Tapewire

Nasdaq · USD

ATEX

Anterix Inc.

Export transactions ↓
Tapewire entity
4597
SEC CIK
0001304492
Parsed reports
446

Last 12 months

Inside the activity.

2 purchase rows · 48 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202520
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 2026018
Jul 202600
Aug 2026013
Sep 2026011
Oct 202605

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 17, 2017 Filed Nov 13, 2017 23:42 UTC Amendment
Pescatore JohnDirector · CEO and President
GrantStock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $28.10 $0.00
Disclosure

SEC source: 0001209191-17-060447 · doc4a.xml · derivative · entry 1

Pescatore John · CIK 0001629760 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2027-08-17

F1 · security: The original Form 4 Report filed on August 18, 2017 incorrectly reported the stock option as an issuance of restricted stock units on Table I. On August 17, 2017 the Reporting Person received a stock option award with an exercise price set at the closing market price of the Issuer's Common Stock on the date of grant.

F2 · derivative.exercise_date: 25% of the option shares vest and become exercisable on August 17, 2018 with the remaining shares vesting in 3 equal annual installments thereafter.

Read SEC document
August 03, 2017 Filed Aug 4, 2017 20:31 UTC GrantCommon Stock 2,611 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-047799 · doc4.xml · nonDerivative · entry 1

AKERS THOMAS CLARK · CIK 0001105718 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,750

F1 · shares: The restricted stock vests in full on the earlier of (i) August 3, 2018 or (ii) immediately prior to commencement of the Issuer's next annual stockholder meeting; provided, however, that if the vesting would otherwise occur on a date that is closed for trading under the Issuer's Insider Trading Policy, the vesting shall be automatically deemed to occur on the next trading day on which the sale of shares of common stock by the Reporting Person in the open market would be permitted under the Issuer's Insider Trading Policy.

Read SEC document
August 03, 2017 Filed Aug 4, 2017 20:32 UTC GrantCommon Stock 2,611 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-047800 · doc4.xml · nonDerivative · entry 1

Hennessy Mark · CIK 0001705290 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,021

F1 · shares: The restricted stock vests in full on the earlier of (i) August 3, 2018 or (ii) immediately prior to commencement of the Issuer's next annual stockholder meeting; provided, however, that if the vesting would otherwise occur on a date that is closed for trading under the Issuer's Insider Trading Policy, the vesting shall be automatically deemed to occur on the next trading day on which the sale of shares of common stock by the Reporting Person in the open market would be permitted under the Issuer's Insider Trading Policy.

Read SEC document
August 03, 2017 Filed Aug 4, 2017 20:37 UTC GrantCommon Stock 2,611 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-047803 · doc4.xml · nonDerivative · entry 1

SITES JOHN C JR · CIK 0001284580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,506

F1 · shares: The restricted stock vests in full on the earlier of (i) August 3, 2018 or (ii) immediately prior to commencement of the Issuer's next annual stockholder meeting; provided, however, that if the vesting would otherwise occur on a date that is closed for trading under the Issuer's Insider Trading Policy, the vesting shall be automatically deemed to occur on the next trading day on which the sale of shares of common stock by the Reporting Person in the open market would be permitted under the Issuer's Insider Trading Policy.

Read SEC document
August 03, 2017 Filed Aug 4, 2017 20:34 UTC
SALEH PAUL NDirector
GrantCommon Stock 2,611 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-047801 · doc4.xml · nonDerivative · entry 1

SALEH PAUL N · CIK 0001196630 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,320

F1 · shares: The restricted stock vests in full on the earlier of (i) August 3, 2018 or (ii) immediately prior to commencement of the Issuer's next annual stockholder meeting; provided, however, that if the vesting would otherwise occur on a date that is closed for trading under the Issuer's Insider Trading Policy, the vesting shall be automatically deemed to occur on the next trading day on which the sale of shares of common stock by the Reporting Person in the open market would be permitted under the Issuer's Insider Trading Policy.

