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ATEN

A10 Networks, Inc.

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4574
SEC CIK
0001580808
Parsed reports
455

Last 12 months

Inside the activity.

0 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202603
Mar 202600
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202602
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 09, 2022 Filed May 9, 2022 20:04 UTC
Singer EricDirector
VIEX Opportunities Fund, LP Series OneSee Explanation of Responses
VIEX Opportunities Fund, LP - Series TwoSee Explanation of Responses
SaleCommon Stock, par value $0.00001 100,000 $14.16 $1,415,820.00
Disclosure

SEC source: 0000921895-22-001523 · form410114025_05092022.xml · nonDerivative · entry 5

Singer Eric · CIK 0001443284 · Director

VIEX Opportunities Fund, LP Series One · CIK 0001606750 · See Explanation of Responses

VIEX Opportunities Fund, LP - Series Two · CIK 0001659404 · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Viex Opportunities Fund, LP - Series One

Disclosed balance after: 305,541

F9 · price: Represents a weighted average price. These Shares were purchased in multiple transactions at prices ranging from $13.79 to $14.66. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the range set forth in this footnote.

F1 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Opportunities Fund, LP - Series Two ("Series Two"), a series of VIEX Opportunities Fund, LP, VIEX GP, LLC ("VIEX GP"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons").

F2 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.

F5 · ownership.nature: Securities of the Issuer beneficially owned directly by Series One. VIEX GP, as the general partner of Series One, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. VIEX Capital, as the investment manager of Series One, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One.

Read SEC document
May 06, 2022 Filed May 9, 2022 20:04 UTC
Singer EricDirector
VIEX Opportunities Fund, LP Series OneSee Explanation of Responses
VIEX Opportunities Fund, LP - Series TwoSee Explanation of Responses
SaleCommon Stock, par value $0.00001 90,000 $15.07 $1,356,237.00
Disclosure

SEC source: 0000921895-22-001523 · form410114025_05092022.xml · nonDerivative · entry 4

Singer Eric · CIK 0001443284 · Director

VIEX Opportunities Fund, LP Series One · CIK 0001606750 · See Explanation of Responses

VIEX Opportunities Fund, LP - Series Two · CIK 0001659404 · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Viex Opportunities Fund, LP - Series One

Disclosed balance after: 405,541

F8 · price: Represents a weighted average price. These Shares were purchased in multiple transactions at prices ranging from $14.84 to $15.46. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the range set forth in this footnote.

F1 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Opportunities Fund, LP - Series Two ("Series Two"), a series of VIEX Opportunities Fund, LP, VIEX GP, LLC ("VIEX GP"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons").

F2 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.

F5 · ownership.nature: Securities of the Issuer beneficially owned directly by Series One. VIEX GP, as the general partner of Series One, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. VIEX Capital, as the investment manager of Series One, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One.

Read SEC document
May 06, 2022 Filed May 9, 2022 20:04 UTC
Singer EricDirector
VIEX Opportunities Fund, LP Series OneSee Explanation of Responses
VIEX Opportunities Fund, LP - Series TwoSee Explanation of Responses
SaleCommon Stock, par value $0.00001 62,000 $14.94 $926,007.20
Disclosure

SEC source: 0000921895-22-001523 · form410114025_05092022.xml · nonDerivative · entry 2

Singer Eric · CIK 0001443284 · Director

VIEX Opportunities Fund, LP Series One · CIK 0001606750 · See Explanation of Responses

VIEX Opportunities Fund, LP - Series Two · CIK 0001659404 · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,139

F4 · price: Represents a weighted average price. These Shares were purchased in multiple transactions at prices ranging from $14.90 to $14.98. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the range set forth in this footnote.

F1 · ownership.direct: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Opportunities Fund, LP - Series Two ("Series Two"), a series of VIEX Opportunities Fund, LP, VIEX GP, LLC ("VIEX GP"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons").

F2 · ownership.direct: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.

Read SEC document
May 06, 2022 Filed May 10, 2022 17:02 UTC
BRUENING MATTHEW PEVP, Worldwide Sales & Mktg
SaleCommon Stock 1,864 $15.01 $27,978.64
Disclosure

SEC source: 0001580808-22-000095 · wf-form4_165221648356191.xml · nonDerivative · entry 1

BRUENING MATTHEW P · CIK 0001188611 · EVP, Worldwide Sales & Mktg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,483

F1 · shares: Represents the number of shares automatically sold, on a non-discretionary basis, to cover tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
May 06, 2022 Filed May 10, 2022 17:04 UTC
COCHRAN ROBERT DEVP Legal & Corp Collaboration
SaleCommon Stock 2,633 $15.01 $39,521.33
Disclosure

SEC source: 0001580808-22-000096 · wf-form4_165221668420276.xml · nonDerivative · entry 1

COCHRAN ROBERT D · CIK 0001358721 · EVP Legal & Corp Collaboration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 342,825

F1 · shares: Represents the number of shares automatically sold, on a non-discretionary basis, to cover tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
May 05, 2022 Filed May 9, 2022 20:04 UTC
Singer EricDirector
VIEX Opportunities Fund, LP Series OneSee Explanation of Responses
VIEX Opportunities Fund, LP - Series TwoSee Explanation of Responses
SaleCommon Stock, par value $0.00001 80,000 $15.45 $1,235,864.00
Disclosure

SEC source: 0000921895-22-001523 · form410114025_05092022.xml · nonDerivative · entry 6

Singer Eric · CIK 0001443284 · Director

VIEX Opportunities Fund, LP Series One · CIK 0001606750 · See Explanation of Responses

VIEX Opportunities Fund, LP - Series Two · CIK 0001659404 · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Viex Opportunities Fund, LP - Series Two

Disclosed balance after: 103,036

F10 · price: Represents a weighted average price. These Shares were purchased in multiple transactions at prices ranging from $14.90 to $16.50. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the range set forth in this footnote.

F1 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Opportunities Fund, LP - Series Two ("Series Two"), a series of VIEX Opportunities Fund, LP, VIEX GP, LLC ("VIEX GP"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons").

F2 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.

