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Nasdaq · USD

ASTS

AST SpaceMobile, Inc.

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Tapewire entity
3240
SEC CIK
0001780312
Parsed reports
204

Last 12 months

Inside the activity.

8 purchase rows · 14 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202521
Dec 202534
Jan 202600
Feb 202600
Mar 202601
Apr 202602
May 202602
Jun 202602
Jul 202600
Aug 202630
Sep 202602
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 26, 2024 Filed Oct 1, 2024 22:34 UTC Amendment Tax withholdingClass A Common Stock 25,750 $23.83 $613,622.50
Disclosure

SEC source: 0001493152-24-039071 · ownership.xml · nonDerivative · entry 3

Wisniewski Scott · CIK 0002028702 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 715,360

F3 · shares: Represents a payment of tax liability by withholding securities incident to the vesting of RSUs representing 72,500 shares of Class A Common Stock issued in accordance with Rule 16b-3, resulting in a net vested number of shares of 46,750 shares.

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September 26, 2024 Filed Oct 1, 2024 22:34 UTC Amendment GrantClass A Common Stock 145,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-039071 · ownership.xml · nonDerivative · entry 2

Wisniewski Scott · CIK 0002028702 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 741,110

F2 · shares: Represents a grant of RSUs, upon the certification by the Issuer's compensation committee of the deemed satisfaction of performance conditions, that vest 50% on September 26, 2024 and 50% on September 26, 2025 subject to the Reporting Person's continued service through the vesting date.

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September 26, 2024 Filed Oct 1, 2024 22:34 UTC Amendment GrantClass A Common Stock 75,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-039071 · ownership.xml · nonDerivative · entry 1

Wisniewski Scott · CIK 0002028702 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 596,110

F1 · shares: Represents a grant of restricted stock units ("RSUs") that vest 1/3 on August 15, 2025, 1/3 on August 15, 2026 and 1/3 on August 15, 2027 subject to the Reporting Person's continued service through the vesting date. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

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September 15, 2024 Filed Sep 17, 2024 19:14 UTC
Gupta Shanti B.Chief Operating Officer
Tax withholdingClass A Common Stock 25,575 $29.83 $762,902.25
Disclosure

SEC source: 0001493152-24-036845 · ownership.xml · nonDerivative · entry 2

Gupta Shanti B. · CIK 0001884187 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 398,232

F2 · shares: Represents a payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units representing 50,000 shares of Class A Common Stock issued in accordance with Rule 16b-3, resulting in a net vested number of shares of 24,425 shares.

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September 15, 2024 Filed Sep 17, 2024 19:14 UTC
Gupta Shanti B.Chief Operating Officer
GrantClass A Common Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-036845 · ownership.xml · nonDerivative · entry 1

Gupta Shanti B. · CIK 0001884187 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 423,807

F1 · shares: Represents a grant of Restricted Stock Units that vest 25% per year on each anniversary of September 15, 2021, subject to continued service through the vesting date.

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September 15, 2024 Filed Jan 27, 2026 01:00 UTC Amendment
Gupta Shanti B.Chief Operating Officer
Tax withholdingClass A Common Stock 25,575 $29.83 $762,902.25
Disclosure

SEC source: 0001493152-26-003655 · ownership.xml · nonDerivative · entry 1

Gupta Shanti B. · CIK 0001884187 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 348,232

F1 · shares: Represents a payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units representing 50,000 shares of Class A Common Stock issued in accordance with Rule 16b-3, resulting in a net vested number of shares of 24,425 shares.

F2 · balance_after: Reporting person's direct holdings in the Form 4 filed on September 17, 2024 inadvertently overstated his direct holdings of Class A Common Stock by 50,000 shares due to an administrative error. This 50,000-share overstatement with respect to Class A Common Stock was also reflected in reporting person's subsequent Forms 4.

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September 10, 2024 Filed Sep 11, 2024 21:56 UTC GrantClass A Common Stock 5,744 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-035862 · ownership.xml · nonDerivative · entry 1

Wibergh Johan · CIK 0001729658 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,643

F1 · shares: Includes a grant of 5,744 restricted stock units that vest in full on the earlier to occur of (i) the one-year anniversary of the September 10, 2024 grant date and (ii) the date of the next annual meeting of stockholders following the grant date, subject to continued service through the applicable vesting date.

