Last 12 months
Inside the activity.
0 purchase rows · 2 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 02, 2019 Filed Sep 4, 2019 22:48 UTC |
Karbowski James JosephChief Technology Officer
|
GrantStock Option (Option to Buy) · Derivative | 50,000 | $0.00 Strike: $6.44 | $0.00 |
DisclosureSEC source: 0000884144-19-000031 · wf-form4_156763728386561.xml · derivative · entry 1 Karbowski James Joseph · CIK 0001683950 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2024-09-02 F1 · derivative.exercise_date: Such options will vest as follows: 1/3 on the first anniversary of the grant date and the remaining 2/3rds will vest over the following 2 year period in substantially equal monthly installments. Read SEC document |
| September 02, 2019 Filed Sep 4, 2019 22:47 UTC |
Goldstein EyalChief Revenue Officer
|
GrantStock Option (Option to Buy) · Derivative | 60,000 | $0.00 Strike: $6.44 | $0.00 |
DisclosureSEC source: 0000884144-19-000030 · wf-form4_156763722950058.xml · derivative · entry 1 Goldstein Eyal · CIK 0001702239 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock · 60,000 shares Expires 2024-09-02 F1 · derivative.exercise_date: Such options will vest as follows: 1/3 on the first anniversary of the grant date and the remaining 2/3rds will vest over the following 2 year period in substantially equal monthly installments. Read SEC document |
| September 02, 2019 Filed Sep 4, 2019 22:46 UTC |
BRANNON KELYNChief Financial Officer
|
GrantStock Option (Option to Buy) · Derivative | 60,000 | $0.00 Strike: $6.44 | $0.00 |
DisclosureSEC source: 0000884144-19-000029 · wf-form4_156763717610988.xml · derivative · entry 1 BRANNON KELYN · CIK 0001483484 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock · 60,000 shares Expires 2024-09-02 F1 · derivative.exercise_date: Such options will vest as follows: 1/3 on the first anniversary of the grant date and the remaining 2/3rds will vest over the following 2 year period in substantially equal monthly installments. Read SEC document |
| September 02, 2019 Filed Sep 4, 2019 22:45 UTC |
Lathrop Charles W JRDirector
|
GrantStock Option (Option to Buy) · Derivative | 5,000 | $0.00 Strike: $6.44 | $0.00 |
DisclosureSEC source: 0000884144-19-000028 · wf-form4_156763709469100.xml · derivative · entry 1 Lathrop Charles W JR · CIK 0001785871 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2024-09-02 F1 · derivative.exercise_date: Such options will vest as follows: 1/3 on the first anniversary of the grant date and the remaining 2/3rds will vest over the following 2 year period in substantially equal monthly installments. Read SEC document |
| September 02, 2019 Filed Sep 4, 2019 22:44 UTC |
Oberwager Bradford ScovillDirector
|
GrantStock Option (Option to Buy) · Derivative | 5,000 | $0.00 Strike: $6.44 | $0.00 |
DisclosureSEC source: 0000884144-19-000027 · wf-form4_156763704000113.xml · derivative · entry 1 Oberwager Bradford Scovill · CIK 0001758932 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2024-09-02 F1 · derivative.exercise_date: Such options will vest as follows: 1/3 on the first anniversary of the grant date and the remaining 2/3rds will vest over the following 2 year period in substantially equal monthly installments. Read SEC document |
| September 02, 2019 Filed Sep 4, 2019 22:42 UTC |
Waterfield John RandallDirector
|
GrantStock Option (Option to Buy) · Derivative | 5,000 | $0.00 Strike: $6.44 | $0.00 |
DisclosureSEC source: 0000884144-19-000025 · wf-form4_156763692297781.xml · derivative · entry 1 Waterfield John Randall · CIK 0001524368 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2024-09-02 F1 · derivative.exercise_date: Such options will vest as follows: 1/3 on the first anniversary of the grant date and the remaining 2/3rds will vest over the following 2 year period in substantially equal monthly installments. Read SEC document |
| September 02, 2019 Filed Sep 4, 2019 22:43 UTC |
GILL DANIEL MDirector
|
GrantStock Option (Option to Buy) · Derivative | 5,000 | $0.00 Strike: $6.44 | $0.00 |
