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Nasdaq · USD

ATLX

Atlas Lithium Corp

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1110
SEC CIK
0001540684
Parsed reports
192

Last 12 months

Inside the activity.

0 purchase rows · 9 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202604
May 202602
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 15, 2024 Filed Feb 17, 2024 02:30 UTC
Fogassa MarcDirector · Chief Executive Officer · 10% owner
Disposition to issuerCommon Stock 1,700 $18.47 $31,399.00
Disclosure

SEC source: 0001493152-24-007067 · ownership.xml · nonDerivative · entry 3

Fogassa Marc · CIK 0001607172 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,378,652

F1 · kind: Disposition effected by Goldman Sachs & Co. LLC pursuant to a previously established 10b5-1 sales plan.

Read SEC document
February 14, 2024 Filed Feb 17, 2024 02:30 UTC
Fogassa MarcDirector · Chief Executive Officer · 10% owner
Disposition to issuerCommon Stock 1,200 $18.94 $22,728.00
Disclosure

SEC source: 0001493152-24-007067 · ownership.xml · nonDerivative · entry 2

Fogassa Marc · CIK 0001607172 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,380,352

F1 · kind: Disposition effected by Goldman Sachs & Co. LLC pursuant to a previously established 10b5-1 sales plan.

Read SEC document
February 13, 2024 Filed Feb 17, 2024 02:30 UTC
Fogassa MarcDirector · Chief Executive Officer · 10% owner
Disposition to issuerCommon Stock 2,380 $19.03 $45,291.40
Disclosure

SEC source: 0001493152-24-007067 · ownership.xml · nonDerivative · entry 1

Fogassa Marc · CIK 0001607172 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,381,552

F1 · kind: Disposition effected by Goldman Sachs & Co. LLC pursuant to a previously established 10b5-1 sales plan.

Read SEC document
January 26, 2024 Filed Jan 27, 2024 02:30 UTC
Fogassa MarcDirector · Chief Executive Officer · 10% owner
Disposition to issuerCommon Stock 2,380 $21.06 $50,122.80
Disclosure

SEC source: 0001493152-24-004025 · ownership.xml · nonDerivative · entry 3

Fogassa Marc · CIK 0001607172 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,350,599

F1 · kind: Disposition effected by Goldman Sachs & Co. LLC pursuant to a previously established 10b5-1 sales plan.

Read SEC document
January 25, 2024 Filed Jan 27, 2024 02:30 UTC
Fogassa MarcDirector · Chief Executive Officer · 10% owner
Disposition to issuerCommon Stock 2,380 $21.84 $51,979.20
Disclosure

SEC source: 0001493152-24-004025 · ownership.xml · nonDerivative · entry 2

Fogassa Marc · CIK 0001607172 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,352,979

F1 · kind: Disposition effected by Goldman Sachs & Co. LLC pursuant to a previously established 10b5-1 sales plan.

Read SEC document
January 24, 2024 Filed Jan 27, 2024 02:30 UTC
Fogassa MarcDirector · Chief Executive Officer · 10% owner
Disposition to issuerCommon Stock 2,380 $23.63 $56,239.40
Disclosure

SEC source: 0001493152-24-004025 · ownership.xml · nonDerivative · entry 1

Fogassa Marc · CIK 0001607172 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,355,359

F1 · kind: Disposition effected by Goldman Sachs & Co. LLC pursuant to a previously established 10b5-1 sales plan.

Read SEC document
January 11, 2024 Filed Jan 13, 2024 02:30 UTC
Fogassa MarcDirector · Chief Executive Officer · 10% owner
Disposition to issuerCommon Stock 4,760 $27.95 $133,042.00
Disclosure

SEC source: 0001493152-24-002279 · ownership.xml · nonDerivative · entry 3

Fogassa Marc · CIK 0001607172 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,357,739

F1 · kind: Disposition effected by Goldman Sachs & Co. LLC pursuant to a previously established 10b5-1 sales plan.

Read SEC document
January 10, 2024 Filed Jan 13, 2024 02:30 UTC
Fogassa MarcDirector · Chief Executive Officer · 10% owner
Disposition to issuerCommon Stock 4,760 $29.85 $142,086.00
Disclosure

SEC source: 0001493152-24-002279 · ownership.xml · nonDerivative · entry 2

Fogassa Marc · CIK 0001607172 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,362,499

F1 · kind: Disposition effected by Goldman Sachs & Co. LLC pursuant to a previously established 10b5-1 sales plan.