F1 · balance_after: Includes a grant of 5,744 restricted stock units that vest in full on the earlier to occur of (i) the one-year anniversary of the September 10, 2024 grant date and (ii) the date of the next annual meeting of stockholders following the grant date, subject to continued service through the applicable vesting date.

Read SEC document
September 10, 2024 Filed Sep 11, 2024 21:56 UTC GrantClass A Common Stock 5,744 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-035864 · ownership.xml · nonDerivative · entry 1

SARNOFF RICHARD · CIK 0001236133 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,628

F1 · shares: Includes a grant of 5,744 restricted stock units that vest in full on the earlier to occur of (i) the one-year anniversary of the September 10, 2024 grant date and (ii) the date of the next annual meeting of stockholders following the grant date, subject to continued service through the applicable vesting date.

F1 · balance_after: Includes a grant of 5,744 restricted stock units that vest in full on the earlier to occur of (i) the one-year anniversary of the September 10, 2024 grant date and (ii) the date of the next annual meeting of stockholders following the grant date, subject to continued service through the applicable vesting date.

Read SEC document
September 10, 2024 Filed Sep 11, 2024 21:56 UTC GrantClass A Common Stock 5,744 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-035863 · ownership.xml · nonDerivative · entry 1

RUBIN RONALD L · CIK 0001208969 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,628

F1 · shares: Includes a grant of 5,744 restricted stock units that vest in full on the earlier to occur of (i) the one-year anniversary of the September 10, 2024 grant date and (ii) the date of the next annual meeting of stockholders following the grant date, subject to continued service through the applicable vesting date.

F1 · balance_after: Includes a grant of 5,744 restricted stock units that vest in full on the earlier to occur of (i) the one-year anniversary of the September 10, 2024 grant date and (ii) the date of the next annual meeting of stockholders following the grant date, subject to continued service through the applicable vesting date.

Read SEC document
September 10, 2024 Filed Sep 11, 2024 21:56 UTC GrantClass A Common Stock 5,744 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-035865 · ownership.xml · nonDerivative · entry 1

Torres Julio A. · CIK 0001543079 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,628

F1 · shares: Includes a grant of 5,744 restricted stock units that vest in full on the earlier to occur of (i) the one-year anniversary of the September 10, 2024 grant date and (ii) the date of the next annual meeting of stockholders following the grant date, subject to continued service through the applicable vesting date.

F1 · balance_after: Includes a grant of 5,744 restricted stock units that vest in full on the earlier to occur of (i) the one-year anniversary of the September 10, 2024 grant date and (ii) the date of the next annual meeting of stockholders following the grant date, subject to continued service through the applicable vesting date.

Read SEC document
September 10, 2024 Filed Sep 12, 2024 21:49 UTC GrantClass A Common Stock 5,744 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-099398 · tm2423973-1_4seq1.xml · nonDerivative · entry 1

Cisneros Adriana · CIK 0001749229 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 780,516

F1 · shares: Reflects a grant of 5,744 restricted stock units that vest in full on the earlier to occur of (i) the one-year anniversary of the September 10, 2024 grant date and (ii) the date of the next annual meeting of stockholders following the grant date, subject to continued service through the applicable vesting date.

Read SEC document
September 06, 2024 Filed Sep 10, 2024 21:35 UTC PurchaseClass A Common Stock 950 $26.44 $25,118.00
Disclosure

SEC source: 0001104659-24-098657 · tm2423747-1_4seq1.xml · nonDerivative · entry 5

Cisneros Adriana · CIK 0001749229 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Entity

Disclosed balance after: 774,772

F3 · ownership.nature: Reflects shares held by trusts for the benefit of the reporting person's minor children, in which the reporting person disclaims pecuniary interest. The reporting person is not the trustee of these trusts but has the ability to remove and replace the trustee in certain limited circumstances.

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September 06, 2024 Filed Sep 10, 2024 21:35 UTC PurchaseClass A Common Stock 950 $26.40 $25,080.00
Disclosure

SEC source: 0001104659-24-098657 · tm2423747-1_4seq1.xml · nonDerivative · entry 4

Cisneros Adriana · CIK 0001749229 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Entity

Disclosed balance after: 773,822

F3 · ownership.nature: Reflects shares held by trusts for the benefit of the reporting person's minor children, in which the reporting person disclaims pecuniary interest. The reporting person is not the trustee of these trusts but has the ability to remove and replace the trustee in certain limited circumstances.