DisclosureSEC source: 0000884144-19-000026 · wf-form4_156763698084917.xml · derivative · entry 1 GILL DANIEL M · CIK 0001038735 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2024-09-02 F1 · derivative.exercise_date: Such options will vest as follows: 1/3 on the first anniversary of the grant date and the remaining 2/3rds will vest over the following 2 year period in substantially equal monthly installments. Read SEC document |
| September 02, 2019 Filed Sep 4, 2019 22:40 UTC |
Sandberg DavidDirector
|
GrantStock Option (Option to Buy) · Derivative | 5,000 | $0.00 Strike: $6.44 | $0.00 |
DisclosureSEC source: 0000884144-19-000024 · wf-form4_156763679506290.xml · derivative · entry 1 Sandberg David · CIK 0001423093 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2024-09-02 F1 · derivative.exercise_date: Such options will vest as follows: 1/3 on the first anniversary of the grant date and the remaining 2/3rds will vest over the following 2 year period in substantially equal monthly installments. Read SEC document |
| August 27, 2019 Filed Aug 29, 2019 20:14 UTC |
Karbowski James JosephChief Technology Officer
|
Tax withholdingCommon Stock | 969 | $6.41 | $6,213.71 |
DisclosureSEC source: 0000884144-19-000023 · wf-form4_156710967878323.xml · nonDerivative · entry 1 Karbowski James Joseph · CIK 0001683950 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,932 F1 · kind: Transaction represents the withholding of shares, at the weighted average value of $6.4125 per share, to satisfy the tax withholding obligations following the vesting of 3,336 shares of restricted stock on August 24, 2019. F2 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $6.36 to $6.50 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| August 27, 2019 Filed Aug 29, 2019 20:13 UTC |
Goldstein EyalChief Revenue Officer
|
Tax withholdingCommon Stock | 1,172 | $6.41 | $7,515.45 |
DisclosureSEC source: 0000884144-19-000022 · wf-form4_156710960860446.xml · nonDerivative · entry 1 Goldstein Eyal · CIK 0001702239 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,828 F1 · kind: Transaction represents the withholding of shares, at the weighted average value of $6.4125 per share, to satisfy the tax withholding obligations and fees following the vesting of 3,336 shares of restricted stock on August 24, 2019. F2 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $6.36 to $6.50 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| August 23, 2019 Filed Aug 27, 2019 20:13 UTC |
Lathrop Charles W JRDirector
|
GrantCommon Stock | 500 | $6.34 | $3,171.10 |
DisclosureSEC source: 0000884144-19-000021 · wf-form4_156693681738115.xml · nonDerivative · entry 8 Lathrop Charles W JR · CIK 0001785871 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,000 Read SEC document |
| August 23, 2019 Filed Aug 27, 2019 20:13 UTC |
Lathrop Charles W JRDirector
|
GrantCommon Stock | 1,000 | $6.36 | $6,361.60 |
DisclosureSEC source: 0000884144-19-000021 · wf-form4_156693681738115.xml · nonDerivative · entry 7 Lathrop Charles W JR · CIK 0001785871 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,500 Read SEC document |
| August 23, 2019 Filed Aug 27, 2019 20:13 UTC |
Lathrop Charles W JRDirector
|
GrantCommon Stock | 450 | $6.37 | $2,866.50 |
DisclosureSEC source: 0000884144-19-000021 · wf-form4_156693681738115.xml · nonDerivative · entry 6 Lathrop Charles W JR · CIK 0001785871 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Read SEC document |
| August 23, 2019 Filed Aug 27, 2019 20:13 UTC |
Lathrop Charles W JRDirector
|
GrantCommon Stock | 1,000 | $6.37 | $6,374.40 |
DisclosureSEC source: 0000884144-19-000021 · wf-form4_156693681738115.xml · nonDerivative · entry 5 Lathrop Charles W JR · CIK 0001785871 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,050 Read SEC document |
| August 23, 2019 Filed Aug 27, 2019 20:13 UTC |
Lathrop Charles W JRDirector
|
GrantCommon Stock | 2,050 | $6.37 | $13,058.50 |
