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AMTECH SYSTEMS INC

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6122
SEC CIK
0000720500
Parsed reports
149

Last 12 months

Inside the activity.

2 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202610
Sep 202610
Oct 202600

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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 05, 2025 Filed Mar 7, 2025 21:45 UTC GrantRestricted Stock Units · Derivative 8,081 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-035589 · ownership.xml · derivative · entry 2

GARNREITER MICHAEL · CIK 0001207669 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,380

Underlying: Amtech Systems, Inc. $0.01 par value common stock · 8,081 shares

Expires 2026-03-05

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock of Amtech Systems, Inc.

Read SEC document
March 05, 2025 Filed Mar 7, 2025 21:40 UTC GrantRestricted Stock Units · Derivative 8,081 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-035575 · ownership.xml · derivative · entry 1

Jakwani Asif Y. · CIK 0002053690 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,081

Underlying: Amtech Systems, Inc. $0.01 par value common stock · 8,081 shares

Expires 2026-03-05

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock of Amtech Systems, Inc.

Read SEC document
March 03, 2025 Filed Mar 5, 2025 22:44 UTC
Averick Robert MDirector · 10% owner
PurchaseCommon Stock 5,000 $4.89 $24,450.00
Disclosure

SEC source: 0001104659-25-020979 · tm258360-1_4seq1.xml · nonDerivative · entry 4

Averick Robert M · CIK 0001343599 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 587,789

Read SEC document
February 13, 2025 Filed Feb 18, 2025 21:01 UTC
Averick Robert MDirector · 10% owner
PurchaseCommon Stock 22,000 $4.85 $106,700.00
Disclosure

SEC source: 0001104659-25-014728 · tm256789-1_4seq1.xml · nonDerivative · entry 4

Averick Robert M · CIK 0001343599 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 582,789

Read SEC document
February 07, 2025 Filed Feb 10, 2025 21:01 UTC
Averick Robert MDirector · 10% owner
PurchaseCommon Stock 54,789 $5.02 $275,040.78
Disclosure

SEC source: 0001104659-25-010932 · tm256033-1_4seq1.xml · nonDerivative · entry 4

Averick Robert M · CIK 0001343599 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 560,789

F5 · price: The reported price in Column 4 is a weighted average price rounded to the nearest hundredth. The price of shares purchased ranged from $5.00 to $5.06 per share. Mr. Averick undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares purchased within the price range described in this footnote.

Read SEC document
December 13, 2024 Filed Dec 13, 2024 21:26 UTC
Averick Robert MDirector · 10% owner
PurchaseCommon Stock 7,500 $5.63 $42,225.00
Disclosure

SEC source: 0001104659-24-128442 · tm2431079-1_4seq1.xml · nonDerivative · entry 6

Averick Robert M · CIK 0001343599 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 506,000

F5 · price: The reported prices in Column 4 are weighted average prices rounded to the nearest hundredth. The price of shares purchased on December 12, 2024 ranged from $5.58 to $5.72 per share. The price of shares purchased on December 13, 2024 ranged from $5.59 to $5.65 per share. Mr. Averick undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares purchased within the price ranges described in this footnote.

Read SEC document
December 12, 2024 Filed Dec 13, 2024 21:26 UTC
Averick Robert MDirector · 10% owner
PurchaseCommon Stock 19,500 $5.70 $111,150.00
Disclosure

SEC source: 0001104659-24-128442 · tm2431079-1_4seq1.xml · nonDerivative · entry 5

Averick Robert M · CIK 0001343599 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 498,500

F5 · price: The reported prices in Column 4 are weighted average prices rounded to the nearest hundredth. The price of shares purchased on December 12, 2024 ranged from $5.58 to $5.72 per share. The price of shares purchased on December 13, 2024 ranged from $5.59 to $5.65 per share. Mr. Averick undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares purchased within the price ranges described in this footnote.

