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ASUR

ASURE SOFTWARE INC

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0000884144
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Last 12 months

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0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 30, 2020 Filed Jul 2, 2020 21:31 UTC
Goldstein EyalChief Revenue Officer
GrantAsure Software, Inc. Common Stock ($0.01 par value) 7,500 $0.00 $0.00
Disclosure

SEC source: 0001185185-20-000937 · ownership.xml · nonDerivative · entry 1

Goldstein Eyal · CIK 0001702239 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,617

F1 · shares: Represents grant of restricted stock units that vest 1/3rd on the first anniversary of the Grant Date and the remaining 2/3rds vest over a period of two years in equal quarterly installments with the last such vesting date being the third anniversary of the Grant Date.

Read SEC document
June 12, 2020 Filed Jun 16, 2020 22:47 UTC
Goldstein EyalChief Revenue Officer
Tax withholdingCommon Stock 331 $6.38 $2,113.10
Disclosure

SEC source: 0001185185-20-000865 · ownership.xml · nonDerivative · entry 1

Goldstein Eyal · CIK 0001702239 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,117

F1 · shares: Transaction represents the withholding of shares, at the value of $6.384 per share to satisfy the tax withholding obligations following the vesting of 833 shares of restricted stock on June 12, 2020.

F2 · balance_after: Includes 1,263 shares the reporting person received in a transaction exempt from the Section 16 reporting requirements pursuant to Rule 16a-3(f)(1)

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June 12, 2020 Filed Jun 16, 2020 20:15 UTC
BRANNON KELYNChief Financial Officer
Tax withholdingCommon Stock 247 $6.38 $1,576.85
Disclosure

SEC source: 0001185185-20-000863 · ownership.xml · nonDerivative · entry 1

BRANNON KELYN · CIK 0001483484 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,282

F1 · shares: Transaction represents the withholding of shares, at the value of $6.384 per share to satisfy the tax withholding obligations following the vesting of 833 shares of restricted stock on June 12, 2020.

Read SEC document
June 08, 2020 Filed Jun 9, 2020 21:13 UTC SaleCommon Stock, par value $0.01 1,026,332 $6.40 $6,568,524.80
Disclosure

SEC source: 0000899243-20-015831 · doc4.xml · nonDerivative · entry 1

GILL DANIEL M · CIK 0001038735 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F1 · ownership.nature: These shares were sold by iSystems Holdings, LLC. ("Holdings"). Silver Oak iSystems, LLC ("iSystems LLC") is the owner of a controlling interest in Holdings and has the right to appoint a majority of the managers of Holdings. Silver Oak Services Partners II, L.P. ("SOSP II") is the sole member of iSystems LLC. Silver Oak Management II, L.P. ("SOM II") is the general partner of SOSP II. Silver Oak Services Partners, LLC ("SOSP LLC") is the general partner of SOM II. Daniel M. Gill and Gregory M. Barr are the sole members of SOSP LLC, each owning a 50% interest in SOSP LLC, who acting together, have the power to direct the decisions of SOSP II regarding the vote and disposition of securities held directly by Holdings. Consequently, Mr. Gill may be deemed to be an indirect beneficial owner of the shares held directly by Holdings. Mr. Gill expressly disclaims beneficial ownership of shares held directly by Holdings, except to the extent of his pecuniary interest therein.

Read SEC document
June 03, 2020 Filed Jun 4, 2020 21:18 UTC PurchaseCommon Stock 10,000 $6.68 $66,750.00
Disclosure

SEC source: 0001185185-20-000814 · ownership.xml · nonDerivative · entry 1

Drew William Carl · CIK 0001809697 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,165

Read SEC document
May 28, 2020 Filed Jun 3, 2020 01:34 UTC GrantStock Option (Option to Buy) · Derivative 10,000 $6.28 Strike: $6.28 $62,800.00
Disclosure

SEC source: 0001185185-20-000799 · ownership.xml · derivative · entry 2

Reynolds Bjorn · CIK 0001809184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2025-05-28

F2 · derivative.exercise_date: The options will vest as follows: one-third on the first anniversary of the grant date and the remainder over two years in equal quarterly installments.

