ASTS

SEC source: 0001493152-21-021279 · ownership.xml · nonDerivative · entry 1

Torres Julio A. · CIK 0001543079 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,755

F1 · shares: Represents a grant of restricted stock units that vest in full on the earlier to occur of (i) the one-year anniversary of the August 24, 2021, grant date and (ii) the date of the annual meeting of the stockholders following the grant date, subject to continued service through the vesting date; provided, however, that the earliest vesting date will be the 2022 annual meeting of stockholders.

SEC source: 0001493152-21-021278 · ownership.xml · nonDerivative · entry 1

Coleman Alexander · CIK 0001785723 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,721,755

F1 · shares: Represents a grant of restricted stock units that vest in full on the earlier to occur of (i) the one-year anniversary of the August 24, 2021 grant date and (ii) the date of the annual meeting of the stockholders following the grant date, subject to continued service through the vesting date; provided, however, that the earliest vesting date will be the 2022 annual meeting of stockholders.

SEC source: 0001104659-21-108198 · tm2125627-1_4.xml · nonDerivative · entry 1

Cisneros Adriana · CIK 0001749229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,400

SEC source: 0001493152-21-019816 · ownership.xml · nonDerivative · entry 1

Heller Brian · CIK 0001855407 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,000

F1 · shares: Represents a grant of restricted stock units that vest 25% per year on each anniversary of February 8, 2021, subject to continued service through the vesting date and certain acceleration rights.

SEC source: 0001493152-21-019814 · ownership.xml · nonDerivative · entry 1

Hernandez Rulfo Fernando · CIK 0001819083 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,020

F1 · shares: Represents a grant of restricted stock units that vest 25% per year on each anniversary of January 31, 2021, subject to continued service through the vesting date.

SEC source: 0001104659-21-048252 · tm2112493d4_4.xml · derivative · entry 7

Cisneros Adriana · CIK 0001749229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 398,863

Underlying: AST Common Units · 398,863 shares

Expires 2029-04-17

F8 · derivative.exercise_date: Each AST Incentive Equity Option will continue to be subject to the terms of the AST Incentive Plan and the applicable award agreement evidencing such AST Incentive Equity Option, and will further be subject in all regards to the terms and conditions of the A&R Operating Agreement. The securities reported in this line item are unvested and are exercisable for Incentive Equity Units in AST, each of which is then redeemable for one share of Class A common stock of the Issuer on the later of (x) the 24-month anniversary of the closing of the business combination between New Providence Acquisition Corp. and AST and (y) the six-month anniversary of the date on which the incentive equity options vest, subject to the Issuer's discretion to allow the Reporting Person to exchange such securities for AST Common Units at an earlier time.

SEC source: 0001104659-21-048252 · tm2112493d4_4.xml · derivative · entry 6

Cisneros Adriana · CIK 0001749229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 326,211

Underlying: AST Common Units · 326,211 shares

Expires 2029-04-17

F7 · derivative.exercise_date: Each AST Incentive Equity Option will continue to be subject to the terms of the AST Incentive Plan and the applicable award agreement evidencing such AST Incentive Equity Option, and will further be subject in all regards to the terms and conditions of the A&R Operating Agreement. The securities reported in this line item are vested and are exercisable for Incentive Equity Units in AST, each of which is then redeemable for one share of Class A common stock of the Issuer on the 24-month anniversary of the closing of the business combination between New Providence Acquisition Corp. and AST, subject to the Issuer's discretion to allow the Reporting Person to exchange such securities for AST Common Units at an earlier time.

SEC source: 0001104659-21-048252 · tm2112493d4_4.xml · derivative · entry 5

Cisneros Adriana · CIK 0001749229 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Company

Disclosed balance after: 319,033

Underlying: AST Common Units · 319,033 shares

Expires 2029-04-17

F2 · shares: The Reporting Person disclaims beneficial ownership of these shares, except to the extent of her pecuniary interest therein.