Read SEC document
December 11, 2024 Filed Dec 13, 2024 21:26 UTC
Averick Robert MDirector · 10% owner
PurchaseCommon Stock 5,000 $5.65 $28,250.00
Disclosure

SEC source: 0001104659-24-128442 · tm2431079-1_4seq1.xml · nonDerivative · entry 4

Averick Robert M · CIK 0001343599 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 479,000

Read SEC document
August 14, 2024 Filed Aug 16, 2024 21:30 UTC
DAIGLE ROBERT CDirector · Chairman & CEO
Tax withholdingAmtech Systems, Inc. $0.01 par value common stock 15,472 $6.36 $98,401.92
Disclosure

SEC source: 0000950170-24-098167 · ownership.xml · nonDerivative · entry 2

DAIGLE ROBERT C · CIK 0001267540 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 149,037

F1 · acquired: Amtech Systems, Inc. has withheld the number of whole shares necessary to satisfy the minimum statutory tax withholding obligations. The value of the vested shares (and the taxable income) is calculated based on the closing price on the vesting date.

Read SEC document
August 14, 2024 Filed Aug 16, 2024 21:30 UTC
DAIGLE ROBERT CDirector · Chairman & CEO
Exercise / conversionAmtech Systems, Inc. $0.01 par value common stock 55,556 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-098167 · ownership.xml · nonDerivative · entry 1

DAIGLE ROBERT C · CIK 0001267540 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 164,509

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 13, 2024 Filed Aug 13, 2024 21:52 UTC
Averick Robert MDirector · 10% owner
PurchaseCommon Stock 10,000 $5.51 $55,100.00
Disclosure

SEC source: 0001104659-24-089070 · tm2421570-1_4seq1.xml · nonDerivative · entry 6

Averick Robert M · CIK 0001343599 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 474,000

F5 · price: The reported prices in Column 4 are weighted average prices rounded to the nearest hundredth. The price of shares purchased on August 9, 2024 ranged from $5.39 to $5.55 per share. The price of shares purchased on August 12, 2024 ranged from $5.45 to $5.55 per share. The price of shares purchased on August 13, 2024 ranged from $5.50 to $5.55 per share. Mr. Averick undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares purchased within the price ranges described in this footnote.

Read SEC document
August 12, 2024 Filed Aug 13, 2024 21:52 UTC
Averick Robert MDirector · 10% owner
PurchaseCommon Stock 5,000 $5.54 $27,700.00
Disclosure

SEC source: 0001104659-24-089070 · tm2421570-1_4seq1.xml · nonDerivative · entry 5

Averick Robert M · CIK 0001343599 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 464,000

F5 · price: The reported prices in Column 4 are weighted average prices rounded to the nearest hundredth. The price of shares purchased on August 9, 2024 ranged from $5.39 to $5.55 per share. The price of shares purchased on August 12, 2024 ranged from $5.45 to $5.55 per share. The price of shares purchased on August 13, 2024 ranged from $5.50 to $5.55 per share. Mr. Averick undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares purchased within the price ranges described in this footnote.

Read SEC document
August 09, 2024 Filed Aug 13, 2024 21:52 UTC
Averick Robert MDirector · 10% owner
PurchaseCommon Stock 25,000 $5.53 $138,250.00
Disclosure

SEC source: 0001104659-24-089070 · tm2421570-1_4seq1.xml · nonDerivative · entry 4

Averick Robert M · CIK 0001343599 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 459,000

F5 · price: The reported prices in Column 4 are weighted average prices rounded to the nearest hundredth. The price of shares purchased on August 9, 2024 ranged from $5.39 to $5.55 per share. The price of shares purchased on August 12, 2024 ranged from $5.45 to $5.55 per share. The price of shares purchased on August 13, 2024 ranged from $5.50 to $5.55 per share. Mr. Averick undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares purchased within the price ranges described in this footnote.