DisclosureSEC source: 0000884144-19-000021 · wf-form4_156693681738115.xml · nonDerivative · entry 4 Lathrop Charles W JR · CIK 0001785871 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,050 Read SEC document |
| August 23, 2019 Filed Aug 27, 2019 20:13 UTC |
Lathrop Charles W JRDirector
|
GrantCommon Stock | 2,000 | $6.35 | $12,707.40 |
DisclosureSEC source: 0000884144-19-000021 · wf-form4_156693681738115.xml · nonDerivative · entry 3 Lathrop Charles W JR · CIK 0001785871 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,000 Read SEC document |
| August 23, 2019 Filed Aug 27, 2019 20:13 UTC |
Lathrop Charles W JRDirector
|
GrantCommon Stock | 2,100 | $6.36 | $13,352.43 |
DisclosureSEC source: 0000884144-19-000021 · wf-form4_156693681738115.xml · nonDerivative · entry 2 Lathrop Charles W JR · CIK 0001785871 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,000 Read SEC document |
| August 23, 2019 Filed Aug 27, 2019 20:13 UTC |
Lathrop Charles W JRDirector
|
PurchaseCommon Stock | 900 | $6.38 | $5,742.90 |
DisclosureSEC source: 0000884144-19-000021 · wf-form4_156693681738115.xml · nonDerivative · entry 1 Lathrop Charles W JR · CIK 0001785871 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,900 Read SEC document |
| August 19, 2019 Filed Aug 21, 2019 20:12 UTC |
Lathrop Charles W JRDirector
|
GrantStock Option (Option to Buy) · Derivative | 10,000 | $0.00 Strike: $6.18 | $0.00 |
DisclosureSEC source: 0000884144-19-000018 · wf-form4_156641834183688.xml · derivative · entry 2 Lathrop Charles W JR · CIK 0001785871 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2024-08-19 F3 · derivative.exercise_date: Such options vest in one installment on March 31, 2020. Read SEC document |
| August 19, 2019 Filed Aug 21, 2019 20:12 UTC |
Lathrop Charles W JRDirector
|
GrantCommon Stock | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000884144-19-000018 · wf-form4_156641834183688.xml · nonDerivative · entry 1 Lathrop Charles W JR · CIK 0001785871 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 F1 · shares: Represents grant of restricted stock units that vest in 2 equal installments of 2,000 units on each of August 19, 2019 and May 20, 2020. F2 · balance_after: Does not include Common Stock of the Issuer held by iSystems Holdings, LLC ("iSystems") an entity in which the Reporting Person has a small equity interest. The Reporting Person does not have voting or dispositive control over the Common Stock of the Issuer held by iSystems. Read SEC document |
| July 03, 2019 Filed Jul 9, 2019 01:04 UTC |
Karbowski James JosephChief Technology Officer
|
GrantStock Option (Option to Buy) · Derivative | 50,000 | Not disclosed Strike: $6.04 | Not disclosed |
DisclosureSEC source: 0000884144-19-000008 · wf-form4_156263427548889.xml · derivative · entry 2 Karbowski James Joseph · CIK 0001683950 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2019-12-15 F1 · price: The two reported transactions involve an amendment of an outstanding option, resulting in a deemed cancellation of the "old" stock option and the grant of a "replacement" stock option with a new expiration date. The stock option was originally granted to Mr. Karbowski on July 3, 2014 under our 2009 Equity Plan, as amended, and was set to expire July 3, 2019. F1 · derivative.exercise_date: The two reported transactions involve an amendment of an outstanding option, resulting in a deemed cancellation of the "old" stock option and the grant of a "replacement" stock option with a new expiration date. The stock option was originally granted to Mr. Karbowski on July 3, 2014 under our 2009 Equity Plan, as amended, and was set to expire July 3, 2019. Read SEC document |
| July 03, 2019 Filed Jul 9, 2019 01:04 UTC |
Karbowski James JosephChief Technology Officer
|
Disposition to issuerStock Option (Option to Buy) · Derivative | 50,000 | Not disclosed Strike: $6.04 | Not disclosed |