F5 · derivative.exercise_date: The AST Incentive Equity Options reported in this line item are held directly by Invesat LLC. Each AST Incentive Equity Option will continue to be subject to the terms of the AST Incentive Plan and the applicable award agreement evidencing such AST Incentive Equity Option, and will further be subject in all regards to the terms and conditions of A&R Operating Agreement. The securities reported in this line item are vested and are exercisable for Incentive Equity Units of AST, each of which is then redeemable for one share of Class A common stock of the Issuer on the 24-month anniversary of the closing of the business combination between New Providence Acquisition Corp. and AST, subject to the Issuer's discretion to allow Invesat LLC to exchange such securities for AST Common Units at an earlier time.

F6 · derivative.exercise_date: (continued) The Issuer has agreed to exercise its discretion to allow Invesat LLC to exchange such securities for AST Common Units at any time following the twelve-month anniversary of the business combination between New Providence Acquisition Corp. and AST on April 6, 2021.

SEC source: 0001104659-21-048252 · tm2112493d4_4.xml · derivative · entry 4

Cisneros Adriana · CIK 0001749229 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Company

Disclosed balance after: 9,932,541

Underlying: Class A Common Stock · 9,932,541 shares

Expires not disclosed

F5 · derivative.exercise_price: The AST Incentive Equity Options reported in this line item are held directly by Invesat LLC. Each AST Incentive Equity Option will continue to be subject to the terms of the AST Incentive Plan and the applicable award agreement evidencing such AST Incentive Equity Option, and will further be subject in all regards to the terms and conditions of A&R Operating Agreement. The securities reported in this line item are vested and are exercisable for Incentive Equity Units of AST, each of which is then redeemable for one share of Class A common stock of the Issuer on the 24-month anniversary of the closing of the business combination between New Providence Acquisition Corp. and AST, subject to the Issuer's discretion to allow Invesat LLC to exchange such securities for AST Common Units at an earlier time.

F2 · shares: The Reporting Person disclaims beneficial ownership of these shares, except to the extent of her pecuniary interest therein.

F3 · price: In connection with the closing of the business combination between New Providence Acquisition Corp. and AST on April 6, 2021, pursuant to the Fifth Amended & Restated Limited Liability Company Operating Agreement of AST & Science, LLC, dated as of April 6, 2021, by and among AST, the Issuer, as the managing member of AST and the other members of AST (the "A&R Operating Agreement"), each existing limited liability company common unit previously issued by AST was reclassified and reissued by AST into new "Common Units" (the "AST Common Units") on a 1-to-14.50149869 basis. In addition, each equityholder of AST Common Units received an equivalent number of shares of non-economic Class B common stock of the Issuer or Class C common stock of the Issuer, as applicable.

F4 · derivative.exercise_date: The securities reported in this line item represent AST Common Units. At any time on or after April 6, 2022, these AST Common Units may be redeemed by the Reporting Person in exchange for shares of Class A common stock of the Issuer on a one-to-one basis. When a holder of Class B common stock of the Issuer exchanges AST Common Units for shares of Class A common stock of the Issuer, a number of shares of Class B common stock of the Issuer equal to the number of such AST Common Units will be immediately retired by the Issuer and will no longer be outstanding. The AST Common Units do not expire.

F4 · derivative.expiration_date: The securities reported in this line item represent AST Common Units. At any time on or after April 6, 2022, these AST Common Units may be redeemed by the Reporting Person in exchange for shares of Class A common stock of the Issuer on a one-to-one basis. When a holder of Class B common stock of the Issuer exchanges AST Common Units for shares of Class A common stock of the Issuer, a number of shares of Class B common stock of the Issuer equal to the number of such AST Common Units will be immediately retired by the Issuer and will no longer be outstanding. The AST Common Units do not expire.

SEC source: 0001104659-21-048252 · tm2112493d4_4.xml · nonDerivative · entry 2

Cisneros Adriana · CIK 0001749229 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Company

Disclosed balance after: 9,932,541

F2 · shares: The Reporting Person disclaims beneficial ownership of these shares, except to the extent of her pecuniary interest therein.

