Tapewire

NYSE · USD

ATH-PA

Athene Holding Ltd.

Export transactions ↓
Tapewire entity
9807
SEC CIK
0001527469
Parsed reports
356

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 23, 2021 Filed Dec 28, 2021 22:33 UTC
Niemann Douglas BartlettEVP and Chief Risk Officer
Exercise / conversionClass A Common Shares 1,161 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-21-022585 · doc1.xml · nonDerivative · entry 2

Niemann Douglas Bartlett · CIK 0001836389 · EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,489

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis.

F3 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis.

F5 · balance_after: Includes an aggregate of 1,078 Class A common shares of the Issuer that were acquired under the Issuer's stock purchase plan in multiple lots on October 1, 2020, April 1, 2021, and January 4, 2021.

Read SEC document
December 23, 2021 Filed Dec 28, 2021 22:33 UTC
Niemann Douglas BartlettEVP and Chief Risk Officer
Exercise / conversionClass A Common Shares 1,378 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-21-022585 · doc1.xml · nonDerivative · entry 1

Niemann Douglas Bartlett · CIK 0001836389 · EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,328

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis.

F3 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis.

F5 · balance_after: Includes an aggregate of 1,078 Class A common shares of the Issuer that were acquired under the Issuer's stock purchase plan in multiple lots on October 1, 2020, April 1, 2021, and January 4, 2021.

Read SEC document
December 23, 2021 Filed Dec 28, 2021 22:32 UTC
Golden John LeonardEVP and General Counsel
Exercise / conversionRestricted Stock Units · Derivative 1,787 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-022584 · doc1.xml · derivative · entry 7

Golden John Leonard · CIK 0001836613 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,574

Underlying: Class A Common Shares · 1,787 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one Class A common share of the Issuer. The original grant of these RSUs was scheduled to vest in equal parts on each of the first three anniversaries of the January 1, 2021 vesting start date. The vesting of the 1,787 RSUs scheduled to vest on January 1, 2022 was accelerated and these RSUs settled on December 23, 2021. An additional 10,721 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2021 to December 31, 2023. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship.

F4 · derivative.exercise_price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis.

F3 · derivative.exercise_date: Each RSU represents a contingent right to receive one Class A common share of the Issuer. The original grant of these RSUs was scheduled to vest in equal parts on each of the first three anniversaries of the January 1, 2021 vesting start date. The vesting of the 1,787 RSUs scheduled to vest on January 1, 2022 was accelerated and these RSUs settled on December 23, 2021. An additional 10,721 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2021 to December 31, 2023. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship.

F3 · derivative.expiration_date: Each RSU represents a contingent right to receive one Class A common share of the Issuer. The original grant of these RSUs was scheduled to vest in equal parts on each of the first three anniversaries of the January 1, 2021 vesting start date. The vesting of the 1,787 RSUs scheduled to vest on January 1, 2022 was accelerated and these RSUs settled on December 23, 2021. An additional 10,721 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2021 to December 31, 2023. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship.

Read SEC document
December 23, 2021 Filed Dec 28, 2021 22:32 UTC
Golden John LeonardEVP and General Counsel
Exercise / conversionRestricted Stock Units · Derivative 1,509 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-022584 · doc1.xml · derivative · entry 6

Golden John Leonard · CIK 0001836613 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,509

Underlying: Class A Common Shares · 1,509 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one Class A common share of the Issuer. The original grant of these RSUs was scheduled to vest in equal parts on each of the first three anniversaries of the January 1, 2020 vesting start date. The vesting of the 1,509 RSUs scheduled to vest on January 1, 2022 was accelerated and these RSUs settled on December 23, 2021. An additional 9,053 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2020 to December 31, 2022. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship.

F4 · derivative.exercise_price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis.

F2 · derivative.exercise_date: Each RSU represents a contingent right to receive one Class A common share of the Issuer. The original grant of these RSUs was scheduled to vest in equal parts on each of the first three anniversaries of the January 1, 2020 vesting start date. The vesting of the 1,509 RSUs scheduled to vest on January 1, 2022 was accelerated and these RSUs settled on December 23, 2021. An additional 9,053 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2020 to December 31, 2022. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship.