F6 · ownership.nature: Securities of the Issuer beneficially owned directly by Series Two. VIEX GP, as the general partner of Series Two, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series Two. VIEX Capital, as the investment manager of Series Two, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series Two. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series Two.

Read SEC document
May 05, 2022 Filed May 9, 2022 20:04 UTC
Singer EricDirector
VIEX Opportunities Fund, LP Series OneSee Explanation of Responses
VIEX Opportunities Fund, LP - Series TwoSee Explanation of Responses
SaleCommon Stock, par value $0.00001 150,000 $15.45 $2,317,245.00
Disclosure

SEC source: 0000921895-22-001523 · form410114025_05092022.xml · nonDerivative · entry 3

Singer Eric · CIK 0001443284 · Director

VIEX Opportunities Fund, LP Series One · CIK 0001606750 · See Explanation of Responses

VIEX Opportunities Fund, LP - Series Two · CIK 0001659404 · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Viex Opportunities Fund, LP - Series One

Disclosed balance after: 495,541

F7 · price: Represents a weighted average price. These Shares were purchased in multiple transactions at prices ranging from $14.90 to $16.50. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the range set forth in this footnote.

F1 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Opportunities Fund, LP - Series Two ("Series Two"), a series of VIEX Opportunities Fund, LP, VIEX GP, LLC ("VIEX GP"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons").

F2 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.

F5 · ownership.nature: Securities of the Issuer beneficially owned directly by Series One. VIEX GP, as the general partner of Series One, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. VIEX Capital, as the investment manager of Series One, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One.

Read SEC document
May 05, 2022 Filed May 9, 2022 20:04 UTC
Singer EricDirector
VIEX Opportunities Fund, LP Series OneSee Explanation of Responses
VIEX Opportunities Fund, LP - Series TwoSee Explanation of Responses
SaleCommon Stock, par value $0.00001 116,535 $15.09 $1,758,233.47
Disclosure

SEC source: 0000921895-22-001523 · form410114025_05092022.xml · nonDerivative · entry 1

Singer Eric · CIK 0001443284 · Director

VIEX Opportunities Fund, LP Series One · CIK 0001606750 · See Explanation of Responses

VIEX Opportunities Fund, LP - Series Two · CIK 0001659404 · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,139

F3 · price: Represents a weighted average price. These Shares were purchased in multiple transactions at prices ranging from $15.00 to $15.18. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the range set forth in this footnote.

F1 · ownership.direct: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Opportunities Fund, LP - Series Two ("Series Two"), a series of VIEX Opportunities Fund, LP, VIEX GP, LLC ("VIEX GP"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons").

F2 · ownership.direct: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.

Read SEC document
April 27, 2022 Filed Apr 29, 2022 19:09 UTC
COCHRAN ROBERT DEVP Legal & Corp Collaboration
SaleCommon Stock 3,402 $14.43 $49,090.86
Disclosure

SEC source: 0001580808-22-000079 · wf-form4_165127374158532.xml · nonDerivative · entry 1

COCHRAN ROBERT D · CIK 0001358721 · EVP Legal & Corp Collaboration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 345,458

F1 · shares: Represents the number of shares automatically sold, on a non-discretionary basis, to cover tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
April 26, 2022 Filed Apr 26, 2022 18:27 UTC
COCHRAN ROBERT DEVP Legal & Corp Collaboration
SaleCommon Stock 4,769 $15.00 $71,535.00
Disclosure

SEC source: 0001580808-22-000077 · wf-form4_165101201287700.xml · nonDerivative · entry 2

COCHRAN ROBERT D · CIK 0001358721 · EVP Legal & Corp Collaboration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 348,860

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
April 22, 2022 Filed Apr 26, 2022 18:27 UTC
COCHRAN ROBERT DEVP Legal & Corp Collaboration
SaleCommon Stock 231 $15.00 $3,465.00
Disclosure

SEC source: 0001580808-22-000077 · wf-form4_165101201287700.xml · nonDerivative · entry 1

COCHRAN ROBERT D · CIK 0001358721 · EVP Legal & Corp Collaboration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 353,629

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
April 04, 2022 Filed Apr 5, 2022 17:10 UTC
COCHRAN ROBERT DEVP Legal & Corp Collaboration
SaleCommon Stock 2,293 $14.17 $32,491.81
Disclosure

SEC source: 0001580808-22-000063 · wf-form4_164919302165479.xml · nonDerivative · entry 1

COCHRAN ROBERT D · CIK 0001358721 · EVP Legal & Corp Collaboration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 353,860

F1 · shares: Represents the number of shares automatically sold, on a non-discretionary basis, to cover tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
March 14, 2022 Filed Mar 15, 2022 18:18 UTC
BRUENING MATTHEW PEVP, Worldwide Sales & Mktg
SaleCommon Stock 3,401 $12.52 $42,580.52
Disclosure

SEC source: 0001580808-22-000060 · wf-form4_164738269471572.xml · nonDerivative · entry 1

BRUENING MATTHEW P · CIK 0001188611 · EVP, Worldwide Sales & Mktg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,347

F1 · shares: Represents the number of shares automatically sold, on a non-discretionary basis, to cover tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
March 14, 2022 Filed Mar 15, 2022 18:19 UTC
COCHRAN ROBERT DEVP Legal & Corp Collaboration
SaleCommon Stock 2,453 $12.52 $30,711.56
Disclosure

SEC source: 0001580808-22-000061 · wf-form4_164738271025094.xml · nonDerivative · entry 1

COCHRAN ROBERT D · CIK 0001358721 · EVP Legal & Corp Collaboration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 356,153

F1 · shares: Represents the number of shares automatically sold, on a non-discretionary basis, to cover tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
March 14, 2022 Filed Mar 15, 2022 22:18 UTC
Trivedi DhrupadDirector · Chief Executive Officer
SaleCommon Stock 21,470 $12.52 $268,804.40
Disclosure

SEC source: 0001580808-22-000058 · wf-form4_164738266288822.xml · nonDerivative · entry 1

Trivedi Dhrupad · CIK 0001570462 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 639,345

