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ASTE

ASTEC INDUSTRIES INC

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425
SEC CIK
0000792987
Parsed reports
893

Last 12 months

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0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202600
Jun 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 16, 2021 Filed Mar 18, 2021 20:53 UTC
Weyenberg Rebecca AChief Financial Officer
Tax withholdingCommon Stock 2,056 $77.23 $158,784.88
Disclosure

SEC source: 0001796441-21-000003 · wf-form4_161610082684533.xml · nonDerivative · entry 2

Weyenberg Rebecca A · CIK 0001796441 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,241

F2 · shares: Shares withheld to satisfy applicable tax withholding obligation.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 20:53 UTC
Weyenberg Rebecca AChief Financial Officer
GrantCommon Stock 5,634 $77.23 $435,113.82
Disclosure

SEC source: 0001796441-21-000003 · wf-form4_161610082684533.xml · nonDerivative · entry 1

Weyenberg Rebecca A · CIK 0001796441 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,297

F1 · shares: Shares acquired pursuant to vesting of stock awards from the Company in accordance with the terms of such stock awards.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 20:34 UTC
Srinivasan ReubenSVP and CHRO
Tax withholdingCommon Stock 242 $77.23 $18,689.66
Disclosure

SEC source: 0001849968-21-000004 · wf-form4_161609965975121.xml · nonDerivative · entry 1

Srinivasan Reuben · CIK 0001849968 · SVP and CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,708

F1 · shares: Shares withheld to satisfy applicable tax withholding obligations related to previously granted stock awards (disclosed in initial Form 3 filing on March 3, 2021) vesting in accordance with their terms

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March 10, 2021 Filed Mar 12, 2021 21:50 UTC SaleCommon Stock 800 $73.78 $59,024.00
Disclosure

SEC source: 0001185107-21-000004 · wf-form4_161558578517559.xml · nonDerivative · entry 3

DOREY WILLIAM GLENWOOD · CIK 0001185107 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By UTMA account

Disclosed balance after: 0

Read SEC document
March 09, 2021 Filed Mar 12, 2021 21:50 UTC GiftCommon Stock 800 $0.00 $0.00
Disclosure

SEC source: 0001185107-21-000004 · wf-form4_161558578517559.xml · nonDerivative · entry 2

DOREY WILLIAM GLENWOOD · CIK 0001185107 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By UTMA account

Disclosed balance after: 800

Read SEC document
March 09, 2021 Filed Mar 12, 2021 21:50 UTC GiftCommon Stock 800 $0.00 $0.00
Disclosure

SEC source: 0001185107-21-000004 · wf-form4_161558578517559.xml · nonDerivative · entry 1

DOREY WILLIAM GLENWOOD · CIK 0001185107 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,907

Read SEC document
March 02, 2021 Filed Mar 2, 2021 22:15 UTC GrantCommon Stock 274 $59.47 $16,294.78
Disclosure

SEC source: 0001185107-21-000002 · wf-form4_161472329086042.xml · nonDerivative · entry 1

DOREY WILLIAM GLENWOOD · CIK 0001185107 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,707

F1 · shares: Reflects shares issued to the director in lieu of a quarterly board retainer.

Read SEC document
March 02, 2021 Filed Mar 3, 2021 21:40 UTC GrantCommon Stock 274 $59.47 $16,294.78
Disclosure

SEC source: 0001084492-21-000003 · wf-form4_161480757346879.xml · nonDerivative · entry 1

SANSOM WILLIAM B · CIK 0001084492 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,124

F1 · shares: Reflects shares issued to the director in lieu of a quarterly board retainer.

Read SEC document
March 02, 2021 Filed Mar 3, 2021 21:38 UTC GrantCommon Stock 274 $59.47 $16,294.78
Disclosure

SEC source: 0001023575-21-000003 · wf-form4_161480747196390.xml · nonDerivative · entry 1

POTTS CHARLES F · CIK 0001023575 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,628

F1 · shares: Reflects deferred stock units issued in lieu of a quarterly board retainer.

F2 · balance_after: Amount reflects a minor correction due to inadvertently crediting dividend equivalent rights on RSUs that have been deferred

Read SEC document
February 28, 2021 Filed Mar 2, 2021 22:13 UTC
Ruffalo Barry A.Director · President & CEO
Tax withholdingCommon Stock 149 $67.92 $10,120.08
Disclosure

SEC source: 0001394244-21-000003 · wf-form4_161472316024738.xml · nonDerivative · entry 1

Ruffalo Barry A. · CIK 0001394244 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,418

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 598 restricted stock units (RSUs). This represents the vesting of the first third of RSUs granted on 2/28/20.

Read SEC document
February 28, 2021 Filed Mar 3, 2021 21:44 UTC
ANDERSON STEPHEN CSVP of Admin/IR
Tax withholdingCommon Stock 621 $67.92 $42,178.32
Disclosure

SEC source: 0001276725-21-000004 · wf-form4_161480781859527.xml · nonDerivative · entry 1

ANDERSON STEPHEN C · CIK 0001276725 · SVP of Admin/IR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,720

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,263 restricted stock units (RSUs). This represents the vesting of 100% of the RSUs granted on 2/28/2018 and the first third of RSUs granted on 2/28/2020.

