Last 12 months
Inside the activity.
0 purchase rows · 12 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 9 |
| Jul 2026 | 0 | 2 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 19, 2021 Filed Apr 22, 2021 01:00 UTC |
Howard Jeffrey A.Director · President & CEO
|
SaleCommon Stock | 15,000 | $35.07 | $526,050.00 |
DisclosureSEC source: 0001437749-21-009511 · rdgdoc.xml · nonDerivative · entry 1 Howard Jeffrey A. · CIK 0001603556 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 450,571 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · price: This transaction was executed in multiple trades at prices ranging from $35.00 and $35.45. The reported price reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. F3 · balance_after: In previous Section 16 filings, the reporting person inadvertently omitted 1,015 shares of common stock that he purchased pursuant to the issuer's Employee Stock Purchase Plan before he became subject to Section 16 reporting obligations. This Form 4 reflects the correct number of shares of common stock beneficially owned by the reporting person. Read SEC document |
| March 19, 2021 Filed Mar 23, 2021 20:15 UTC |
McCamey WilliamChief Financial Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 200,000 | $0.00 Strike: $4.00 | $0.00 |
DisclosureSEC source: 0001437749-21-006899 · rdgdoc.xml · derivative · entry 3 McCamey William · CIK 0001596056 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 200,000 shares Expires 2021-06-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The stock option vested in three equal installments on 06/23/2017, 06/23/2018, and 06/23/2019. Read SEC document |
| March 19, 2021 Filed Mar 23, 2021 20:15 UTC |
McCamey WilliamChief Financial Officer
|
Exercise / conversionCommon Stock | 200,000 | $4.00 | $800,000.00 |
DisclosureSEC source: 0001437749-21-006899 · rdgdoc.xml · nonDerivative · entry 1 McCamey William · CIK 0001596056 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 675,716 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 17, 2021 Filed Mar 26, 2021 20:16 UTC |
Saunders MitchellChief Accounting Officer
|
GrantCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-007313 · rdgdoc.xml · nonDerivative · entry 1 Saunders Mitchell · CIK 0001594790 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,389 F1 · kind: Grant of restricted stock, which will vest in three equal installments on March 17, 2022, March 17, 2023 and March 17, 2024. Read SEC document |
| February 17, 2021 Filed Feb 18, 2021 21:50 UTC |
HUDSON DEAL WDirector
|
SaleCommon Stock | 5,000 | $30.28 | $151,400.00 |
DisclosureSEC source: 0001437749-21-003296 · rdgdoc.xml · nonDerivative · entry 1 HUDSON DEAL W · CIK 0001205021 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,000 F1 · price: This transaction was executed in multiple trades at prices ranging from $30.00 and $30.515. The reported price reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| February 17, 2021 Filed Feb 20, 2021 02:00 UTC |
Howard Jeffrey A.Director · President
|
SaleCommon Stock | 1,279 | $30.00 | $38,370.00 |
DisclosureSEC source: 0001437749-21-003519 · rdgdoc.xml · nonDerivative · entry 1 Howard Jeffrey A. · CIK 0001603556 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 464,556 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| February 08, 2021 Filed Feb 9, 2021 01:10 UTC |
Howard Jeffrey A.Director · President
|
SaleCommon Stock | 2,564 | $30.00 | $76,920.00 |
DisclosureSEC source: 0001437749-21-002259 · rdgdoc.xml · nonDerivative · entry 2 Howard Jeffrey A. · CIK 0001603556 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 465,835 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| February 05, 2021 Filed Feb 9, 2021 21:16 UTC |
Harrod Denise MDirector
|
GrantCommon Stock | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-002331 · rdgdoc.xml · nonDerivative · entry 1 Harrod Denise M · CIK 0001843562 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 F1 · kind: Grant of restricted stock, which will vest in equal installments on January 26, 2022 and January 26, 2023. Read SEC document |