Read SEC document
May 28, 2020 Filed Jun 3, 2020 01:34 UTC GrantCommon Stock 7,165 $0.00 $0.00
Disclosure

SEC source: 0001185185-20-000799 · ownership.xml · nonDerivative · entry 1

Reynolds Bjorn · CIK 0001809184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,415

F1 · shares: Represents grant of restricted stock units of which one-third will vest on the first anniversary of the grant date and the remainder will vest over the following two years in equal quarterly installments.

Read SEC document
May 28, 2020 Filed Jun 3, 2020 01:30 UTC GrantCommon Stock 7,165 $0.00 $0.00
Disclosure

SEC source: 0001185185-20-000797 · ownership.xml · nonDerivative · entry 3

Sandberg David · CIK 0001423093 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,580

F1 · shares: Represents grant of restricted stock units of which one-third will vest on the first anniversary of the grant date and the remainder will vest over the following two years in equal quarterly installments.

Read SEC document
May 28, 2020 Filed Jun 3, 2020 00:40 UTC GrantCommon Stock 7,165 $0.00 $0.00
Disclosure

SEC source: 0001185185-20-000795 · ownership.xml · nonDerivative · entry 1

GILL DANIEL M · CIK 0001038735 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,165

F1 · shares: Represents grant of restricted stock units of which one-third will vest on the first anniversary of the grant date and the remainder will vest over the following two years in equal quarterly installments.

Read SEC document
May 28, 2020 Filed Jun 3, 2020 00:08 UTC GrantCommon Stock 7,165 $0.00 $0.00
Disclosure

SEC source: 0001185185-20-000793 · ownership.xml · nonDerivative · entry 1

Oberwager Bradford Scovill · CIK 0001758932 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,165

F1 · shares: Represents grant of restricted stock units of which one-third will vest on the first anniversary of the grant date and the remainder will vest over the following two years in equal quarterly installments.

Read SEC document
May 28, 2020 Filed Jun 3, 2020 00:06 UTC GrantCommon Stock 7,165 $0.00 $0.00
Disclosure

SEC source: 0001185185-20-000791 · ownership.xml · nonDerivative · entry 1

Lathrop Charles W JR · CIK 0001785871 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,165

F1 · shares: Represents grant of restricted stock units of which one-third will vest on the first anniversary of the grant date and the remainder will vest over the following two years in equal quarterly installments.

Read SEC document
May 28, 2020 Filed Jun 3, 2020 16:34 UTC GrantStock Option (Option to Buy) · Derivative 10,000 $6.28 Strike: $6.28 $62,800.00
Disclosure

SEC source: 0001185185-20-000801 · ownership.xml · derivative · entry 2

Drew William Carl · CIK 0001809697 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2025-05-28

F2 · derivative.exercise_date: The options will vest as follows: one-third on the first anniversary of the grant date and the remainder over two years in equal quarterly installments.

Read SEC document
May 28, 2020 Filed Jun 3, 2020 16:34 UTC GrantCommon Stock 7,165 $0.00 $0.00
Disclosure

SEC source: 0001185185-20-000801 · ownership.xml · nonDerivative · entry 1

Drew William Carl · CIK 0001809697 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,165

F1 · shares: Represents grant of restricted stock units of which one-third will vest on the first anniversary of the grant date and the remainder will vest over the following two years in equal quarterly installments.

Read SEC document
May 12, 2020 Filed May 15, 2020 01:30 UTC
BRANNON KELYNChief Financial Officer
SaleCommon Stock 500 $6.87 $3,433.00
Disclosure

SEC source: 0001185185-20-000650 · ownership.xml · nonDerivative · entry 2

BRANNON KELYN · CIK 0001483484 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,529

F1 · balance_after: The number of shares outstanding includes unvested restricted stock units. The number of shares reported in the Form 4 filed on 2/27/2020 inadvertently excluded shares in Kelyn Brannon's total ownership.