Read SEC document
January 09, 2024 Filed Jan 13, 2024 02:30 UTC
Fogassa MarcDirector · Chief Executive Officer · 10% owner
Disposition to issuerCommon Stock 4,760 $30.71 $146,179.60
Disclosure

SEC source: 0001493152-24-002279 · ownership.xml · nonDerivative · entry 1

Fogassa Marc · CIK 0001607172 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,367,259

F1 · kind: Disposition effected by Goldman Sachs & Co. LLC pursuant to a previously established 10b5-1 sales plan.

Read SEC document
January 01, 2024 Filed Jan 5, 2024 21:00 UTC GrantCommon Stock Options · Derivative 10,000 $0.00 Strike: $0.01 $0.00
Disclosure

SEC source: 0001493152-24-001641 · ownership.xml · derivative · entry 1

Olson Cassiopeia · CIK 0001898325 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2029-01-01

F1 · security: Options exercisable for shares of common stock, issued pursuant to the Reporting Person's director compensation. The options vest monthly, and each vested tranche is exercisable immediately. The options expire on the fifth anniversary of the grant date.

Read SEC document
January 01, 2024 Filed Jan 6, 2024 02:00 UTC GrantCommon Stock Options · Derivative 10,000 $0.00 Strike: $0.01 $0.00
Disclosure

SEC source: 0001493152-24-001642 · ownership.xml · derivative · entry 1

Noriega Roger · CIK 0001608103 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2029-01-01

F1 · security: Options exercisable for shares of common stock, issued pursuant to the Reporting Person's director compensation. The options vest monthly, and each vested tranche is exercisable immediately. The options expire on the fifth anniversary of the grant date.

Read SEC document
January 01, 2024 Filed Jan 6, 2024 02:00 UTC GrantCommon Stock Options · Derivative 10,000 $0.00 Strike: $0.01 $0.00
Disclosure

SEC source: 0001493152-24-001640 · ownership.xml · derivative · entry 1

Petersen Stephen R. · CIK 0001708917 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2029-01-01

F1 · security: Options exercisable for shares of common stock, issued pursuant to the Reporting Person's director compensation. The options vest monthly, and each vested tranche is exercisable immediately. The options expire on the fifth anniversary of the grant date.

Read SEC document
January 01, 2024 Filed Jan 5, 2024 14:30 UTC
Fogassa MarcDirector · Chief Executive Officer · 10% owner
GrantCommon Stock Option · Derivative 399,996 $0.00 Strike: $0.01 $0.00
Disclosure

SEC source: 0001493152-24-001172 · ownership.xml · derivative · entry 1

Fogassa Marc · CIK 0001607172 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 399,996

Underlying: Common Stock · 399,996 shares

Expires not disclosed

F1 · security: Options exercisable for shares of common stock, issued pursuant to provisions of the Reporting Person's employment agreement entered into on December 30, 2020, as amended from time to time.

F2 · derivative.exercise_date: The options vest monthly over 12 months on the 1st day of each month starting on January 1, 2024. Each vested tranche is exercisable immediately. The options expire on the tenth anniversary of the grant date.

F2 · derivative.expiration_date: The options vest monthly over 12 months on the 1st day of each month starting on January 1, 2024. Each vested tranche is exercisable immediately. The options expire on the tenth anniversary of the grant date.

Read SEC document
December 22, 2023 Filed Dec 30, 2023 02:25 UTC
Fogassa MarcDirector · Chief Executive Officer · 10% owner
ConversionSeries D Convertible Preferred Stock · Derivative 90,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-23-046637 · ownership.xml · derivative · entry 7

Fogassa Marc · CIK 0001607172 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,199,997 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The Series D Convertible Preferred Stock Options (the "Series D Options") were earned by the reporting person on a monthly basis between January 1, 2021 and December 1, 2023 as previously reported on Forms 4, and were immediately exercisable on the date of grant. The Series D Options had expiration dates between December 31, 2030 and November 30, 2033.

F6 · price: Each share of Series D Preferred Stock was convertible at any time, at the election of the holder, into 13 1/3 shares of Common Stock. The Series D Preferred had no expiration date.