DisclosureSEC source: 0000884144-19-000008 · wf-form4_156263427548889.xml · derivative · entry 1 Karbowski James Joseph · CIK 0001683950 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2019-07-03 F1 · price: The two reported transactions involve an amendment of an outstanding option, resulting in a deemed cancellation of the "old" stock option and the grant of a "replacement" stock option with a new expiration date. The stock option was originally granted to Mr. Karbowski on July 3, 2014 under our 2009 Equity Plan, as amended, and was set to expire July 3, 2019. F1 · derivative.exercise_date: The two reported transactions involve an amendment of an outstanding option, resulting in a deemed cancellation of the "old" stock option and the grant of a "replacement" stock option with a new expiration date. The stock option was originally granted to Mr. Karbowski on July 3, 2014 under our 2009 Equity Plan, as amended, and was set to expire July 3, 2019. Read SEC document |
| June 30, 2019 Filed Jul 1, 2019 22:56 UTC |
Goepel PatrickDirector · Chief Executive Officer
|
Exercise / conversionStock Option (Option to Buy) · Derivative | 50,000 | $0.00 Strike: $5.31 | $0.00 |
DisclosureSEC source: 0000884144-19-000004 · wf-form4_156202177716483.xml · derivative · entry 4 Goepel Patrick · CIK 0001472118 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2021-04-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 30, 2019 Filed Jul 1, 2019 22:56 UTC |
Goepel PatrickDirector · Chief Executive Officer
|
Exercise / conversionStock Option (Option to Buy) · Derivative | 30,000 | $0.00 Strike: $5.76 | $0.00 |
DisclosureSEC source: 0000884144-19-000004 · wf-form4_156202177716483.xml · derivative · entry 3 Goepel Patrick · CIK 0001472118 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,000 shares Expires 2020-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 30, 2019 Filed Jul 1, 2019 22:56 UTC |
Goepel PatrickDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 50,000 | $5.31 | $265,500.00 |
DisclosureSEC source: 0000884144-19-000004 · wf-form4_156202177716483.xml · nonDerivative · entry 2 Goepel Patrick · CIK 0001472118 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 750,097 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 30, 2019 Filed Jul 1, 2019 22:56 UTC |
Goepel PatrickDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 30,000 | $5.76 | $172,800.00 |
DisclosureSEC source: 0000884144-19-000004 · wf-form4_156202177716483.xml · nonDerivative · entry 1 Goepel Patrick · CIK 0001472118 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 700,097 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 07, 2019 Filed Jan 10, 2019 00:46 UTC |
Parouty Rhonda MichelleChief Operating Officer
|
GrantStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $5.38 | $0.00 |
DisclosureSEC source: 0001185185-19-000042 · ownership.xml · derivative · entry 2 Parouty Rhonda Michelle · CIK 0001764192 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2024-01-07 F2 · derivative.exercise_date: Such options will vest as follows: 1/3 on the first anniversary of the grant date and the remaining 2/3rds will vest over the following 2 year period in substantially equal monthly installments. Read SEC document |
| January 07, 2019 Filed Jan 10, 2019 00:46 UTC |
Parouty Rhonda MichelleChief Operating Officer
|
GrantAsure Software, Inc. Common Stock ($0.01 par value) | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001185185-19-000042 · ownership.xml · nonDerivative · entry 1 Parouty Rhonda Michelle · CIK 0001764192 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 F1 · shares: Represents grant of restricted stock units that vest 1/3rd on the first anniversary of the Grant Date and the remaining 2/3rds vest over the following 2 year period in equal quarterly installments, with the last such vesting date being the third anniversary of the Grant Date. Read SEC document |
| November 08, 2018 Filed Nov 13, 2018 22:48 UTC |
Oberwager Bradford ScovillDirector
|
GrantStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $11.04 | $0.00 |