F1 · shares: Represents the number of shares automatically sold, on a non-discretionary basis, to cover tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
March 14, 2022 Filed Mar 15, 2022 22:18 UTC
Becker BrianChief Financial Officer
SaleCommon Stock 401 $12.52 $5,020.52
Disclosure

SEC source: 0001580808-22-000059 · wf-form4_164738267908993.xml · nonDerivative · entry 1

Becker Brian · CIK 0001826095 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,903

F1 · shares: Represents the number of shares automatically sold, on a non-discretionary basis, to cover tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
February 03, 2022 Filed Feb 4, 2022 19:43 UTC
COCHRAN ROBERT DEVP Legal & Corp Collaboration
SaleCommon Stock 1,875 $13.47 $25,261.88
Disclosure

SEC source: 0001580808-22-000043 · wf-form4_164402179048299.xml · nonDerivative · entry 1

COCHRAN ROBERT D · CIK 0001358721 · EVP Legal & Corp Collaboration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 358,606

F1 · shares: Represents the number of shares automatically sold, on a non-discretionary basis, to cover tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
February 03, 2022 Filed Feb 4, 2022 19:43 UTC
BRUENING MATTHEW PEVP, Worldwide Sales & Mktg
SaleCommon Stock 1,816 $13.47 $24,465.15
Disclosure

SEC source: 0001580808-22-000044 · wf-form4_164402180695880.xml · nonDerivative · entry 1

BRUENING MATTHEW P · CIK 0001188611 · EVP, Worldwide Sales & Mktg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,748

F1 · shares: Represents the number of shares automatically sold, on a non-discretionary basis, to cover tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
February 03, 2022 Filed Feb 5, 2022 00:42 UTC
Trivedi DhrupadDirector · Chief Executive Officer
SaleCommon Stock 6,077 $13.47 $81,875.42
Disclosure

SEC source: 0001580808-22-000041 · wf-form4_164402175410601.xml · nonDerivative · entry 1

Trivedi Dhrupad · CIK 0001570462 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 660,815

F1 · shares: Represents the number of shares automatically sold, on a non-discretionary basis, to cover tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
February 03, 2022 Filed Feb 5, 2022 00:43 UTC
Becker BrianChief Financial Officer
SaleCommon Stock 1,431 $13.47 $19,281.29
Disclosure

SEC source: 0001580808-22-000042 · wf-form4_164402177314323.xml · nonDerivative · entry 1

Becker Brian · CIK 0001826095 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,304

F1 · shares: Represents the number of shares automatically sold, on a non-discretionary basis, to cover tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 16:23 UTC
BRUENING MATTHEW PEVP, Worldwide Sales & Mktg
SaleCommon Stock 3,753 $14.59 $54,737.51
Disclosure

SEC source: 0001580808-22-000035 · wf-form4_164383699878804.xml · nonDerivative · entry 1

BRUENING MATTHEW P · CIK 0001188611 · EVP, Worldwide Sales & Mktg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,564

F1 · shares: Represents the number of shares automatically sold, on a non-discretionary basis, to cover tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 16:24 UTC
COCHRAN ROBERT DEVP Legal & Corp Collaboration
SaleCommon Stock 2,838 $14.59 $41,392.23
Disclosure

SEC source: 0001580808-22-000036 · wf-form4_164383701668319.xml · nonDerivative · entry 1

COCHRAN ROBERT D · CIK 0001358721 · EVP Legal & Corp Collaboration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 360,481

F1 · shares: Represents the number of shares automatically sold, on a non-discretionary basis, to cover tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 21:22 UTC
Trivedi DhrupadDirector · Chief Executive Officer
SaleCommon Stock 15,032 $14.59 $219,241.72
Disclosure

SEC source: 0001580808-22-000033 · wf-form4_164383696062167.xml · nonDerivative · entry 1

Trivedi Dhrupad · CIK 0001570462 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 666,892

F1 · shares: Represents the number of shares automatically sold, on a non-discretionary basis, to cover tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 21:23 UTC
Becker BrianChief Financial Officer
SaleCommon Stock 682 $14.59 $9,946.97
Disclosure

SEC source: 0001580808-22-000034 · wf-form4_164383697962610.xml · nonDerivative · entry 1

Becker Brian · CIK 0001826095 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,735

F1 · shares: Represents the number of shares automatically sold, on a non-discretionary basis, to cover tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
January 25, 2022 Filed Jan 27, 2022 16:55 UTC
BRUENING MATTHEW PEVP, Worldwide Sales & Mktg
GrantPerformance-based Restricted Stock Units · Derivative 36,534 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001580808-22-000012 · wf-form4_164332053809105.xml · derivative · entry 2

BRUENING MATTHEW P · CIK 0001188611 · EVP, Worldwide Sales & Mktg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,534

Underlying: Common Stock · 36,534 shares

Expires 2026-01-25

F2 · derivative.exercise_price: Each share is represented by a Performance-based Restricted Stock Unit ("PSU")

F3 · derivative.exercise_date: Grant of 36,534 Performance-Based Restricted Stock Units, each of which represents a contingent right to receive one share of common stock of ATEN, with vesting subject to the achievement of specified levels of the volume weighted average closing prices of a share of ATEN common stock during any one hundred (100) day trading period between January 25, 2022 and January 25, 2026 (each, a "Performance Milestone"). Upon achievement of a Performance Milestone, vesting is subject to continued employment with the Company through the applicable vesting date, which occurs in three equal installments with the first vesting to occur within thirty (30) days of achievement of the respective Performance Milestone and an additional one-third (1/3) on each of the first and second anniversaries of the date of achievement of the corresponding Performance Milestone.

Read SEC document
January 25, 2022 Filed Jan 27, 2022 16:55 UTC
BRUENING MATTHEW PEVP, Worldwide Sales & Mktg
GrantCommon Stock 15,658 $0.00 $0.00
Disclosure

SEC source: 0001580808-22-000012 · wf-form4_164332053809105.xml · nonDerivative · entry 1

BRUENING MATTHEW P · CIK 0001188611 · EVP, Worldwide Sales & Mktg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,317

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). One-third (1/3) of the total RSUs will vest on each of the first three (3) anniversaries of February 2, 2022, provided that the Reporting Person continues to serve through each vesting date.