F6 · derivative.exercise_date: Each share of Series D Preferred Stock was convertible at any time, at the election of the holder, into 13 1/3 shares of Common Stock. The Series D Preferred had no expiration date.

F6 · derivative.expiration_date: Each share of Series D Preferred Stock was convertible at any time, at the election of the holder, into 13 1/3 shares of Common Stock. The Series D Preferred had no expiration date.

F7 · balance_after: Following the transactions described in this Statement, the Reporting Person has no Series D Preferred.

Read SEC document
December 22, 2023 Filed Dec 30, 2023 02:25 UTC
Fogassa MarcDirector · Chief Executive Officer · 10% owner
OtherSeries D Convertible Preferred Stock · Derivative 90,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-23-046637 · ownership.xml · derivative · entry 6

Fogassa Marc · CIK 0001607172 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock · 1,199,997 shares

Expires not disclosed

F4 · derivative.exercise_price: The Series D Convertible Preferred Stock Options (the "Series D Options") were earned by the reporting person on a monthly basis between January 1, 2021 and December 1, 2023 as previously reported on Forms 4, and were immediately exercisable on the date of grant. The Series D Options had expiration dates between December 31, 2030 and November 30, 2033.

F6 · price: Each share of Series D Preferred Stock was convertible at any time, at the election of the holder, into 13 1/3 shares of Common Stock. The Series D Preferred had no expiration date.

F6 · derivative.exercise_date: Each share of Series D Preferred Stock was convertible at any time, at the election of the holder, into 13 1/3 shares of Common Stock. The Series D Preferred had no expiration date.

F6 · derivative.expiration_date: Each share of Series D Preferred Stock was convertible at any time, at the election of the holder, into 13 1/3 shares of Common Stock. The Series D Preferred had no expiration date.

Read SEC document
December 22, 2023 Filed Dec 30, 2023 02:25 UTC
Fogassa MarcDirector · Chief Executive Officer · 10% owner
OtherSeries D Convertible Preferred Stock Options · Derivative 90,000 $0.10 Strike: $0.10 $9,000.00
Disclosure

SEC source: 0001493152-23-046637 · ownership.xml · derivative · entry 5

Fogassa Marc · CIK 0001607172 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Series D Preferred Stock · 90,000 shares

Expires not disclosed

F4 · derivative.exercise_date: The Series D Convertible Preferred Stock Options (the "Series D Options") were earned by the reporting person on a monthly basis between January 1, 2021 and December 1, 2023 as previously reported on Forms 4, and were immediately exercisable on the date of grant. The Series D Options had expiration dates between December 31, 2030 and November 30, 2033.

F4 · derivative.expiration_date: The Series D Convertible Preferred Stock Options (the "Series D Options") were earned by the reporting person on a monthly basis between January 1, 2021 and December 1, 2023 as previously reported on Forms 4, and were immediately exercisable on the date of grant. The Series D Options had expiration dates between December 31, 2030 and November 30, 2033.

F5 · balance_after: Following the transactions described in this Statement, the Reporting Person has no Series D Options.

Read SEC document
December 22, 2023 Filed Dec 30, 2023 02:25 UTC
Fogassa MarcDirector · Chief Executive Officer · 10% owner
ConversionCommon Stock 1,199,997 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-23-046637 · ownership.xml · nonDerivative · entry 2

Fogassa Marc · CIK 0001607172 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,338,686

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The shares of Common Stock were acquired on conversion of shares of Series D Convertible Preferred Stock ("Series D Preferred").

Read SEC document
December 22, 2023 Filed Dec 30, 2023 02:20 UTC ConversionSeries D Convertible Preferred Stock · Derivative 18,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-23-046636 · ownership.xml · derivative · entry 4

Noriega Roger · CIK 0001608103 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 239,999 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The Series D Convertible Preferred Stock Options (the "Series D Options") were earned by the Reporting Person on a quarterly basis between January 1, 2021 and December 1, 2023 as previously reported on Forms 4, and were immediately exercisable on the date of grant. The Series D Options had expiration dates between February 28, 2031 and November 30, 2033.

F4 · price: Each share of Series D Preferred Stock was convertible at any time, at the election of the holder, into 13 1/3 shares of Common Stock. The Series D Preferred had no expiration date.

F4 · derivative.exercise_date: Each share of Series D Preferred Stock was convertible at any time, at the election of the holder, into 13 1/3 shares of Common Stock. The Series D Preferred had no expiration date.