Read SEC document
August 03, 2017 Filed Aug 5, 2017 00:36 UTC
Schiff PeterDirector
GrantCommon Stock 2,611 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-047802 · doc4.xml · nonDerivative · entry 1

Schiff Peter · CIK 0001379907 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,000

F1 · shares: The restricted stock vests in full on the earlier of (i) August 3, 2018 or (ii) immediately prior to commencement of the Issuer's next annual stockholder meeting; provided, however, that if the vesting would otherwise occur on a date that is closed for trading under the Issuer's Insider Trading Policy, the vesting shall be automatically deemed to occur on the next trading day on which the sale of shares of common stock by the Reporting Person in the open market would be permitted under the Issuer's Insider Trading Policy.

Read SEC document
June 08, 2017 Filed Jun 9, 2017 21:54 UTC
Rohmann Richard E.EVP and Secretary
SaleCommon Stock 2,807 $24.65 $69,192.55
Disclosure

SEC source: 0001209191-17-038963 · doc4.xml · nonDerivative · entry 1

Rohmann Richard E. · CIK 0001629465 · EVP and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,909

F1 · kind: The shares were sold by the Reporting Person solely to satisfy tax withholding obligations in connection with the vesting and settlement of restricted stock units granted May 2014.

Read SEC document
June 08, 2017 Filed Jun 9, 2017 21:52 UTC
Frazier Harvey LeonChief Sales & Marketing
SaleCommon Stock 139 $24.65 $3,426.35
Disclosure

SEC source: 0001209191-17-038960 · doc4.xml · nonDerivative · entry 1

Frazier Harvey Leon · CIK 0001629765 · Chief Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,364

F1 · kind: The shares were sold by the Reporting Person solely to satisfy tax withholding obligations in connection with the vesting and settlement of restricted stock units granted May 2014.

Read SEC document
June 08, 2017 Filed Jun 9, 2017 21:41 UTC
Creede FrankChief Technical Officer
SaleCommon Stock 2,169 $24.65 $53,465.85
Disclosure

SEC source: 0001209191-17-038950 · doc4.xml · nonDerivative · entry 1

Creede Frank · CIK 0001629490 · Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,221

F1 · kind: The shares were sold by the Reporting Person solely to satisfy tax withholding obligations in connection with the vesting and settlement of restricted stock units granted May 2014.

Read SEC document
May 22, 2017 Filed May 24, 2017 20:52 UTC
OBRIEN MORGAN EDirector · Vice Chairman of the Board
GrantStock Option (Right to Buy) · Derivative 54,945 $0.00 Strike: $22.75 $0.00
Disclosure

SEC source: 0001209191-17-035180 · doc4.xml · derivative · entry 1

OBRIEN MORGAN E · CIK 0000937846 · Director · Vice Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,945

Underlying: Common Stock · 54,945 shares

Expires 2027-05-22

F1 · derivative.exercise_date: 25% of the option shares vest and become exercisable on May 22, 2018 with the remaining shares vesting in 3 equal annual installments thereafter.

Read SEC document
May 22, 2017 Filed May 24, 2017 20:51 UTC
MCAULEY BRIANDirector · Chairman of the Board
GrantCommon Stock 7,693 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-035179 · doc4.xml · nonDerivative · entry 1

MCAULEY BRIAN · CIK 0001014804 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 371,235

F1 · shares: Represents the issuance of restricted stock units (the "RSUs"). 25% of the RSUs vest and become exercisable on May 22, 2018 with the remaining shares vesting in 3 equal annual installments thereafter.

Read SEC document
May 22, 2017 Filed May 25, 2017 00:55 UTC
Sidman Thomas J.Chief Legal Officer
GrantCommon Stock 7,693 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-035185 · doc4.xml · nonDerivative · entry 1

Sidman Thomas J. · CIK 0001644283 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,745

F1 · shares: Represents the issuance of restricted stock units (the "RSUs"). 25% of the RSUs vest and become exercisable on May 22, 2018 with the remaining shares vesting in 3 equal annual installments thereafter.