Read SEC document
January 25, 2022 Filed Jan 27, 2022 16:56 UTC
COCHRAN ROBERT DEVP Legal & Corp Collaboration
GrantPerformance-based Restricted Stock Units · Derivative 14,613 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001580808-22-000013 · wf-form4_164332055973259.xml · derivative · entry 2

COCHRAN ROBERT D · CIK 0001358721 · EVP Legal & Corp Collaboration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,613

Underlying: Common Stock · 14,613 shares

Expires 2026-01-25

F2 · derivative.exercise_price: Each share is represented by a Performance-based Restricted Stock Unit ("PSU")

F3 · derivative.exercise_date: Grant of 14,613 Performance-Based Restricted Stock Units, each of which represents a contingent right to receive one share of common stock of ATEN, with vesting subject to the achievement of specified levels of the volume weighted average closing prices of a share of ATEN common stock during any one hundred (100) day trading period between January 25, 2022 and January 25, 2026 (each, a "Performance Milestone"). Upon achievement of a Performance Milestone, vesting is subject to continued employment with the Company through the applicable vesting date, which occurs in three equal installments with the first vesting to occur within thirty (30) days of achievement of the respective Performance Milestone and an additional one-third (1/3) on each of the first and second anniversaries of the date of achievement of the corresponding Performance Milestone.

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January 25, 2022 Filed Jan 27, 2022 16:56 UTC
COCHRAN ROBERT DEVP Legal & Corp Collaboration
GrantCommon Stock 6,263 $0.00 $0.00
Disclosure

SEC source: 0001580808-22-000013 · wf-form4_164332055973259.xml · nonDerivative · entry 1

COCHRAN ROBERT D · CIK 0001358721 · EVP Legal & Corp Collaboration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 363,319

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). One-third (1/3) of the total RSUs will vest on each of the first three (3) anniversaries of February 1, 2022, provided that the Reporting Person continues to serve through each vesting date.

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January 25, 2022 Filed Jan 27, 2022 21:55 UTC
Trivedi DhrupadDirector · Chief Executive Officer
GrantPerformance-based Restricted Stock Units · Derivative 146,137 $0.00 $0.00
Disclosure

SEC source: 0001580808-22-000011 · wf-form4_164332050065237.xml · derivative · entry 2

Trivedi Dhrupad · CIK 0001570462 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,137

Underlying: Common Stock · 146,137 shares

Expires 2026-01-25

F2 · derivative.exercise_price: Each share is represented by a Performance-based Restricted Stock Unit ("PSU")

F3 · derivative.exercise_date: Grant of 146,137 Performance-Based Restricted Stock Units, each of which represents a contingent right to receive one share of common stock of ATEN, with vesting subject to the achievement of specified levels of the volume weighted average closing prices of a share of ATEN common stock during any one hundred (100) day trading period between January 25, 2022 and January 25, 2026 (each, a "Performance Milestone"). Upon achievement of a Performance Milestone, vesting is subject to continued employment with the Company through the applicable vesting date, which occurs in three equal installments with the first vesting to occur within thirty (30) days of achievement of the respective Performance Milestone and an additional one-third (1/3) on each of the first and second anniversaries of the date of achievement of the corresponding Performance Milestone.

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January 25, 2022 Filed Jan 27, 2022 21:55 UTC
Trivedi DhrupadDirector · Chief Executive Officer
GrantCommon Stock 62,631 $0.00 $0.00
Disclosure

SEC source: 0001580808-22-000011 · wf-form4_164332050065237.xml · nonDerivative · entry 1

Trivedi Dhrupad · CIK 0001570462 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 681,924

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). One-third (1/3) of the total RSUs will vest on each of the first three (3) anniversaries of February 1, 2022, provided that the Reporting Person continues to serve through each vesting date.

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January 25, 2022 Filed Jan 27, 2022 21:56 UTC
Becker BrianChief Financial Officer
GrantPerformance-based Restricted Stock Units · Derivative 21,920 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001580808-22-000014 · wf-form4_164332057748826.xml · derivative · entry 2

Becker Brian · CIK 0001826095 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,920

Underlying: Common Stock · 21,920 shares

Expires 2026-01-25

F2 · derivative.exercise_price: Each share is represented by a Performance-based Restricted Stock Unit ("PSU")

F3 · derivative.exercise_date: Grant of 21,920 Performance-Based Restricted Stock Units, each of which represents a contingent right to receive one share of common stock of ATEN, with vesting subject to the achievement of specified levels of the volume weighted average closing prices of a share of ATEN common stock during any one hundred (100) day trading period between January 25, 2022 and January 25, 2026 (each, a "Performance Milestone"). Upon achievement of a Performance Milestone, vesting is subject to continued employment with the Company through the applicable vesting date, which occurs in three equal installments with the first vesting to occur within thirty (30) days of achievement of the Performance Milestone and an additional one-third (1/3) on each of the first and second anniversaries of the date of achievement of the corresponding Performance Milestone.

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January 25, 2022 Filed Jan 27, 2022 21:56 UTC
Becker BrianChief Financial Officer
GrantCommon Stock 9,395 $0.00 $0.00
Disclosure

SEC source: 0001580808-22-000014 · wf-form4_164332057748826.xml · nonDerivative · entry 1

Becker Brian · CIK 0001826095 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,417

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). One-third (1/3) of the total RSUs will vest on each of the first three (3) anniversaries of February 1, 2022, provided that the Reporting Person continues to serve through each vesting date.

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January 21, 2022 Filed Jan 25, 2022 18:21 UTC
COCHRAN ROBERT DEVP Legal & Corp Collaboration
SaleCommon Stock 5,000 $15.00 $75,000.00
Disclosure

SEC source: 0001580808-22-000006 · wf-form4_164315284144760.xml · nonDerivative · entry 1

COCHRAN ROBERT D · CIK 0001358721 · EVP Legal & Corp Collaboration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 357,056

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

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January 06, 2022 Filed Jan 7, 2022 22:59 UTC
Becker BrianChief Financial Officer
SaleCommon Stock 4,178 $15.02 $62,753.56
Disclosure

SEC source: 0001580808-22-000002 · wf-form4_164159636460873.xml · nonDerivative · entry 1

Becker Brian · CIK 0001826095 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,022

F1 · shares: Represents the number of shares automatically sold, on a non-discretionary basis, to cover tax withholding obligations in connection with the vesting of restricted stock units.

