ATLC

SEC source: 0001437749-24-000276 · rdgdoc.xml · nonDerivative · entry 1

HUDSON DEAL W · CIK 0001205021 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,952

F1 · kind: Grant of restricted stock, which will vest in two equal installments on each of the first two anniversaries of the date of the grant.

SEC source: 0001437749-24-000274 · rdgdoc.xml · nonDerivative · entry 1

Jones Joann G · CIK 0001843407 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,300

F1 · kind: Grant of restricted stock, which will vest in two equal installments on each of the first two anniversaries of the date of the grant.

SEC source: 0001437749-24-000273 · rdgdoc.xml · nonDerivative · entry 1

MATTINGLY MACK F · CIK 0001188399 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,300

F1 · kind: Grant of restricted stock, which will vest in two equal installments on each of the first two anniversaries of the date of the grant.

SEC source: 0001437749-23-025426 · rdgdoc.xml · derivative · entry 12

Howard Jeffrey A. · CIK 0001603556 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 200,000 shares

Expires 2023-11-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The stock option vested in full on January 31, 2022 upon the satisfaction of the performance criteria.

SEC source: 0001437749-23-025426 · rdgdoc.xml · derivative · entry 11

Howard Jeffrey A. · CIK 0001603556 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2023-11-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock option vested in full on January 31, 2021 upon the satisfaction of the performance criteria.

SEC source: 0001437749-23-025426 · rdgdoc.xml · nonDerivative · entry 8

Howard Jeffrey A. · CIK 0001603556 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 607,700

F2 · kind: Reflects shares of Atlanticus Holdings Corporation common stock withheld to satisfy the option exercise price and tax withholding obligations upon the exercise of the stock option, based on the closing price of Atlanticus Holdings Corporation common stock on September 7, 2023.

SEC source: 0001437749-23-025426 · rdgdoc.xml · nonDerivative · entry 7

Howard Jeffrey A. · CIK 0001603556 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 718,505

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001437749-23-025426 · rdgdoc.xml · nonDerivative · entry 6

Howard Jeffrey A. · CIK 0001603556 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 518,505

F2 · kind: Reflects shares of Atlanticus Holdings Corporation common stock withheld to satisfy the option exercise price and tax withholding obligations upon the exercise of the stock option, based on the closing price of Atlanticus Holdings Corporation common stock on September 7, 2023.

SEC source: 0001437749-23-025426 · rdgdoc.xml · nonDerivative · entry 5

Howard Jeffrey A. · CIK 0001603556 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 546,207

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001437749-23-025426 · rdgdoc.xml · derivative · entry 10

Howard Jeffrey A. · CIK 0001603556 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 150,000 shares

Expires 2023-11-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock option vested in full on January 31, 2021 upon the satisfaction of the performance criteria.

SEC source: 0001437749-23-025426 · rdgdoc.xml · derivative · entry 9

Howard Jeffrey A. · CIK 0001603556 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 100,000 shares

Expires 2023-11-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option vested in three equal installments on November 12, 2019, November 12, 2020 and November 12, 2021.

SEC source: 0001437749-23-025426 · rdgdoc.xml · nonDerivative · entry 4

Howard Jeffrey A. · CIK 0001603556 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 496,207

F1 · kind: Reflects shares of Atlanticus Holdings Corporation common stock withheld to satisfy the option exercise price and tax withholding obligations upon the exercise of the stock option, based on the closing price of Atlanticus Holdings Corporation common stock on September 5, 2023.

SEC source: 0001437749-23-025426 · rdgdoc.xml · nonDerivative · entry 3

Howard Jeffrey A. · CIK 0001603556 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 579,048

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001437749-23-025426 · rdgdoc.xml · nonDerivative · entry 2

Howard Jeffrey A. · CIK 0001603556 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 429,048

F1 · kind: Reflects shares of Atlanticus Holdings Corporation common stock withheld to satisfy the option exercise price and tax withholding obligations upon the exercise of the stock option, based on the closing price of Atlanticus Holdings Corporation common stock on September 5, 2023.