F2 · derivative.expiration_date: Each RSU represents a contingent right to receive one Class A common share of the Issuer. The original grant of these RSUs was scheduled to vest in equal parts on each of the first three anniversaries of the January 1, 2020 vesting start date. The vesting of the 1,509 RSUs scheduled to vest on January 1, 2022 was accelerated and these RSUs settled on December 23, 2021. An additional 9,053 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2020 to December 31, 2022. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship.

Read SEC document
December 23, 2021 Filed Dec 28, 2021 22:32 UTC
Golden John LeonardEVP and General Counsel
Exercise / conversionRestricted Stock Units · Derivative 1,768 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-022584 · doc1.xml · derivative · entry 5

Golden John Leonard · CIK 0001836613 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Shares · 1,768 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one Class A common share of the Issuer. The original grant of these RSUs was scheduled to vest in equal parts on each of the first three anniversaries of the January 1, 2019 vesting start date. The vesting of the 1,768 RSUs scheduled to vest on January 1, 2022 was accelerated and these RSUs settled on December 23, 2021. An additional 10,604 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2019 to December 31, 2021. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship.

F4 · derivative.exercise_price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis.

F1 · derivative.exercise_date: Each RSU represents a contingent right to receive one Class A common share of the Issuer. The original grant of these RSUs was scheduled to vest in equal parts on each of the first three anniversaries of the January 1, 2019 vesting start date. The vesting of the 1,768 RSUs scheduled to vest on January 1, 2022 was accelerated and these RSUs settled on December 23, 2021. An additional 10,604 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2019 to December 31, 2021. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship.

F1 · derivative.expiration_date: Each RSU represents a contingent right to receive one Class A common share of the Issuer. The original grant of these RSUs was scheduled to vest in equal parts on each of the first three anniversaries of the January 1, 2019 vesting start date. The vesting of the 1,768 RSUs scheduled to vest on January 1, 2022 was accelerated and these RSUs settled on December 23, 2021. An additional 10,604 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2019 to December 31, 2021. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship.

Read SEC document
December 23, 2021 Filed Dec 28, 2021 22:32 UTC
Golden John LeonardEVP and General Counsel
Tax withholdingClass A Common Shares 2,497 $78.71 $196,538.87
Disclosure

SEC source: 0001567619-21-022584 · doc1.xml · nonDerivative · entry 4

Golden John Leonard · CIK 0001836613 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,746

F5 · shares: This reported transaction represents shares withheld to satisfy tax withholding obligations in connection with the settlement of vested RSUs that settled in Class A common shares.

Read SEC document
December 23, 2021 Filed Dec 28, 2021 22:32 UTC
Golden John LeonardEVP and General Counsel
Exercise / conversionClass A Common Shares 1,787 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-21-022584 · doc1.xml · nonDerivative · entry 3

Golden John Leonard · CIK 0001836613 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,243

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis.

F4 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis.

Read SEC document
December 23, 2021 Filed Dec 28, 2021 22:32 UTC
Golden John LeonardEVP and General Counsel
Exercise / conversionClass A Common Shares 1,509 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-21-022584 · doc1.xml · nonDerivative · entry 2

Golden John Leonard · CIK 0001836613 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,456

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis.

F4 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis.

Read SEC document
December 23, 2021 Filed Dec 28, 2021 22:32 UTC
Golden John LeonardEVP and General Counsel
Exercise / conversionClass A Common Shares 1,768 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-21-022584 · doc1.xml · nonDerivative · entry 1

Golden John Leonard · CIK 0001836613 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,947

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis.

F4 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis.

Read SEC document
December 07, 2021 Filed Dec 9, 2021 00:34 UTC
Golden John LeonardEVP and General Counsel
SaleClass A Common Shares 1,875 $81.98 $153,712.50
Disclosure

SEC source: 0001127602-21-030561 · form4.xml · nonDerivative · entry 1

Golden John Leonard · CIK 0001836613 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,179

F1 · shares: The shares were sold in multiple transactions at the price reported.