F2 · balance_after: Includes shares acquired by the Reporting Person pursuant to the Issuer's Employee Stock Purchase Plan.

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December 27, 2021 Filed Jan 25, 2022 18:10 UTC
COCHRAN ROBERT DEVP Legal & Corp Collaboration
GiftCommon Stock 620 $0.00 $0.00
Disclosure

SEC source: 0001580808-22-000004 · wf-form5_164315218498215.xml · nonDerivative · entry 1

COCHRAN ROBERT D · CIK 0001358721 · EVP Legal & Corp Collaboration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 362,056

F1 · kind: This transaction represents a charitable donation of 620 shares of common stock of the Issuer. The Issuer's common stock closed at $16.89 that day, resulting in a value for the donation of $10,471.80.

F2 · balance_after: Includes shares acquired by the Reporting Person pursuant to the Issuer's Employee Stock Purchase Plan.

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December 07, 2021 Filed Dec 10, 2021 11:05 UTC
SUMMIT PARTNERS L PManager of GP of 10% owner
SUMMIT PARTNERS GE VIII, L.P.Director · GP of 10% owner
Summit Partners GE VIII, LLCDirector · GP of 10% owner
Summit Investors Management, LLCManager and GP of 10% Owner
Summit Investors I, LLCDirector · 10% owner
Summit Investors I (UK), L.P.Director · 10% owner
MANNION MARTIN JDirector · 10% owner
SaleCommon Stock 700,000 $15.05 $10,535,000.00
Disclosure

SEC source: 0001179110-21-010804 · edgar.xml · nonDerivative · entry 1

SUMMIT PARTNERS L P · CIK 0000830588 · Manager of GP of 10% owner

SUMMIT PARTNERS GE VIII, L.P. · CIK 0001593029 · Director · GP of 10% owner

Summit Partners GE VIII, LLC · CIK 0001593948 · Director · GP of 10% owner

Summit Investors Management, LLC · CIK 0001507545 · Manager and GP of 10% Owner

Summit Partners Growth Equity Fund VIII-A, L.P. · CIK 0001514386 · Director · 10% owner

Summit Partners Growth Equity Fund VIII-B, L.P. · CIK 0001514388 · Director · 10% owner

Summit Investors I, LLC · CIK 0001435565 · Director · 10% owner

Summit Investors I (UK), L.P. · CIK 0001494616 · Director · 10% owner

MANNION MARTIN J · CIK 0001018067 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes.

Disclosed balance after: 8,877,890

F1 · shares: The Common Stock sold as follows: 510,318 shares in the name of Summit Partners Growth Equity Fund VIII-A, L.P.; 186,436 shares in the name of Summit Partners Growth Equity Fund VIII-B, L.P.; 2,984 shares in the name of Summit Investors I, LLC; 262 shares in the name of Summit Investors I (UK), L.P.

F2 · balance_after: The Common Stock held as follows: 6,362,818 shares in the name of Summit Partners Growth Equity Fund VIII-A, L.P.; 2,324,553 shares in the name of Summit Partners Growth Equity Fund VIII-B, L.P.; 37,202 shares in the name of Summit Investors I, LLC; 3,273 shares in the name of Summit Investors I (UK), L.P.; 150,044 shares (including shares underlying RSUs) in the name of Mr. Chung, which are held for the benefit of Summit Partners, L.P.

F3 · ownership.nature: Summit Partners, L.P. is the managing member of Summit Partners GE VIII, LLC, which is the general partner of Summit Partners GE VIII, L.P., which is the general partner of each of Summit Partners Growth Equity Fund VIII-A, L.P. and Summit Partners Growth Equity Fund VIII-B, L.P. Summit Master Company, LLC is the managing member of Summit Investors Management, LLC, which is the manager of Summit Investors I, LLC and the general partner of Summit Investors I (UK), L.P. Summit Partners GE VIII, LLC, as the general partner of Summit Partners GE VIII, L.P., and Summit Master Company, LLC, as the managing member of Summit Investors Management, LLC has each delegated investment decisions, including voting and dispositive power, to Summit Partners, L.P. and its Investment Committee responsible for voting and investment decisions with respect to the Company.

F4 · ownership.nature: Summit Partners, L.P., through a two-person Investment Committee responsible for voting and investment decisions with respect to the Company, currently composed of Martin J. Mannion and Mr. Chung, has voting and dispositive authority over the shares of Common Stock held by each of the entities described in the foregoing footnotes (2) and (3) and therefore may be deemed to beneficially own such shares. In addition, Mr. Chung is a member of Summit Master Company, LLC. Each of the Summit entities, Mr. Mannion and Mr. Chung disclaims beneficial ownership of the shares of Common Stock (including shares underlying RSUs) reported herein, except to the extent of their pecuniary interest therein.

Read SEC document
December 07, 2021 Filed Dec 10, 2021 11:04 UTC
CHUNG PETER YDirector · 10% owner
SaleCommon Stock 700,000 $15.05 $10,535,000.00
Disclosure

SEC source: 0001179110-21-010803 · edgar.xml · nonDerivative · entry 1

CHUNG PETER Y · CIK 0001239366 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes.

Disclosed balance after: 8,877,890

F1 · shares: The Common Stock sold as follows: 510,318 shares in the name of Summit Partners Growth Equity Fund VIII-A, L.P.; 186,436 shares in the name of Summit Partners Growth Equity Fund VIII-B, L.P.; 2,984 shares in the name of Summit Investors I, LLC; 262 shares in the name of Summit Investors I (UK), L.P.

F2 · balance_after: The Common Stock held as follows: 6,362,818 shares in the name of Summit Partners Growth Equity Fund VIII-A, L.P.; 2,324,553 shares in the name of Summit Partners Growth Equity Fund VIII-B, L.P.; 37,202 shares in the name of Summit Investors I, LLC; 3,273 shares in the name of Summit Investors I (UK), L.P.; 150,044 shares (including shares underlying RSUs) in the name of Mr. Chung, which are held for the benefit of Summit Partners, L.P.