Read SEC document
May 22, 2017 Filed May 25, 2017 00:54 UTC
Schwartz Robert HarrisChief Strategy & Dev Officer
GrantCommon Stock 9,890 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-035184 · doc4.xml · nonDerivative · entry 1

Schwartz Robert Harris · CIK 0001654170 · Chief Strategy & Dev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,948

F1 · shares: Represents the issuance of restricted stock units (the "RSUs"). 25% of the RSUs vest and become exercisable on May 22, 2018 with the remaining shares vesting in 3 equal annual installments thereafter.

Read SEC document
May 22, 2017 Filed May 25, 2017 00:53 UTC
Rohmann Richard E.EVP and Secretary
GrantCommon Stock 2,885 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-035182 · doc4.xml · nonDerivative · entry 1

Rohmann Richard E. · CIK 0001629465 · EVP and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,716

F1 · shares: Represents the issuance of restricted stock units (the "RSUs"). 25% of the RSUs vest and become exercisable on May 22, 2018 with the remaining shares vesting in 3 equal annual installments thereafter.

Read SEC document
May 22, 2017 Filed May 25, 2017 00:53 UTC
Pescatore JohnDirector · CEO and President
GrantCommon Stock 24,176 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-035181 · doc4.xml · nonDerivative · entry 1

Pescatore John · CIK 0001629760 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,642

F1 · shares: Represents the issuance of restricted stock units (the "RSUs"). 25% of the RSUs vest and become exercisable on May 22, 2018 with the remaining shares vesting in 3 equal annual installments thereafter.

Read SEC document
May 22, 2017 Filed May 25, 2017 00:50 UTC
Gray TimothyChief Financial Officer
GrantCommon Stock 8,791 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-035178 · doc4.xml · nonDerivative · entry 1

Gray Timothy · CIK 0001629762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,680

F1 · shares: Represents the issuance of restricted stock units (the "RSUs"). 25% of the RSUs vest and become exercisable on May 22, 2018 with the remaining shares vesting in 3 equal annual installments thereafter.

Read SEC document
May 22, 2017 Filed May 25, 2017 00:49 UTC
Creede FrankChief Technical Officer
GrantCommon Stock 7,693 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-035177 · doc4.xml · nonDerivative · entry 1

Creede Frank · CIK 0001629490 · Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,390

F1 · shares: Represents the issuance of restricted stock units (the "RSUs"). 25% of the RSUs vest and become exercisable on May 22, 2018 with the remaining shares vesting in 3 equal annual installments thereafter.

Read SEC document
May 08, 2017 Filed May 8, 2017 20:01 UTC GrantCommon Stock 1,410 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-030721 · doc4.xml · nonDerivative · entry 1

Hennessy Mark · CIK 0001705290 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,410

F1 · shares: The restricted stock vests in full on the earlier of (i) May 8, 2018 or (ii) immediately prior to commencement of the Issuer's next annual stockholder meeting; provided, however, that if the vesting would otherwise occur on a date that is closed for trading under the Issuer's Insider Trading Policy, the vesting shall be automatically deemed to occur on the next trading day on which the sale of shares of common stock by the Reporting Person in the open market would be permitted under the Issuer's Insider Trading Policy.