Read SEC document
October 20, 2021 Filed Oct 22, 2021 22:31 UTC
Klein Martin PExecutive VP and CFO
SaleClass A Common Shares 4,300 $81.69 $351,267.00
Disclosure

SEC source: 0001127602-21-027505 · form4.xml · nonDerivative · entry 1

Klein Martin P · CIK 0001518052 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,855

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 20, 2021.

F2 · shares: The shares were sold in multiple transactions at the price reported.

Read SEC document
October 15, 2021 Filed Oct 19, 2021 22:29 UTC SaleClass A Common Shares 2,000 $77.34 $154,680.00
Disclosure

SEC source: 0001127602-21-027370 · form4.xml · nonDerivative · entry 1

Borden Robert L · CIK 0001592214 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 27,147

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 11, 2021.

F2 · price: The shares were sold in multiple transactions at the price reported.

Read SEC document
October 11, 2021 Filed Oct 12, 2021 22:30 UTC
Klein Martin PExecutive VP and CFO
SaleClass A Common Shares 2,200 $75.00 $165,000.00
Disclosure

SEC source: 0001127602-21-026985 · form4.xml · nonDerivative · entry 1

Klein Martin P · CIK 0001518052 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,155

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 20, 2021.

F2 · shares: The shares were sold in multiple transactions at the price reported.

Read SEC document
October 07, 2021 Filed Oct 8, 2021 22:59 UTC
Klein Martin PExecutive VP and CFO
SaleClass A Common Shares 1,800 $72.00 $129,600.00
Disclosure

SEC source: 0001127602-21-026876 · form4.xml · nonDerivative · entry 1

Klein Martin P · CIK 0001518052 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,355

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 20, 2021.

F2 · shares: The shares were sold in multiple transactions at the price reported.

Read SEC document
September 23, 2021 Filed Sep 24, 2021 22:47 UTC
Klein Martin PExecutive VP and CFO
SaleClass A Common Shares 1,500 $69.00 $103,500.00
Disclosure

SEC source: 0001127602-21-025852 · form4.xml · nonDerivative · entry 1

Klein Martin P · CIK 0001518052 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,155

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 20, 2021.

F2 · shares: The shares were sold in multiple transactions at the price reported.

Read SEC document
September 20, 2021 Filed Sep 22, 2021 23:02 UTC
Klein Martin PExecutive VP and CFO
SaleClass A Common Shares 1,200 $68.10 $81,720.00
Disclosure

SEC source: 0001127602-21-025703 · form4.xml · nonDerivative · entry 1

Klein Martin P · CIK 0001518052 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,655

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 20, 2021.

F2 · shares: The shares were sold in multiple transactions at the price reported.

Read SEC document
September 15, 2021 Filed Sep 17, 2021 22:30 UTC SaleClass A Common Shares 2,000 $68.80 $137,600.00
Disclosure

SEC source: 0001127602-21-025527 · form4.xml · nonDerivative · entry 1

Borden Robert L · CIK 0001592214 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 29,147

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 11, 2021.

F2 · price: The shares were sold in multiple transactions at the price reported.

Read SEC document
August 23, 2021 Filed Aug 24, 2021 00:57 UTC
ROWAN MARC JDirector
SaleClass A Common Shares 1,319 $63.80 $84,147.19
Disclosure

SEC source: 0000899243-21-033982 · doc4.xml · nonDerivative · entry 5

ROWAN MARC J · CIK 0001032681 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.50 to $64.06, inclusive. The Reporting Persons undertake to provide to Athene Holding Ltd. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F5 · ownership.nature: By MJRF AC Corporation, an entity for which voting and investment control are exercised by the reporting person.

Read SEC document
August 23, 2021 Filed Aug 24, 2021 00:57 UTC
ROWAN MARC JDirector
SaleClass A Common Shares 26,945 $63.80 $1,718,988.61
Disclosure

SEC source: 0000899243-21-033982 · doc4.xml · nonDerivative · entry 4

ROWAN MARC J · CIK 0001032681 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.50 to $64.06, inclusive. The Reporting Persons undertake to provide to Athene Holding Ltd. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F4 · ownership.nature: By another family trust, an estate planning vehicle for which all investment decisions are made at the direction of the reporting person.