Read SEC document
May 12, 2020 Filed May 15, 2020 01:30 UTC
BRANNON KELYNChief Financial Officer
SaleCommon Stock 1,129 $6.86 $7,747.20
Disclosure

SEC source: 0001185185-20-000650 · ownership.xml · nonDerivative · entry 1

BRANNON KELYN · CIK 0001483484 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,029

F1 · balance_after: The number of shares outstanding includes unvested restricted stock units. The number of shares reported in the Form 4 filed on 2/27/2020 inadvertently excluded shares in Kelyn Brannon's total ownership.

Read SEC document
May 12, 2020 Filed May 14, 2020 23:59 UTC SaleCommon Stock 3,616 $7.47 $27,007.90
Disclosure

SEC source: 0001185185-20-000648 · ownership.xml · nonDerivative · entry 2

Red Oak Partners, LLC · CIK 0001325533 · Director

Sandberg David · CIK 0001423093 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Red Oak Long Fund, LP directly

Disclosed balance after: 61,290

F4 · price: These transactions were executed in multiple trades at prices ranging from $7.30 to $7.54. The price reported in Column 4 of Table I reflects the weighted average selling price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which each of the individual transactions was effected.

F1 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.

F3 · ownership.nature: ROP serves as the general partner of The Red Oak Long Fund, LP, a Delaware limited partnership (the "Red Oak Long Fund"), the direct owner of the subject securities. David Sandberg is the managing member of ROP and the Red Oak Long Fund's portfolio manager.

Read SEC document
May 12, 2020 Filed May 14, 2020 23:59 UTC SaleCommon Stock 14,939 $7.47 $111,579.39
Disclosure

SEC source: 0001185185-20-000648 · ownership.xml · nonDerivative · entry 1

Red Oak Partners, LLC · CIK 0001325533 · Director

Sandberg David · CIK 0001423093 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Red Oak Fund, LP directly

Disclosed balance after: 253,125

F4 · price: These transactions were executed in multiple trades at prices ranging from $7.30 to $7.54. The price reported in Column 4 of Table I reflects the weighted average selling price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which each of the individual transactions was effected.

F1 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.

F2 · ownership.nature: Red Oak Partners, LLC ("ROP") serves as the general partner of The Red Oak Fund, LP, a Delaware limited partnership (the "Red Oak Fund"), the direct owner of the subject securities. David Sandberg is the managing member of ROP and the Red Oak Fund's portfolio manager.

Read SEC document
March 18, 2020 Filed Mar 20, 2020 22:46 UTC
Goepel PatrickDirector · Chief Executive Officer
PurchaseCommon Stock 13 $4.95 $64.35
Disclosure

SEC source: 0000884144-20-000026 · wf-form4_158474438325086.xml · nonDerivative · entry 2

Goepel Patrick · CIK 0001472118 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 759,888

Read SEC document
March 18, 2020 Filed Mar 20, 2020 22:46 UTC
Goepel PatrickDirector · Chief Executive Officer
PurchaseCommon Stock 9,987 $5.25 $52,431.75
Disclosure

SEC source: 0000884144-20-000026 · wf-form4_158474438325086.xml · nonDerivative · entry 1

Goepel Patrick · CIK 0001472118 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 759,875

Read SEC document
March 17, 2020 Filed Mar 18, 2020 21:23 UTC PurchaseCommon Stock 10,000 $5.61 $56,072.00
Disclosure

SEC source: 0000884144-20-000024 · wf-form4_158456658813916.xml · nonDerivative · entry 1

Lathrop Charles W JR · CIK 0001785871 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,000

Read SEC document
February 28, 2020 Filed Mar 3, 2020 02:05 UTC GrantStock Option (Option to Buy) · Derivative 5,000 Not disclosed Strike: $5.76 Not disclosed
Disclosure

SEC source: 0000884144-20-000014 · wf-form4_158320110445731.xml · derivative · entry 5

Sandberg David · CIK 0001423093 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2020-06-14

F1 · kind: The two reported transactions involved an amendment of an outstanding option to extend the expiration date resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option originally granted on March 31, 2015 and is fully vested.

