Last 12 months
Inside the activity.
0 purchase rows · 2 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 30, 2020 Filed Jul 2, 2020 21:31 UTC |
Goldstein EyalChief Revenue Officer
|
GrantAsure Software, Inc. Common Stock ($0.01 par value) | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001185185-20-000937 · ownership.xml · nonDerivative · entry 1 Goldstein Eyal · CIK 0001702239 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,617 F1 · shares: Represents grant of restricted stock units that vest 1/3rd on the first anniversary of the Grant Date and the remaining 2/3rds vest over a period of two years in equal quarterly installments with the last such vesting date being the third anniversary of the Grant Date. Read SEC document |
| June 12, 2020 Filed Jun 16, 2020 22:47 UTC |
Goldstein EyalChief Revenue Officer
|
Tax withholdingCommon Stock | 331 | $6.38 | $2,113.10 |
DisclosureSEC source: 0001185185-20-000865 · ownership.xml · nonDerivative · entry 1 Goldstein Eyal · CIK 0001702239 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,117 F1 · shares: Transaction represents the withholding of shares, at the value of $6.384 per share to satisfy the tax withholding obligations following the vesting of 833 shares of restricted stock on June 12, 2020. F2 · balance_after: Includes 1,263 shares the reporting person received in a transaction exempt from the Section 16 reporting requirements pursuant to Rule 16a-3(f)(1) Read SEC document |
| June 12, 2020 Filed Jun 16, 2020 20:15 UTC |
BRANNON KELYNChief Financial Officer
|
Tax withholdingCommon Stock | 247 | $6.38 | $1,576.85 |
DisclosureSEC source: 0001185185-20-000863 · ownership.xml · nonDerivative · entry 1 BRANNON KELYN · CIK 0001483484 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,282 F1 · shares: Transaction represents the withholding of shares, at the value of $6.384 per share to satisfy the tax withholding obligations following the vesting of 833 shares of restricted stock on June 12, 2020. Read SEC document |
| June 08, 2020 Filed Jun 9, 2020 21:13 UTC |
GILL DANIEL MDirector
|
SaleCommon Stock, par value $0.01 | 1,026,332 | $6.40 | $6,568,524.80 |
DisclosureSEC source: 0000899243-20-015831 · doc4.xml · nonDerivative · entry 1 GILL DANIEL M · CIK 0001038735 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F1 · ownership.nature: These shares were sold by iSystems Holdings, LLC. ("Holdings"). Silver Oak iSystems, LLC ("iSystems LLC") is the owner of a controlling interest in Holdings and has the right to appoint a majority of the managers of Holdings. Silver Oak Services Partners II, L.P. ("SOSP II") is the sole member of iSystems LLC. Silver Oak Management II, L.P. ("SOM II") is the general partner of SOSP II. Silver Oak Services Partners, LLC ("SOSP LLC") is the general partner of SOM II. Daniel M. Gill and Gregory M. Barr are the sole members of SOSP LLC, each owning a 50% interest in SOSP LLC, who acting together, have the power to direct the decisions of SOSP II regarding the vote and disposition of securities held directly by Holdings. Consequently, Mr. Gill may be deemed to be an indirect beneficial owner of the shares held directly by Holdings. Mr. Gill expressly disclaims beneficial ownership of shares held directly by Holdings, except to the extent of his pecuniary interest therein. Read SEC document |
| June 03, 2020 Filed Jun 4, 2020 21:18 UTC |
Drew William CarlDirector
|
PurchaseCommon Stock | 10,000 | $6.68 | $66,750.00 |
DisclosureSEC source: 0001185185-20-000814 · ownership.xml · nonDerivative · entry 1 Drew William Carl · CIK 0001809697 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,165 Read SEC document |
| May 28, 2020 Filed Jun 3, 2020 01:34 UTC |
Reynolds BjornDirector
|
GrantStock Option (Option to Buy) · Derivative | 10,000 | $6.28 Strike: $6.28 | $62,800.00 |
DisclosureSEC source: 0001185185-20-000799 · ownership.xml · derivative · entry 2 Reynolds Bjorn · CIK 0001809184 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2025-05-28 F2 · derivative.exercise_date: The options will vest as follows: one-third on the first anniversary of the grant date and the remainder over two years in equal quarterly installments. Read SEC document |
| May 28, 2020 Filed Jun 3, 2020 01:34 UTC |
Reynolds BjornDirector
|
GrantCommon Stock | 7,165 | $0.00 | $0.00 |
DisclosureSEC source: 0001185185-20-000799 · ownership.xml · nonDerivative · entry 1 Reynolds Bjorn · CIK 0001809184 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,415 F1 · shares: Represents grant of restricted stock units of which one-third will vest on the first anniversary of the grant date and the remainder will vest over the following two years in equal quarterly installments. Read SEC document |