Read SEC document
February 22, 2017 Filed Feb 23, 2017 18:36 UTC
MCAULEY BRIANDirector · Chairman of the Board
GrantCommon Stock 300 $23.65 $7,095.00
Disclosure

SEC source: 0001209191-17-014013 · doc4.xml · nonDerivative · entry 2

MCAULEY BRIAN · CIK 0001014804 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 384,542

Read SEC document
February 21, 2017 Filed Feb 23, 2017 18:36 UTC
MCAULEY BRIANDirector · Chairman of the Board
GrantCommon Stock 500 $22.75 $11,375.00
Disclosure

SEC source: 0001209191-17-014013 · doc4.xml · nonDerivative · entry 1

MCAULEY BRIAN · CIK 0001014804 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 384,242

Read SEC document
February 16, 2017 Filed Feb 16, 2017 17:57 UTC
MCAULEY BRIANDirector · Chairman of the Board
GrantCommon Stock 500 $21.40 $10,699.95
Disclosure

SEC source: 0001209191-17-011636 · doc4.xml · nonDerivative · entry 2

MCAULEY BRIAN · CIK 0001014804 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 383,742

Read SEC document
February 16, 2017 Filed Feb 16, 2017 22:58 UTC
Pescatore JohnDirector · CEO and President
GrantCommon Stock 500 $21.00 $10,500.00
Disclosure

SEC source: 0001209191-17-011637 · doc4.xml · nonDerivative · entry 2

Pescatore John · CIK 0001629760 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,466

Read SEC document
February 15, 2017 Filed Feb 16, 2017 22:58 UTC
Pescatore JohnDirector · CEO and President
GrantCommon Stock 250 $20.99 $5,247.20
Disclosure

SEC source: 0001209191-17-011637 · doc4.xml · nonDerivative · entry 1

Pescatore John · CIK 0001629760 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,966

F1 · price: This transaction was executed in multiple purchases through a purchase order executed by a broker-dealer at prices ranging from $20.9688 to $21.0688. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 14, 2017 Filed Feb 16, 2017 17:57 UTC
MCAULEY BRIANDirector · Chairman of the Board
GrantCommon Stock 1,000 $20.73 $20,725.00
Disclosure

SEC source: 0001209191-17-011636 · doc4.xml · nonDerivative · entry 1

MCAULEY BRIAN · CIK 0001014804 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 383,242

F1 · price: This transaction was executed in multiple purchases through a purchase order executed by a broker-dealer at prices ranging from $20.70 to $20.75. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 09, 2017 Filed Feb 13, 2017 18:23 UTC
MCAULEY BRIANDirector · Chairman of the Board
Tax withholdingCommon Stock 394 $19.80 $7,801.20
Disclosure

SEC source: 0001209191-17-010179 · doc4.xml · nonDerivative · entry 1

MCAULEY BRIAN · CIK 0001014804 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 382,242

F1 · shares: The shares were withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the partial vesting and settlement of restricted stock units granted January 2016.

Read SEC document
February 09, 2017 Filed Feb 13, 2017 23:31 UTC
Sidman Thomas J.Chief Legal Officer
Tax withholdingCommon Stock 744 $19.80 $14,731.20
Disclosure

SEC source: 0001209191-17-010185 · doc4.xml · nonDerivative · entry 1

Sidman Thomas J. · CIK 0001644283 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,052

F1 · shares: The shares were withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the partial vesting and settlement of restricted stock units granted January 2016.

Read SEC document
February 09, 2017 Filed Feb 13, 2017 23:43 UTC
Rohmann Richard E.EVP and Secretary
Tax withholdingCommon Stock 318 $19.80 $6,296.40
Disclosure

SEC source: 0001209191-17-010194 · doc4.xml · nonDerivative · entry 1

Rohmann Richard E. · CIK 0001629465 · EVP and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,831

F1 · shares: The shares were withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the partial vesting and settlement of restricted stock units granted January 2016.

Read SEC document
February 09, 2017 Filed Feb 13, 2017 23:24 UTC
Pescatore JohnDirector · CEO and President
Tax withholdingCommon Stock 2,051 $19.80 $40,609.80
Disclosure

SEC source: 0001209191-17-010181 · doc4.xml · nonDerivative · entry 1

Pescatore John · CIK 0001629760 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,716

F1 · shares: The shares were withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the partial vesting and settlement of restricted stock units granted January 2016.