SEC source: 0001437749-23-025426 · rdgdoc.xml · nonDerivative · entry 1

Howard Jeffrey A. · CIK 0001603556 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 482,635

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001437749-23-024192 · rdgdoc.xml · nonDerivative · entry 1

HUDSON DEAL W · CIK 0001205021 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,952

SEC source: 0001437749-23-023889 · rdgdoc.xml · nonDerivative · entry 2

HUDSON DEAL W · CIK 0001205021 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,300

F2 · price: This transaction was executed in multiple trades at prices ranging from $36.00 and $36.19. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001437749-23-023889 · rdgdoc.xml · nonDerivative · entry 1

HUDSON DEAL W · CIK 0001205021 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,001

F1 · price: This transaction was executed in multiple trades at prices ranging from $36.00 and $36.35. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001437749-23-014858 · rdgdoc.xml · nonDerivative · entry 1

Harrod Denise M · CIK 0001843562 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,800

F1 · price: This transaction was executed in multiple trades at prices ranging from $29.50 and $29.55. The reported price reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

SEC source: 0001437749-23-007271 · rdgdoc.xml · nonDerivative · entry 1

Saunders Mitchell · CIK 0001594790 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,661

F1 · kind: Reflects shares of Atlanticus Holdings Corporation common stock withheld to satisfy tax withholding obligations upon the vesting of the restricted stock award, based on the closing price of Atlanticus Holdings Corporation common stock on March 17, 2023.

SEC source: 0001437749-23-007396 · rdgdoc.xml · nonDerivative · entry 1

JAMES DENNIS H JR · CIK 0001918871 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,578

SEC source: 0001437749-23-006784 · rdgdoc.xml · nonDerivative · entry 2

McCamey William · CIK 0001596056 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,984

F3 · kind: Reflects shares of Atlanticus Holdings Corporation common stock withheld to satisfy tax withholding obligations upon the vesting of the restricted stock award, based on the closing price of Atlanticus Holdings Corporation common stock on March 14, 2023.

SEC source: 0001437749-23-006782 · rdgdoc.xml · nonDerivative · entry 3

Saunders Mitchell · CIK 0001594790 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,760

F3 · kind: Reflects shares of Atlanticus Holdings Corporation common stock withheld to satisfy tax withholding obligations upon the vesting of the restricted stock award, based on the closing price of Atlanticus Holdings Corporation common stock on March 14, 2023.

SEC source: 0001437749-23-006783 · rdgdoc.xml · nonDerivative · entry 2

Howard Jeffrey A. · CIK 0001603556 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 382,635

F2 · kind: Reflects shares of Atlanticus Holdings Corporation common stock withheld to satisfy tax withholding obligations upon the vesting of the restricted stock award, based on the closing price of Atlanticus Holdings Corporation common stock on March 14, 2023.

SEC source: 0001437749-23-006784 · rdgdoc.xml · nonDerivative · entry 1

McCamey William · CIK 0001596056 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,982

F1 · kind: Grant of restricted stock, which will vest in three equal installments on March 13, 2024, March 13, 2025 and March 13, 2026.

F2 · balance_after: This Form 4 reflects a change in the nature of the beneficial ownership.

SEC source: 0001437749-23-006782 · rdgdoc.xml · nonDerivative · entry 2

Saunders Mitchell · CIK 0001594790 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,847

F2 · kind: Grant of restricted stock, which will cliff vest on March 13, 2028.

SEC source: 0001437749-23-006782 · rdgdoc.xml · nonDerivative · entry 1

Saunders Mitchell · CIK 0001594790 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,647

F1 · kind: Grant of restricted stock, which will vest in three equal installments on March 13, 2024, March 13, 2025 and March 13, 2026.

SEC source: 0001437749-23-006783 · rdgdoc.xml · nonDerivative · entry 1

Howard Jeffrey A. · CIK 0001603556 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 384,511

F1 · kind: Grant of restricted stock, which will vest in three equal installments on March 13, 2024, March 13, 2025 and March 13, 2026.

SEC source: 0001437749-24-004174 · rdgdoc.xml · nonDerivative · entry 1

HANNA FRANK J III · CIK 0001106487 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By LLC

Disclosed balance after: 3,998,072

F1 · kind: An LLC in which the reporting person has a pecuniary interest donated 100,000 shares of common stock to a public charity.

F2 · ownership.nature: The reporting person disclaims beneficial ownership of these securities except to the extent of the reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the benefical owner of such securities for purposes of Section 16 or any other purpose.