Read SEC document
August 08, 2024 Filed Aug 9, 2024 21:37 UTC
Jenke Wade MichaelChief Financial Officer
GrantAmtech Systems, Inc. Employee Stock Option · Derivative 30,000 Not disclosed Strike: $5.37 Not disclosed
Disclosure

SEC source: 0000950170-24-094908 · ownership.xml · derivative · entry 1

Jenke Wade Michael · CIK 0002033151 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Amtech Systems, Inc. $0.01 par value common stock · 30,000 shares

Expires 2034-08-08

F2 · price: Price omitted because the transaction is a grant of a stock option

F1 · derivative.exercise_date: One-third of the stock option granted vests on each of the first three anniversaries of the grant date.

Read SEC document
May 14, 2024 Filed May 14, 2024 20:02 UTC
Averick Robert MDirector · 10% owner
PurchaseCommon Stock 2,784 $5.45 $15,172.80
Disclosure

SEC source: 0001104659-24-061139 · tm2414445-1_4seq1.xml · nonDerivative · entry 6

Averick Robert M · CIK 0001343599 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 434,000

Read SEC document
May 13, 2024 Filed May 14, 2024 20:02 UTC
Averick Robert MDirector · 10% owner
PurchaseCommon Stock 304 $5.16 $1,568.64
Disclosure

SEC source: 0001104659-24-061139 · tm2414445-1_4seq1.xml · nonDerivative · entry 5

Averick Robert M · CIK 0001343599 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 431,216

Read SEC document
May 10, 2024 Filed May 14, 2024 20:02 UTC
Averick Robert MDirector · 10% owner
PurchaseCommon Stock 12,723 $5.20 $66,159.60
Disclosure

SEC source: 0001104659-24-061139 · tm2414445-1_4seq1.xml · nonDerivative · entry 4

Averick Robert M · CIK 0001343599 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 430,912

F5 · price: The reported price in Column 4 is a weighted average price rounded to the nearest hundredth. The prices of shares purchased on May 10, 2024 ranged from $5.16 to $5.23 per share. Mr. Averick undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares purchased within the price range described in this footnote.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 21:54 UTC
GIBBS LISADirector · VP and Chief Financial Officer
GrantAmtech Systems, Inc. Employee Stock Option · Derivative 30,000 $0.00 Strike: $4.73 $0.00
Disclosure

SEC source: 0000950170-24-033003 · ownership.xml · derivative · entry 1

GIBBS LISA · CIK 0001727911 · Director · VP and Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Amtech Systems, Inc. $0.01 par value common stock · 30,000 shares

Expires 2034-03-15

F2 · price: Price omitted because the transaction is a grant of a stock option

F1 · derivative.exercise_date: One-third of the stock option granted vests on each of the first three anniversaries of the grant date.

Read SEC document
March 11, 2024 Filed Mar 13, 2024 20:31 UTC GrantAmtech Systems, Inc. $0.01 par value common stock 2,000 $4.73 $9,460.00
Disclosure

SEC source: 0000950170-24-030819 · ownership.xml · nonDerivative · entry 1

LUDWIG MICHAEL M · CIK 0001256949 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,689

Read SEC document
March 07, 2024 Filed Mar 8, 2024 21:08 UTC GrantAmtech Systems, Inc. $0.01 par value common stock 1,500 $4.91 $7,364.55
Disclosure

SEC source: 0000950170-24-028633 · ownership.xml · nonDerivative · entry 2

LUDWIG MICHAEL M · CIK 0001256949 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,689

Read SEC document
March 06, 2024 Filed Mar 8, 2024 21:01 UTC
Averick Robert MDirector · 10% owner
GrantRestricted Stock Units · Derivative 8,299 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-032377 · tm248273-1_4seq1.xml · derivative · entry 5

Averick Robert M · CIK 0001343599 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,299

Underlying: Common Stock · 8,299 shares

Expires 2025-03-06

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one Common Share on March 6, 2025. The restricted stock units were received as a grant or award, for no consideration.

Read SEC document
March 06, 2024 Filed Mar 8, 2024 21:12 UTC GrantRestricted Stock Units · Derivative 8,299 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-028649 · ownership.xml · derivative · entry 1

GARNREITER MICHAEL · CIK 0001207669 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,299

Underlying: Amtech Systems, Inc. $0.01 par value common stock · 8,299 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock of Amtech Systems, Inc.