| May 28, 2020 Filed Jun 3, 2020 01:30 UTC |
Sandberg DavidDirector
|
GrantCommon Stock | 7,165 | $0.00 | $0.00 |
DisclosureSEC source: 0001185185-20-000797 · ownership.xml · nonDerivative · entry 3 Sandberg David · CIK 0001423093 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,580 F1 · shares: Represents grant of restricted stock units of which one-third will vest on the first anniversary of the grant date and the remainder will vest over the following two years in equal quarterly installments. Read SEC document |
| May 28, 2020 Filed Jun 3, 2020 00:40 UTC |
GILL DANIEL MDirector
|
GrantCommon Stock | 7,165 | $0.00 | $0.00 |
DisclosureSEC source: 0001185185-20-000795 · ownership.xml · nonDerivative · entry 1 GILL DANIEL M · CIK 0001038735 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,165 F1 · shares: Represents grant of restricted stock units of which one-third will vest on the first anniversary of the grant date and the remainder will vest over the following two years in equal quarterly installments. Read SEC document |
| May 28, 2020 Filed Jun 3, 2020 00:08 UTC |
Oberwager Bradford ScovillDirector
|
GrantCommon Stock | 7,165 | $0.00 | $0.00 |
DisclosureSEC source: 0001185185-20-000793 · ownership.xml · nonDerivative · entry 1 Oberwager Bradford Scovill · CIK 0001758932 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,165 F1 · shares: Represents grant of restricted stock units of which one-third will vest on the first anniversary of the grant date and the remainder will vest over the following two years in equal quarterly installments. Read SEC document |
| May 28, 2020 Filed Jun 3, 2020 00:06 UTC |
Lathrop Charles W JRDirector
|
GrantCommon Stock | 7,165 | $0.00 | $0.00 |
DisclosureSEC source: 0001185185-20-000791 · ownership.xml · nonDerivative · entry 1 Lathrop Charles W JR · CIK 0001785871 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,165 F1 · shares: Represents grant of restricted stock units of which one-third will vest on the first anniversary of the grant date and the remainder will vest over the following two years in equal quarterly installments. Read SEC document |
| May 28, 2020 Filed Jun 3, 2020 16:34 UTC |
Drew William CarlDirector
|
GrantStock Option (Option to Buy) · Derivative | 10,000 | $6.28 Strike: $6.28 | $62,800.00 |
DisclosureSEC source: 0001185185-20-000801 · ownership.xml · derivative · entry 2 Drew William Carl · CIK 0001809697 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2025-05-28 F2 · derivative.exercise_date: The options will vest as follows: one-third on the first anniversary of the grant date and the remainder over two years in equal quarterly installments. Read SEC document |
| May 28, 2020 Filed Jun 3, 2020 16:34 UTC |
Drew William CarlDirector
|
GrantCommon Stock | 7,165 | $0.00 | $0.00 |
DisclosureSEC source: 0001185185-20-000801 · ownership.xml · nonDerivative · entry 1 Drew William Carl · CIK 0001809697 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,165 F1 · shares: Represents grant of restricted stock units of which one-third will vest on the first anniversary of the grant date and the remainder will vest over the following two years in equal quarterly installments. Read SEC document |
| May 12, 2020 Filed May 15, 2020 01:30 UTC |
BRANNON KELYNChief Financial Officer
|
SaleCommon Stock | 500 | $6.87 | $3,433.00 |
DisclosureSEC source: 0001185185-20-000650 · ownership.xml · nonDerivative · entry 2 BRANNON KELYN · CIK 0001483484 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,529 F1 · balance_after: The number of shares outstanding includes unvested restricted stock units. The number of shares reported in the Form 4 filed on 2/27/2020 inadvertently excluded shares in Kelyn Brannon's total ownership. Read SEC document |
| May 12, 2020 Filed May 15, 2020 01:30 UTC |
BRANNON KELYNChief Financial Officer
|
SaleCommon Stock | 1,129 | $6.86 | $7,747.20 |
DisclosureSEC source: 0001185185-20-000650 · ownership.xml · nonDerivative · entry 1 BRANNON KELYN · CIK 0001483484 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,029 F1 · balance_after: The number of shares outstanding includes unvested restricted stock units. The number of shares reported in the Form 4 filed on 2/27/2020 inadvertently excluded shares in Kelyn Brannon's total ownership. Read SEC document |
| May 12, 2020 Filed May 14, 2020 23:59 UTC |
Red Oak Partners, LLCDirector
