ASTE

SEC source: 0001140361-16-082734 · doc1.xml · derivative · entry 3

Swanson Malcolm L · CIK 0001594483 · President-Astec, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,342.2978

Underlying: Common Stock · 84.6995 shares

Expires not disclosed

F2 · derivative.exercise_price: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · shares: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.exercise_date: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.expiration_date: Transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

SEC source: 0001140361-17-017329 · doc1.xml · nonDerivative · entry 2

FRIERSON DANIEL K · CIK 0000949130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,839

F2 · shares: Transaction represents Restrictive Stock Units ("RSUs") issued in payment of the reporting person's annual stock award for being a non-employee director of the Company. Upon vesting, at the earlier of one year from the date of grant or on the day preceding the Company's next annual meeting of shareholders, the RSUs convert into shares of Company stock on a one-for-one basis, unless the individual director has made an election to defer receipt of the Company stock.

F2 · price: Transaction represents Restrictive Stock Units ("RSUs") issued in payment of the reporting person's annual stock award for being a non-employee director of the Company. Upon vesting, at the earlier of one year from the date of grant or on the day preceding the Company's next annual meeting of shareholders, the RSUs convert into shares of Company stock on a one-for-one basis, unless the individual director has made an election to defer receipt of the Company stock.

SEC source: 0001140361-17-002940 · doc1.xml · nonDerivative · entry 1

Schwarz Jeffrey M. · CIK 0001611588 · President-JCI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,360

F2 · date: The reported transaction is a grant of restricted stock units (RSUs) under the company's 2011 Incentive Plan for services performed prior to the reporting person becoming a Section 16(b) insider. RSUs convert to common stock on a one-for-one basis at a later date.

F2 · shares: The reported transaction is a grant of restricted stock units (RSUs) under the company's 2011 Incentive Plan for services performed prior to the reporting person becoming a Section 16(b) insider. RSUs convert to common stock on a one-for-one basis at a later date.

F2 · price: The reported transaction is a grant of restricted stock units (RSUs) under the company's 2011 Incentive Plan for services performed prior to the reporting person becoming a Section 16(b) insider. RSUs convert to common stock on a one-for-one basis at a later date.

F2 · balance_after: The reported transaction is a grant of restricted stock units (RSUs) under the company's 2011 Incentive Plan for services performed prior to the reporting person becoming a Section 16(b) insider. RSUs convert to common stock on a one-for-one basis at a later date.