F4 · derivative.expiration_date: Each share of Series D Preferred Stock was convertible at any time, at the election of the holder, into 13 1/3 shares of Common Stock. The Series D Preferred had no expiration date.

F5 · balance_after: Following the transactions described in this Statement, the Reporting Person has no Series D Preferred.

Read SEC document
December 22, 2023 Filed Dec 30, 2023 02:20 UTC OtherSeries D Convertible Preferred Stock · Derivative 18,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-23-046636 · ownership.xml · derivative · entry 3

Noriega Roger · CIK 0001608103 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,000

Underlying: Common Stock · 239,999 shares

Expires not disclosed

F2 · derivative.exercise_price: The Series D Convertible Preferred Stock Options (the "Series D Options") were earned by the Reporting Person on a quarterly basis between January 1, 2021 and December 1, 2023 as previously reported on Forms 4, and were immediately exercisable on the date of grant. The Series D Options had expiration dates between February 28, 2031 and November 30, 2033.

F4 · price: Each share of Series D Preferred Stock was convertible at any time, at the election of the holder, into 13 1/3 shares of Common Stock. The Series D Preferred had no expiration date.

F4 · derivative.exercise_date: Each share of Series D Preferred Stock was convertible at any time, at the election of the holder, into 13 1/3 shares of Common Stock. The Series D Preferred had no expiration date.

F4 · derivative.expiration_date: Each share of Series D Preferred Stock was convertible at any time, at the election of the holder, into 13 1/3 shares of Common Stock. The Series D Preferred had no expiration date.

Read SEC document
December 22, 2023 Filed Dec 30, 2023 02:20 UTC OtherSeries D Convertible Preferred Stock Options · Derivative 18,000 $0.10 Strike: $0.10 $1,800.00
Disclosure

SEC source: 0001493152-23-046636 · ownership.xml · derivative · entry 2

Noriega Roger · CIK 0001608103 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Series D Preferred Stock · 18,000 shares

Expires not disclosed

F2 · derivative.exercise_date: The Series D Convertible Preferred Stock Options (the "Series D Options") were earned by the Reporting Person on a quarterly basis between January 1, 2021 and December 1, 2023 as previously reported on Forms 4, and were immediately exercisable on the date of grant. The Series D Options had expiration dates between February 28, 2031 and November 30, 2033.

F2 · derivative.expiration_date: The Series D Convertible Preferred Stock Options (the "Series D Options") were earned by the Reporting Person on a quarterly basis between January 1, 2021 and December 1, 2023 as previously reported on Forms 4, and were immediately exercisable on the date of grant. The Series D Options had expiration dates between February 28, 2031 and November 30, 2033.

F3 · balance_after: Following the transactions described in this Statement, the Reporting Person has no Series D Options.

Read SEC document
December 22, 2023 Filed Dec 30, 2023 02:20 UTC ConversionCommon Stock 239,999 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-23-046636 · ownership.xml · nonDerivative · entry 1

Noriega Roger · CIK 0001608103 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 387,201

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The shares of Common Stock were acquired on conversion of shares of Series D Convertible Preferred Stock ("Series D Preferred").

Read SEC document
December 22, 2023 Filed Mar 27, 2024 10:51 UTC GrantCommon Stock 321 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-011427 · ownership.xml · nonDerivative · entry 1

Olson Cassiopeia · CIK 0001898325 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,071

Read SEC document
December 22, 2023 Filed Mar 27, 2024 14:56 UTC GrantCommon Stock 321 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-011431 · ownership.xml · nonDerivative · entry 4

Petersen Stephen R. · CIK 0001708917 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,557

Read SEC document
December 21, 2023 Filed Dec 23, 2023 02:30 UTC
Fogassa MarcDirector · Chief Executive Officer · 10% owner
Disposition to issuerCommon Stock 4,760 $26.84 $127,758.40
Disclosure

SEC source: 0001493152-23-046028 · ownership.xml · nonDerivative · entry 3

Fogassa Marc · CIK 0001607172 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,444,093

F1 · kind: Disposition effected by Goldman Sachs & Co. LLC pursuant to a previously established 10b5-1 sales plan.