Sandberg DavidDirector
|
SaleCommon Stock | 3,616 | $7.47 | $27,007.90 |
DisclosureSEC source: 0001185185-20-000648 · ownership.xml · nonDerivative · entry 2 Red Oak Partners, LLC · CIK 0001325533 · Director Sandberg David · CIK 0001423093 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By The Red Oak Long Fund, LP directly Disclosed balance after: 61,290 F4 · price: These transactions were executed in multiple trades at prices ranging from $7.30 to $7.54. The price reported in Column 4 of Table I reflects the weighted average selling price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which each of the individual transactions was effected. F1 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. F3 · ownership.nature: ROP serves as the general partner of The Red Oak Long Fund, LP, a Delaware limited partnership (the "Red Oak Long Fund"), the direct owner of the subject securities. David Sandberg is the managing member of ROP and the Red Oak Long Fund's portfolio manager. Read SEC document |
| May 12, 2020 Filed May 14, 2020 23:59 UTC |
Red Oak Partners, LLCDirector
Sandberg DavidDirector
|
SaleCommon Stock | 14,939 | $7.47 | $111,579.39 |
DisclosureSEC source: 0001185185-20-000648 · ownership.xml · nonDerivative · entry 1 Red Oak Partners, LLC · CIK 0001325533 · Director Sandberg David · CIK 0001423093 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By The Red Oak Fund, LP directly Disclosed balance after: 253,125 F4 · price: These transactions were executed in multiple trades at prices ranging from $7.30 to $7.54. The price reported in Column 4 of Table I reflects the weighted average selling price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which each of the individual transactions was effected. F1 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. F2 · ownership.nature: Red Oak Partners, LLC ("ROP") serves as the general partner of The Red Oak Fund, LP, a Delaware limited partnership (the "Red Oak Fund"), the direct owner of the subject securities. David Sandberg is the managing member of ROP and the Red Oak Fund's portfolio manager. Read SEC document |
| March 18, 2020 Filed Mar 20, 2020 22:46 UTC |
Goepel PatrickDirector · Chief Executive Officer
|
PurchaseCommon Stock | 13 | $4.95 | $64.35 |
DisclosureSEC source: 0000884144-20-000026 · wf-form4_158474438325086.xml · nonDerivative · entry 2 Goepel Patrick · CIK 0001472118 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 759,888 Read SEC document |
| March 18, 2020 Filed Mar 20, 2020 22:46 UTC |
Goepel PatrickDirector · Chief Executive Officer
|
PurchaseCommon Stock | 9,987 | $5.25 | $52,431.75 |
DisclosureSEC source: 0000884144-20-000026 · wf-form4_158474438325086.xml · nonDerivative · entry 1 Goepel Patrick · CIK 0001472118 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 759,875 Read SEC document |
| March 17, 2020 Filed Mar 18, 2020 21:23 UTC |
Lathrop Charles W JRDirector
|
PurchaseCommon Stock | 10,000 | $5.61 | $56,072.00 |
DisclosureSEC source: 0000884144-20-000024 · wf-form4_158456658813916.xml · nonDerivative · entry 1 Lathrop Charles W JR · CIK 0001785871 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,000 Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 02:05 UTC |
Sandberg DavidDirector
|
GrantStock Option (Option to Buy) · Derivative | 5,000 | Not disclosed Strike: $5.76 | Not disclosed |
DisclosureSEC source: 0000884144-20-000014 · wf-form4_158320110445731.xml · derivative · entry 5 Sandberg David · CIK 0001423093 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2020-06-14 F1 · kind: The two reported transactions involved an amendment of an outstanding option to extend the expiration date resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option originally granted on March 31, 2015 and is fully vested. F1 · price: The two reported transactions involved an amendment of an outstanding option to extend the expiration date resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option originally granted on March 31, 2015 and is fully vested. F1 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding option to extend the expiration date resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option originally granted on March 31, 2015 and is fully vested. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 02:05 UTC |
Sandberg DavidDirector
|
Disposition to issuerStock Option (Option to Buy) · Derivative | 5,000 | Not disclosed Strike: $5.76 | Not disclosed |