F2 · derivative.exercise_date: The restricted stock units will vest entirely on the first anniversary of the grant date.

F2 · derivative.expiration_date: The restricted stock units will vest entirely on the first anniversary of the grant date.

Read SEC document
March 06, 2024 Filed Mar 8, 2024 21:08 UTC GrantRestricted Stock Units · Derivative 8,299 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-028633 · ownership.xml · derivative · entry 3

LUDWIG MICHAEL M · CIK 0001256949 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,299

Underlying: Amtech Systems, Inc. $0.01 par value common stock · 8,299 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock of Amtech Systems, Inc.

F2 · derivative.exercise_date: The restricted stock units will vest entirely on the first anniversary of the grant date.

F2 · derivative.expiration_date: The restricted stock units will vest entirely on the first anniversary of the grant date.

Read SEC document
March 06, 2024 Filed Mar 8, 2024 21:08 UTC GrantAmtech Systems, Inc. $0.01 par value common stock 6,000 $4.85 $29,117.40
Disclosure

SEC source: 0000950170-24-028633 · ownership.xml · nonDerivative · entry 1

LUDWIG MICHAEL M · CIK 0001256949 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,189

Read SEC document
March 01, 2024 Filed Mar 4, 2024 22:34 UTC
DAIGLE ROBERT CDirector · Chairman & CEO
Exercise / conversionRestricted Stock Units · Derivative 7,854 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-024996 · ownership.xml · derivative · entry 3

DAIGLE ROBERT C · CIK 0001267540 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Amtech Systems, Inc. $0.01 par value common stock · 7,854 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock of Amtech Systems, Inc.

F3 · derivative.exercise_date: The restricted stock units were granted on March 1, 2023, with full vesting to occur on the first anniversary of the grant date.

F3 · derivative.expiration_date: The restricted stock units were granted on March 1, 2023, with full vesting to occur on the first anniversary of the grant date.

Read SEC document
March 01, 2024 Filed Mar 4, 2024 22:34 UTC
DAIGLE ROBERT CDirector · Chairman & CEO
Tax withholdingAmtech Systems, Inc. $0.01 par value common stock 2,603 $4.83 $12,572.49
Disclosure

SEC source: 0000950170-24-024996 · ownership.xml · nonDerivative · entry 2

DAIGLE ROBERT C · CIK 0001267540 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,453

F1 · acquired: Amtech Systems, Inc. has withheld the number of whole shares necessary to satisfy the minimum statutory tax withholding obligations. The value of the vested shares (and the taxable income) is calcualted based on the closing price on the vesting date.

Read SEC document
March 01, 2024 Filed Mar 4, 2024 22:34 UTC
DAIGLE ROBERT CDirector · Chairman & CEO
Exercise / conversionAmtech Systems, Inc. $0.01 par value common stock 7,854 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-024996 · ownership.xml · nonDerivative · entry 1

DAIGLE ROBERT C · CIK 0001267540 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,056

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2024 Filed Mar 4, 2024 22:17 UTC Exercise / conversionRestricted Stock Units · Derivative 4,189 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-024901 · ownership.xml · derivative · entry 2

LUDWIG MICHAEL M · CIK 0001256949 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Amtech Systems, Inc. $0.01 par value common stock · 4,189 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock of Amtech Systems, Inc.

F2 · derivative.expiration_date: The restricted stock units were granted on March 1, 2023, with full vesting to occur on the first anniversary of the grant date.

Read SEC document
March 01, 2024 Filed Mar 4, 2024 22:17 UTC Exercise / conversionAmtech Systems, Inc. $0.01 par value common stock 4,189 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-024901 · ownership.xml · nonDerivative · entry 1

LUDWIG MICHAEL M · CIK 0001256949 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,189

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2024 Filed Mar 4, 2024 22:17 UTC Exercise / conversionRestricted Stock Units · Derivative 4,189 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-024899 · ownership.xml · derivative · entry 2

GARNREITER MICHAEL · CIK 0001207669 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Amtech Systems, Inc. $0.01 par value common stock · 4,189 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock of Amtech Systems, Inc.