Read SEC document
December 21, 2023 Filed Dec 30, 2023 02:25 UTC
Fogassa MarcDirector · Chief Executive Officer · 10% owner
OtherCommon Stock Option · Derivative 151,141 $0.01 Strike: $0.01 $1,133.56
Disclosure

SEC source: 0001493152-23-046637 · ownership.xml · derivative · entry 4

Fogassa Marc · CIK 0001607172 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 151,141 shares

Expires 2024-02-19

F3 · balance_after: Following the transactions described in this Statement, the Reporting Person has no Common Stock Options.

Read SEC document
December 21, 2023 Filed Dec 30, 2023 02:25 UTC
Fogassa MarcDirector · Chief Executive Officer · 10% owner
OtherCommon Stock 151,141 $0.01 $1,133.56
Disclosure

SEC source: 0001493152-23-046637 · ownership.xml · nonDerivative · entry 1

Fogassa Marc · CIK 0001607172 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,138,689

Read SEC document
December 20, 2023 Filed Dec 23, 2023 02:30 UTC
Fogassa MarcDirector · Chief Executive Officer · 10% owner
Disposition to issuerCommon Stock 4,760 $25.81 $122,855.60
Disclosure

SEC source: 0001493152-23-046028 · ownership.xml · nonDerivative · entry 2

Fogassa Marc · CIK 0001607172 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,448,853

F1 · kind: Disposition effected by Goldman Sachs & Co. LLC pursuant to a previously established 10b5-1 sales plan.

Read SEC document
December 19, 2023 Filed Dec 23, 2023 02:30 UTC
Fogassa MarcDirector · Chief Executive Officer · 10% owner
Disposition to issuerCommon Stock 4,760 $26.15 $124,474.00
Disclosure

SEC source: 0001493152-23-046028 · ownership.xml · nonDerivative · entry 1

Fogassa Marc · CIK 0001607172 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,453,613

F1 · kind: Disposition effected by Goldman Sachs & Co. LLC pursuant to a previously established 10b5-1 sales plan.

Read SEC document
December 06, 2023 Filed Dec 9, 2023 02:30 UTC
Fogassa MarcDirector · Chief Executive Officer · 10% owner
Disposition to issuerCommon Stock 4,760 $27.20 $129,472.00
Disclosure

SEC source: 0001493152-23-044294 · ownership.xml · nonDerivative · entry 3

Fogassa Marc · CIK 0001607172 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,458,373

F1 · kind: Disposition effected by Goldman Sachs & Co. LLC pursuant to a previously established 10b5-1 sales plan.

Read SEC document
December 05, 2023 Filed Dec 9, 2023 02:30 UTC
Fogassa MarcDirector · Chief Executive Officer · 10% owner
Disposition to issuerCommon Stock 4,760 $26.91 $128,091.60
Disclosure

SEC source: 0001493152-23-044294 · ownership.xml · nonDerivative · entry 2

Fogassa Marc · CIK 0001607172 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,463,133

F1 · kind: Disposition effected by Goldman Sachs & Co. LLC pursuant to a previously established 10b5-1 sales plan.

Read SEC document
December 04, 2023 Filed Dec 9, 2023 02:30 UTC
Fogassa MarcDirector · Chief Executive Officer · 10% owner
Disposition to issuerCommon Stock 7,140 $26.01 $185,711.40
Disclosure

SEC source: 0001493152-23-044294 · ownership.xml · nonDerivative · entry 1

Fogassa Marc · CIK 0001607172 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,467,893

F1 · kind: Disposition effected by Goldman Sachs & Co. LLC pursuant to a previously established 10b5-1 sales plan.

Read SEC document
December 01, 2023 Filed Dec 6, 2023 02:30 UTC
Fogassa MarcDirector · Chief Executive Officer · 10% owner
GrantSeries D Convertible Preferred Stock Options · Derivative 2,500 $0.10 Strike: $0.10 $250.00
Disclosure

SEC source: 0001493152-23-043768 · ownership.xml · derivative · entry 1

Fogassa Marc · CIK 0001607172 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Series D Convertible Preferred Stock · 2,500 shares

Expires 2033-11-30

Read SEC document
December 01, 2023 Filed Dec 19, 2023 02:30 UTC GrantSeries D Convertible Preferred Stock Options · Derivative 1,500 $0.10 Strike: $0.10 $150.00
Disclosure

SEC source: 0001493152-23-045328 · ownership.xml · derivative · entry 1

Noriega Roger · CIK 0001608103 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,500

Underlying: Series D Convertible Preferred Stock · 1,500 shares

Expires 2033-11-30

Read SEC document
November 29, 2023 Filed Dec 2, 2023 02:30 UTC
Fogassa MarcDirector · Chief Executive Officer · 10% owner
Disposition to issuerCommon Stock 4,145 $24.20 $100,309.00
Disclosure

SEC source: 0001493152-23-043473 · ownership.xml · nonDerivative · entry 3

Fogassa Marc · CIK 0001607172 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,475,033

F1 · kind: Disposition effected by Goldman Sachs & Co. LLC pursuant to a previously established 10b5-1 sales plan.