SEC source: 0001437749-24-004173 · rdgdoc.xml · nonDerivative · entry 1

HANNA DAVID G · CIK 0001106486 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By LLC

Disclosed balance after: 3,673,072

F1 · kind: An LLC in which the reporting person has a pecuniary interest donated 100,000 shares of common stock to a public charity.

F2 · ownership.nature: The reporting person disclaims beneficial ownership of these securities except to the extent of the reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the benefical owner of such securities for purposes of Section 16 or any other purpose.

SEC source: 0001437749-23-001614 · rdgdoc.xml · nonDerivative · entry 1

HUDSON DEAL W · CIK 0001205021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,452

F1 · kind: The Reporting Person sold 16,313 shares of common stock to Atlanticus Holdings Corporation.

SEC source: 0001437749-23-000325 · rdgdoc.xml · nonDerivative · entry 1

HUDSON DEAL W · CIK 0001205021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,765

F1 · kind: Grant of restricted stock, which will vest in equal installments on each of the first two anniversaries of the date of the grant.

SEC source: 0001437749-23-000324 · rdgdoc.xml · nonDerivative · entry 1

Harrod Denise M · CIK 0001843562 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,300

F1 · kind: Grant of restricted stock, which will vest in equal installments on each of the first two anniversaries of the date of the grant.

SEC source: 0001437749-23-000320 · rdgdoc.xml · nonDerivative · entry 1

Jones Joann G · CIK 0001843407 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,300

F1 · kind: Grant of restricted stock, which will vest in equal installments on each of the first two anniversaries of the date of the grant.

SEC source: 0001437749-23-000323 · rdgdoc.xml · nonDerivative · entry 1

JAMES DENNIS H JR · CIK 0001918871 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,168

F1 · kind: Grant of restricted stock, which will vest in equal installments on each of the first two anniversaries of the date of the grant.

SEC source: 0001437749-23-000319 · rdgdoc.xml · nonDerivative · entry 1

MATTINGLY MACK F · CIK 0001188399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,300

F1 · kind: Grant of restricted stock, which will vest in equal installments on each of the first two anniversaries of the date of the grant.

SEC source: 0001437749-22-028822 · rdgdoc.xml · nonDerivative · entry 2

HANNA DAVID G · CIK 0001106486 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 325,000

F1 · kind: An LLC in which the reporting person has a pecuniary interest donated 325,000 shares of common stock to a public charity. Following the donation, a trust in which the reporting person has a pecuniary interest purchased these 325,000 shares of common stock from the public charity at the Nasdaq closing price on December 7, 2022. These transactions were effected for estate and tax planning purposes.

F2 · ownership.nature: The reporting person disclaims beneficial ownership of these securities except to the extent of the reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the benefical owner of such securities for purposes of Section 16 or any other purpose.

SEC source: 0001437749-22-028822 · rdgdoc.xml · nonDerivative · entry 1

HANNA DAVID G · CIK 0001106486 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 3,773,072

F1 · kind: An LLC in which the reporting person has a pecuniary interest donated 325,000 shares of common stock to a public charity. Following the donation, a trust in which the reporting person has a pecuniary interest purchased these 325,000 shares of common stock from the public charity at the Nasdaq closing price on December 7, 2022. These transactions were effected for estate and tax planning purposes.

F2 · ownership.nature: The reporting person disclaims beneficial ownership of these securities except to the extent of the reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the benefical owner of such securities for purposes of Section 16 or any other purpose.

SEC source: 0001437749-22-027575 · rdgdoc.xml · nonDerivative · entry 1

HANNA DAVID G · CIK 0001106486 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,432

F1 · kind: The reporting person sold 263,432 shares of common stock to an entity controlled by his brother, Frank J. Hanna, III, for estate and tax planning purposes.

SEC source: 0001437749-23-002703 · rdgdoc.xml · nonDerivative · entry 1

HANNA FRANK J III · CIK 0001106487 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 263

F1 · ownership.nature: The reporting person disclaims beneficial ownership of these securities except to the extent of the reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.