Read SEC document
September 06, 2024 Filed Sep 10, 2024 21:35 UTC PurchaseClass A Common Stock 1,696 $26.32 $44,638.72
Disclosure

SEC source: 0001104659-24-098657 · tm2423747-1_4seq1.xml · nonDerivative · entry 3

Cisneros Adriana · CIK 0001749229 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Entity

Disclosed balance after: 772,872

F2 · ownership.nature: Reflects shares held by 1979 Edendale Investments Ltd., an entity held by The Adriana Cisneros 2014 Portfolio Trust, of which the reporting person is the beneficiary and for which the reporting person has the ability to remove and replace the trustee in certain limited circumstances.

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September 06, 2024 Filed Sep 10, 2024 21:35 UTC PurchaseClass A Common Stock 200 $26.33 $5,266.00
Disclosure

SEC source: 0001104659-24-098657 · tm2423747-1_4seq1.xml · nonDerivative · entry 2

Cisneros Adriana · CIK 0001749229 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Entity

Disclosed balance after: 771,176

F2 · ownership.nature: Reflects shares held by 1979 Edendale Investments Ltd., an entity held by The Adriana Cisneros 2014 Portfolio Trust, of which the reporting person is the beneficiary and for which the reporting person has the ability to remove and replace the trustee in certain limited circumstances.

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September 06, 2024 Filed Sep 10, 2024 21:35 UTC PurchaseClass A Common Stock 1,138 $26.17 $29,781.46
Disclosure

SEC source: 0001104659-24-098657 · tm2423747-1_4seq1.xml · nonDerivative · entry 1

Cisneros Adriana · CIK 0001749229 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 770,976

F1 · ownership.nature: Reflects shares held directly by the reporting person's spouse, Nicholas Griffin.

Read SEC document
August 19, 2024 Filed Aug 21, 2024 20:05 UTC
Bernal MayaChief Accounting Officer
GrantClass A Common Stock 44,494 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-033439 · ownership.xml · nonDerivative · entry 1

Bernal Maya · CIK 0002027960 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,011

F1 · shares: Includes a grant of restricted stock awards ("RSUs") for which 1/3 of one half of the RSUs will vest on each of the first, second, and third anniversary of August 15, 2024, subject to the Reporting Person's continued service through these vesting dates, and the other half of the RSUs will vest 30 days following the certification by the Issuer's compensation committee of the satisfaction of performance conditions. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

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June 03, 2024 Filed Jun 6, 2024 00:01 UTC GrantClass A Common Stock 17,899 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-022826 · ownership.xml · nonDerivative · entry 1

Wibergh Johan · CIK 0001729658 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,899

F1 · shares: Represents a grant of restricted stock units ("RSUs") that vest in full on the earlier to occur of (i) the one-year anniversary of the June 3, 2024 grant date and (ii) the date of the next annual meeting of stockholders following the grant date, subject to continued service through the applicable vesting date.

Read SEC document
May 31, 2024 Filed Jun 5, 2024 00:00 UTC
Gupta Shanti B.Chief accounting Officer
Tax withholdingClass A Common Stock 26,500 $8.27 $219,155.00
Disclosure

SEC source: 0001493152-24-022604 · ownership.xml · nonDerivative · entry 2

Gupta Shanti B. · CIK 0001884187 · Chief accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 373,807

F2 · shares: Represents a payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units representing 50,000 shares of Class A Common Stock issued in accordance with Rule 16b-3, resulting in a net vested number of shares of 23,500 shares.

Read SEC document
May 31, 2024 Filed Jun 5, 2024 00:00 UTC
Gupta Shanti B.Chief accounting Officer
GrantClass A Common Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-022604 · ownership.xml · nonDerivative · entry 1

Gupta Shanti B. · CIK 0001884187 · Chief accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 400,307

F1 · shares: Represents a grant of Restricted Stock Units that vested entirely on May 31, 2024 upon the certification by the Issuer's compensation committee of the deemed satisfaction of performance conditions.

Read SEC document
May 10, 2024 Filed May 15, 2024 01:00 UTC
Wallace Sean R.Chief Financial Officer
Tax withholdingClass A Common Stock 9,340 $2.26 $21,108.40
Disclosure

SEC source: 0001493152-24-019357 · ownership.xml · nonDerivative · entry 1

Wallace Sean R. · CIK 0001811050 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 554,297

F1 · shares: Represents a payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units representing 100,000 shares of Class A Common Stock issued in accordance with Rule 16b-3, resulting in a net vested number of shares of 90,660 shares.