Read SEC document
August 23, 2021 Filed Aug 24, 2021 00:57 UTC
ROWAN MARC JDirector
SaleClass A Common Shares 12,548 $63.80 $800,514.72
Disclosure

SEC source: 0000899243-21-033982 · doc4.xml · nonDerivative · entry 3

ROWAN MARC J · CIK 0001032681 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.50 to $64.06, inclusive. The Reporting Persons undertake to provide to Athene Holding Ltd. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · ownership.nature: By a family trust, an estate planning vehicle for which all investment and management decisions are made by its Trustees, which include the spouse of the reporting person.

Read SEC document
August 23, 2021 Filed Aug 24, 2021 00:57 UTC
ROWAN MARC JDirector
SaleClass A Common Shares 37,260 $63.80 $2,377,046.41
Disclosure

SEC source: 0000899243-21-033982 · doc4.xml · nonDerivative · entry 2

ROWAN MARC J · CIK 0001032681 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.50 to $64.06, inclusive. The Reporting Persons undertake to provide to Athene Holding Ltd. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: By MJR Foundation Holdings LLC, an entity directly and indirectly wholly owned by the reporting person.

Read SEC document
August 23, 2021 Filed Aug 24, 2021 00:57 UTC
ROWAN MARC JDirector
SaleClass A Common Shares 466 $63.80 $29,729.03
Disclosure

SEC source: 0000899243-21-033982 · doc4.xml · nonDerivative · entry 1

ROWAN MARC J · CIK 0001032681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.50 to $64.06, inclusive. The Reporting Persons undertake to provide to Athene Holding Ltd. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
August 18, 2021 Filed Aug 21, 2021 00:20 UTC
ROWAN MARC JDirector
SaleClass A Common Shares 1,117 $63.86 $71,328.38
Disclosure

SEC source: 0000899243-21-033861 · doc4.xml · nonDerivative · entry 5

ROWAN MARC J · CIK 0001032681 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,319

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.35 to $64.21, inclusive. The Reporting Persons undertake to provide to Athene Holding Ltd. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F5 · ownership.nature: By MJRF AC Corporation, an entity for which voting and investment control are exercised by the reporting person.

Read SEC document
August 18, 2021 Filed Aug 21, 2021 00:20 UTC
ROWAN MARC JDirector
SaleClass A Common Shares 22,796 $63.86 $1,455,686.45
Disclosure

SEC source: 0000899243-21-033861 · doc4.xml · nonDerivative · entry 4

ROWAN MARC J · CIK 0001032681 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 26,945

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.35 to $64.21, inclusive. The Reporting Persons undertake to provide to Athene Holding Ltd. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F4 · ownership.nature: By another family trust, an estate planning vehicle for which all investment decisions are made at the direction of the reporting person.

Read SEC document
August 18, 2021 Filed Aug 21, 2021 00:20 UTC
ROWAN MARC JDirector
SaleClass A Common Shares 10,614 $63.86 $677,779.26
Disclosure

SEC source: 0000899243-21-033861 · doc4.xml · nonDerivative · entry 3

ROWAN MARC J · CIK 0001032681 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 12,548

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.35 to $64.21, inclusive. The Reporting Persons undertake to provide to Athene Holding Ltd. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · ownership.nature: By a family trust, an estate planning vehicle for which all investment and management decisions are made by its Trustees, which include the spouse of the reporting person.

Read SEC document
August 18, 2021 Filed Aug 21, 2021 00:20 UTC
ROWAN MARC JDirector
SaleClass A Common Shares 31,522 $63.86 $2,012,903.51
Disclosure

SEC source: 0000899243-21-033861 · doc4.xml · nonDerivative · entry 2

ROWAN MARC J · CIK 0001032681 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 37,260

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.35 to $64.21, inclusive. The Reporting Persons undertake to provide to Athene Holding Ltd. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: By MJR Foundation Holdings LLC, an entity directly and indirectly wholly owned by the reporting person.