SEC source: 0001437749-22-023582 · rdgdoc.xml · derivative · entry 3

Saunders Mitchell · CIK 0001594790 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

F1 · derivative.exercise_price: The Series B Preferred Stock is convertible only if certain future events specified in Section 8 of the issuer's Amended and Restated Articles of Amendment Establishing the 7.625% Series B Cumulative Perpetual Perferred Stock (the "Articles") occur. Under such circumstances, the Series B Preferred Stock may be converted into a number of shares of Common Stock per share of Series B Preferred Stock equal to the lesser of (A) the quotient obtained by dividing (i) the sum of (x) the $25.00 liquidation preference per share of Series B Preferred Stock to be converted plus (y) the amount of any accrued and unpaid dividends to, but not including, the Delisting Event Conversion Date (as defined in the Articles) or Change of Control Conversion Date (as defined in the Articles), as applicable (unless the Delisting Event Conversion Date or Change of Control Conversion Date, as applicable, is after a Dividend Record Date (as defined in the Articles)

F2 · derivative.exercise_price: and prior to the corresponding Dividend Payment Date (as defined in the Articles), in which case no additional amount for such accrued and unpaid dividends will be included in such sum) by (ii) the Common Stock Price (as defined in the Articles) and (B) 1.29702 (the "Share Cap"), subject to the next sentence. The Share Cap is subject to pro rata adjustments for any stock splits (including those effected pursuant to a distribution of the Common Stock), subdivisions or combinations (in each case, a "Share Split") with respect to the Common Stock as follows: the adjusted Share Cap as the result of a Share Split shall be the number of shares of Common Stock that is equivalent to the product obtained by multiplying

F3 · derivative.exercise_price: (i) the Share Cap in effect immediately prior to such Share Split by (ii) a fraction, the numerator of which is the number of shares of Common Stock outstanding after giving effect to such Share Split and the denominator of which is the number of shares of Common Stock outstanding immediately prior to such Share Split.

F1 · derivative.exercise_date: The Series B Preferred Stock is convertible only if certain future events specified in Section 8 of the issuer's Amended and Restated Articles of Amendment Establishing the 7.625% Series B Cumulative Perpetual Perferred Stock (the "Articles") occur. Under such circumstances, the Series B Preferred Stock may be converted into a number of shares of Common Stock per share of Series B Preferred Stock equal to the lesser of (A) the quotient obtained by dividing (i) the sum of (x) the $25.00 liquidation preference per share of Series B Preferred Stock to be converted plus (y) the amount of any accrued and unpaid dividends to, but not including, the Delisting Event Conversion Date (as defined in the Articles) or Change of Control Conversion Date (as defined in the Articles), as applicable (unless the Delisting Event Conversion Date or Change of Control Conversion Date, as applicable, is after a Dividend Record Date (as defined in the Articles)

F2 · derivative.exercise_date: and prior to the corresponding Dividend Payment Date (as defined in the Articles), in which case no additional amount for such accrued and unpaid dividends will be included in such sum) by (ii) the Common Stock Price (as defined in the Articles) and (B) 1.29702 (the "Share Cap"), subject to the next sentence. The Share Cap is subject to pro rata adjustments for any stock splits (including those effected pursuant to a distribution of the Common Stock), subdivisions or combinations (in each case, a "Share Split") with respect to the Common Stock as follows: the adjusted Share Cap as the result of a Share Split shall be the number of shares of Common Stock that is equivalent to the product obtained by multiplying

F3 · derivative.exercise_date: (i) the Share Cap in effect immediately prior to such Share Split by (ii) a fraction, the numerator of which is the number of shares of Common Stock outstanding after giving effect to such Share Split and the denominator of which is the number of shares of Common Stock outstanding immediately prior to such Share Split.

F4 · derivative.expiration_date: The Series B Preferred Stock is perpetual and therefore has no expiration date.

F1 · derivative.underlying_shares: The Series B Preferred Stock is convertible only if certain future events specified in Section 8 of the issuer's Amended and Restated Articles of Amendment Establishing the 7.625% Series B Cumulative Perpetual Perferred Stock (the "Articles") occur. Under such circumstances, the Series B Preferred Stock may be converted into a number of shares of Common Stock per share of Series B Preferred Stock equal to the lesser of (A) the quotient obtained by dividing (i) the sum of (x) the $25.00 liquidation preference per share of Series B Preferred Stock to be converted plus (y) the amount of any accrued and unpaid dividends to, but not including, the Delisting Event Conversion Date (as defined in the Articles) or Change of Control Conversion Date (as defined in the Articles), as applicable (unless the Delisting Event Conversion Date or Change of Control Conversion Date, as applicable, is after a Dividend Record Date (as defined in the Articles)