F3 · ownership.nature: Summit Partners, L.P. is the managing member of Summit Partners GE VIII, LLC, which is the general partner of Summit Partners GE VIII, L.P., which is the general partner of each of Summit Partners Growth Equity Fund VIII-A, L.P. and Summit Partners Growth Equity Fund VIII-B, L.P. Summit Master Company, LLC is the managing member of Summit Investors Management, LLC, which is the manager of Summit Investors I, LLC and the general partner of Summit Investors I (UK), L.P. Summit Partners GE VIII, LLC, as the general partner of Summit Partners GE VIII, L.P., and Summit Master Company, LLC, as the managing member of Summit Investors Management, LLC has each delegated investment decisions, including voting and dispositive power, to Summit Partners, L.P. and its Investment Committee responsible for voting and investment decisions with respect to the Company.

F4 · ownership.nature: Summit Partners, L.P., through a two-person Investment Committee responsible for voting and investment decisions with respect to the Company, currently composed of Martin J. Mannion and Mr. Chung, has voting and dispositive authority over the shares of Common Stock held by each of the entities described in the foregoing footnotes (2) and (3) and therefore may be deemed to beneficially own such shares. In addition, Mr. Chung is a member of Summit Master Company, LLC. Each of the Summit entities, Mr. Mannion and Mr. Chung disclaims beneficial ownership of the shares of Common Stock (including shares underlying RSUs) reported herein, except to the extent of their pecuniary interest therein.

Read SEC document
December 06, 2021 Filed Dec 8, 2021 21:07 UTC
Trivedi DhrupadDirector · Chief Executive Officer
SaleCommon Stock 25,120 $14.62 $367,254.40
Disclosure

SEC source: 0001580808-21-000187 · wf-form4_163899765285964.xml · nonDerivative · entry 1

Trivedi Dhrupad · CIK 0001570462 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 619,293

F1 · shares: Represents the number of shares automatically sold, on a non-discretionary basis, to cover tax withholding obligations in connection with the vesting of restricted stock units.

F2 · price: This is the weighted average price of the shares sold, which ranged from $14.62 to $14.93 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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December 01, 2021 Filed Dec 3, 2021 20:18 UTC
Singer EricDirector
VIEX Opportunities Fund, LP Series OneSee Explanation of Responses
VIEX Opportunities Fund, LP - Series TwoSee Explanation of Responses
VIEX Special Opportunities Fund II, LPSee Explanation of Responses
OtherCommon Stock, par value $0.00001 864,720 $0.00 $0.00
Disclosure

SEC source: 0000921895-21-002793 · form410114025_12032021.xml · nonDerivative · entry 4

Singer Eric · CIK 0001443284 · Director

VIEX Opportunities Fund, LP Series One · CIK 0001606750 · See Explanation of Responses

VIEX Opportunities Fund, LP - Series Two · CIK 0001659404 · See Explanation of Responses

VIEX Special Opportunities Fund II, LP · CIK 0001619127 · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Viex Special Opportunities Fund II, LP

Disclosed balance after: 178,535

F5 · shares: Represents a pro-rata distribution of shares to limited partners by VSO II in connection with the wind-down of the fund.

F1 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Opportunities Fund, LP - Series Two ("Series Two"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons").

F2 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.

F6 · ownership.nature: Securities of the Issuer beneficially owned directly by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II.

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November 08, 2021 Filed Nov 10, 2021 19:40 UTC
Singer EricDirector
VIEX Opportunities Fund, LP Series OneSee Explanation of Responses
VIEX Opportunities Fund, LP - Series TwoSee Explanation of Responses
VIEX Special Opportunities Fund II, LPSee Explanation of Responses
OtherCommon Stock, par value $0.00001 224,143 $0.00 $0.00
Disclosure

SEC source: 0000921895-21-002586 · form410114025_11102021.xml · nonDerivative · entry 4

Singer Eric · CIK 0001443284 · Director

VIEX Opportunities Fund, LP Series One · CIK 0001606750 · See Explanation of Responses

VIEX Opportunities Fund, LP - Series Two · CIK 0001659404 · See Explanation of Responses

VIEX Special Opportunities Fund II, LP · CIK 0001619127 · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Viex Special Opportunities Fund II, LP

Disclosed balance after: 1,043,255

F5 · shares: Represents a pro-rata distribution of shares to limited partners by VSO II.

F1 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Opportunities Fund, LP - Series Two ("Series Two"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons").

F2 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.

F6 · ownership.nature: Securities of the Issuer beneficially owned directly by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II.

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November 08, 2021 Filed Nov 10, 2021 18:58 UTC
COCHRAN ROBERT DEVP Legal & Corp Collaboration
Exercise / conversionCommon Stock, par value $0.00001 · Derivative 33,601 $0.00 Strike: $3.04 $0.00
Disclosure

SEC source: 0001580808-21-000184 · wf-form4_163658867927221.xml · derivative · entry 2

COCHRAN ROBERT D · CIK 0001358721 · EVP Legal & Corp Collaboration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 33,601 shares

Expires 2022-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Employee Stock Option (right to buy).

F2 · derivative.exercise_date: The incentive stock option award vested as to 1/4th of the total number of shares on January 12, 2013 with an addition 1/48th of the total number of shares vesting at the end of each full month thereafter.