F1 · price: The two reported transactions involved an amendment of an outstanding option to extend the expiration date resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option originally granted on March 31, 2015 and is fully vested.

F1 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding option to extend the expiration date resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option originally granted on March 31, 2015 and is fully vested.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 02:05 UTC Disposition to issuerStock Option (Option to Buy) · Derivative 5,000 Not disclosed Strike: $5.76 Not disclosed
Disclosure

SEC source: 0000884144-20-000014 · wf-form4_158320110445731.xml · derivative · entry 4

Sandberg David · CIK 0001423093 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2020-03-31

F1 · kind: The two reported transactions involved an amendment of an outstanding option to extend the expiration date resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option originally granted on March 31, 2015 and is fully vested.

F1 · price: The two reported transactions involved an amendment of an outstanding option to extend the expiration date resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option originally granted on March 31, 2015 and is fully vested.

F1 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding option to extend the expiration date resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option originally granted on March 31, 2015 and is fully vested.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 02:04 UTC GrantStock Option (Option to Buy) · Derivative 5,000 Not disclosed Strike: $5.76 Not disclosed
Disclosure

SEC source: 0000884144-20-000013 · wf-form4_158320102683833.xml · derivative · entry 3

Waterfield John Randall · CIK 0001524368 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2020-06-14

F1 · kind: The two reported transactions involved an amendment of an outstanding option to extend the expiration date resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on March 31, 2015 and is fully vested.

F1 · price: The two reported transactions involved an amendment of an outstanding option to extend the expiration date resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on March 31, 2015 and is fully vested.

F1 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding option to extend the expiration date resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on March 31, 2015 and is fully vested.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 02:04 UTC Disposition to issuerStock Option (Option to Buy) · Derivative 5,000 Not disclosed Strike: $5.76 Not disclosed
Disclosure

SEC source: 0000884144-20-000013 · wf-form4_158320102683833.xml · derivative · entry 2

Waterfield John Randall · CIK 0001524368 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2020-03-31

F1 · kind: The two reported transactions involved an amendment of an outstanding option to extend the expiration date resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on March 31, 2015 and is fully vested.

F1 · price: The two reported transactions involved an amendment of an outstanding option to extend the expiration date resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on March 31, 2015 and is fully vested.

F1 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding option to extend the expiration date resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on March 31, 2015 and is fully vested.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 22:46 UTC
Goldstein EyalChief Revenue Officer
Tax withholdingCommon Stock 347 $8.66 $3,004.46
Disclosure

SEC source: 0000884144-20-000010 · wf-form4_158284355044114.xml · nonDerivative · entry 2

Goldstein Eyal · CIK 0001702239 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,185

F2 · shares: Transaction represents the withholding of shares, at the value of $8.6584 per share, to satisfy the tax withholding obligations following the vesting of 833 shares of restricted stock on February 24, 2020.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 22:42 UTC
BRANNON KELYNChief Financial Officer
Tax withholdingCommon Stock 259 $8.66 $2,242.53
Disclosure

SEC source: 0000884144-20-000008 · wf-form4_158284330558628.xml · nonDerivative · entry 2

BRANNON KELYN · CIK 0001483484 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,529

F2 · kind: Transaction represents the withholding of shares, at the value of $8.6584 per share, to satisfy the tax withholding obligations following the vesting of 833 shares of restricted stock on February 24, 2020.

Read SEC document
January 27, 2020 Filed Jan 29, 2020 21:08 UTC
BRANNON KELYNChief Financial Officer
Disposition to issuerStock Option (Option to Buy) · Derivative 50,000 Not disclosed Strike: $14.20 Not disclosed
Disclosure

SEC source: 0000884144-20-000007 · wf-form4_158033211122920.xml · derivative · entry 3

BRANNON KELYN · CIK 0001483484 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 50,000 shares

Expires 2022-12-15

F4 · price: On January 27, 2020, the issuer canceled, pursuant to the issuer's option exchange program, an option granted to the reporting person on May 16, 2018. In exchange for the option, the reporting person received a grant of restricted stock units.