F2 · derivative.underlying_shares: and prior to the corresponding Dividend Payment Date (as defined in the Articles), in which case no additional amount for such accrued and unpaid dividends will be included in such sum) by (ii) the Common Stock Price (as defined in the Articles) and (B) 1.29702 (the "Share Cap"), subject to the next sentence. The Share Cap is subject to pro rata adjustments for any stock splits (including those effected pursuant to a distribution of the Common Stock), subdivisions or combinations (in each case, a "Share Split") with respect to the Common Stock as follows: the adjusted Share Cap as the result of a Share Split shall be the number of shares of Common Stock that is equivalent to the product obtained by multiplying

F3 · derivative.underlying_shares: (i) the Share Cap in effect immediately prior to such Share Split by (ii) a fraction, the numerator of which is the number of shares of Common Stock outstanding after giving effect to such Share Split and the denominator of which is the number of shares of Common Stock outstanding immediately prior to such Share Split.

SEC source: 0001437749-22-023582 · rdgdoc.xml · derivative · entry 2

Saunders Mitchell · CIK 0001594790 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,899

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

F1 · derivative.exercise_price: The Series B Preferred Stock is convertible only if certain future events specified in Section 8 of the issuer's Amended and Restated Articles of Amendment Establishing the 7.625% Series B Cumulative Perpetual Perferred Stock (the "Articles") occur. Under such circumstances, the Series B Preferred Stock may be converted into a number of shares of Common Stock per share of Series B Preferred Stock equal to the lesser of (A) the quotient obtained by dividing (i) the sum of (x) the $25.00 liquidation preference per share of Series B Preferred Stock to be converted plus (y) the amount of any accrued and unpaid dividends to, but not including, the Delisting Event Conversion Date (as defined in the Articles) or Change of Control Conversion Date (as defined in the Articles), as applicable (unless the Delisting Event Conversion Date or Change of Control Conversion Date, as applicable, is after a Dividend Record Date (as defined in the Articles)

F2 · derivative.exercise_price: and prior to the corresponding Dividend Payment Date (as defined in the Articles), in which case no additional amount for such accrued and unpaid dividends will be included in such sum) by (ii) the Common Stock Price (as defined in the Articles) and (B) 1.29702 (the "Share Cap"), subject to the next sentence. The Share Cap is subject to pro rata adjustments for any stock splits (including those effected pursuant to a distribution of the Common Stock), subdivisions or combinations (in each case, a "Share Split") with respect to the Common Stock as follows: the adjusted Share Cap as the result of a Share Split shall be the number of shares of Common Stock that is equivalent to the product obtained by multiplying

F3 · derivative.exercise_price: (i) the Share Cap in effect immediately prior to such Share Split by (ii) a fraction, the numerator of which is the number of shares of Common Stock outstanding after giving effect to such Share Split and the denominator of which is the number of shares of Common Stock outstanding immediately prior to such Share Split.

F1 · derivative.exercise_date: The Series B Preferred Stock is convertible only if certain future events specified in Section 8 of the issuer's Amended and Restated Articles of Amendment Establishing the 7.625% Series B Cumulative Perpetual Perferred Stock (the "Articles") occur. Under such circumstances, the Series B Preferred Stock may be converted into a number of shares of Common Stock per share of Series B Preferred Stock equal to the lesser of (A) the quotient obtained by dividing (i) the sum of (x) the $25.00 liquidation preference per share of Series B Preferred Stock to be converted plus (y) the amount of any accrued and unpaid dividends to, but not including, the Delisting Event Conversion Date (as defined in the Articles) or Change of Control Conversion Date (as defined in the Articles), as applicable (unless the Delisting Event Conversion Date or Change of Control Conversion Date, as applicable, is after a Dividend Record Date (as defined in the Articles)

F2 · derivative.exercise_date: and prior to the corresponding Dividend Payment Date (as defined in the Articles), in which case no additional amount for such accrued and unpaid dividends will be included in such sum) by (ii) the Common Stock Price (as defined in the Articles) and (B) 1.29702 (the "Share Cap"), subject to the next sentence. The Share Cap is subject to pro rata adjustments for any stock splits (including those effected pursuant to a distribution of the Common Stock), subdivisions or combinations (in each case, a "Share Split") with respect to the Common Stock as follows: the adjusted Share Cap as the result of a Share Split shall be the number of shares of Common Stock that is equivalent to the product obtained by multiplying

F3 · derivative.exercise_date: (i) the Share Cap in effect immediately prior to such Share Split by (ii) a fraction, the numerator of which is the number of shares of Common Stock outstanding after giving effect to such Share Split and the denominator of which is the number of shares of Common Stock outstanding immediately prior to such Share Split.