DisclosureSEC source: 0000884144-20-000014 · wf-form4_158320110445731.xml · derivative · entry 4 Sandberg David · CIK 0001423093 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2020-03-31 F1 · kind: The two reported transactions involved an amendment of an outstanding option to extend the expiration date resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option originally granted on March 31, 2015 and is fully vested. F1 · price: The two reported transactions involved an amendment of an outstanding option to extend the expiration date resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option originally granted on March 31, 2015 and is fully vested. F1 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding option to extend the expiration date resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option originally granted on March 31, 2015 and is fully vested. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 02:04 UTC |
Waterfield John RandallDirector
|
GrantStock Option (Option to Buy) · Derivative | 5,000 | Not disclosed Strike: $5.76 | Not disclosed |
DisclosureSEC source: 0000884144-20-000013 · wf-form4_158320102683833.xml · derivative · entry 3 Waterfield John Randall · CIK 0001524368 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2020-06-14 F1 · kind: The two reported transactions involved an amendment of an outstanding option to extend the expiration date resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on March 31, 2015 and is fully vested. F1 · price: The two reported transactions involved an amendment of an outstanding option to extend the expiration date resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on March 31, 2015 and is fully vested. F1 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding option to extend the expiration date resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on March 31, 2015 and is fully vested. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 02:04 UTC |
Waterfield John RandallDirector
|
Disposition to issuerStock Option (Option to Buy) · Derivative | 5,000 | Not disclosed Strike: $5.76 | Not disclosed |
DisclosureSEC source: 0000884144-20-000013 · wf-form4_158320102683833.xml · derivative · entry 2 Waterfield John Randall · CIK 0001524368 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2020-03-31 F1 · kind: The two reported transactions involved an amendment of an outstanding option to extend the expiration date resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on March 31, 2015 and is fully vested. F1 · price: The two reported transactions involved an amendment of an outstanding option to extend the expiration date resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on March 31, 2015 and is fully vested. F1 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding option to extend the expiration date resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on March 31, 2015 and is fully vested. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 22:46 UTC |
Goldstein EyalChief Revenue Officer
|
Tax withholdingCommon Stock | 347 | $8.66 | $3,004.46 |
DisclosureSEC source: 0000884144-20-000010 · wf-form4_158284355044114.xml · nonDerivative · entry 2 Goldstein Eyal · CIK 0001702239 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,185 F2 · shares: Transaction represents the withholding of shares, at the value of $8.6584 per share, to satisfy the tax withholding obligations following the vesting of 833 shares of restricted stock on February 24, 2020. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 22:42 UTC |
BRANNON KELYNChief Financial Officer
|
Tax withholdingCommon Stock | 259 | $8.66 | $2,242.53 |
DisclosureSEC source: 0000884144-20-000008 · wf-form4_158284330558628.xml · nonDerivative · entry 2 BRANNON KELYN · CIK 0001483484 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,529 F2 · kind: Transaction represents the withholding of shares, at the value of $8.6584 per share, to satisfy the tax withholding obligations following the vesting of 833 shares of restricted stock on February 24, 2020. Read SEC document |
| January 27, 2020 Filed Jan 29, 2020 21:08 UTC |
BRANNON KELYNChief Financial Officer
|
Disposition to issuerStock Option (Option to Buy) · Derivative | 50,000 | Not disclosed Strike: $14.20 | Not disclosed |
DisclosureSEC source: 0000884144-20-000007 · wf-form4_158033211122920.xml · derivative · entry 3 BRANNON KELYN · CIK 0001483484 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock · 50,000 shares Expires 2022-12-15 F4 · price: On January 27, 2020, the issuer canceled, pursuant to the issuer's option exchange program, an option granted to the reporting person on May 16, 2018. In exchange for the option, the reporting person received a grant of restricted stock units. F2 · derivative.exercise_date: The canceled option provided for vesting in four equal annual installments. Read SEC document |