F3 · price: In connection with the closing of the business combination between New Providence Acquisition Corp. and AST on April 6, 2021, pursuant to the Fifth Amended & Restated Limited Liability Company Operating Agreement of AST & Science, LLC, dated as of April 6, 2021, by and among AST, the Issuer, as the managing member of AST and the other members of AST (the "A&R Operating Agreement"), each existing limited liability company common unit previously issued by AST was reclassified and reissued by AST into new "Common Units" (the "AST Common Units") on a 1-to-14.50149869 basis. In addition, each equityholder of AST Common Units received an equivalent number of shares of non-economic Class B common stock of the Issuer or Class C common stock of the Issuer, as applicable.

SEC source: 0001104659-21-048252 · tm2112493d4_4.xml · nonDerivative · entry 1

Cisneros Adriana · CIK 0001749229 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Company

Disclosed balance after: 200,000

F1 · shares: Pursuant to that certain Subscription Agreement, dated as of December 15, 2020, between the Issuer and Invesat LLC, Invesat LLC acquired 200,000 shares of Class A common stock of the Issuer for an aggregate purchase price of $2,000,000, as an investor in the private investment in public equity investment (a "PIPE Investment") in the Issuer occurring substantially concurrently with the closing of the business combination between New Providence Acquisition Corp. and AST & Science, LLC ("AST") on April 6, 2021. The Reporting Person may be deemed to beneficially own such securities in her capacity as President of Invesat LLC.

F2 · shares: The Reporting Person disclaims beneficial ownership of these shares, except to the extent of her pecuniary interest therein.

F1 · balance_after: Pursuant to that certain Subscription Agreement, dated as of December 15, 2020, between the Issuer and Invesat LLC, Invesat LLC acquired 200,000 shares of Class A common stock of the Issuer for an aggregate purchase price of $2,000,000, as an investor in the private investment in public equity investment (a "PIPE Investment") in the Issuer occurring substantially concurrently with the closing of the business combination between New Providence Acquisition Corp. and AST & Science, LLC ("AST") on April 6, 2021. The Reporting Person may be deemed to beneficially own such securities in her capacity as President of Invesat LLC.

F1 · ownership.nature: Pursuant to that certain Subscription Agreement, dated as of December 15, 2020, between the Issuer and Invesat LLC, Invesat LLC acquired 200,000 shares of Class A common stock of the Issuer for an aggregate purchase price of $2,000,000, as an investor in the private investment in public equity investment (a "PIPE Investment") in the Issuer occurring substantially concurrently with the closing of the business combination between New Providence Acquisition Corp. and AST & Science, LLC ("AST") on April 6, 2021. The Reporting Person may be deemed to beneficially own such securities in her capacity as President of Invesat LLC.

SEC source: 0001493152-21-008360 · ownership.xml · derivative · entry 1

SARNOFF RICHARD · CIK 0001236133 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 348,035

Underlying: Common Units · 348,035 shares

Expires 2029-05-16

F2 · price: In connection with the closing of the business combination between New Providence Acquisition Corp. and AST & Science, LLC ("AST") on April 6, 2021, each existing common unit previously issued by AST was reclassified and reissued by AST into new Common Units on a 1-to-14.50149869 basis. In addition, each equityholder of Common Units received an equivalent number of Class B Common Stock or Class C Common Stock of the Issuer, as applicable.

F1 · derivative.exercise_date: The stock option vests and becomes exercisable in 24 equal monthly installments beginning on May 16, 2019.

SEC source: 0001493152-21-008361 · ownership.xml · derivative · entry 3

SEVERSON THOMAS E JR · CIK 0001207115 · Director · Chief Fin. & Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,566,161

Underlying: Common Units · 1,566,161 shares

Expires 2029-04-17

F1 · price: In connection with the closing of the business combination between New Providence Acquisition Corp. and AST & Science, LLC ("AST") on April 6, 2021, each existing common unit previously issued by AST was reclassified and reissued by AST into new Common Units on a 1-to-14.50149869 basis. In addition, each equityholder of Common Units received an equivalent number of Class B Common Stock or Class C Common Stock of the Issuer, as applicable.

F3 · derivative.exercise_date: The stock option vests and becomes exercisable with respect to 20% of the underlying Common Units on October 1, 2018, and the remaining will vest and become exercisable in 48 equal monthly installments thereafter.