F2 · derivative.exercise_date: The canceled option provided for vesting in four equal annual installments.

Read SEC document
January 27, 2020 Filed Jan 29, 2020 21:08 UTC
BRANNON KELYNChief Financial Officer
Disposition to issuerStock Option (Option to Buy) · Derivative 100,000 Not disclosed Strike: $12.61 Not disclosed
Disclosure

SEC source: 0000884144-20-000007 · wf-form4_158033211122920.xml · derivative · entry 2

BRANNON KELYN · CIK 0001483484 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,000

Underlying: Common Stock · 100,000 shares

Expires 2021-10-02

F3 · price: On January 27, 2020, the issuer canceled, pursuant to the issuer's option exchange program, an option granted to the reporting person on October 2, 2017. In exchange for the option, the reporting person received a grant of restricted stock units.

F2 · derivative.exercise_date: The canceled option provided for vesting in four equal annual installments.

Read SEC document
January 27, 2020 Filed Jan 29, 2020 21:08 UTC
BRANNON KELYNChief Financial Officer
GrantCommon Stock 60,000 $0.00 $0.00
Disclosure

SEC source: 0000884144-20-000007 · wf-form4_158033211122920.xml · nonDerivative · entry 1

BRANNON KELYN · CIK 0001483484 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

F1 · price: On January 27, 2020, the issuer canceled, pursuant to the issuer's option exchange program, options granted to the reporting person on October 2, 2017 and May 16, 2018. In exchange for the options, the reporting person received a grant of restricted stock units that vest over three years, with the first installment vesting on the first anniversary of the option exchange, and the remainder vesting quarterly thereafter, subject to certain stock price performance goals as described in Section 9 of Offer to Exchange filed with the SEC on December 16, 2020.

Read SEC document
January 27, 2020 Filed Jan 29, 2020 21:07 UTC
Goldstein EyalChief Revenue Officer
Disposition to issuerCommon Stock · Derivative 50,000 $0.00 Strike: $14.20 $0.00
Disclosure

SEC source: 0000884144-20-000006 · wf-form4_158033204492881.xml · derivative · entry 2

Goldstein Eyal · CIK 0001702239 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2022-12-15

F1 · price: On January 27, 2020, the issuer canceled, pursuant to the issuer's option exchange program, an option granted to the reporting person on May 16, 2018. In exchange for the option, the reporting person received a grant of restricted stock units that vest in one installment upon the anniversary of the grant date on January 27, 2021.

F2 · derivative.exercise_date: The canceled option provided for vesting in four equal annual installments beginning on December 15, 2018.

Read SEC document
January 27, 2020 Filed Jan 29, 2020 21:07 UTC
Goldstein EyalChief Revenue Officer
GrantCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0000884144-20-000006 · wf-form4_158033204492881.xml · nonDerivative · entry 1

Goldstein Eyal · CIK 0001702239 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,828

F1 · price: On January 27, 2020, the issuer canceled, pursuant to the issuer's option exchange program, an option granted to the reporting person on May 16, 2018. In exchange for the option, the reporting person received a grant of restricted stock units that vest in one installment upon the anniversary of the grant date on January 27, 2021.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 22:33 UTC GrantCommon Stock 6,000 $0.00 $0.00
Disclosure

SEC source: 0000884144-19-000042 · wf-form4_157670838140718.xml · nonDerivative · entry 1

Oberwager Bradford Scovill · CIK 0001758932 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

F1 · shares: Represents grant of restricted stock units that vest on installment upon grant.

Read SEC document
December 11, 2019 Filed Dec 13, 2019 22:04 UTC SaleCommon Stock 167,838 $8.20 $1,376,271.60
Disclosure

SEC source: 0001325533-19-000008 · primary_doc.xml · nonDerivative · entry 3

Red Oak Partners, LLC · CIK 0001325533 · Director

Sandberg David · CIK 0001423093 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Red Oak Institutional Founders Long Fund, LP directly

Disclosed balance after: 0

F5 · price: These transactions were executed in multiple trades at prices ranging from $8.20 to $8.21. The price reported in Column 4 of Table I reflects the weighted average purchase price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which each of the individual transactions was effected.