| February 05, 2021 Filed Feb 9, 2021 21:16 UTC |
Jones Joann GDirector
|
GrantCommon Stock | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-002329 · rdgdoc.xml · nonDerivative · entry 1 Jones Joann G · CIK 0001843407 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 F1 · kind: Grant of restricted stock, which will vest in equal installments on January 26, 2022 and January 26, 2023. Read SEC document |
| February 04, 2021 Filed Feb 9, 2021 01:10 UTC |
Howard Jeffrey A.Director · President
|
SaleCommon Stock | 11,157 | $30.00 | $334,710.00 |
DisclosureSEC source: 0001437749-21-002259 · rdgdoc.xml · nonDerivative · entry 1 Howard Jeffrey A. · CIK 0001603556 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 468,399 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| January 31, 2021 Filed Feb 1, 2021 21:15 UTC |
Howard Jeffrey A.Director · President
|
GrantEmployee Stock Option (right to buy) · Derivative | 200,000 | $0.00 Strike: $6.00 | $0.00 |
DisclosureSEC source: 0001437749-21-001675 · rdgdoc.xml · derivative · entry 2 Howard Jeffrey A. · CIK 0001603556 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2023-11-12 F1 · balance_after: On November 12, 2018, the reporting person was granted an option to purchase 200,000 shares of common stock. The option vested on January 31, 2021 based on Atlanticus Holdings Corporation's satisfaction of certain performance criteria for the fiscal year ended December 31, 2020. Read SEC document |
| January 27, 2021 Filed Jan 29, 2021 21:15 UTC |
Saunders MitchellChief Accounting Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 8,000 | $0.00 Strike: $3.04 | $0.00 |
DisclosureSEC source: 0001437749-21-001580 · rdgdoc.xml · derivative · entry 3 Saunders Mitchell · CIK 0001594790 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,000 shares Expires 2021-03-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vested in three equal installments on March 24, 2017, March 24, 2018 and March 24, 2019. Read SEC document |
| January 27, 2021 Filed Jan 29, 2021 21:15 UTC |
Saunders MitchellChief Accounting Officer
|
Tax withholdingCommon Stock | 2,359 | $24.07 | $56,781.13 |
DisclosureSEC source: 0001437749-21-001580 · rdgdoc.xml · nonDerivative · entry 2 Saunders Mitchell · CIK 0001594790 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,389 F1 · kind: Reflects shares of Atlanticus Holdings Corporation common stock withheld to satisfy tax withholding obligations upon the exercise of the stock option, based on the closing price of Atlanticus Holdings Corporation common stock on January 27, 2021. Read SEC document |
| January 27, 2021 Filed Jan 29, 2021 21:15 UTC |
Saunders MitchellChief Accounting Officer
|
Exercise / conversionCommon Stock | 8,000 | $3.04 | $24,320.00 |
DisclosureSEC source: 0001437749-21-001580 · rdgdoc.xml · nonDerivative · entry 1 Saunders Mitchell · CIK 0001594790 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,748 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 02, 2021 Filed Jan 5, 2021 22:04 UTC |
HUDSON DEAL WDirector
|
GrantCommon Stock | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-000141 · rdgdoc.xml · nonDerivative · entry 1 HUDSON DEAL W · CIK 0001205021 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,000 F1 · kind: Grant of restricted stock, which will vest in equal installments on each of the first two anniversaries of the date of the grant. Read SEC document |
| January 02, 2021 Filed Jan 5, 2021 22:03 UTC |
ROSENCRANTS THOMAS GDirector
|
GrantCommon Stock | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-000140 · rdgdoc.xml · nonDerivative · entry 1 ROSENCRANTS THOMAS G · CIK 0001188408 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,000 F1 · kind: Grant of restricted stock, which will vest in equal installments on each of the first two anniversaries of the date of the grant. Read SEC document |
| January 02, 2021 Filed Jan 5, 2021 22:03 UTC |
MATTINGLY MACK FDirector
|