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November 08, 2021 Filed Nov 10, 2021 18:58 UTC
COCHRAN ROBERT DEVP Legal & Corp Collaboration
Exercise / conversionCommon Stock 33,601 $3.04 $102,063.04
Disclosure

SEC source: 0001580808-21-000184 · wf-form4_163658867927221.xml · nonDerivative · entry 1

COCHRAN ROBERT D · CIK 0001358721 · EVP Legal & Corp Collaboration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 361,214

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 03, 2021 Filed Nov 3, 2021 20:15 UTC
Singer EricDirector
VIEX Opportunities Fund, LP Series OneSee Explanation of Responses
VIEX Opportunities Fund, LP - Series TwoSee Explanation of Responses
VIEX Special Opportunities Fund II, LPSee Explanation of Responses
VIEX Special Opportunities Fund III, LPSee Explanation of Responses
SaleCommon Stock, par value $0.00001 479,832 $15.70 $7,535,377.69
Disclosure

SEC source: 0000921895-21-002520 · form410114025_11032021.xml · nonDerivative · entry 11

Singer Eric · CIK 0001443284 · Director

VIEX Opportunities Fund, LP Series One · CIK 0001606750 · See Explanation of Responses

VIEX Opportunities Fund, LP - Series Two · CIK 0001659404 · See Explanation of Responses

VIEX Special Opportunities Fund II, LP · CIK 0001619127 · See Explanation of Responses

VIEX Special Opportunities Fund III, LP · CIK 0001619126 · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Viex Special Opportunities Fund II, LP

Disclosed balance after: 1,267,398

F6 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.40 to $16.06 per share. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 6.

F1 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Opportunities Fund, LP - Series Two ("Series Two"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX Special Opportunities Fund III, LP ("VSO III"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Special Opportunities GP III, LLC ("VSO GP III"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons").

F2 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.

F8 · ownership.nature: Securities of the Issuer beneficially owned directly by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II.

Read SEC document
November 03, 2021 Filed Nov 3, 2021 20:15 UTC
Singer EricDirector
VIEX Opportunities Fund, LP Series OneSee Explanation of Responses
VIEX Opportunities Fund, LP - Series TwoSee Explanation of Responses
VIEX Special Opportunities Fund II, LPSee Explanation of Responses
VIEX Special Opportunities Fund III, LPSee Explanation of Responses
SaleCommon Stock, par value $0.00001 102,822 $15.70 $1,614,737.25
Disclosure

SEC source: 0000921895-21-002520 · form410114025_11032021.xml · nonDerivative · entry 7

Singer Eric · CIK 0001443284 · Director

VIEX Opportunities Fund, LP Series One · CIK 0001606750 · See Explanation of Responses

VIEX Opportunities Fund, LP - Series Two · CIK 0001659404 · See Explanation of Responses

VIEX Special Opportunities Fund II, LP · CIK 0001619127 · See Explanation of Responses

VIEX Special Opportunities Fund III, LP · CIK 0001619126 · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Viex Opportunities Fund, LP - Series Two

Disclosed balance after: 183,036

F6 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.40 to $16.06 per share. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 6.

F1 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Opportunities Fund, LP - Series Two ("Series Two"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX Special Opportunities Fund III, LP ("VSO III"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Special Opportunities GP III, LLC ("VSO GP III"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons").

F2 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.

F7 · ownership.nature: Securities of the Issuer beneficially owned directly by Series Two. VIEX GP, as the general partner of Series Two, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series Two. VIEX Capital, as the investment manager of Series Two, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series Two. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series Two.

Read SEC document
November 03, 2021 Filed Nov 3, 2021 20:15 UTC
Singer EricDirector
VIEX Opportunities Fund, LP Series OneSee Explanation of Responses
VIEX Opportunities Fund, LP - Series TwoSee Explanation of Responses
VIEX Special Opportunities Fund II, LPSee Explanation of Responses
VIEX Special Opportunities Fund III, LPSee Explanation of Responses
SaleCommon Stock, par value $0.00001 274,190 $15.70 $4,305,934.60
Disclosure

SEC source: 0000921895-21-002520 · form410114025_11032021.xml · nonDerivative · entry 4

Singer Eric · CIK 0001443284 · Director

VIEX Opportunities Fund, LP Series One · CIK 0001606750 · See Explanation of Responses

VIEX Opportunities Fund, LP - Series Two · CIK 0001659404 · See Explanation of Responses

VIEX Special Opportunities Fund II, LP · CIK 0001619127 · See Explanation of Responses

VIEX Special Opportunities Fund III, LP · CIK 0001619126 · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Viex Opportunities Fund, LP - Series One

Disclosed balance after: 645,541

F6 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.40 to $16.06 per share. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 6.

F1 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Opportunities Fund, LP - Series Two ("Series Two"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX Special Opportunities Fund III, LP ("VSO III"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Special Opportunities GP III, LLC ("VSO GP III"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons").

F2 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.

F4 · ownership.nature: Securities of the Issuer beneficially owned directly by Series One. VIEX GP, as the general partner of Series One, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. VIEX Capital, as the investment manager of Series One, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One.

Read SEC document
November 02, 2021 Filed Nov 3, 2021 20:15 UTC
Singer EricDirector
VIEX Opportunities Fund, LP Series OneSee Explanation of Responses
VIEX Opportunities Fund, LP - Series TwoSee Explanation of Responses
VIEX Special Opportunities Fund II, LPSee Explanation of Responses
VIEX Special Opportunities Fund III, LPSee Explanation of Responses
SaleCommon Stock, par value $0.00001 350,087 $15.34 $5,370,754.68
Disclosure

SEC source: 0000921895-21-002520 · form410114025_11032021.xml · nonDerivative · entry 10

Singer Eric · CIK 0001443284 · Director

VIEX Opportunities Fund, LP Series One · CIK 0001606750 · See Explanation of Responses

VIEX Opportunities Fund, LP - Series Two · CIK 0001659404 · See Explanation of Responses

VIEX Special Opportunities Fund II, LP · CIK 0001619127 · See Explanation of Responses

VIEX Special Opportunities Fund III, LP · CIK 0001619126 · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Viex Special Opportunities Fund II, LP

Disclosed balance after: 1,747,230

F5 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.20 to $15.525 per share. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 5.

F1 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Opportunities Fund, LP - Series Two ("Series Two"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX Special Opportunities Fund III, LP ("VSO III"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Special Opportunities GP III, LLC ("VSO GP III"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons").

F2 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.

F8 · ownership.nature: Securities of the Issuer beneficially owned directly by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II.