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May 06, 2024 Filed May 9, 2024 01:17 UTC
Johnson Andrew MartinChief Legal Officer
GrantClass A Common Stock 300,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-018295 · ownership.xml · nonDerivative · entry 1

Johnson Andrew Martin · CIK 0001548887 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 300,000

F1 · shares: Represents a grant of restricted stock units ("RSUs") that vest 25% per year on each of the first, second, third and fourth anniversary of May 6, 2024, subject to the Reporting Person's continued service through the vesting date. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 21:00 UTC
Heller BrianEVP, GC & Secretary
Tax withholdingClass A Common Stock 28,529 $3.14 $89,581.06
Disclosure

SEC source: 0001493152-24-010560 · ownership.xml · nonDerivative · entry 3

Heller Brian · CIK 0001855407 · EVP, GC & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 383,190

F3 · shares: Represents a payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units representing 72,500 shares of Class A Common Stock issued in accordance with Rule 16b-3, resulting in a net vested number of shares of 43,971 shares.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 21:00 UTC
Heller BrianEVP, GC & Secretary
GrantClass A Common Stock 145,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-010560 · ownership.xml · nonDerivative · entry 2

Heller Brian · CIK 0001855407 · EVP, GC & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 411,719

F2 · shares: Represents the award of performance Restricted Stock Units that vested 50% on March 15, 2024, upon the certification by the Issuer's compensation committee of the satisfaction of performance conditions, with the remaining 50% vesting on March 15, 2025, subject to continued service through the vesting date.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 21:00 UTC
Heller BrianEVP, GC & Secretary
GrantClass A Common Stock 105,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-010560 · ownership.xml · nonDerivative · entry 1

Heller Brian · CIK 0001855407 · EVP, GC & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 266,719

F1 · shares: Represents a grant of Restricted Stock Units that vest 50% per year on each anniversary of May 8, 2023, subject to continued service through the vesting date.

Read SEC document
March 15, 2024 Filed Mar 20, 2024 01:00 UTC
Wallace Sean R.Chief Financial Officer
Tax withholdingClass A Common Stock 9,090 $3.14 $28,542.60
Disclosure

SEC source: 0001493152-24-010559 · ownership.xml · nonDerivative · entry 2

Wallace Sean R. · CIK 0001811050 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 563,637

F2 · shares: Represents a payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units representing 75,000 shares of Class A Common Stock issued in accordance with Rule 16b-3, resulting in a net vested number of shares of 65,910 shares.

Read SEC document
March 15, 2024 Filed Mar 20, 2024 01:00 UTC
Wallace Sean R.Chief Financial Officer
GrantClass A Common Stock 150,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-010559 · ownership.xml · nonDerivative · entry 1

Wallace Sean R. · CIK 0001811050 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 572,727

F1 · shares: Represents the award of performance Restricted Stock Units that vested 50% on March 15, 2024, upon the certification by the Issuer's compensation committee of the satisfaction of performance conditions, with the remaining 50% vesting on March 15, 2025, subject to continued service through the vesting date.

Read SEC document
March 15, 2024 Filed Mar 20, 2024 01:00 UTC
Gupta Shanti B.Chief accounting Officer
GrantClass A Common Stock 150,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-010558 · ownership.xml · nonDerivative · entry 1

Gupta Shanti B. · CIK 0001884187 · Chief accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 350,307

F1 · shares: Represents a grant of Restricted Stock Units that vest 50% per year on each anniversary of May 8, 2023, subject to continued service through the vesting date.

Read SEC document
February 08, 2024 Filed Feb 12, 2024 21:45 UTC
Heller BrianEVP, GC & Secretary
Tax withholdingClass A Common Stock 22,603 $3.18 $71,877.54
Disclosure

SEC source: 0001493152-24-005947 · ownership.xml · nonDerivative · entry 1

Heller Brian · CIK 0001855407 · EVP, GC & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 161,719

F1 · shares: Represents a payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units representing 51,250 shares of Class A Common Stock issued in accordance with Rule 16b-3, resulting in a net vested number of shares of 28,647 shares.