SEC source: 0001493152-21-008361 · ownership.xml · derivative · entry 2

SEVERSON THOMAS E JR · CIK 0001207115 · Director · Chief Fin. & Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,595,165

Underlying: Class A Common Stock · 1,595,165 shares

Expires not disclosed

F2 · derivative.exercise_price: The Common Units of AST may be redeemed by the Reporting Person at any time on or after April 6, 2022 for shares of the Issuer's Class A Common Stock on a one-to-one basis. The Common Units do not expire.

F1 · price: In connection with the closing of the business combination between New Providence Acquisition Corp. and AST & Science, LLC ("AST") on April 6, 2021, each existing common unit previously issued by AST was reclassified and reissued by AST into new Common Units on a 1-to-14.50149869 basis. In addition, each equityholder of Common Units received an equivalent number of Class B Common Stock or Class C Common Stock of the Issuer, as applicable.

F2 · derivative.exercise_date: The Common Units of AST may be redeemed by the Reporting Person at any time on or after April 6, 2022 for shares of the Issuer's Class A Common Stock on a one-to-one basis. The Common Units do not expire.

F2 · derivative.expiration_date: The Common Units of AST may be redeemed by the Reporting Person at any time on or after April 6, 2022 for shares of the Issuer's Class A Common Stock on a one-to-one basis. The Common Units do not expire.

SEC source: 0001493152-21-008361 · ownership.xml · nonDerivative · entry 1

SEVERSON THOMAS E JR · CIK 0001207115 · Director · Chief Fin. & Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,595,165

F1 · price: In connection with the closing of the business combination between New Providence Acquisition Corp. and AST & Science, LLC ("AST") on April 6, 2021, each existing common unit previously issued by AST was reclassified and reissued by AST into new Common Units on a 1-to-14.50149869 basis. In addition, each equityholder of Common Units received an equivalent number of Class B Common Stock or Class C Common Stock of the Issuer, as applicable.

SEC source: 0001493152-21-008356 · ownership.xml · derivative · entry 2

Avellan Abel Antonio · CIK 0001680225 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,163,078

Underlying: Class A Common Stock · 78,163,078 shares

Expires not disclosed

F2 · derivative.exercise_price: The Common Units of AST may be redeemed by the Reporting Person at any time on or after April 6, 2022 for shares of the Issuer's Class A Common Stock on a one-to-one basis. The Common Units do not expire.

F1 · price: In connection with the closing of the business combination between New Providence Acquisition Corp. and AST & Science, LLC ("AST") on April 6, 2021, each existing common unit previously issued by AST was reclassified and reissued by AST into new Common Units on a 1-to-14.50149869 basis. In addition, each equityholder of Common Units received an equivalent number of Class B Common Stock or Class C Common Stock of the Issuer, as applicable.

F2 · derivative.exercise_date: The Common Units of AST may be redeemed by the Reporting Person at any time on or after April 6, 2022 for shares of the Issuer's Class A Common Stock on a one-to-one basis. The Common Units do not expire.

F2 · derivative.expiration_date: The Common Units of AST may be redeemed by the Reporting Person at any time on or after April 6, 2022 for shares of the Issuer's Class A Common Stock on a one-to-one basis. The Common Units do not expire.

SEC source: 0001493152-21-008356 · ownership.xml · nonDerivative · entry 1

Avellan Abel Antonio · CIK 0001680225 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,163,078

F1 · price: In connection with the closing of the business combination between New Providence Acquisition Corp. and AST & Science, LLC ("AST") on April 6, 2021, each existing common unit previously issued by AST was reclassified and reissued by AST into new Common Units on a 1-to-14.50149869 basis. In addition, each equityholder of Common Units received an equivalent number of Class B Common Stock or Class C Common Stock of the Issuer, as applicable.

SEC source: 0001493152-21-008358 · ownership.xml · derivative · entry 3

Mikitani Hiroshi · CIK 0001760624 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 28,520,155

Underlying: Class A Common Stock · 28,520,155 shares

Expires not disclosed

F4 · derivative.exercise_price: The Common Units of AST may be redeemed by the Reporting Person at any time on or after April 6, 2022 for shares of the Issuer's Class A Common Stock on a one-to-one basis. The Common Units do not expire.