Read SEC document
February 09, 2017 Filed Feb 13, 2017 23:21 UTC
Gray TimothyChief Financial Officer
Tax withholdingCommon Stock 1,020 $19.80 $20,196.00
Disclosure

SEC source: 0001209191-17-010177 · doc4.xml · nonDerivative · entry 1

Gray Timothy · CIK 0001629762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,889

F1 · shares: The shares were withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the partial vesting and settlement of restricted stock units granted January 2016.

Read SEC document
February 09, 2017 Filed Feb 13, 2017 23:17 UTC
Frazier Harvey LeonChief Sales & Marketing
Tax withholdingCommon Stock 744 $19.80 $14,731.20
Disclosure

SEC source: 0001209191-17-010169 · doc4.xml · nonDerivative · entry 1

Frazier Harvey Leon · CIK 0001629765 · Chief Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,503

F1 · shares: The shares were withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the partial vesting and settlement of restricted stock units granted January 2016.

Read SEC document
February 09, 2017 Filed Feb 13, 2017 23:16 UTC
Creede FrankChief Technical Officer
Tax withholdingCommon Stock 743 $19.80 $14,711.40
Disclosure

SEC source: 0001209191-17-010167 · doc4.xml · nonDerivative · entry 1

Creede Frank · CIK 0001629490 · Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,697

F1 · shares: The shares were withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the partial vesting and settlement of restricted stock units granted January 2016.

Read SEC document
January 13, 2017 Filed Jan 17, 2017 23:57 UTC
Creede FrankChief Technical Officer
GrantCommon Stock 1,852 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-003970 · doc4.xml · nonDerivative · entry 1

Creede Frank · CIK 0001629490 · Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,440

F1 · shares: Represents the issuance of restricted stock units (the "RSUs") approved by the Issuer's Compensation Committee for the Reporting Person's services. The RSUs vest and become exercisable in 4 equal annual installments beginning on January 13, 2018.

Read SEC document
January 13, 2017 Filed Jan 18, 2017 00:02 UTC
Sidman Thomas J.Chief Legal Officer
GrantCommon Stock 1,646 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-003973 · doc4.xml · nonDerivative · entry 1

Sidman Thomas J. · CIK 0001644283 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,796

F1 · shares: Represents the issuance of restricted stock units (the "RSUs") approved by the Issuer's Compensation Committee for the Reporting Person's services. The RSUs vest and become exercisable in 4 equal annual installments beginning on January 13, 2018.

Read SEC document
January 13, 2017 Filed Jan 18, 2017 00:01 UTC
Schwartz Robert HarrisChief Strategy & Dev Officer
GrantCommon Stock 2,058 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-003972 · doc4.xml · nonDerivative · entry 1

Schwartz Robert Harris · CIK 0001654170 · Chief Strategy & Dev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,058

F1 · shares: Represents the issuance of restricted stock units (the "RSUs") approved by the Issuer's Compensation Committee for the Reporting Person's services. The RSUs vest and become exercisable in 4 equal annual installments beginning on January 13, 2018.

Read SEC document
January 13, 2017 Filed Jan 17, 2017 23:59 UTC
Frazier Harvey LeonChief Sales & Marketing
GrantCommon Stock 1,646 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-003971 · doc4.xml · nonDerivative · entry 1

Frazier Harvey Leon · CIK 0001629765 · Chief Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,247

F1 · shares: Represents the issuance of restricted stock units (the "RSUs") approved by the Issuer's Compensation Committee for the Reporting Person's services. The RSUs vest and become exercisable in 4 equal annual installments beginning on January 13, 2018.

Read SEC document
January 13, 2017 Filed May 9, 2017 17:55 UTC
MCAULEY BRIANDirector · Chairman of the Board
GiftCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-031050 · doc5.xml · nonDerivative · entry 4

MCAULEY BRIAN · CIK 0001014804 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 363,542

F1 · kind: These transactions represent gifts or charitable contributions by the Reporting Person.