Read SEC document
August 18, 2021 Filed Aug 21, 2021 00:20 UTC
ROWAN MARC JDirector
SaleClass A Common Shares 395 $63.86 $25,223.55
Disclosure

SEC source: 0000899243-21-033861 · doc4.xml · nonDerivative · entry 1

ROWAN MARC J · CIK 0001032681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 466

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.35 to $64.21, inclusive. The Reporting Persons undertake to provide to Athene Holding Ltd. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
August 17, 2021 Filed Aug 18, 2021 01:01 UTC
ROWAN MARC JDirector
SaleClass A Common Shares 18 $65.16 $1,172.89
Disclosure

SEC source: 0000899243-21-033353 · doc4.xml · nonDerivative · entry 20

ROWAN MARC J · CIK 0001032681 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,436

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.03 to $65.26, inclusive.

F5 · ownership.nature: By MJRF AC Corporation, an entity for which voting and investment control are exercised by the reporting person.

Read SEC document
August 17, 2021 Filed Aug 18, 2021 01:01 UTC
ROWAN MARC JDirector
SaleClass A Common Shares 362 $65.16 $23,588.10
Disclosure

SEC source: 0000899243-21-033353 · doc4.xml · nonDerivative · entry 19

ROWAN MARC J · CIK 0001032681 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 49,741

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.03 to $65.26, inclusive.

F4 · ownership.nature: By another family trust, an estate planning vehicle for which all investment decisions are made at the direction of the reporting person.

Read SEC document
August 17, 2021 Filed Aug 18, 2021 01:01 UTC
ROWAN MARC JDirector
SaleClass A Common Shares 168 $65.16 $10,946.96
Disclosure

SEC source: 0000899243-21-033353 · doc4.xml · nonDerivative · entry 18

ROWAN MARC J · CIK 0001032681 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 23,162

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.03 to $65.26, inclusive.

F3 · ownership.nature: By a family trust, an estate planning vehicle for which all investment and management decisions are made by its Trustees, which include the spouse of the reporting person.

Read SEC document
August 17, 2021 Filed Aug 18, 2021 01:01 UTC
ROWAN MARC JDirector
SaleClass A Common Shares 499 $65.16 $32,515.09
Disclosure

SEC source: 0000899243-21-033353 · doc4.xml · nonDerivative · entry 17

ROWAN MARC J · CIK 0001032681 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 68,782

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.03 to $65.26, inclusive.

F2 · ownership.nature: By MJR Foundation Holdings LLC, an entity directly and indirectly wholly owned by the reporting person.

Read SEC document
August 17, 2021 Filed Aug 18, 2021 01:01 UTC
ROWAN MARC JDirector
SaleClass A Common Shares 6 $65.16 $390.96
Disclosure

SEC source: 0000899243-21-033353 · doc4.xml · nonDerivative · entry 16

ROWAN MARC J · CIK 0001032681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 861

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.03 to $65.26, inclusive.

Read SEC document
August 17, 2021 Filed Aug 18, 2021 01:01 UTC
ROWAN MARC JDirector
SaleClass A Common Shares 726 $64.42 $46,769.50
Disclosure

SEC source: 0000899243-21-033353 · doc4.xml · nonDerivative · entry 15

ROWAN MARC J · CIK 0001032681 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,454

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.03 to $65.00, inclusive.

F5 · ownership.nature: By MJRF AC Corporation, an entity for which voting and investment control are exercised by the reporting person.

Read SEC document
August 17, 2021 Filed Aug 18, 2021 01:01 UTC
ROWAN MARC JDirector
SaleClass A Common Shares 14,818 $64.42 $954,587.41
Disclosure

SEC source: 0000899243-21-033353 · doc4.xml · nonDerivative · entry 14

ROWAN MARC J · CIK 0001032681 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 50,103

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.03 to $65.00, inclusive.

F4 · ownership.nature: By another family trust, an estate planning vehicle for which all investment decisions are made at the direction of the reporting person.

Read SEC document
August 17, 2021 Filed Aug 18, 2021 01:01 UTC
ROWAN MARC JDirector
SaleClass A Common Shares 6,899 $64.42 $444,439.10
Disclosure

SEC source: 0000899243-21-033353 · doc4.xml · nonDerivative · entry 13

ROWAN MARC J · CIK 0001032681 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 23,330

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.03 to $65.00, inclusive.