GrantCommon Stock | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-000139 · rdgdoc.xml · nonDerivative · entry 1 MATTINGLY MACK F · CIK 0001188399 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,500 F1 · kind: Grant of restricted stock, which will vest in equal installments on each of the first two anniversaries of the date of the grant. Read SEC document |
| December 11, 2020 Filed Dec 15, 2020 21:15 UTC |
Howard Jeffrey A.Director · President
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 200,000 | $0.00 Strike: $3.04 | $0.00 |
DisclosureSEC source: 0001437749-20-025394 · rdgdoc.xml · derivative · entry 3 Howard Jeffrey A. · CIK 0001603556 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 200,000 shares Expires 2021-03-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock option vested in three equal installments on March 24, 2017, March 24, 2018 and March 24, 2019. Read SEC document |
| December 11, 2020 Filed Dec 15, 2020 21:15 UTC |
Howard Jeffrey A.Director · President
|
Tax withholdingCommon Stock | 77,953 | $21.63 | $1,686,123.39 |
DisclosureSEC source: 0001437749-20-025394 · rdgdoc.xml · nonDerivative · entry 2 Howard Jeffrey A. · CIK 0001603556 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 479,556 F1 · kind: Reflects shares of Atlanticus Holdings Corporation common stock withheld to satisfy tax withholding obligations upon the exercise of the stock option, based on the closing price of Atlanticus Holdings Corporation common stock on December 11, 2020. Read SEC document |
| December 11, 2020 Filed Dec 15, 2020 21:15 UTC |
Howard Jeffrey A.Director · President
|
Exercise / conversionCommon Stock | 200,000 | $3.04 | $608,000.00 |
DisclosureSEC source: 0001437749-20-025394 · rdgdoc.xml · nonDerivative · entry 1 Howard Jeffrey A. · CIK 0001603556 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 557,509 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 11, 2020 Filed Dec 30, 2020 22:01 UTC |
Howard Jeffrey A.Director · President
|
GrantEmployee Stock Option (right to buy) · Derivative | 1,000 | $0.00 Strike: $15.30 | $0.00 |
DisclosureSEC source: 0001437749-20-026161 · rdgdoc.xml · derivative · entry 2 Howard Jeffrey A. · CIK 0001603556 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Underlying: Common Stock · 1,000 shares Expires 2025-11-11 F1 · derivative.exercise_date: The option vests in three equal installments on November 11, 2021, November 11, 2022 and November 11, 2023. Read SEC document |
| November 11, 2020 Filed Dec 30, 2020 22:00 UTC |
Saunders MitchellChief Accounting Officer
|
GrantEmployee Stock Option (right to buy) · Derivative | 1,000 | $0.00 Strike: $15.30 | $0.00 |
DisclosureSEC source: 0001437749-20-026160 · rdgdoc.xml · derivative · entry 2 Saunders Mitchell · CIK 0001594790 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Underlying: Common Stock · 1,000 shares Expires 2025-11-11 F1 · derivative.exercise_date: The option vests in three equal installments on November 11, 2021, November 11, 2022 and November 11, 2023. Read SEC document |
| November 11, 2020 Filed Dec 31, 2020 22:00 UTC |
McCamey WilliamChief Financial Officer
|
GrantEmployee Stock Option (right to buy) · Derivative | 1,000 | $0.00 Strike: $15.30 | $0.00 |
DisclosureSEC source: 0001437749-20-026227 · rdgdoc.xml · derivative · entry 3 McCamey William · CIK 0001596056 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Underlying: Common Stock · 1,000 shares Expires 2025-11-11 F1 · derivative.exercise_date: The option vests in three equal installments on November 11, 2021, November 11, 2022 and November 11, 2023. Read SEC document |
| November 11, 2020 Filed Jan 13, 2021 22:03 UTC |
HANNA DAVID GDirector · CEO & Chairman of the Board · 10% owner
|
GrantEmployee Stock Option (right to buy) · Derivative | 1,000 | $0.00 Strike: $15.30 | $0.00 |
DisclosureSEC source: 0001437749-21-000656 · rdgdoc.xml · derivative · entry 2 HANNA DAVID G · CIK 0001106486 · Director · CEO & Chairman of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Underlying: Common Stock · 1,000 shares Expires 2025-11-11 F2 · derivative.exercise_date: The option vests in three equal installments on November 11, 2021, November 11, 2022 and November 11, 2023. Read SEC document |