DisclosureSEC source: 0001185185-18-002013 · ownership.xml · derivative · entry 2 Oberwager Bradford Scovill · CIK 0001758932 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2023-11-08 F1 · derivative.exercise_date: Such options vest in one installment on March 31, 2019. Read SEC document |
| November 08, 2018 Filed Nov 13, 2018 22:48 UTC |
Oberwager Bradford ScovillDirector
|
GrantAsure Software, Inc. Common Stock ($0.01 par value) | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001185185-18-002013 · ownership.xml · nonDerivative · entry 1 Oberwager Bradford Scovill · CIK 0001758932 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 F1 · shares: Such options vest in one installment on March 31, 2019. Read SEC document |
| November 08, 2018 Filed Nov 14, 2018 12:57 UTC Amendment |
Oberwager Bradford ScovillDirector
|
GrantStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $11.04 | $0.00 |
DisclosureSEC source: 0001185185-18-002017 · ownership.xml · derivative · entry 2 Oberwager Bradford Scovill · CIK 0001758932 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2023-11-08 F2 · derivative.exercise_date: Such options vest in one installment on March 31, 2019. F3 · derivative.exercise_date: This Form 4/A amends the Form 4 filed on November 13, 2018 to correctly reflect the vesting schedules for the restricted stock unit and the stock option grants. Read SEC document |
| November 08, 2018 Filed Nov 14, 2018 12:57 UTC Amendment |
Oberwager Bradford ScovillDirector
|
GrantAsure Software, Inc. Common Stock ($0.01 par value) | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001185185-18-002017 · ownership.xml · nonDerivative · entry 1 Oberwager Bradford Scovill · CIK 0001758932 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 F1 · shares: Represents grant of restricted stock units that vest in 2 equal installments of 2,000 units on each of November 8, 2018 and March 31, 2019. F3 · shares: This Form 4/A amends the Form 4 filed on November 13, 2018 to correctly reflect the vesting schedules for the restricted stock unit and the stock option grants. Read SEC document |
| August 24, 2018 Filed Aug 28, 2018 22:23 UTC |
Waterfield John RandallDirector
|
GrantCommon Stock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $14.32 | $0.00 |
DisclosureSEC source: 0001185185-18-001586 · ownership.xml · derivative · entry 2 Waterfield John Randall · CIK 0001524368 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock ($0.01 par value) · 10,000 shares Expires 2023-08-24 F2 · derivative.exercise_date: Such options shall vest in one installment on March 31, 2019. Read SEC document |
| August 24, 2018 Filed Aug 28, 2018 22:23 UTC |
Waterfield John RandallDirector
|
GrantAsure Software, Inc. Common Stock ($0.01 par value) | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001185185-18-001586 · ownership.xml · nonDerivative · entry 1 Waterfield John Randall · CIK 0001524368 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,136 F1 · shares: Represents grant of restricted stock units that vest in one installment on March 31, 2019. Read SEC document |
| August 24, 2018 Filed Aug 28, 2018 22:20 UTC |
Sandberg DavidDirector
|
GrantCommon Stock Options (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $14.32 | $0.00 |
DisclosureSEC source: 0001185185-18-001584 · ownership.xml · derivative · entry 6 Sandberg David · CIK 0001423093 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock ($0.01 par value) · 10,000 shares Expires 2023-08-24 F7 · derivative.exercise_date: Such options shall vest in one installment on March 31, 2019. Read SEC document |
| August 24, 2018 Filed Aug 28, 2018 22:20 UTC |
Sandberg DavidDirector
|
GrantAsure Software, Inc. Common Stock ($0.01 par value) | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001185185-18-001584 · ownership.xml · nonDerivative · entry 1 Sandberg David · CIK 0001423093 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,415 F1 · shares: Represents grant of restricted stock units that vest in one installment on March 31, 2019. Read SEC document |
| August 24, 2018 Filed Aug 28, 2018 22:17 UTC |