Read SEC document
November 28, 2023 Filed Dec 2, 2023 02:30 UTC
Fogassa MarcDirector · Chief Executive Officer · 10% owner
Disposition to issuerCommon Stock 10,514 $25.30 $266,004.20
Disclosure

SEC source: 0001493152-23-043473 · ownership.xml · nonDerivative · entry 2

Fogassa Marc · CIK 0001607172 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,479,178

F1 · kind: Disposition effected by Goldman Sachs & Co. LLC pursuant to a previously established 10b5-1 sales plan.

Read SEC document
November 27, 2023 Filed Dec 2, 2023 02:30 UTC
Fogassa MarcDirector · Chief Executive Officer · 10% owner
Disposition to issuerCommon Stock 4,181 $26.86 $112,301.66
Disclosure

SEC source: 0001493152-23-043473 · ownership.xml · nonDerivative · entry 1

Fogassa Marc · CIK 0001607172 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,489,692

F1 · kind: Disposition effected by Goldman Sachs & Co. LLC pursuant to a previously established 10b5-1 sales plan.

Read SEC document
November 20, 2023 Filed Mar 27, 2024 14:56 UTC Exercise / conversionCommon Stock Purchase Warrant · Derivative 1 $0.00 Strike: $15.00 $0.00
Disclosure

SEC source: 0001493152-24-011431 · ownership.xml · derivative · entry 6

Petersen Stephen R. · CIK 0001708917 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,667 shares

Expires 2023-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On December 23, 2022, the issuer effected a 1-for-750 reverse stock split. The number of shares of common stock, shares of common stock underlying derivative securities and exercise prices of derivative securities reported herein have been adjusted to reflect the reverse split.

F3 · derivative.exercise_date: The common stock purchase warrant was fully exercisable upon issuance on August 6, 2021.

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November 20, 2023 Filed Mar 27, 2024 14:56 UTC Exercise / conversionCommon Stock 6,667 $15.00 $100,005.00
Disclosure

SEC source: 0001493152-24-011431 · ownership.xml · nonDerivative · entry 3

Petersen Stephen R. · CIK 0001708917 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,236

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On December 23, 2022, the issuer effected a 1-for-750 reverse stock split. The number of shares of common stock, shares of common stock underlying derivative securities and exercise prices of derivative securities reported herein have been adjusted to reflect the reverse split.

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November 10, 2023 Filed Nov 14, 2023 02:30 UTC
Fogassa MarcDirector · Chief Executive Officer · 10% owner
Disposition to issuerCommon Stock 2,380 $22.39 $53,288.20
Disclosure

SEC source: 0001493152-23-040691 · ownership.xml · nonDerivative · entry 3

Fogassa Marc · CIK 0001607172 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,460,540

F1 · kind: Disposition effected by Goldman Sachs & Co. LLC pursuant to a previously established 10b5-1 sales plan.

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November 09, 2023 Filed Nov 14, 2023 02:30 UTC
Fogassa MarcDirector · Chief Executive Officer · 10% owner
Disposition to issuerCommon Stock 2,380 $21.87 $52,050.60
Disclosure

SEC source: 0001493152-23-040691 · ownership.xml · nonDerivative · entry 2

Fogassa Marc · CIK 0001607172 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,462,920

F1 · kind: Disposition effected by Goldman Sachs & Co. LLC pursuant to a previously established 10b5-1 sales plan.

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November 08, 2023 Filed Nov 14, 2023 02:30 UTC
Fogassa MarcDirector · Chief Executive Officer · 10% owner
Disposition to issuerCommon Stock 2,580 $23.94 $61,765.20
Disclosure

SEC source: 0001493152-23-040691 · ownership.xml · nonDerivative · entry 1

Fogassa Marc · CIK 0001607172 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,465,300

F1 · kind: Disposition effected by Goldman Sachs & Co. LLC pursuant to a previously established 10b5-1 sales plan.