F1 · price: In connection with the closing of the business combination between New Providence Acquisition Corp. and AST & Science, LLC ("AST") on April 6, 2021, each existing common unit previously issued by AST was reclassified and reissued by AST into new Common Units on a 1-to-14.50149869 basis. In addition, each equityholder of Common Units received an equivalent number of Class B Common Stock or Class C Common Stock of the Issuer, as applicable.

F4 · derivative.exercise_date: The Common Units of AST may be redeemed by the Reporting Person at any time on or after April 6, 2022 for shares of the Issuer's Class A Common Stock on a one-to-one basis. The Common Units do not expire.

F4 · derivative.expiration_date: The Common Units of AST may be redeemed by the Reporting Person at any time on or after April 6, 2022 for shares of the Issuer's Class A Common Stock on a one-to-one basis. The Common Units do not expire.

F2 · ownership.nature: Securities held of record by Rakuten Mobile USA Service Inc. ("Rakuten USA Service"). Mr. Mikitani is the founder, Chairman and Chief Executive Officer of Rakuten USA Service and has voting and investment discretion with respect to the securities held of record by Rakuten USA Service.

SEC source: 0001493152-21-008358 · ownership.xml · nonDerivative · entry 2

Mikitani Hiroshi · CIK 0001760624 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,500,000

F3 · ownership.nature: Securities held of record by Rakuten Mobile, Inc. ("Rakuten"). Mr. Mikitani is the founder, Chairman and Chief Executive Officer of Rakuten and has voting and investment discretion with respect to the securities held of record by Rakuten.

SEC source: 0001493152-21-008358 · ownership.xml · nonDerivative · entry 1

Mikitani Hiroshi · CIK 0001760624 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 28,520,155

F1 · price: In connection with the closing of the business combination between New Providence Acquisition Corp. and AST & Science, LLC ("AST") on April 6, 2021, each existing common unit previously issued by AST was reclassified and reissued by AST into new Common Units on a 1-to-14.50149869 basis. In addition, each equityholder of Common Units received an equivalent number of Class B Common Stock or Class C Common Stock of the Issuer, as applicable.

F2 · ownership.nature: Securities held of record by Rakuten Mobile USA Service Inc. ("Rakuten USA Service"). Mr. Mikitani is the founder, Chairman and Chief Executive Officer of Rakuten USA Service and has voting and investment discretion with respect to the securities held of record by Rakuten USA Service.

SEC source: 0001493152-21-008357 · ownership.xml · derivative · entry 2

Coleman Alexander · CIK 0001785723 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 5,710,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In connection with the closing of the business combination between New Providence Acquisition Corp. ("NPA") and AST & Science, LLC on April 6, 2021, each share of NPA's Class B Common Stock automatically converted into shares of the Issuer's Class A Common Stock on a one-for-one basis.

F1 · price: In connection with the closing of the business combination between New Providence Acquisition Corp. ("NPA") and AST & Science, LLC on April 6, 2021, each share of NPA's Class B Common Stock automatically converted into shares of the Issuer's Class A Common Stock on a one-for-one basis.

F1 · derivative.exercise_date: In connection with the closing of the business combination between New Providence Acquisition Corp. ("NPA") and AST & Science, LLC on April 6, 2021, each share of NPA's Class B Common Stock automatically converted into shares of the Issuer's Class A Common Stock on a one-for-one basis.

F1 · derivative.expiration_date: In connection with the closing of the business combination between New Providence Acquisition Corp. ("NPA") and AST & Science, LLC on April 6, 2021, each share of NPA's Class B Common Stock automatically converted into shares of the Issuer's Class A Common Stock on a one-for-one basis.

SEC source: 0001493152-21-008357 · ownership.xml · nonDerivative · entry 1

Coleman Alexander · CIK 0001785723 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,710,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: In connection with the closing of the business combination between New Providence Acquisition Corp. ("NPA") and AST & Science, LLC on April 6, 2021, each share of NPA's Class B Common Stock automatically converted into shares of the Issuer's Class A Common Stock on a one-for-one basis.