372 Read SEC document |
| February 02, 2021 Filed Feb 5, 2021 22:20 UTC |
Fogassa MarcDirector · 10% owner
|
SaleCommon Stock | 4,000,000 | $0.04 | $150,400.00 |
DisclosureSEC source: 0001607172-21-000002 · primary_doc.xml · nonDerivative · entry 1 Fogassa Marc · CIK 0001607172 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,519,372 Read SEC document |
| January 31, 2021 Filed Jun 17, 2022 20:03 UTC Amendment |
Bernier Brian W.Vice President
|
GrantCommon Stock, par value $.001 per share | 191,185 | $0.01 | $2,504.52 |
DisclosureSEC source: 0001493152-22-017144 · ownership.xml · nonDerivative · entry 16 Bernier Brian W. · CIK 0001872951 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,321,805 F2 · shares: The reporting person earns $2,500 worth of shares of common stock of the Issuer monthly, issuable on the last day of each month in the number based on the average per share closing price of the Issuer's common stock for that month. Read SEC document |
| January 31, 2021 Filed Jun 17, 2022 20:03 UTC |
de Paiva Monteiro JoelVP, Admin & Ops, ESG Chief
|
GrantCommon Stock, par value $.001 per share | 152,949 | $0.01 | $2,003.63 |
DisclosureSEC source: 0001493152-22-017147 · ownership.xml · nonDerivative · entry 5 de Paiva Monteiro Joel · CIK 0001933114 · VP, Admin & Ops, ESG Chief 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 7,718,346 F1 · shares: The reporting person earns $2,000 worth of shares of common stock of the Issuer monthly, issuable on the last day of each month in the number based on the average per share closing price of the Issuer's common stock for that month, except that the reporting person earned $1,000 worth of shares of common stock of the Issuer for the first month of his engagement, commensurate with his 50% commitment for services for that month. F2 · ownership.nature: The shares are held by his entity, Joel Monteiro Sociedade Individual de Advocacia. Read SEC document |
| January 31, 2021 Filed Jun 17, 2022 20:02 UTC |
Nogueira da Silva Junior AreliVP, Mineral Exploration
|
GrantCommon Stock, par value $.001 per share | 76,475 | $0.01 | $1,001.82 |
DisclosureSEC source: 0001493152-22-017145 · ownership.xml · nonDerivative · entry 9 Nogueira da Silva Junior Areli · CIK 0001933203 · VP, Mineral Exploration 10b5-1 filing: Not disclosed Ownership: Indirect · Seefootnote Disclosed balance after: 6,552,143 F1 · shares: The reporting person earns $1,000 worth of shares of common stock of the Issuer monthly, issuable on the last day of each month in the number based on the average per share closing price of the Issuer's common stock for that month. F3 · ownership.nature: Shares held by the reporting person's entity, GEOESPINHACO CONSULTORIA GEOLOGICA LTDA. Read SEC document |
| January 27, 2021 Filed Jun 17, 2022 20:02 UTC |
Nogueira da Silva Junior AreliVP, Mineral Exploration
|
GrantCommon Stock, par value $.001 per share | 11,905 | $0.04 | $500.01 |
DisclosureSEC source: 0001493152-22-017145 · ownership.xml · nonDerivative · entry 8 Nogueira da Silva Junior Areli · CIK 0001933203 · VP, Mineral Exploration 10b5-1 filing: Not disclosed Ownership: Indirect · Seefootnote Disclosed balance after: 6,475,668 F2 · shares: Stock granted to the reporting person as additional compensation for services rendered to the Issuer. F3 · ownership.nature: Shares held by the reporting person's entity, GEOESPINHACO CONSULTORIA GEOLOGICA LTDA. Read SEC document |
| January 27, 2021 Filed Jun 17, 2022 20:02 UTC |
Nogueira da Silva Junior AreliVP, Mineral Exploration
|
GrantCommon Stock, par value $.001 per share | 11,905 | $0.04 | $500.01 |
DisclosureSEC source: 0001493152-22-017145 · ownership.xml · nonDerivative · entry 7 Nogueira da Silva Junior Areli · CIK 0001933203 · VP, Mineral Exploration 10b5-1 filing: Not disclosed Ownership: Indirect · Seefootnote Disclosed balance after: 6,463,763 F2 · shares: Stock granted to the reporting person as additional compensation for services rendered to the Issuer. F3 · ownership.nature: Shares held by the reporting person's entity, GEOESPINHACO CONSULTORIA GEOLOGICA LTDA. Read SEC document |
| January 25, 2021 Filed Jun 17, 2022 20:03 UTC Amendment |
Bernier Brian W.Vice President
|
Disposition to issuerCommon Stock, par value $.001 per share | 16,666,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-22-017144 · ownership.xml · nonDerivative · entry 15 Bernier Brian W. · CIK 0001872951 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,130,620 F3 · price: The reporting person transferred 16,666,667 shares to Issuer's treasury on January 25, 2021 to cover a shortfall and on February 5, 2021, the Issuer transferred this amount back to the reporting person. Read SEC document |
| December 31, 2020 Filed Jun 17, 2022 20:03 UTC Amendment |
Bernier Brian W.Vice President
|
GrantCommon Stock, par value $.001 per share | 2,111,324 | $0.00 | $2,533.59 |
DisclosureSEC source: 0001493152-22-017144 · ownership.xml · nonDerivative · entry 14 Bernier Brian W. · CIK 0001872951 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,797,287 F2 · shares: The reporting person earns $2,500 worth of shares of common stock of the Issuer monthly, issuable on the last day of each month in the number based on the average per share closing price of the Issuer's common stock for that month. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.