| July 31, 2020 Filed Aug 4, 2020 23:01 UTC |
McCamey WilliamChief Financial Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 25,000 | $0.00 Strike: $4.00 | $0.00 |
DisclosureSEC source: 0001437749-20-016538 · rdgdoc.xml · derivative · entry 3 McCamey William · CIK 0001596056 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires 2020-08-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The stock option vested in three equal installments on 08/06/2016, 08/06/2017, and 08/06/2018. Read SEC document |
| July 31, 2020 Filed Aug 4, 2020 23:01 UTC |
McCamey WilliamChief Financial Officer
|
Exercise / conversionCommon Stock | 25,000 | $4.00 | $100,000.00 |
DisclosureSEC source: 0001437749-20-016538 · rdgdoc.xml · nonDerivative · entry 1 McCamey William · CIK 0001596056 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 475,716 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 24, 2020 Filed Jul 28, 2020 23:00 UTC |
McCamey WilliamChief Financial Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 25,000 | $0.00 Strike: $4.00 | $0.00 |
DisclosureSEC source: 0001437749-20-015885 · rdgdoc.xml · derivative · entry 3 McCamey William · CIK 0001596056 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 50,000 shares Expires 2020-08-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The stock option vested in three equal installments on 08/06/2016, 08/06/2017, and 08/06/2018. Read SEC document |
| July 24, 2020 Filed Jul 28, 2020 23:00 UTC |
McCamey WilliamChief Financial Officer
|
Exercise / conversionCommon Stock | 25,000 | $4.00 | $100,000.00 |
DisclosureSEC source: 0001437749-20-015885 · rdgdoc.xml · nonDerivative · entry 1 McCamey William · CIK 0001596056 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 450,716 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 22, 2020 Filed Jul 24, 2020 23:02 UTC |
McCamey WilliamChief Financial Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 25,000 | $0.00 Strike: $4.00 | $0.00 |
DisclosureSEC source: 0001437749-20-015715 · rdgdoc.xml · derivative · entry 3 McCamey William · CIK 0001596056 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 75,000 shares Expires 2020-08-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The stock option vested in three equal installments on 08/06/2016, 08/06/2017, and 08/06/2018. Read SEC document |
| July 22, 2020 Filed Jul 24, 2020 23:02 UTC |
McCamey WilliamChief Financial Officer
|
Exercise / conversionCommon Stock | 25,000 | $4.00 | $100,000.00 |
DisclosureSEC source: 0001437749-20-015715 · rdgdoc.xml · nonDerivative · entry 1 McCamey William · CIK 0001596056 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 425,716 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 20, 2020 Filed Jul 22, 2020 20:30 UTC |
McCamey WilliamChief Financial Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 25,000 | $0.00 Strike: $4.00 | $0.00 |
DisclosureSEC source: 0001437749-20-015540 · rdgdoc.xml · derivative · entry 3 McCamey William · CIK 0001596056 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 100,000 shares Expires 2020-08-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The stock option vested in three equal installments on 08/06/2016, 08/06/2017, and 08/06/2018. Read SEC document |
| July 20, 2020 Filed Jul 22, 2020 20:30 UTC |
McCamey WilliamChief Financial Officer
|
Exercise / conversionCommon Stock | 25,000 | $4.00 | $100,000.00 |
DisclosureSEC source: 0001437749-20-015540 · rdgdoc.xml · nonDerivative · entry 1 McCamey William · CIK 0001596056 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,716 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 06, 2020 Filed Jul 7, 2020 20:30 UTC |
HUDSON DEAL WDirector
|
SaleCommon Stock | 7,000 | $11.50 | $80,500.00 |
DisclosureSEC source: 0001437749-20-014787 · rdgdoc.xml · nonDerivative · entry 1 HUDSON DEAL W · CIK 0001205021 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,000 Read SEC document |