F2 · derivative.expiration_date: The restricted stock units were granted on March 1, 2023, with full vesting to occur on the first anniversary of the grant date.

Read SEC document
March 01, 2024 Filed Mar 4, 2024 22:17 UTC Exercise / conversionAmtech Systems, Inc. $0.01 par value common stock 4,189 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-024899 · ownership.xml · nonDerivative · entry 1

GARNREITER MICHAEL · CIK 0001207669 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,189

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2024 Filed Mar 4, 2024 21:01 UTC
Averick Robert MDirector · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 4,189 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-030469 · tm247621-1_4seq1.xml · derivative · entry 5

Averick Robert M · CIK 0001343599 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,189 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Restricted stock units converted into Common Shares on a one-for-one basis.

F6 · derivative.exercise_date: On March 1, 2023, Mr. Averick was granted 4,189 restricted stock units that vested on March 1, 2024.

F6 · derivative.expiration_date: On March 1, 2023, Mr. Averick was granted 4,189 restricted stock units that vested on March 1, 2024.

Read SEC document
March 01, 2024 Filed Mar 4, 2024 21:01 UTC
Averick Robert MDirector · 10% owner
Exercise / conversionCommon Stock 4,189 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-030469 · tm247621-1_4seq1.xml · nonDerivative · entry 4

Averick Robert M · CIK 0001343599 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 418,189

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: Restricted stock units converted into Common Shares on a one-for-one basis.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 22:34 UTC
DAIGLE ROBERT CDirector · Chairman & CEO
GrantAmtech Systems, Inc. Employee Stock Option · Derivative 400,000 $6.00 Strike: $6.00 $2,400,000.00
Disclosure

SEC source: 0000950170-24-024996 · ownership.xml · derivative · entry 4

DAIGLE ROBERT C · CIK 0001267540 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 400,000

Underlying: Amtech Systems, Inc. $0.01 par value common stock · 400,000 shares

Expires 2029-03-01

F4 · derivative.exercise_price: The option price represents a premium of approximately 25% to the closing price of the Company's common stock on February 29, 2024, the date of grant.

F5 · derivative.exercise_date: The option vests in one-third increments commencing on August 8, 2024, February 8, 2025, and August 8, 2025.

Read SEC document
February 13, 2024 Filed Feb 14, 2024 21:01 UTC
Averick Robert MDirector · 10% owner
PurchaseCommon Stock 20,500 $4.21 $86,305.00
Disclosure

SEC source: 0001104659-24-023568 · tm246260-1_4seq1.xml · nonDerivative · entry 4

Averick Robert M · CIK 0001343599 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 414,000

F5 · price: The reported price in Column 4 is a weighted average price rounded to the nearest hundredth. The prices of shares purchased on February 13, 2024 ranged from $4.15 to $4.25 per share. Mr. Averick undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares purchased within the price range described in this footnote.

Read SEC document
February 13, 2024 Filed Feb 15, 2024 21:55 UTC
DAIGLE ROBERT CDirector · Chairman & CEO
PurchaseAmtech Systems, Inc. $0.01 par value common stock 3,500 $4.21 $14,735.00
Disclosure

SEC source: 0000950170-24-015974 · ownership.xml · nonDerivative · entry 1

DAIGLE ROBERT C · CIK 0001267540 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,702

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.19 to $4.22, inclusive. The reporting person undertakes to provide to Amtech Systems, Inc., any security holder of Amtech Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4.

Read SEC document
December 19, 2023 Filed Dec 19, 2023 21:51 UTC
DAIGLE ROBERT CDirector · Chief Executive Officer
PurchaseAmtech Systems, Inc. $0.01 par value common stock 20,000 $3.90 $78,000.00
Disclosure

SEC source: 0001209191-23-059189 · doc4.xml · nonDerivative · entry 2

DAIGLE ROBERT C · CIK 0001267540 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,202

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.88 to $3.95, inclusive. The reporting person undertakes to provide to Amtech Systems, Inc., any security holder of Amtech Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote 1 to this Form 4.