Read SEC document
January 16, 2024 Filed Jan 18, 2024 22:09 UTC Purchase5.5% Convertible Note due 2034 · Derivative 25,000,000 $25,000,000.00 Strike: $5.75 $625,000,000,000,000.00
Disclosure

SEC source: 0001062993-24-001034 · form4.xml · derivative · entry 1

Vodafone Ventures Ltd · CIK 0001855428 · 10% owner

VODAFONE GROUP PUBLIC LTD CO · CIK 0000839923 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000,000

Underlying: Class A Common Stock · 4,347,826 shares

Expires 2034-01-16

Read SEC document
August 17, 2023 Filed Aug 21, 2023 22:45 UTC GrantClass A Common Stock 38,462 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-029743 · ownership.xml · nonDerivative · entry 1

SARNOFF RICHARD · CIK 0001236133 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,884

F1 · shares: Includes a grant of 38,462 restricted stock units that vest in full on the earlier to occur of (i) the one-year anniversary of the August 17, 2023 grant date and (ii) the date of the next annual meeting of stockholders following the grant date, subject to continued service through the applicable vesting date.

F1 · balance_after: Includes a grant of 38,462 restricted stock units that vest in full on the earlier to occur of (i) the one-year anniversary of the August 17, 2023 grant date and (ii) the date of the next annual meeting of stockholders following the grant date, subject to continued service through the applicable vesting date.

Read SEC document
August 17, 2023 Filed Aug 21, 2023 22:45 UTC GrantClass A Common Stock 38,462 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-029742 · ownership.xml · nonDerivative · entry 1

RUBIN RONALD L · CIK 0001208969 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,884

F1 · shares: Includes a grant of 38,462 restricted stock units that vest in full on the earlier to occur of (i) the one-year anniversary of the August 17, 2023 grant date and (ii) the date of the next annual meeting of stockholders following the grant date, subject to continued service through the applicable vesting date.

F1 · balance_after: Includes a grant of 38,462 restricted stock units that vest in full on the earlier to occur of (i) the one-year anniversary of the August 17, 2023 grant date and (ii) the date of the next annual meeting of stockholders following the grant date, subject to continued service through the applicable vesting date.

Read SEC document
August 17, 2023 Filed Aug 21, 2023 22:45 UTC GrantClass A Common Stock 38,462 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-029744 · ownership.xml · nonDerivative · entry 1

Torres Julio A. · CIK 0001543079 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,884

F1 · shares: Includes a grant of 38,462 restricted stock units that vest in full on the earlier to occur of (i) the one-year anniversary of the August 17, 2023 grant date and (ii) the date of the next annual meeting of stockholders following the grant date, subject to continued service through the applicable vesting date.

F1 · balance_after: Includes a grant of 38,462 restricted stock units that vest in full on the earlier to occur of (i) the one-year anniversary of the August 17, 2023 grant date and (ii) the date of the next annual meeting of stockholders following the grant date, subject to continued service through the applicable vesting date.

Read SEC document
August 17, 2023 Filed Aug 21, 2023 22:45 UTC GrantClass A Common Stock 38,462 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-029745 · ownership.xml · nonDerivative · entry 1

Coleman Alexander · CIK 0001785723 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,468,441

F1 · shares: Includes a grant of 38,462 restricted stock units that vest in full on the earlier to occur of (i) the one-year anniversary of the August 17, 2023 grant date and (ii) the date of the next annual meeting of stockholders following the grant date, subject to continued service through the applicable vesting date.

F1 · balance_after: Includes a grant of 38,462 restricted stock units that vest in full on the earlier to occur of (i) the one-year anniversary of the August 17, 2023 grant date and (ii) the date of the next annual meeting of stockholders following the grant date, subject to continued service through the applicable vesting date.

Read SEC document
February 08, 2023 Filed Feb 10, 2023 19:00 UTC
Heller BrianEVP, GC & Secretary
Tax withholdingClass A Common Stock 20,678 $5.91 $122,206.98
Disclosure

SEC source: 0001493152-23-004352 · ownership.xml · nonDerivative · entry 1

Heller Brian · CIK 0001855407 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,322

F1 · shares: Represents a payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units representing 51,250 shares of Class A Common Stock issued in accordance with Rule 16b-3, resulting in a net vested number of 30,572 shares.