F1 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.

F4 · ownership.nature: ROP serves as the general partner of The Red Oak Institutional Founders Long Fund, LP, a Delaware limited partnership (the "Red Oak Founders Fund"), the direct owner of the subject securities. David Sandberg is the managing member of ROP and the Red Oak Founders Fund's portfolio manager.

Read SEC document
December 11, 2019 Filed Dec 13, 2019 22:04 UTC SaleCommon Stock 64,748 $8.20 $530,933.60
Disclosure

SEC source: 0001325533-19-000008 · primary_doc.xml · nonDerivative · entry 2

Red Oak Partners, LLC · CIK 0001325533 · Director

Sandberg David · CIK 0001423093 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Red Oak Long Fund, LP directly

Disclosed balance after: 64,906

F5 · price: These transactions were executed in multiple trades at prices ranging from $8.20 to $8.21. The price reported in Column 4 of Table I reflects the weighted average purchase price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which each of the individual transactions was effected.

F1 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.

F3 · ownership.nature: ROP serves as the general partner of The Red Oak Long Fund, LP, a Delaware limited partnership (the "Red Oak Long Fund"), the direct owner of the subject securities. David Sandberg is the managing member of ROP and the Red Oak Long Fund's portfolio manager.

Read SEC document
December 11, 2019 Filed Dec 13, 2019 22:04 UTC SaleCommon Stock 267,414 $8.20 $2,192,794.80
Disclosure

SEC source: 0001325533-19-000008 · primary_doc.xml · nonDerivative · entry 1

Red Oak Partners, LLC · CIK 0001325533 · Director

Sandberg David · CIK 0001423093 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Red Oak Fund, LP directly

Disclosed balance after: 268,064

F5 · price: These transactions were executed in multiple trades at prices ranging from $8.20 to $8.21. The price reported in Column 4 of Table I reflects the weighted average purchase price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which each of the individual transactions was effected.

F1 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.

F2 · ownership.nature: Red Oak Partners, LLC ("ROP") serves as the general partner of The Red Oak Fund, LP, a Delaware limited partnership (the "Red Oak Fund"), the direct owner of the subject securities. David Sandberg is the managing member of ROP and the Red Oak Fund's portfolio manager.

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December 04, 2019 Filed Feb 27, 2020 22:42 UTC
BRANNON KELYNChief Financial Officer
Tax withholdingCommon Stock 212 $8.15 $1,727.80
Disclosure

SEC source: 0000884144-20-000008 · wf-form4_158284330558628.xml · nonDerivative · entry 1

BRANNON KELYN · CIK 0001483484 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,788

F1 · kind: Transaction represents the withholding of shares, at the value of $8.15 per share, to satisfy the tax withholding obligations following the vesting of 833 shares of restricted stock on November 24, 2019.

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November 26, 2019 Filed Feb 27, 2020 22:46 UTC
Goldstein EyalChief Revenue Officer
Tax withholdingCommon Stock 296 $8.26 $2,444.96
Disclosure

SEC source: 0000884144-20-000010 · wf-form4_158284355044114.xml · nonDerivative · entry 1

Goldstein Eyal · CIK 0001702239 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,532

F1 · shares: Transaction represents the withholding of shares, at the value of $8.26 per share, to satisfy the tax withholding obligations following the vesting of 833 shares of restricted stock on November 24, 2019.

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November 26, 2019 Filed Feb 27, 2020 22:44 UTC
Goepel PatrickDirector · Chief Executive Officer
Tax withholdingCommon Stock 209 $8.26 $1,726.34
Disclosure

SEC source: 0000884144-20-000009 · wf-form4_158284345003600.xml · nonDerivative · entry 1

Goepel Patrick · CIK 0001472118 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 749,888

F1 · kind: Transaction represents the withholding of shares, at the value of $8.26 per share, to satisfy the tax withholding obligations following the vesting of 833 shares of restricted stock on November 24, 2019.