Behrent Matthew KDirector
|
GrantCommon Stock Options (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $14.32 | $0.00 |
DisclosureSEC source: 0001185185-18-001582 · ownership.xml · derivative · entry 2 Behrent Matthew K · CIK 0001334032 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock ($0.01 par value) · 10,000 shares Expires 2023-08-24 F2 · derivative.exercise_date: Such options shall vest in one installment on March 31, 2019. Read SEC document |
| August 24, 2018 Filed Aug 28, 2018 22:17 UTC |
Behrent Matthew KDirector
|
GrantAsure Software, Inc. Common Stock ($0.01 par value) | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001185185-18-001582 · ownership.xml · nonDerivative · entry 1 Behrent Matthew K · CIK 0001334032 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,189 F1 · shares: Represents grant of restricted stock units that vest in one installment on March 31, 2019. Read SEC document |
| August 24, 2018 Filed Aug 28, 2018 22:15 UTC |
Pertierra Adrian JustinDirector
|
GrantCommon Stock Options (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $14.32 | $0.00 |
DisclosureSEC source: 0001185185-18-001580 · ownership.xml · derivative · entry 2 Pertierra Adrian Justin · CIK 0001471938 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock ($0.01 par value) · 10,000 shares Expires 2023-08-24 F2 · derivative.exercise_date: Such options shall vest in one installment on March 31, 2019. Read SEC document |
| August 24, 2018 Filed Aug 28, 2018 22:15 UTC |
Pertierra Adrian JustinDirector
|
GrantAsure Software, Inc. Common Stock ($0.01 par value) | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001185185-18-001580 · ownership.xml · nonDerivative · entry 1 Pertierra Adrian Justin · CIK 0001471938 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,447 F1 · shares: Represents grant of restricted stock units that vest in one installment on March 31, 2019. Read SEC document |
| August 24, 2018 Filed Aug 28, 2018 21:11 UTC |
Karbowski James JosephChief Operating Officer
|
GrantAsure Software, Inc. Common Stock ($0.01 par value) | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001185185-18-001578 · ownership.xml · nonDerivative · entry 1 Karbowski James Joseph · CIK 0001683950 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,901 F1 · shares: Represents grant of restricted stock units that vest 1/3rd on the first anniversary of the Grant Date and the remaining 2/3rds vest over a period of two years in equal quarterly installments, with the last such vesting date being the third anniversary of the Grant Date. Read SEC document |
| August 24, 2018 Filed Aug 28, 2018 21:08 UTC |
Goldstein EyalChief Revenue Officer
|
GrantAsure Software, Inc. Common Stock ($0.01 par value) | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001185185-18-001576 · ownership.xml · nonDerivative · entry 1 Goldstein Eyal · CIK 0001702239 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 F1 · shares: Represents grant of restricted stock units that vest 1/3rd on the first anniversary of the Grant Date and the remaining 2/3rds vest over a period of two years in equal quarterly installments, with the last such vesting date being the third anniversary of the Grant Date. Read SEC document |
| August 24, 2018 Filed Aug 28, 2018 21:05 UTC |
Goepel PatrickDirector · Chief Executive Officer
|
GrantAsure Software, Inc. Common Stock ($0.01 par value) | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001185185-18-001573 · ownership.xml · nonDerivative · entry 1 Goepel Patrick · CIK 0001472118 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 670,097 F1 · shares: Represents grant of restricted stock units that vest 1/3rd on the first anniversary of the Grant Date and the remaining 2/3rds vest over a period of two years in equal quarterly installments, with the last such vesting date being the third anniversary of the Grant Date. Read SEC document |
| August 24, 2018 Filed Aug 28, 2018 20:39 UTC |
GILL DANIEL MDirector
|