F4 · derivative.expiration_date: The Series B Preferred Stock is perpetual and therefore has no expiration date.

F1 · derivative.underlying_shares: The Series B Preferred Stock is convertible only if certain future events specified in Section 8 of the issuer's Amended and Restated Articles of Amendment Establishing the 7.625% Series B Cumulative Perpetual Perferred Stock (the "Articles") occur. Under such circumstances, the Series B Preferred Stock may be converted into a number of shares of Common Stock per share of Series B Preferred Stock equal to the lesser of (A) the quotient obtained by dividing (i) the sum of (x) the $25.00 liquidation preference per share of Series B Preferred Stock to be converted plus (y) the amount of any accrued and unpaid dividends to, but not including, the Delisting Event Conversion Date (as defined in the Articles) or Change of Control Conversion Date (as defined in the Articles), as applicable (unless the Delisting Event Conversion Date or Change of Control Conversion Date, as applicable, is after a Dividend Record Date (as defined in the Articles)

F2 · derivative.underlying_shares: and prior to the corresponding Dividend Payment Date (as defined in the Articles), in which case no additional amount for such accrued and unpaid dividends will be included in such sum) by (ii) the Common Stock Price (as defined in the Articles) and (B) 1.29702 (the "Share Cap"), subject to the next sentence. The Share Cap is subject to pro rata adjustments for any stock splits (including those effected pursuant to a distribution of the Common Stock), subdivisions or combinations (in each case, a "Share Split") with respect to the Common Stock as follows: the adjusted Share Cap as the result of a Share Split shall be the number of shares of Common Stock that is equivalent to the product obtained by multiplying

F3 · derivative.underlying_shares: (i) the Share Cap in effect immediately prior to such Share Split by (ii) a fraction, the numerator of which is the number of shares of Common Stock outstanding after giving effect to such Share Split and the denominator of which is the number of shares of Common Stock outstanding immediately prior to such Share Split.

SEC source: 0001437749-22-021916 · rdgdoc.xml · nonDerivative · entry 1

HUDSON DEAL W · CIK 0001205021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,465

F1 · price: This transaction was executed in multiple trades at prices ranging from $27.60 and $27.90. The reported price reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

SEC source: 0001437749-22-020412 · rdgdoc.xml · nonDerivative · entry 5

McCamey William · CIK 0001596056 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 18,000

F3 · price: This transaction was executed in multiple trades at prices ranging from $37.75 and $38.00. The reported price reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

SEC source: 0001437749-22-020412 · rdgdoc.xml · nonDerivative · entry 4

McCamey William · CIK 0001596056 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 19,100

F2 · price: This transaction was executed in multiple trades at prices ranging from $37.40 and $37.75. The reported price reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

SEC source: 0001437749-22-020412 · rdgdoc.xml · derivative · entry 6

McCamey William · CIK 0001596056 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 200,000 shares

Expires 2022-08-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock option vested in three equal installments on 08/10/2018, 08/10/2019, and 08/10/2020.

SEC source: 0001437749-22-020412 · rdgdoc.xml · nonDerivative · entry 2

McCamey William · CIK 0001596056 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,952

F1 · kind: Reflects shares of Atlanticus Holdings Corporation common stock withheld to satisfy the option exercise price and tax withholding obligations upon the exercise of the stock option, based on the closing price of Atlanticus Holdings Corporation common stock on August 10, 2022.

SEC source: 0001437749-22-020412 · rdgdoc.xml · nonDerivative · entry 1

McCamey William · CIK 0001596056 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001437749-22-012644 · rdgdoc.xml · nonDerivative · entry 1

JAMES DENNIS H JR · CIK 0001918871 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,868

F1 · price: This transaction was executed in multiple trades at prices ranging from $32.88 to $34.80. The reported price reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

SEC source: 0001437749-22-008089 · rdgdoc.xml · nonDerivative · entry 1

JAMES DENNIS H JR · CIK 0001918871 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,868

F1 · kind: Grant of restricted stock, which will vest in equal installments on each of the first two anniversaries of the date of the grant.