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November 21, 2019 Filed Nov 22, 2019 22:32 UTC SaleCommon Stock 17,528 $8.56 $150,109.79
Disclosure

SEC source: 0001325533-19-000006 · primary_doc.xml · nonDerivative · entry 6

Red Oak Partners, LLC · CIK 0001325533 · Director

Sandberg David · CIK 0001423093 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Red Oak Institutional Founders Long Fund, LP directly

Disclosed balance after: 167,838

F6 · price: These transactions were executed in multiple trades at prices ranging from $8.510 to $8.635. The price reported in Column 4 of Table I reflects the weighted average purchase price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which each of the individual transactions was effected.

F1 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.

F4 · ownership.nature: ROP serves as the general partner of The Red Oak Institutional Founders Long Fund, LP, a Delaware limited partnership (the "Red Oak Founders Fund"), the direct owner of the subject securities. David Sandberg is the managing member of ROP and the Red Oak Founders Fund's portfolio manager.

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November 21, 2019 Filed Nov 22, 2019 22:32 UTC SaleCommon Stock 13,543 $8.56 $115,982.25
Disclosure

SEC source: 0001325533-19-000006 · primary_doc.xml · nonDerivative · entry 5

Red Oak Partners, LLC · CIK 0001325533 · Director

Sandberg David · CIK 0001423093 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Red Oak Long Fund, LP directly

Disclosed balance after: 129,654

F6 · price: These transactions were executed in multiple trades at prices ranging from $8.510 to $8.635. The price reported in Column 4 of Table I reflects the weighted average purchase price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which each of the individual transactions was effected.

F1 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.

F3 · ownership.nature: ROP serves as the general partner of The Red Oak Long Fund, LP, a Delaware limited partnership (the "Red Oak Long Fund"), the direct owner of the subject securities. David Sandberg is the managing member of ROP and the Red Oak Long Fund's portfolio manager.

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November 21, 2019 Filed Nov 22, 2019 22:32 UTC SaleCommon Stock 55,929 $8.56 $478,975.96
Disclosure

SEC source: 0001325533-19-000006 · primary_doc.xml · nonDerivative · entry 4

Red Oak Partners, LLC · CIK 0001325533 · Director

Sandberg David · CIK 0001423093 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Red Oak Fund, LP directly

Disclosed balance after: 535,478

F6 · price: These transactions were executed in multiple trades at prices ranging from $8.510 to $8.635. The price reported in Column 4 of Table I reflects the weighted average purchase price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which each of the individual transactions was effected.

F1 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.

F2 · ownership.nature: Red Oak Partners, LLC ("ROP") serves as the general partner of The Red Oak Fund, LP, a Delaware limited partnership (the "Red Oak Fund"), the direct owner of the subject securities. David Sandberg is the managing member of ROP and the Red Oak Fund's portfolio manager.

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November 20, 2019 Filed Nov 22, 2019 01:01 UTC SaleCommon Stock 2,161 $8.53 $18,427.71
Disclosure

SEC source: 0000884144-19-000038 · wf-form4_157438444753784.xml · nonDerivative · entry 5

Waterfield John Randall · CIK 0001524368 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,786

Read SEC document
November 20, 2019 Filed Nov 22, 2019 01:01 UTC SaleCommon Stock 97,839 $8.46 $827,336.37
Disclosure

SEC source: 0000884144-19-000038 · wf-form4_157438444753784.xml · nonDerivative · entry 4

Waterfield John Randall · CIK 0001524368 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,947

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November 20, 2019 Filed Nov 22, 2019 22:32 UTC SaleCommon Stock 4,634 $8.49 $39,333.39
Disclosure

SEC source: 0001325533-19-000006 · primary_doc.xml · nonDerivative · entry 3

Red Oak Partners, LLC · CIK 0001325533 · Director

Sandberg David · CIK 0001423093 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Red Oak Institutional Founders Long Fund, LP directly

Disclosed balance after: 185,366

F5 · price: These transactions were executed in multiple trades at prices ranging from $8.415 to $8.650. The price reported in Column 4 of Table I reflects the weighted average purchase price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which each of the individual transactions was effected.