GrantStock Options (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $14.32 | $0.00 |
DisclosureSEC source: 0000899243-18-023378 · doc4.xml · derivative · entry 3 GILL DANIEL M · CIK 0001038735 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2023-08-24 F3 · derivative.exercise_date: The options vest on March 31, 2019. Read SEC document |
| August 24, 2018 Filed Aug 28, 2018 20:39 UTC |
GILL DANIEL MDirector
|
GrantCommon Stock, par value $0.01 | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-023378 · doc4.xml · nonDerivative · entry 1 GILL DANIEL M · CIK 0001038735 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 F1 · shares: Represents restricted stock units each having a contingent right to receive one share of the Asure Software Inc.'s common stock. The restricted stock units vest on March 31, 2019. F1 · balance_after: Represents restricted stock units each having a contingent right to receive one share of the Asure Software Inc.'s common stock. The restricted stock units vest on March 31, 2019. Read SEC document |
| August 24, 2018 Filed Aug 28, 2018 21:03 UTC |
BRANNON KELYNChief Financial Officer
|
GrantAsure Software, Inc. Common Stock ($0.01 par value) | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001185185-18-001571 · ownership.xml · nonDerivative · entry 1 BRANNON KELYN · CIK 0001483484 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 F1 · shares: Represents grant of restricted stock units that vest 1/3rd on the first anniversary of the Grant Date and the remaining 2/3rds vest over a period of two years in equal quarterly installments, with the last such vesting date being the third anniversary of the Grant Date. Read SEC document |
| June 18, 2018 Filed Jun 18, 2018 20:53 UTC |
ISYSTEMS HOLDINGS, LLC10% owner
SILVER OAK SERVICES PARTNERS, LLC10% owner
SILVER OAK MANAGEMENT II, L.P.10% owner
SILVER OAK ISYSTEMS, LLC10% owner
BARR GREGORY M10% owner
|
SaleCommon Stock, par value $0.01 | 500,000 | $16.45 | $8,225,000.00 |
DisclosureSEC source: 0000899243-18-017018 · doc4.xml · nonDerivative · entry 1 ISYSTEMS HOLDINGS, LLC · CIK 0001708299 · 10% owner SILVER OAK SERVICES PARTNERS, LLC · CIK 0001708253 · 10% owner SILVER OAK MANAGEMENT II, L.P. · CIK 0001708254 · 10% owner SILVER OAK SERVICES PARTNERS II, L.P. · CIK 0001526290 · 10% owner SILVER OAK ISYSTEMS, LLC · CIK 0001708255 · 10% owner BARR GREGORY M · CIK 0001259848 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,026,332 F1 · shares: Represent shares of Asure Software Inc.'s (the "Issuer") common stock sold in an underwritten secondary offering. F2 · price: Represents the sale price to the underwriters in the secondary offering of $16.45 per share. F3 · ownership.nature: These shares are held directly by iSystems Holdings, LLC. ("Holdings"). Silver Oak iSystems, LLC ("iSystems LLC") is the owner of a controlling interest in Holdings and has the right to appoint a majority of the managers of Holdings. Silver Oak Services Partners II, L.P. ("SOSP II") is the sole member of iSystems LLC. Silver Oak Management II, L.P. ("SOM II") is the general partner of SOSP II. Silver Oak Services Partners, LLC ("SOSP LLC") is the general partner of SOM II. Daniel M. Gill and Gregory M. Barr are the sole members of SOSP LLC, each owning a 50% interest in SOSP LLC, who acting together, have the power to direct the decisions of SOSP II regarding the vote and disposition of securities held directly by Holdings. F4 · ownership.nature: (Continued from footnote 3) Consequently, iSystems LLC, SOSP II, SOM II, SOSP LLC, Mr. Gill and Mr. Barr may be deemed to be an indirect beneficial owner of the shares held directly by Holdings. iSystems LLC, SOSP II, SOM II, SOSP LLC, Mr. Gill and Mr. Barr expressly disclaim beneficial ownership of shares held directly by Holdings, except to the extent of their respective pecuniary interests therein. F5 · ownership.nature: As a result of this transaction, Holdings, iSystems LLC, SOSP II, SOM II, SOSP LLC and Mr. Barr have direct or indirect ownership of the Issuer of less than 10% and are no longer subject to Section 16 reporting with respect to the Issuer. Mr. Gill continues to be subject to Section 16 reporting in his capacity as a Director of the Issuer. Mr. Gill is filing a separate Form 4 for this transaction. Read SEC document |