| January 27, 2020 Filed Jan 29, 2020 21:08 UTC |
BRANNON KELYNChief Financial Officer
|
Disposition to issuerStock Option (Option to Buy) · Derivative | 100,000 | Not disclosed Strike: $12.61 | Not disclosed |
DisclosureSEC source: 0000884144-20-000007 · wf-form4_158033211122920.xml · derivative · entry 2 BRANNON KELYN · CIK 0001483484 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,000 Underlying: Common Stock · 100,000 shares Expires 2021-10-02 F3 · price: On January 27, 2020, the issuer canceled, pursuant to the issuer's option exchange program, an option granted to the reporting person on October 2, 2017. In exchange for the option, the reporting person received a grant of restricted stock units. F2 · derivative.exercise_date: The canceled option provided for vesting in four equal annual installments. Read SEC document |
| January 27, 2020 Filed Jan 29, 2020 21:08 UTC |
BRANNON KELYNChief Financial Officer
|
GrantCommon Stock | 60,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000884144-20-000007 · wf-form4_158033211122920.xml · nonDerivative · entry 1 BRANNON KELYN · CIK 0001483484 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,000 F1 · price: On January 27, 2020, the issuer canceled, pursuant to the issuer's option exchange program, options granted to the reporting person on October 2, 2017 and May 16, 2018. In exchange for the options, the reporting person received a grant of restricted stock units that vest over three years, with the first installment vesting on the first anniversary of the option exchange, and the remainder vesting quarterly thereafter, subject to certain stock price performance goals as described in Section 9 of Offer to Exchange filed with the SEC on December 16, 2020. Read SEC document |
| January 27, 2020 Filed Jan 29, 2020 21:07 UTC |
Goldstein EyalChief Revenue Officer
|
Disposition to issuerCommon Stock · Derivative | 50,000 | $0.00 Strike: $14.20 | $0.00 |
DisclosureSEC source: 0000884144-20-000006 · wf-form4_158033204492881.xml · derivative · entry 2 Goldstein Eyal · CIK 0001702239 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2022-12-15 F1 · price: On January 27, 2020, the issuer canceled, pursuant to the issuer's option exchange program, an option granted to the reporting person on May 16, 2018. In exchange for the option, the reporting person received a grant of restricted stock units that vest in one installment upon the anniversary of the grant date on January 27, 2021. F2 · derivative.exercise_date: The canceled option provided for vesting in four equal annual installments beginning on December 15, 2018. Read SEC document |
| January 27, 2020 Filed Jan 29, 2020 21:07 UTC |
Goldstein EyalChief Revenue Officer
|
GrantCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000884144-20-000006 · wf-form4_158033204492881.xml · nonDerivative · entry 1 Goldstein Eyal · CIK 0001702239 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,828 F1 · price: On January 27, 2020, the issuer canceled, pursuant to the issuer's option exchange program, an option granted to the reporting person on May 16, 2018. In exchange for the option, the reporting person received a grant of restricted stock units that vest in one installment upon the anniversary of the grant date on January 27, 2021. Read SEC document |
| December 16, 2019 Filed Dec 18, 2019 22:33 UTC |
Oberwager Bradford ScovillDirector
|
GrantCommon Stock | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000884144-19-000042 · wf-form4_157670838140718.xml · nonDerivative · entry 1 Oberwager Bradford Scovill · CIK 0001758932 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 F1 · shares: Represents grant of restricted stock units that vest on installment upon grant. Read SEC document |
| December 11, 2019 Filed Dec 13, 2019 22:04 UTC |
Red Oak Partners, LLCDirector
Sandberg DavidDirector
|
SaleCommon Stock | 167,838 | $8.20 | $1,376,271.60 |