| February 18, 2020 Filed Feb 20, 2020 21:15 UTC |
HUDSON DEAL WDirector
|
SaleCommon Stock | 6,000 | $11.74 | $70,440.00 |
DisclosureSEC source: 0001437749-20-003162 · rdgdoc.xml · nonDerivative · entry 1 HUDSON DEAL W · CIK 0001205021 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,000 Read SEC document |
| January 02, 2020 Filed Jan 2, 2020 21:16 UTC |
ROSENCRANTS THOMAS GDirector
|
GrantCommon Stock | 7,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-000064 · rdgdoc.xml · nonDerivative · entry 1 ROSENCRANTS THOMAS G · CIK 0001188408 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,000 F1 · kind: Grant of restricted stock, which will vest in equal installments on each of the first two anniversaries of the date of the grant. Read SEC document |
| January 02, 2020 Filed Jan 2, 2020 21:15 UTC |
MATTINGLY MACK FDirector
|
GrantCommon Stock | 7,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-000062 · rdgdoc.xml · nonDerivative · entry 1 MATTINGLY MACK F · CIK 0001188399 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,500 F1 · kind: Grant of restricted stock, which will vest in equal installments on each of the first two anniversaries of the date of the grant. Read SEC document |
| January 02, 2020 Filed Jan 2, 2020 21:15 UTC |
HUDSON DEAL WDirector
|
GrantCommon Stock | 7,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-000061 · rdgdoc.xml · nonDerivative · entry 1 HUDSON DEAL W · CIK 0001205021 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,000 F1 · kind: Grant of restricted stock, which will vest in equal installments on each of the first two anniversaries of the date of the grant. Read SEC document |
| December 27, 2019 Filed Dec 31, 2019 21:15 UTC |
HANNA FRANK J III10% owner
|
GrantSeries A Convertible Preferred Stock · Derivative | 200,000 | $100.00 Strike: $10.00 | $20,000,000.00 |
DisclosureSEC source: 0001437749-19-025053 · rdgdoc.xml · derivative · entry 2 HANNA FRANK J III · CIK 0001106487 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 200,000 Underlying: Common Stock · 2,000,000 shares Expires not disclosed F2 · kind: The LLC acquired the Series A Convertible Preferred Stock from the issuer in exchange for full satisfaction of outstanding loans to the issuer from the LLC. F3 · derivative.expiration_date: The Series A Convertible Preferred Stock is perpetual and therefore has no expiration date. F1 · ownership.nature: The reporting person disclaims beneficial ownership of these securities except to the extent of the reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose. Read SEC document |
| December 27, 2019 Filed Dec 31, 2019 21:15 UTC |
HANNA DAVID GDirector · CEO & Chairman of the Board · 10% owner
|
GrantSeries A Convertible Preferred Stock · Derivative | 200,000 | $100.00 Strike: $10.00 | $20,000,000.00 |
DisclosureSEC source: 0001437749-19-025052 · rdgdoc.xml · derivative · entry 2 HANNA DAVID G · CIK 0001106486 · Director · CEO & Chairman of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 200,000 Underlying: Common Stock · 2,000,000 shares Expires not disclosed F2 · kind: The LLC acquired the Series A Convertible Preferred Stock from the issuer in exchange for full satisfaction of outstanding loans to the issuer from the LLC. F3 · derivative.expiration_date: The Series A Convertible Preferred Stock is perpetual and therefore has no expiration date. F1 · ownership.nature: The reporting person disclaims beneficial ownership of these securities except to the extent of the reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose. Read SEC document |
| September 27, 2019 Filed Sep 30, 2019 20:32 UTC |
MATTINGLY MACK FDirector
|
SaleCommon Stock | 75,500 | $10.00 | $755,000.00 |
DisclosureSEC source: 0001437749-19-019267 · rdgdoc.xml · nonDerivative · entry 1 MATTINGLY MACK F · CIK 0001188399 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,500 Read SEC document |
| May 17, 2019 Filed May 21, 2019 20:15 UTC |
ROSENCRANTS THOMAS GDirector
|