| June 18, 2018 Filed Jun 18, 2018 20:37 UTC |
GILL DANIEL MDirector
|
SaleCommon Stock, par value $0.01 | 500,000 | $16.45 | $8,225,000.00 |
DisclosureSEC source: 0000899243-18-017012 · doc4.xml · nonDerivative · entry 1 GILL DANIEL M · CIK 0001038735 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,026,332 F1 · shares: Represent shares of Asure Software Inc.'s (the "Issuer") common stock sold in an underwritten secondary offering. F2 · price: Represents the sale price to the underwriters in the secondary offering of $16.45 per share. F3 · ownership.nature: These shares are held directly by iSystems Holdings, LLC. ("Holdings"). Silver Oak iSystems, LLC ("iSystems LLC") is the owner of a controlling interest in Holdings and has the right to appoint a majority of the managers of Holdings. Silver Oak Services Partners II, L.P. ("SOSP II") is the sole member of iSystems LLC. Silver Oak Management II, L.P. ("SOM II") is the general partner of SOSP II. Silver Oak Services Partners, LLC ("SOSP LLC") is the general partner of SOM II. Daniel M. Gill and Gregory M. Barr are the sole members of SOSP LLC, each owning a 50% interest in SOSP LLC, who acting together, have the power to direct the decisions of SOSP II regarding the vote and disposition of securities held directly by Holdings. Consequently, Mr. Gill may be deemed to be an indirect beneficial owner of the shares held directly by Holdings. Mr. Gill expressly disclaims beneficial ownership of shares held directly by Holdings, except to the extent of his pecuniary interest therein. F4 · ownership.nature: As a result of this transaction, Holdings, iSystems LLC, SOSP II, SOM II, SOSP LLC and Mr. Barr have direct or indirect ownership of the Issuer of less than 10% and are no longer subject to Section 16 reporting with respect to the Issuer. Holdings, iSystems LLC, SOSP II, SOM II, SOSP LLC and Mr. Barr are filing a separate Form 4 for this transaction. Mr. Gill continues to be subject to Section 16 reporting in his capacity as a Director of the Issuer. Read SEC document |
| May 16, 2018 Filed Jun 5, 2018 01:59 UTC |
Goepel PatrickDirector · Chief Executive Officer
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $14.20 | $0.00 |
DisclosureSEC source: 0001185185-18-001069 · form4-goepel060418.xml · derivative · entry 5 Goepel Patrick · CIK 0001472118 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock ($0.01 par value) · 50,000 shares Expires 2022-12-15 F4 · date: The option grant was subject to shareholder approval of a new equity plan which was attained on May 16, 2018. The option vests in four equal annual installments beginning December 15, 2018. F4 · derivative.exercise_date: The option grant was subject to shareholder approval of a new equity plan which was attained on May 16, 2018. The option vests in four equal annual installments beginning December 15, 2018. Read SEC document |
| May 16, 2018 Filed Jun 5, 2018 01:56 UTC |
BRANNON KELYNChief Financial Officer
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $14.20 | $0.00 |
DisclosureSEC source: 0001185185-18-001065 · form4-brannon060418.xml · derivative · entry 2 BRANNON KELYN · CIK 0001483484 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock ($0.01 par value) · 50,000 shares Expires 2022-12-15 F2 · date: The option grant was subject to shareholder approval of a new equity plan which was attained on May 16, 2018. The option vests in four equal annual installments beginning December 15, 2018. F2 · derivative.exercise_date: The option grant was subject to shareholder approval of a new equity plan which was attained on May 16, 2018. The option vests in four equal annual installments beginning December 15, 2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.