Read SEC document
December 02, 2022 Filed Dec 5, 2022 13:00 UTC
Wallace Sean R.Chief Financial Officer
OtherClass A Common Stock 22,727 $5.50 $124,998.50
Disclosure

SEC source: 0001493152-22-034414 · ownership.xml · nonDerivative · entry 1

Wallace Sean R. · CIK 0001811050 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 422,727

F1 · shares: On December 2, 2022, the Issuer closed its previously announced offering of 13,636,364 shares of Class A Common Stock sold pursuant to an underwriting agreement, dated November 29, 2022, with B. Riley Securities, Inc. The amount herein represents a purchase by the reporting person in such public offering.

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December 02, 2022 Filed Dec 5, 2022 13:00 UTC PurchaseClass A Common Stock 36,364 $5.50 $200,002.00
Disclosure

SEC source: 0001493152-22-034411 · ownership.xml · nonDerivative · entry 1

Cisneros Adriana · CIK 0001749229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,764

F1 · shares: On December 2, 2022, the Issuer closed its previously announced offering of 13,636,364 shares of Class A Common Stock sold pursuant to an underwriting agreement, dated November 29, 2022, with B. Riley Securities, Inc. The amount herein represents a purchase by the reporting person in such public offering.

Read SEC document
December 02, 2022 Filed Dec 5, 2022 08:00 UTC OtherClass A Common Stock 10,000 $5.50 $55,000.00
Disclosure

SEC source: 0001493152-22-034415 · ownership.xml · nonDerivative · entry 1

KNAPP EDWARD D · CIK 0001250564 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

F1 · shares: On December 2, 2022, the Issuer closed its previously announced offering of 13,636,364 shares of Class A Common Stock sold pursuant to an underwriting agreement, dated November 29, 2022, with B. Riley Securities, Inc. The amount herein represents a purchase by the reporting person in such public offering.

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December 02, 2022 Filed Dec 5, 2022 13:00 UTC
Gupta Shanti B.Chief Accounting Officer
OtherClass A Common Stock 18,182 $5.50 $100,001.00
Disclosure

SEC source: 0001493152-22-034412 · ownership.xml · nonDerivative · entry 1

Gupta Shanti B. · CIK 0001884187 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,307

F1 · shares: On December 2, 2022, the Issuer closed its previously announced offering of 13,636,364 shares of Class A Common Stock sold pursuant to an underwriting agreement, dated November 29, 2022, with B. Riley Securities, Inc. The amount herein represents a purchase by the reporting person in such public offering.

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November 16, 2022 Filed Feb 13, 2023 16:00 UTC GiftClass A Common Stock 200,000 $0.00 $0.00
Disclosure

SEC source: 0001213900-23-010555 · ownership.xml · nonDerivative · entry 2

Coleman Alexander · CIK 0001785723 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,413,312

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September 16, 2022 Filed Oct 7, 2022 00:44 UTC
Gupta Shanti B.Chief Accounting Officer
Tax withholdingClass A Common Stock 17,875 $9.00 $160,875.00
Disclosure

SEC source: 0001493152-22-027856 · ownership.xml · nonDerivative · entry 1

Gupta Shanti B. · CIK 0001884187 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,125

F1 · shares: Represents a payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units representing 50,000 shares of Class A Common Stock issued in accordance with Rule 16b-3, resulting in a net vested number of 32,125 shares.

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September 15, 2022 Filed Sep 19, 2022 23:15 UTC GrantClass A Common Stock 16,667 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-026271 · ownership.xml · nonDerivative · entry 1

SARNOFF RICHARD · CIK 0001236133 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,422

F1 · shares: Includes a grant of 16,667 restricted stock units that vest in full on the earlier to occur of (i) the one-year anniversary of the September 15, 2022 grant date and (ii) the date of the next annual meeting of stockholders following the grant date, subject to continued service through the applicable vesting date.

F1 · balance_after: Includes a grant of 16,667 restricted stock units that vest in full on the earlier to occur of (i) the one-year anniversary of the September 15, 2022 grant date and (ii) the date of the next annual meeting of stockholders following the grant date, subject to continued service through the applicable vesting date.

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September 15, 2022 Filed Sep 19, 2022 23:15 UTC GrantClass A Common Stock 16,667 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-026272 · ownership.xml · nonDerivative · entry 1

RUBIN RONALD L · CIK 0001208969 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,422

F1 · shares: Includes a grant of 16,667 restricted stock units that vest in full on the earlier to occur of (i) the one-year anniversary of the September 15, 2022 grant date and (ii) the date of the next annual meeting of stockholders following the grant date, subject to continued service through the applicable vesting date.