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December 18, 2023 Filed Dec 19, 2023 21:51 UTC
DAIGLE ROBERT CDirector · Chief Executive Officer
PurchaseAmtech Systems, Inc. $0.01 par value common stock 46,000 $3.96 $182,160.00
Disclosure

SEC source: 0001209191-23-059189 · doc4.xml · nonDerivative · entry 1

DAIGLE ROBERT C · CIK 0001267540 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,202

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.90 to $3.98, inclusive. The reporting person undertakes to provide to Amtech Systems, Inc., any security holder of Amtech Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote 1 to this Form 4.

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December 18, 2023 Filed Dec 20, 2023 21:01 UTC
Averick Robert MDirector · 10% owner
PurchaseCommon Stock 14,000 $3.90 $54,600.00
Disclosure

SEC source: 0001104659-23-127725 · tm2333289d1_4seq1.xml · nonDerivative · entry 4

Averick Robert M · CIK 0001343599 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 393,500

F5 · price: The reported price in Column 4 is a weighted average price rounded to the nearest hundredth. The prices of shares purchased on December 18, 2023 ranged from $3.90 to $3.91 per share. Mr. Averick undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares purchased within the price range described in this footnote.

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August 25, 2023 Filed Aug 25, 2023 21:57 UTC
DAIGLE ROBERT CDirector · Chief Executive Officer
PurchaseAmtech Systems, Inc. $0.01 par value common stock 4,000 $8.60 $34,400.00
Disclosure

SEC source: 0001209191-23-047396 · doc4.xml · nonDerivative · entry 2

DAIGLE ROBERT C · CIK 0001267540 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,202

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August 24, 2023 Filed Aug 25, 2023 21:57 UTC
DAIGLE ROBERT CDirector · Chief Executive Officer
PurchaseAmtech Systems, Inc. $0.01 par value common stock 8,250 $8.59 $70,867.50
Disclosure

SEC source: 0001209191-23-047396 · doc4.xml · nonDerivative · entry 1

DAIGLE ROBERT C · CIK 0001267540 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,202

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.57 to $8.60, inclusive. The reporting person undertakes to provide to Amtech Systems, Inc., any security holder of Amtech Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote 1 to this Form 4.

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August 18, 2023 Filed Aug 21, 2023 20:02 UTC
Averick Robert MDirector · 10% owner
PurchaseCommon Stock 9,000 $8.96 $80,640.00
Disclosure

SEC source: 0001104659-23-093900 · tm2324248-1_4seq1.xml · nonDerivative · entry 4

Averick Robert M · CIK 0001343599 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote 5 below

Disclosed balance after: 11,000

F4 · price: The reported prices in Column 4 are weighted average prices rounded to the nearest hundredth. The prices of shares purchased on August 17, 2023 ranged from $8.67 to $8.72 per share. The prices of shares purchased on August 18, 2023 ranged from $8.87 to $9.00 per share. Mr. Averick undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares purchased within the price range described in this footnote.

F5 · balance_after: Indicates Common Shares held by Mr. Averick's spouse.

F5 · ownership.direct: Indicates Common Shares held by Mr. Averick's spouse.

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August 17, 2023 Filed Aug 21, 2023 20:02 UTC
Averick Robert MDirector · 10% owner
PurchaseCommon Stock 6,500 $8.70 $56,550.00
Disclosure

SEC source: 0001104659-23-093900 · tm2324248-1_4seq1.xml · nonDerivative · entry 3

Averick Robert M · CIK 0001343599 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 379,500

F4 · price: The reported prices in Column 4 are weighted average prices rounded to the nearest hundredth. The prices of shares purchased on August 17, 2023 ranged from $8.67 to $8.72 per share. The prices of shares purchased on August 18, 2023 ranged from $8.87 to $9.00 per share. Mr. Averick undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares purchased within the price range described in this footnote.