Read SEC document
November 02, 2021 Filed Nov 3, 2021 20:15 UTC
Singer EricDirector
VIEX Opportunities Fund, LP Series OneSee Explanation of Responses
VIEX Opportunities Fund, LP - Series TwoSee Explanation of Responses
VIEX Special Opportunities Fund II, LPSee Explanation of Responses
VIEX Special Opportunities Fund III, LPSee Explanation of Responses
SaleCommon Stock, par value $0.00001 75,019 $15.34 $1,150,881.48
Disclosure

SEC source: 0000921895-21-002520 · form410114025_11032021.xml · nonDerivative · entry 6

Singer Eric · CIK 0001443284 · Director

VIEX Opportunities Fund, LP Series One · CIK 0001606750 · See Explanation of Responses

VIEX Opportunities Fund, LP - Series Two · CIK 0001659404 · See Explanation of Responses

VIEX Special Opportunities Fund II, LP · CIK 0001619127 · See Explanation of Responses

VIEX Special Opportunities Fund III, LP · CIK 0001619126 · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Viex Opportunities Fund, LP - Series Two

Disclosed balance after: 285,858

F5 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.20 to $15.525 per share. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 5.

F1 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Opportunities Fund, LP - Series Two ("Series Two"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX Special Opportunities Fund III, LP ("VSO III"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Special Opportunities GP III, LLC ("VSO GP III"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons").

F2 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.

F7 · ownership.nature: Securities of the Issuer beneficially owned directly by Series Two. VIEX GP, as the general partner of Series Two, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series Two. VIEX Capital, as the investment manager of Series Two, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series Two. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series Two.

Read SEC document
November 02, 2021 Filed Nov 3, 2021 20:15 UTC
Singer EricDirector
VIEX Opportunities Fund, LP Series OneSee Explanation of Responses
VIEX Opportunities Fund, LP - Series TwoSee Explanation of Responses
VIEX Special Opportunities Fund II, LPSee Explanation of Responses
VIEX Special Opportunities Fund III, LPSee Explanation of Responses
SaleCommon Stock, par value $0.00001 200,050 $15.34 $3,069,007.06
Disclosure

SEC source: 0000921895-21-002520 · form410114025_11032021.xml · nonDerivative · entry 3

Singer Eric · CIK 0001443284 · Director

VIEX Opportunities Fund, LP Series One · CIK 0001606750 · See Explanation of Responses

VIEX Opportunities Fund, LP - Series Two · CIK 0001659404 · See Explanation of Responses

VIEX Special Opportunities Fund II, LP · CIK 0001619127 · See Explanation of Responses

VIEX Special Opportunities Fund III, LP · CIK 0001619126 · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Viex Opportunities Fund, LP - Series One

Disclosed balance after: 919,731

F5 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.20 to $15.525 per share. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 5.

F1 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Opportunities Fund, LP - Series Two ("Series Two"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX Special Opportunities Fund III, LP ("VSO III"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Special Opportunities GP III, LLC ("VSO GP III"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons").

F2 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.

F4 · ownership.nature: Securities of the Issuer beneficially owned directly by Series One. VIEX GP, as the general partner of Series One, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. VIEX Capital, as the investment manager of Series One, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One.

Read SEC document
November 01, 2021 Filed Nov 3, 2021 20:15 UTC
Singer EricDirector
VIEX Opportunities Fund, LP Series OneSee Explanation of Responses
VIEX Opportunities Fund, LP - Series TwoSee Explanation of Responses
VIEX Special Opportunities Fund II, LPSee Explanation of Responses
VIEX Special Opportunities Fund III, LPSee Explanation of Responses
OtherCommon Stock, par value $0.00001 487,416 $0.00 $0.00
Disclosure

SEC source: 0000921895-21-002520 · form410114025_11032021.xml · nonDerivative · entry 12

Singer Eric · CIK 0001443284 · Director

VIEX Opportunities Fund, LP Series One · CIK 0001606750 · See Explanation of Responses

VIEX Opportunities Fund, LP - Series Two · CIK 0001659404 · See Explanation of Responses

VIEX Special Opportunities Fund II, LP · CIK 0001619127 · See Explanation of Responses

VIEX Special Opportunities Fund III, LP · CIK 0001619126 · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Viex Special Opportunities Fund III, LP

Disclosed balance after: 0

F10 · shares: Represents a pro-rata distribution of shares to limited partners by VSO III.

F1 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Opportunities Fund, LP - Series Two ("Series Two"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX Special Opportunities Fund III, LP ("VSO III"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Special Opportunities GP III, LLC ("VSO GP III"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons").

F2 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.

F11 · ownership.nature: Securities of the Issuer that were beneficially owned directly by VSO III. VSO GP III, as the general partner of VSO III, may have been deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO III. VIEX Capital, as the investment manager of VSO III, may have been deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO III. Mr. Singer, as the managing member of each of VSO GP III and VIEX Capital, may have been deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO III.

Read SEC document
November 01, 2021 Filed Nov 3, 2021 20:15 UTC
Singer EricDirector
VIEX Opportunities Fund, LP Series OneSee Explanation of Responses
VIEX Opportunities Fund, LP - Series TwoSee Explanation of Responses
VIEX Special Opportunities Fund II, LPSee Explanation of Responses
VIEX Special Opportunities Fund III, LPSee Explanation of Responses
OtherCommon Stock, par value $0.00001 2,607,705 $0.00 $0.00
Disclosure

SEC source: 0000921895-21-002520 · form410114025_11032021.xml · nonDerivative · entry 9

Singer Eric · CIK 0001443284 · Director

VIEX Opportunities Fund, LP Series One · CIK 0001606750 · See Explanation of Responses

VIEX Opportunities Fund, LP - Series Two · CIK 0001659404 · See Explanation of Responses

VIEX Special Opportunities Fund II, LP · CIK 0001619127 · See Explanation of Responses

VIEX Special Opportunities Fund III, LP · CIK 0001619126 · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Viex Special Opportunities Fund II, LP

Disclosed balance after: 2,097,317

F9 · shares: Represents a pro-rata distribution of shares to limited partners by VSO II.

F1 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Opportunities Fund, LP - Series Two ("Series Two"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX Special Opportunities Fund III, LP ("VSO III"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Special Opportunities GP III, LLC ("VSO GP III"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons").

F2 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.

F8 · ownership.nature: Securities of the Issuer beneficially owned directly by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.