F1 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.

F4 · ownership.nature: ROP serves as the general partner of The Red Oak Institutional Founders Long Fund, LP, a Delaware limited partnership (the "Red Oak Founders Fund"), the direct owner of the subject securities. David Sandberg is the managing member of ROP and the Red Oak Founders Fund's portfolio manager.

Read SEC document
November 20, 2019 Filed Nov 22, 2019 22:32 UTC SaleCommon Stock 3,580 $8.49 $30,387.04
Disclosure

SEC source: 0001325533-19-000006 · primary_doc.xml · nonDerivative · entry 2

Red Oak Partners, LLC · CIK 0001325533 · Director

Sandberg David · CIK 0001423093 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Red Oak Long Fund, LP directly

Disclosed balance after: 143,197

F5 · price: These transactions were executed in multiple trades at prices ranging from $8.415 to $8.650. The price reported in Column 4 of Table I reflects the weighted average purchase price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which each of the individual transactions was effected.

F1 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.

F3 · ownership.nature: ROP serves as the general partner of The Red Oak Long Fund, LP, a Delaware limited partnership (the "Red Oak Long Fund"), the direct owner of the subject securities. David Sandberg is the managing member of ROP and the Red Oak Long Fund's portfolio manager.

Read SEC document
November 20, 2019 Filed Nov 22, 2019 22:32 UTC SaleCommon Stock 14,786 $8.49 $125,503.57
Disclosure

SEC source: 0001325533-19-000006 · primary_doc.xml · nonDerivative · entry 1

Red Oak Partners, LLC · CIK 0001325533 · Director

Sandberg David · CIK 0001423093 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Red Oak Fund, LP directly

Disclosed balance after: 591,407

F5 · price: These transactions were executed in multiple trades at prices ranging from $8.415 to $8.650. The price reported in Column 4 of Table I reflects the weighted average purchase price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which each of the individual transactions was effected.

F1 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.

F2 · ownership.nature: Red Oak Partners, LLC ("ROP") serves as the general partner of The Red Oak Fund, LP, a Delaware limited partnership (the "Red Oak Fund"), the direct owner of the subject securities. David Sandberg is the managing member of ROP and the Red Oak Fund's portfolio manager.

Read SEC document
November 19, 2019 Filed Nov 22, 2019 01:01 UTC SaleCommon Stock 350 $8.59 $3,005.00
Disclosure

SEC source: 0000884144-19-000038 · wf-form4_157438444753784.xml · nonDerivative · entry 3

Waterfield John Randall · CIK 0001524368 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,786

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November 19, 2019 Filed Nov 22, 2019 01:01 UTC SaleCommon Stock 5,000 $8.67 $43,362.50
Disclosure

SEC source: 0000884144-19-000038 · wf-form4_157438444753784.xml · nonDerivative · entry 2

Waterfield John Randall · CIK 0001524368 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,136

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November 19, 2019 Filed Nov 22, 2019 01:01 UTC SaleCommon Stock 10,000 $8.62 $86,180.00
Disclosure

SEC source: 0000884144-19-000038 · wf-form4_157438444753784.xml · nonDerivative · entry 1

Waterfield John Randall · CIK 0001524368 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,136

Read SEC document
September 02, 2019 Filed Sep 4, 2019 22:49 UTC
Parouty Rhonda MichelleChief Operating Officer
GrantStock Option (Option to Buy) · Derivative 30,000 $0.00 Strike: $6.44 $0.00
Disclosure

SEC source: 0000884144-19-000032 · wf-form4_156763732932160.xml · derivative · entry 1

Parouty Rhonda Michelle · CIK 0001764192 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2024-09-02

F1 · derivative.exercise_date: Such options will vest as follows: 1/3 on the first anniversary of the grant date and the remaining 2/3rds will vest over the following 2 year period in substantially equal monthly installments.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.