DisclosureSEC source: 0001325533-19-000008 · primary_doc.xml · nonDerivative · entry 3 Red Oak Partners, LLC · CIK 0001325533 · Director Sandberg David · CIK 0001423093 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By The Red Oak Institutional Founders Long Fund, LP directly Disclosed balance after: 0 F5 · price: These transactions were executed in multiple trades at prices ranging from $8.20 to $8.21. The price reported in Column 4 of Table I reflects the weighted average purchase price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which each of the individual transactions was effected. F1 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. F4 · ownership.nature: ROP serves as the general partner of The Red Oak Institutional Founders Long Fund, LP, a Delaware limited partnership (the "Red Oak Founders Fund"), the direct owner of the subject securities. David Sandberg is the managing member of ROP and the Red Oak Founders Fund's portfolio manager. Read SEC document |
| December 11, 2019 Filed Dec 13, 2019 22:04 UTC |
Red Oak Partners, LLCDirector
Sandberg DavidDirector
|
SaleCommon Stock | 64,748 | $8.20 | $530,933.60 |
DisclosureSEC source: 0001325533-19-000008 · primary_doc.xml · nonDerivative · entry 2 Red Oak Partners, LLC · CIK 0001325533 · Director Sandberg David · CIK 0001423093 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By The Red Oak Long Fund, LP directly Disclosed balance after: 64,906 F5 · price: These transactions were executed in multiple trades at prices ranging from $8.20 to $8.21. The price reported in Column 4 of Table I reflects the weighted average purchase price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which each of the individual transactions was effected. F1 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. F3 · ownership.nature: ROP serves as the general partner of The Red Oak Long Fund, LP, a Delaware limited partnership (the "Red Oak Long Fund"), the direct owner of the subject securities. David Sandberg is the managing member of ROP and the Red Oak Long Fund's portfolio manager. Read SEC document |
| December 11, 2019 Filed Dec 13, 2019 22:04 UTC |
Red Oak Partners, LLCDirector
Sandberg DavidDirector
|
SaleCommon Stock | 267,414 | $8.20 | $2,192,794.80 |
DisclosureSEC source: 0001325533-19-000008 · primary_doc.xml · nonDerivative · entry 1 Red Oak Partners, LLC · CIK 0001325533 · Director Sandberg David · CIK 0001423093 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By The Red Oak Fund, LP directly Disclosed balance after: 268,064 F5 · price: These transactions were executed in multiple trades at prices ranging from $8.20 to $8.21. The price reported in Column 4 of Table I reflects the weighted average purchase price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which each of the individual transactions was effected. F1 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. F2 · ownership.nature: Red Oak Partners, LLC ("ROP") serves as the general partner of The Red Oak Fund, LP, a Delaware limited partnership (the "Red Oak Fund"), the direct owner of the subject securities. David Sandberg is the managing member of ROP and the Red Oak Fund's portfolio manager. Read SEC document |
| December 04, 2019 Filed Feb 27, 2020 22:42 UTC |
BRANNON KELYNChief Financial Officer
|
Tax withholdingCommon Stock | 212 | $8.15 | $1,727.80 |
DisclosureSEC source: 0000884144-20-000008 · wf-form4_158284330558628.xml · nonDerivative · entry 1 BRANNON KELYN · CIK 0001483484 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,788 F1 · kind: Transaction represents the withholding of shares, at the value of $8.15 per share, to satisfy the tax withholding obligations following the vesting of 833 shares of restricted stock on November 24, 2019. Read SEC document |
| November 26, 2019 Filed Feb 27, 2020 22:46 UTC |
Goldstein EyalChief Revenue Officer
|
Tax withholdingCommon Stock | 296 | $8.26 | $2,444.96 |
DisclosureSEC source: 0000884144-20-000010 · wf-form4_158284355044114.xml · nonDerivative · entry 1 Goldstein Eyal · CIK 0001702239 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,532 F1 · shares: Transaction represents the withholding of shares, at the value of $8.26 per share, to satisfy the tax withholding obligations following the vesting of 833 shares of restricted stock on November 24, 2019. Read SEC document |
| November 26, 2019 Filed Feb 27, 2020 22:44 UTC |
Goepel PatrickDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 209 | $8.26 | $1,726.34 |
DisclosureSEC source: 0000884144-20-000009 · wf-form4_158284345003600.xml · nonDerivative · entry 1 Goepel Patrick · CIK 0001472118 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 749,888 F1 · kind: Transaction represents the withholding of shares, at the value of $8.26 per share, to satisfy the tax withholding obligations following the vesting of 833 shares of restricted stock on November 24, 2019. Read SEC document |
| November 21, 2019 Filed Nov 22, 2019 22:32 UTC |