Read SEC document
December 21, 2016 Filed May 9, 2017 17:55 UTC
MCAULEY BRIANDirector · Chairman of the Board
GiftCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-031050 · doc5.xml · nonDerivative · entry 3

MCAULEY BRIAN · CIK 0001014804 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 368,542

F1 · kind: These transactions represent gifts or charitable contributions by the Reporting Person.

Read SEC document
December 14, 2016 Filed Dec 15, 2016 17:58 UTC
SALEH PAUL NDirector
GrantCommon Stock 2,709 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-155493 · doc4.xml · nonDerivative · entry 1

SALEH PAUL N · CIK 0001196630 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,709

F1 · shares: The restricted stock vests in full on the earlier of (i) August 10, 2017 or (ii) immediately prior to commencement of the Issuer's next annual stockholder meeting.

Read SEC document
December 01, 2016 Filed Dec 2, 2016 00:24 UTC
Sidman Thomas J.Chief Legal Officer
PurchaseCommon Stock 500 $23.50 $11,750.00
Disclosure

SEC source: 0001209191-16-152795 · doc4.xml · nonDerivative · entry 2

Sidman Thomas J. · CIK 0001644283 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,150

Read SEC document
December 01, 2016 Filed Dec 2, 2016 00:24 UTC
Sidman Thomas J.Chief Legal Officer
PurchaseCommon Stock 1,000 $23.00 $23,000.00
Disclosure

SEC source: 0001209191-16-152795 · doc4.xml · nonDerivative · entry 1

Sidman Thomas J. · CIK 0001644283 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,650

Read SEC document
November 17, 2016 Filed May 9, 2017 17:55 UTC
MCAULEY BRIANDirector · Chairman of the Board
GiftCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-031050 · doc5.xml · nonDerivative · entry 2

MCAULEY BRIAN · CIK 0001014804 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 378,542

F1 · kind: These transactions represent gifts or charitable contributions by the Reporting Person.

Read SEC document
November 15, 2016 Filed May 9, 2017 17:55 UTC
MCAULEY BRIANDirector · Chairman of the Board
GiftCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-031050 · doc5.xml · nonDerivative · entry 1

MCAULEY BRIAN · CIK 0001014804 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 382,542

F1 · kind: These transactions represent gifts or charitable contributions by the Reporting Person.

Read SEC document
September 08, 2016 Filed Sep 8, 2016 22:49 UTC
Sidman Thomas J.Chief Legal Officer
PurchaseCommon Stock 1,000 $21.75 $21,750.00
Disclosure

SEC source: 0001209191-16-140650 · doc4.xml · nonDerivative · entry 1

Sidman Thomas J. · CIK 0001644283 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,650

Read SEC document
September 02, 2016 Filed Sep 7, 2016 00:24 UTC
Frazier Harvey LeonChief Sales & Marketing
PurchaseCommon Stock 2,841 $24.19 $68,722.65
Disclosure

SEC source: 0001209191-16-140309 · doc4.xml · nonDerivative · entry 2

Frazier Harvey Leon · CIK 0001629765 · Chief Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,601

Read SEC document
September 01, 2016 Filed Sep 6, 2016 22:49 UTC
Sidman Thomas J.Chief Legal Officer
PurchaseCommon Stock 1,004 $23.75 $23,845.00
Disclosure

SEC source: 0001209191-16-140256 · doc4.xml · nonDerivative · entry 1

Sidman Thomas J. · CIK 0001644283 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,650

Read SEC document
August 30, 2016 Filed Sep 7, 2016 00:24 UTC
Frazier Harvey LeonChief Sales & Marketing
PurchaseCommon Stock 159 $24.75 $3,935.25
Disclosure

SEC source: 0001209191-16-140309 · doc4.xml · nonDerivative · entry 1

Frazier Harvey Leon · CIK 0001629765 · Chief Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,760

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.