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August 16, 2023 Filed Aug 16, 2023 22:23 UTC
DAIGLE ROBERT CDirector · Chief Executive Officer
PurchaseAmtech Systems, Inc. $0.01 par value common stock 1,200 $8.75 $10,500.00
Disclosure

SEC source: 0001209191-23-046105 · doc4.xml · nonDerivative · entry 3

DAIGLE ROBERT C · CIK 0001267540 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,903

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August 16, 2023 Filed Aug 16, 2023 22:23 UTC
DAIGLE ROBERT CDirector · Chief Executive Officer
PurchaseAmtech Systems, Inc. $0.01 par value common stock 1,000 $8.76 $8,760.00
Disclosure

SEC source: 0001209191-23-046105 · doc4.xml · nonDerivative · entry 2

DAIGLE ROBERT C · CIK 0001267540 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,703

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August 15, 2023 Filed Aug 16, 2023 22:23 UTC
DAIGLE ROBERT CDirector · Chief Executive Officer
PurchaseAmtech Systems, Inc. $0.01 par value common stock 233 $8.75 $2,038.75
Disclosure

SEC source: 0001209191-23-046105 · doc4.xml · nonDerivative · entry 1

DAIGLE ROBERT C · CIK 0001267540 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,703

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August 14, 2023 Filed Aug 15, 2023 20:08 UTC
DAIGLE ROBERT CDirector · Chief Executive Officer
PurchaseAmtech Systems, Inc. $0.01 par value common stock 1,000 $9.10 $9,100.00
Disclosure

SEC source: 0001209191-23-045828 · doc4.xml · nonDerivative · entry 2

DAIGLE ROBERT C · CIK 0001267540 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,470

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August 14, 2023 Filed Aug 17, 2023 00:26 UTC
DAIGLE ROBERT CDirector · Chief Executive Officer
PurchaseAmtech Systems, Inc. $0.01 par value common stock 49 $9.00 $441.00
Disclosure

SEC source: 0001209191-23-046145 · doc4.xml · nonDerivative · entry 1

DAIGLE ROBERT C · CIK 0001267540 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,952

F1 · balance_after: Amount of Securities shown is following additional transactions on August 15, 2023 and August 16, 2023 reported on a separate Form 4 filed on August 16, 2023.

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August 14, 2023 Filed Aug 16, 2023 22:23 UTC
DAIGLE ROBERT CDirector · Chief Executive Officer
GrantRestricted Stock Units · Derivative 55,556 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-046105 · doc4.xml · derivative · entry 5

DAIGLE ROBERT C · CIK 0001267540 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,556

Underlying: Amtech Systems, Inc. $0.01 par value common stock · 55,556 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock of Amtech Systems, Inc.

F4 · shares: The number of RSUs granted equals the aggregate fair market value of $500,000 as of the grant date in accordance with the terms of Mr. Daigle's employment agreement.

F5 · derivative.exercise_date: The grant will vest in full on the one-year anniversary of the grant date, subject to Mr. Daigle's continued service with the Company.

F5 · derivative.expiration_date: The grant will vest in full on the one-year anniversary of the grant date, subject to Mr. Daigle's continued service with the Company.

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August 14, 2023 Filed Aug 16, 2023 22:23 UTC
DAIGLE ROBERT CDirector · Chief Executive Officer
GrantAmtech Systems, Inc. Employee Stock Option · Derivative 150,000 Not disclosed Strike: $9.00 Not disclosed
Disclosure

SEC source: 0001209191-23-046105 · doc4.xml · derivative · entry 4

DAIGLE ROBERT C · CIK 0001267540 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Amtech Systems, Inc. $0.01 par value common stock · 150,000 shares

Expires 2033-08-14

F2 · price: Price omitted because the transaction is a grant of a stock option.

F1 · derivative.exercise_date: The Option Grant will vest ratably on each of the annual anniversaries over the three-year term of Mr. Daigle's employment agreement, subject to Mr. Daigle's continued service with the Company; provided, however, that 50,000 shares of such Option Grant will vest immediately.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.