Red Oak Partners, LLCDirector
Sandberg DavidDirector
|
SaleCommon Stock | 17,528 | $8.56 | $150,109.79 |
DisclosureSEC source: 0001325533-19-000006 · primary_doc.xml · nonDerivative · entry 6 Red Oak Partners, LLC · CIK 0001325533 · Director Sandberg David · CIK 0001423093 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By The Red Oak Institutional Founders Long Fund, LP directly Disclosed balance after: 167,838 F6 · price: These transactions were executed in multiple trades at prices ranging from $8.510 to $8.635. The price reported in Column 4 of Table I reflects the weighted average purchase price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which each of the individual transactions was effected. F1 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. F4 · ownership.nature: ROP serves as the general partner of The Red Oak Institutional Founders Long Fund, LP, a Delaware limited partnership (the "Red Oak Founders Fund"), the direct owner of the subject securities. David Sandberg is the managing member of ROP and the Red Oak Founders Fund's portfolio manager. Read SEC document |
| November 21, 2019 Filed Nov 22, 2019 22:32 UTC |
Red Oak Partners, LLCDirector
Sandberg DavidDirector
|
SaleCommon Stock | 13,543 | $8.56 | $115,982.25 |
DisclosureSEC source: 0001325533-19-000006 · primary_doc.xml · nonDerivative · entry 5 Red Oak Partners, LLC · CIK 0001325533 · Director Sandberg David · CIK 0001423093 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By The Red Oak Long Fund, LP directly Disclosed balance after: 129,654 F6 · price: These transactions were executed in multiple trades at prices ranging from $8.510 to $8.635. The price reported in Column 4 of Table I reflects the weighted average purchase price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which each of the individual transactions was effected. F1 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. F3 · ownership.nature: ROP serves as the general partner of The Red Oak Long Fund, LP, a Delaware limited partnership (the "Red Oak Long Fund"), the direct owner of the subject securities. David Sandberg is the managing member of ROP and the Red Oak Long Fund's portfolio manager. Read SEC document |
| November 21, 2019 Filed Nov 22, 2019 22:32 UTC |
Red Oak Partners, LLCDirector
Sandberg DavidDirector
|
SaleCommon Stock | 55,929 | $8.56 | $478,975.96 |
DisclosureSEC source: 0001325533-19-000006 · primary_doc.xml · nonDerivative · entry 4 Red Oak Partners, LLC · CIK 0001325533 · Director Sandberg David · CIK 0001423093 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By The Red Oak Fund, LP directly Disclosed balance after: 535,478 F6 · price: These transactions were executed in multiple trades at prices ranging from $8.510 to $8.635. The price reported in Column 4 of Table I reflects the weighted average purchase price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which each of the individual transactions was effected. F1 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. F2 · ownership.nature: Red Oak Partners, LLC ("ROP") serves as the general partner of The Red Oak Fund, LP, a Delaware limited partnership (the "Red Oak Fund"), the direct owner of the subject securities. David Sandberg is the managing member of ROP and the Red Oak Fund's portfolio manager. Read SEC document |
| November 20, 2019 Filed Nov 22, 2019 01:01 UTC |
Waterfield John RandallDirector
|
SaleCommon Stock | 2,161 | $8.53 | $18,427.71 |
DisclosureSEC source: 0000884144-19-000038 · wf-form4_157438444753784.xml · nonDerivative · entry 5 Waterfield John Randall · CIK 0001524368 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,786 Read SEC document |
| November 20, 2019 Filed Nov 22, 2019 01:01 UTC |
Waterfield John RandallDirector
|
SaleCommon Stock | 97,839 | $8.46 | $827,336.37 |
DisclosureSEC source: 0000884144-19-000038 · wf-form4_157438444753784.xml · nonDerivative · entry 4 Waterfield John Randall · CIK 0001524368 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,947 Read SEC document |
| November 20, 2019 Filed Nov 22, 2019 22:32 UTC |
Red Oak Partners, LLCDirector
Sandberg DavidDirector
|
SaleCommon Stock | 4,634 | $8.49 | $39,333.39 |