PurchaseCommon Stock | 9,000 | $3.49 | $31,410.00 |
DisclosureSEC source: 0001437749-19-010582 · rdgdoc.xml · nonDerivative · entry 2 ROSENCRANTS THOMAS G · CIK 0001188408 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 30,000 F1 · shares: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F2 · price: This transaction was executed in multiple trades at prices ranging from $3.45 to $3.49. The reported price reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| March 13, 2019 Filed Mar 14, 2019 20:15 UTC |
Saunders MitchellChief Accounting Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $2.27 | $0.00 |
DisclosureSEC source: 0001437749-19-004929 · rdgdoc.xml · derivative · entry 2 Saunders Mitchell · CIK 0001594790 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2019-03-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The stock option vested in three equal installments on 3/21/2015, 3/21/2016 and 3/21/2017. Read SEC document |
| March 13, 2019 Filed Mar 14, 2019 20:15 UTC |
Saunders MitchellChief Accounting Officer
|
Exercise / conversionCommon Stock | 5,000 | $2.27 | $11,350.00 |
DisclosureSEC source: 0001437749-19-004929 · rdgdoc.xml · nonDerivative · entry 1 Saunders Mitchell · CIK 0001594790 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,748 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 21:15 UTC |
McCamey WilliamChief Financial Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 100,000 | $0.00 Strike: $2.64 | $0.00 |
DisclosureSEC source: 0001437749-19-002764 · rdgdoc.xml · derivative · entry 3 McCamey William · CIK 0001596056 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 100,000 shares Expires 2019-02-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The stock option vested in two equal installments on 2/21/2015 and 2/21/2016. Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 21:15 UTC |
McCamey WilliamChief Financial Officer
|
Exercise / conversionCommon Stock | 100,000 | $2.64 | $264,000.00 |
DisclosureSEC source: 0001437749-19-002764 · rdgdoc.xml · nonDerivative · entry 1 McCamey William · CIK 0001596056 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 375,716 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 21:15 UTC |
Howard Jeffrey A.Director · President
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 200,000 | $0.00 Strike: $2.64 | $0.00 |
DisclosureSEC source: 0001437749-19-002763 · rdgdoc.xml · derivative · entry 2 Howard Jeffrey A. · CIK 0001603556 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 200,000 shares Expires 2019-02-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The stock option vested in two equal installments on 2/21/2015 and 2/21/2016. Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 21:15 UTC |
Howard Jeffrey A.Director · President
|
Exercise / conversionCommon Stock | 200,000 | $2.64 | $528,000.00 |
DisclosureSEC source: 0001437749-19-002763 · rdgdoc.xml · nonDerivative · entry 1 Howard Jeffrey A. · CIK 0001603556 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 357,509 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 26, 2018 Filed Jan 2, 2019 21:15 UTC |
ROSENCRANTS THOMAS GDirector
|
GrantCommon Stock | 28,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-000078 · rdgdoc.xml · nonDerivative · entry 1 ROSENCRANTS THOMAS G · CIK 0001188408 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,000 Read SEC document |
| December 26, 2018 Filed Jan 2, 2019 21:15 UTC |
MATTINGLY MACK FDirector
|
GrantCommon Stock | 28,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-000077 · rdgdoc.xml · nonDerivative · entry 1 MATTINGLY MACK F · CIK 0001188399 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,000 Read SEC document |
| December 26, 2018 Filed Jan 2, 2019 21:15 UTC |
HUDSON DEAL WDirector
|
GrantCommon Stock | 28,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-000076 · rdgdoc.xml · nonDerivative · entry 1 HUDSON DEAL W · CIK 0001205021 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,400 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.