F3 · ownership.nature: By a family trust, an estate planning vehicle for which all investment and management decisions are made by its Trustees, which include the spouse of the reporting person.

Read SEC document
August 17, 2021 Filed Aug 18, 2021 01:01 UTC
ROWAN MARC JDirector
SaleClass A Common Shares 20,490 $64.42 $1,319,982.19
Disclosure

SEC source: 0000899243-21-033353 · doc4.xml · nonDerivative · entry 12

ROWAN MARC J · CIK 0001032681 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 69,281

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.03 to $65.00, inclusive.

F2 · ownership.nature: By MJR Foundation Holdings LLC, an entity directly and indirectly wholly owned by the reporting person.

Read SEC document
August 17, 2021 Filed Aug 18, 2021 01:01 UTC
ROWAN MARC JDirector
SaleClass A Common Shares 257 $64.42 $16,556.15
Disclosure

SEC source: 0000899243-21-033353 · doc4.xml · nonDerivative · entry 11

ROWAN MARC J · CIK 0001032681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 867

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.03 to $65.00, inclusive.

Read SEC document
August 17, 2021 Filed Aug 18, 2021 01:01 UTC
ROWAN MARC JDirector
SaleClass A Common Shares 694 $63.64 $44,167.13
Disclosure

SEC source: 0000899243-21-033353 · doc4.xml · nonDerivative · entry 10

ROWAN MARC J · CIK 0001032681 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,180

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.03 to $64.025, inclusive.

F5 · ownership.nature: By MJRF AC Corporation, an entity for which voting and investment control are exercised by the reporting person.

Read SEC document
August 17, 2021 Filed Aug 18, 2021 01:01 UTC
ROWAN MARC JDirector
SaleClass A Common Shares 14,161 $63.64 $901,225.87
Disclosure

SEC source: 0000899243-21-033353 · doc4.xml · nonDerivative · entry 9

ROWAN MARC J · CIK 0001032681 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 64,921

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.03 to $64.025, inclusive.

F4 · ownership.nature: By another family trust, an estate planning vehicle for which all investment decisions are made at the direction of the reporting person.

Read SEC document
August 17, 2021 Filed Aug 18, 2021 01:01 UTC
ROWAN MARC JDirector
SaleClass A Common Shares 6,594 $63.64 $419,651.39
Disclosure

SEC source: 0000899243-21-033353 · doc4.xml · nonDerivative · entry 8

ROWAN MARC J · CIK 0001032681 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 30,229

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.03 to $64.025, inclusive.

F3 · ownership.nature: By a family trust, an estate planning vehicle for which all investment and management decisions are made by its Trustees, which include the spouse of the reporting person.

Read SEC document
August 17, 2021 Filed Aug 18, 2021 01:01 UTC
ROWAN MARC JDirector
SaleClass A Common Shares 19,582 $63.64 $1,246,225.89
Disclosure

SEC source: 0000899243-21-033353 · doc4.xml · nonDerivative · entry 7

ROWAN MARC J · CIK 0001032681 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 89,771

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.03 to $64.025, inclusive.

F2 · ownership.nature: By MJR Foundation Holdings LLC, an entity directly and indirectly wholly owned by the reporting person.

Read SEC document
August 17, 2021 Filed Aug 18, 2021 01:01 UTC
ROWAN MARC JDirector
SaleClass A Common Shares 245 $63.64 $15,592.14
Disclosure

SEC source: 0000899243-21-033353 · doc4.xml · nonDerivative · entry 6

ROWAN MARC J · CIK 0001032681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,124

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.03 to $64.025, inclusive.

Read SEC document
August 16, 2021 Filed Aug 18, 2021 01:01 UTC
ROWAN MARC JDirector
SaleClass A Common Shares 1,228 $65.50 $80,430.68
Disclosure

SEC source: 0000899243-21-033353 · doc4.xml · nonDerivative · entry 5

ROWAN MARC J · CIK 0001032681 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,874

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.265 to $65.66, inclusive. The Reporting Persons undertake to provide to Athene Holding Ltd. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote and footnotes (6) through (8).