DisclosureSEC source: 0001325533-19-000006 · primary_doc.xml · nonDerivative · entry 3 Red Oak Partners, LLC · CIK 0001325533 · Director Sandberg David · CIK 0001423093 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By The Red Oak Institutional Founders Long Fund, LP directly Disclosed balance after: 185,366 F5 · price: These transactions were executed in multiple trades at prices ranging from $8.415 to $8.650. The price reported in Column 4 of Table I reflects the weighted average purchase price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which each of the individual transactions was effected. F1 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. F4 · ownership.nature: ROP serves as the general partner of The Red Oak Institutional Founders Long Fund, LP, a Delaware limited partnership (the "Red Oak Founders Fund"), the direct owner of the subject securities. David Sandberg is the managing member of ROP and the Red Oak Founders Fund's portfolio manager. Read SEC document |
| November 20, 2019 Filed Nov 22, 2019 22:32 UTC |
Red Oak Partners, LLCDirector
Sandberg DavidDirector
|
SaleCommon Stock | 3,580 | $8.49 | $30,387.04 |
DisclosureSEC source: 0001325533-19-000006 · primary_doc.xml · nonDerivative · entry 2 Red Oak Partners, LLC · CIK 0001325533 · Director Sandberg David · CIK 0001423093 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By The Red Oak Long Fund, LP directly Disclosed balance after: 143,197 F5 · price: These transactions were executed in multiple trades at prices ranging from $8.415 to $8.650. The price reported in Column 4 of Table I reflects the weighted average purchase price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which each of the individual transactions was effected. F1 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. F3 · ownership.nature: ROP serves as the general partner of The Red Oak Long Fund, LP, a Delaware limited partnership (the "Red Oak Long Fund"), the direct owner of the subject securities. David Sandberg is the managing member of ROP and the Red Oak Long Fund's portfolio manager. Read SEC document |
| November 20, 2019 Filed Nov 22, 2019 22:32 UTC |
Red Oak Partners, LLCDirector
Sandberg DavidDirector
|
SaleCommon Stock | 14,786 | $8.49 | $125,503.57 |
DisclosureSEC source: 0001325533-19-000006 · primary_doc.xml · nonDerivative · entry 1 Red Oak Partners, LLC · CIK 0001325533 · Director Sandberg David · CIK 0001423093 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By The Red Oak Fund, LP directly Disclosed balance after: 591,407 F5 · price: These transactions were executed in multiple trades at prices ranging from $8.415 to $8.650. The price reported in Column 4 of Table I reflects the weighted average purchase price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which each of the individual transactions was effected. F1 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. F2 · ownership.nature: Red Oak Partners, LLC ("ROP") serves as the general partner of The Red Oak Fund, LP, a Delaware limited partnership (the "Red Oak Fund"), the direct owner of the subject securities. David Sandberg is the managing member of ROP and the Red Oak Fund's portfolio manager. Read SEC document |
| November 19, 2019 Filed Nov 22, 2019 01:01 UTC |
Waterfield John RandallDirector
|
SaleCommon Stock | 350 | $8.59 | $3,005.00 |
DisclosureSEC source: 0000884144-19-000038 · wf-form4_157438444753784.xml · nonDerivative · entry 3 Waterfield John Randall · CIK 0001524368 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,786 Read SEC document |
| November 19, 2019 Filed Nov 22, 2019 01:01 UTC |
Waterfield John RandallDirector
|
SaleCommon Stock | 5,000 | $8.67 | $43,362.50 |
DisclosureSEC source: 0000884144-19-000038 · wf-form4_157438444753784.xml · nonDerivative · entry 2 Waterfield John Randall · CIK 0001524368 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,136 Read SEC document |
| November 19, 2019 Filed Nov 22, 2019 01:01 UTC |
Waterfield John RandallDirector
|
SaleCommon Stock | 10,000 | $8.62 | $86,180.00 |
DisclosureSEC source: 0000884144-19-000038 · wf-form4_157438444753784.xml · nonDerivative · entry 1 Waterfield John Randall · CIK 0001524368 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,136 Read SEC document |
| September 02, 2019 Filed Sep 4, 2019 22:49 UTC |
Parouty Rhonda MichelleChief Operating Officer
|
GrantStock Option (Option to Buy) · Derivative | 30,000 | $0.00 Strike: $6.44 | $0.00 |
DisclosureSEC source: 0000884144-19-000032 · wf-form4_156763732932160.xml · derivative · entry 1 Parouty Rhonda Michelle · CIK 0001764192 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2024-09-02 F1 · derivative.exercise_date: Such options will vest as follows: 1/3 on the first anniversary of the grant date and the remaining 2/3rds will vest over the following 2 year period in substantially equal monthly installments. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.