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November 01, 2023 Filed Nov 4, 2023 01:30 UTC
Fogassa MarcDirector · Chief Executive Officer · 10% owner
GrantSeries D Convertible Preferred Stock Options · Derivative 2,500 $0.10 Strike: $0.10 $250.00
Disclosure

SEC source: 0001493152-23-039400 · ownership.xml · derivative · entry 1

Fogassa Marc · CIK 0001607172 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Series D Convertible Preferred Stock · 2,500 shares

Expires 2033-10-31

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October 19, 2023 Filed Oct 20, 2023 01:00 UTC
Fogassa MarcDirector · Chief Executive Officer · 10% owner
Disposition to issuerCommon Stock 4,760 $27.62 $131,471.20
Disclosure

SEC source: 0001493152-23-037756 · ownership.xml · nonDerivative · entry 3

Fogassa Marc · CIK 0001607172 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,434,547

F1 · kind: Disposition effected by Goldman Sachs & Co. LLC pursuant to a previously established 10b5-1 sales plan.

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October 18, 2023 Filed Oct 20, 2023 01:00 UTC
Fogassa MarcDirector · Chief Executive Officer · 10% owner
Disposition to issuerCommon Stock 4,760 $28.38 $135,088.80
Disclosure

SEC source: 0001493152-23-037756 · ownership.xml · nonDerivative · entry 2

Fogassa Marc · CIK 0001607172 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,439,307

F1 · kind: Disposition effected by Goldman Sachs & Co. LLC pursuant to a previously established 10b5-1 sales plan.

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October 17, 2023 Filed Oct 20, 2023 01:00 UTC
Fogassa MarcDirector · Chief Executive Officer · 10% owner
Disposition to issuerCommon Stock 4,760 $28.55 $135,898.00
Disclosure

SEC source: 0001493152-23-037756 · ownership.xml · nonDerivative · entry 1

Fogassa Marc · CIK 0001607172 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,444,067

F1 · kind: Disposition effected by Goldman Sachs & Co. LLC pursuant to a previously established 10b5-1 sales plan.

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October 17, 2023 Filed Mar 27, 2024 14:50 UTC
Bernier Brian W.VP, Corporate Dev.
GrantCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-011425 · ownership.xml · nonDerivative · entry 2

Bernier Brian W. · CIK 0001872951 · VP, Corporate Dev.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,033

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October 04, 2023 Filed Oct 5, 2023 01:30 UTC
Fogassa MarcDirector · Chief Executive Officer · 10% owner
Disposition to issuerCommon Stock 4,760 $25.71 $122,379.60
Disclosure

SEC source: 0001493152-23-035718 · ownership.xml · nonDerivative · entry 3

Fogassa Marc · CIK 0001607172 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,448,827

F1 · kind: Disposition effected by Goldman Sachs & Co. LLC pursuant to a previously established 10b5-1 sales plan.

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October 03, 2023 Filed Oct 5, 2023 01:30 UTC
Fogassa MarcDirector · Chief Executive Officer · 10% owner
Disposition to issuerCommon Stock 4,760 $28.88 $137,468.80
Disclosure

SEC source: 0001493152-23-035718 · ownership.xml · nonDerivative · entry 2

Fogassa Marc · CIK 0001607172 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,453,587

F1 · kind: Disposition effected by Goldman Sachs & Co. LLC pursuant to a previously established 10b5-1 sales plan.

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October 02, 2023 Filed Oct 5, 2023 01:30 UTC
Fogassa MarcDirector · Chief Executive Officer · 10% owner
Disposition to issuerCommon Stock 4,760 $31.24 $148,702.40
Disclosure

SEC source: 0001493152-23-035718 · ownership.xml · nonDerivative · entry 1

Fogassa Marc · CIK 0001607172 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,458,347

F1 · kind: Disposition effected by Goldman Sachs & Co. LLC pursuant to a previously established 10b5-1 sales plan.

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October 02, 2023 Filed Mar 27, 2024 14:50 UTC
Bernier Brian W.VP, Corporate Dev.
GrantCommon Stock 15,033 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-011425 · ownership.xml · nonDerivative · entry 1

Bernier Brian W. · CIK 0001872951 · VP, Corporate Dev.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,033

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.