F5 · ownership.nature: By MJRF AC Corporation, an entity for which voting and investment control are exercised by the reporting person.

Read SEC document
August 16, 2021 Filed Aug 18, 2021 01:01 UTC
ROWAN MARC JDirector
SaleClass A Common Shares 25,053 $65.50 $1,640,903.86
Disclosure

SEC source: 0000899243-21-033353 · doc4.xml · nonDerivative · entry 4

ROWAN MARC J · CIK 0001032681 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 79,082

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.265 to $65.66, inclusive. The Reporting Persons undertake to provide to Athene Holding Ltd. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote and footnotes (6) through (8).

F4 · ownership.nature: By another family trust, an estate planning vehicle for which all investment decisions are made at the direction of the reporting person.

Read SEC document
August 16, 2021 Filed Aug 18, 2021 01:01 UTC
ROWAN MARC JDirector
SaleClass A Common Shares 11,665 $65.50 $764,026.00
Disclosure

SEC source: 0000899243-21-033353 · doc4.xml · nonDerivative · entry 3

ROWAN MARC J · CIK 0001032681 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 36,823

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.265 to $65.66, inclusive. The Reporting Persons undertake to provide to Athene Holding Ltd. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote and footnotes (6) through (8).

F3 · ownership.nature: By a family trust, an estate planning vehicle for which all investment and management decisions are made by its Trustees, which include the spouse of the reporting person.

Read SEC document
August 16, 2021 Filed Aug 18, 2021 01:01 UTC
ROWAN MARC JDirector
SaleClass A Common Shares 34,642 $65.50 $2,268,957.47
Disclosure

SEC source: 0000899243-21-033353 · doc4.xml · nonDerivative · entry 2

ROWAN MARC J · CIK 0001032681 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 109,353

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.265 to $65.66, inclusive. The Reporting Persons undertake to provide to Athene Holding Ltd. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote and footnotes (6) through (8).

F2 · ownership.nature: By MJR Foundation Holdings LLC, an entity directly and indirectly wholly owned by the reporting person.

Read SEC document
August 16, 2021 Filed Aug 18, 2021 01:01 UTC
ROWAN MARC JDirector
SaleClass A Common Shares 433 $65.50 $28,360.33
Disclosure

SEC source: 0000899243-21-033353 · doc4.xml · nonDerivative · entry 1

ROWAN MARC J · CIK 0001032681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,369

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.265 to $65.66, inclusive. The Reporting Persons undertake to provide to Athene Holding Ltd. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote and footnotes (6) through (8).

Read SEC document
August 16, 2021 Filed Aug 18, 2021 23:32 UTC SaleClass A Common Shares 2,000 $65.19 $130,380.00
Disclosure

SEC source: 0001127602-21-024000 · form4.xml · nonDerivative · entry 1

Borden Robert L · CIK 0001592214 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 31,147

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 11, 2021.

F2 · price: The shares were sold in multiple transactions at the price reported.

Read SEC document
August 13, 2021 Filed Aug 13, 2021 23:59 UTC
ROWAN MARC JDirector
SaleClass A Common Shares 2,568 $65.44 $168,038.11
Disclosure

SEC source: 0000899243-21-033051 · doc4.xml · nonDerivative · entry 10

ROWAN MARC J · CIK 0001032681 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 5,102

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.86 to $65.66, inclusive.

F5 · ownership.nature: By MJRF AC Corporation, an entity for which voting and investment control are exercised by the reporting person.

Read SEC document
August 13, 2021 Filed Aug 13, 2021 23:59 UTC
ROWAN MARC JDirector
SaleClass A Common Shares 52,403 $65.44 $3,429,011.27
Disclosure

SEC source: 0000899243-21-033051 · doc4.xml · nonDerivative · entry 9

ROWAN MARC J · CIK 0001032681 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 104,135

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.86 to $65.66, inclusive.

F4 · ownership.nature: By another family trust, an estate planning vehicle for which all investment decisions are made at the direction of the reporting person.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.