F1 · balance_after: Includes a grant of 16,667 restricted stock units that vest in full on the earlier to occur of (i) the one-year anniversary of the September 15, 2022 grant date and (ii) the date of the next annual meeting of stockholders following the grant date, subject to continued service through the applicable vesting date.

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September 15, 2022 Filed Sep 19, 2022 23:15 UTC GrantClass A Common Stock 16,667 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-026274 · ownership.xml · nonDerivative · entry 1

Torres Julio A. · CIK 0001543079 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,422

F1 · shares: Includes a grant of 16,667 restricted stock units that vest in full on the earlier to occur of (i) the one-year anniversary of the September 15, 2022 grant date and (ii) the date of the next annual meeting of stockholders following the grant date, subject to continued service through the applicable vesting date.

F1 · balance_after: Includes a grant of 16,667 restricted stock units that vest in full on the earlier to occur of (i) the one-year anniversary of the September 15, 2022 grant date and (ii) the date of the next annual meeting of stockholders following the grant date, subject to continued service through the applicable vesting date.

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September 15, 2022 Filed Sep 19, 2022 23:15 UTC GrantClass A Common Stock 16,667 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-026273 · ownership.xml · nonDerivative · entry 1

Coleman Alexander · CIK 0001785723 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,829,979

F1 · shares: Includes a grant of 16,667 restricted stock units that vest in full on the earlier to occur of (i) the one-year anniversary of the September 15, 2022 grant date and (ii) the date of the next annual meeting of stockholders following the grant date, subject to continued service through the applicable vesting date.

F1 · balance_after: Includes a grant of 16,667 restricted stock units that vest in full on the earlier to occur of (i) the one-year anniversary of the September 15, 2022 grant date and (ii) the date of the next annual meeting of stockholders following the grant date, subject to continued service through the applicable vesting date.

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August 19, 2022 Filed Feb 13, 2023 16:00 UTC GiftClass A Common Stock 200,000 $0.00 $0.00
Disclosure

SEC source: 0001213900-23-010555 · ownership.xml · nonDerivative · entry 1

Coleman Alexander · CIK 0001785723 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,413,312

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May 10, 2022 Filed May 10, 2022 20:31 UTC
Wallace Sean R.Chief Financial Officer
GrantClass A Common Stock 400,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-012706 · ownership.xml · nonDerivative · entry 1

Wallace Sean R. · CIK 0001811050 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,000

F1 · shares: Represents a grant of restricted stock units ("RSUs") that vest 25% per year on each of the first, second, third and fourth anniversary of May 10, 2022, subject to the Reporting Person's continued service through the vesting date. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

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September 16, 2021 Filed Sep 21, 2021 22:31 UTC
Gupta Shanti B.Chief Accounting Officer
GrantClass A Common Stock 200,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-023296 · ownership.xml · nonDerivative · entry 1

Gupta Shanti B. · CIK 0001884187 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

F1 · shares: Represents a grant of restricted stock units that vest 25% per year on each anniversary of September 15, 2021, subject to continued service through the vesting date.

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August 24, 2021 Filed Aug 26, 2021 00:00 UTC GrantCLASS A COMMON STOCK 11,755 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-021281 · ownership.xml · nonDerivative · entry 1

SARNOFF RICHARD · CIK 0001236133 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,755

F1 · shares: Represents a grant of restricted stock units that vest in full on the earlier to occur of (i) the one-year anniversary of the August 24, 2021 grant date and (ii) the date of the annual meeting of the stockholders following the grant date, subject to continued service through the vesting date; provided, however, that the earliest vesting date will be the 2022 annual meeting of stockholders.

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August 24, 2021 Filed Aug 26, 2021 00:01 UTC GrantCLASS A COMMON STOCK 11,755 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-021280 · ownership.xml · nonDerivative · entry 1

RUBIN RONALD L · CIK 0001208969 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,755

F1 · shares: Represents a grant of restricted stock units that vest in full on the earlier to occur of (i) the one-year anniversary of the August 24, 2021 grant date and (ii) the date of the annual meeting of the stockholders following the grant date, subject to continued service through the vesting date; provided, however, that the earliest vesting date will be the 2022 annual meeting of stockholders.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.