Read SEC document
February 28, 2021 Filed Mar 18, 2021 21:18 UTC
Merwe Jaco van derGroup President
Tax withholdingCommon Stock 886 $67.92 $60,177.12
Disclosure

SEC source: 0001683999-21-000003 · wf-form4_161610230943148.xml · nonDerivative · entry 2

Merwe Jaco van der · CIK 0001683999 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,216

F2 · shares: Shares withheld to satisfy tax withholding obligation.

Read SEC document
January 13, 2021 Filed Jan 15, 2021 16:12 UTC
Weyenberg Rebecca AChief Financial Officer
GrantPhantom Stock · Derivative 140.91 $66.53 $9,374.74
Disclosure

SEC source: 0000792987-21-000003 · wf-form4_161072714148835.xml · derivative · entry 1

Weyenberg Rebecca A · CIK 0001796441 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 752.59

Underlying: Common Stock · 140.91 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of Astec common stock.

F2 · shares: Reflects acquisition of phantom stock under Astec's supplemental executive retirement plan.

F2 · derivative.exercise_date: Reflects acquisition of phantom stock under Astec's supplemental executive retirement plan.

F2 · derivative.expiration_date: Reflects acquisition of phantom stock under Astec's supplemental executive retirement plan.

Read SEC document
January 13, 2021 Filed Mar 18, 2021 21:18 UTC
Merwe Jaco van derGroup President
GrantPhantom Stock · Derivative 42.84 $0.00 $0.00
Disclosure

SEC source: 0001683999-21-000003 · wf-form4_161610230943148.xml · derivative · entry 12

Merwe Jaco van der · CIK 0001683999 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,058.55

Underlying: Common Stock · 42.84 shares

Expires not disclosed

F7 · derivative.exercise_price: Reflects acquisition of phantom stock under Astec's supplemental executive retirement plan. Each share of phantom stock represents the right to receive the cash value of one share of Astec common stock.

F6 · derivative.exercise_date: The shares of phantom stock become payable upon the reporting person's termination of service as an officer, in a single lump sum or in up to 10 annual installments, at the election of the reporting person.

F6 · derivative.expiration_date: The shares of phantom stock become payable upon the reporting person's termination of service as an officer, in a single lump sum or in up to 10 annual installments, at the election of the reporting person.

Read SEC document
December 04, 2020 Filed Dec 7, 2020 20:35 UTC
Weyenberg Rebecca AChief Financial Officer
Tax withholdingCommon Stock 434 $0.00 $0.00
Disclosure

SEC source: 0000792987-20-000130 · wf-form4_160737329516275.xml · nonDerivative · entry 1

Weyenberg Rebecca A · CIK 0001796441 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,663

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,781 restricted stock units.

Read SEC document
November 27, 2020 Filed Dec 2, 2020 02:11 UTC GrantCommon Stock 34 $0.00 $0.00
Disclosure

SEC source: 0000792987-20-000128 · wf-form4_160687507671905.xml · nonDerivative · entry 1

GEHL WILLIAM D · CIK 0001031773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,091

F1 · shares: Reflects acquisition of deferred stock units pursuant to reinvestment of dividend equivalent rights.

Read SEC document
November 27, 2020 Filed Dec 2, 2020 02:10 UTC GrantCommon Stock 17 $0.00 $0.00
Disclosure

SEC source: 0000792987-20-000127 · wf-form4_160687502593450.xml · nonDerivative · entry 1

POTTS CHARLES F · CIK 0001023575 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,423

F1 · shares: Reflects acquisition of deferred stock units pursuant to reinvestment of dividend equivalent rights.

Read SEC document
November 27, 2020 Filed Dec 2, 2020 02:09 UTC
Weyenberg Rebecca AChief Financial Officer
GrantPhantom Stock · Derivative 1.1347 $0.00 $0.00
Disclosure

SEC source: 0000792987-20-000126 · wf-form4_160687497725747.xml · derivative · entry 1

Weyenberg Rebecca A · CIK 0001796441 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 611.6768

Underlying: Common Stock · 1.1347 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of Astec common stock.

F2 · shares: Reflects acquisition of phantom stock pursuant to reinvestment of dividend equivalent rights under Astec's supplemental executive retirement plan.

F2 · derivative.exercise_date: Reflects acquisition of phantom stock pursuant to reinvestment of dividend equivalent rights under Astec's supplemental executive retirement plan.

F2 · derivative.expiration_date: Reflects acquisition of phantom stock pursuant to reinvestment of dividend equivalent rights under Astec's supplemental executive retirement plan.

F2 · balance_after: Reflects acquisition of phantom stock pursuant to reinvestment of dividend equivalent rights under Astec's supplemental executive retirement plan.

Read SEC document
November 27, 2020 Filed Dec 2, 2020 02:08 UTC GrantCommon Stock 14 $0.00 $0.00
Disclosure

SEC source: 0000792987-20-000125 · wf-form4_160687491461282.xml · nonDerivative · entry 1

FRIERSON DANIEL K · CIK 0000949130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,319

F1 · shares: Reflects acquisition of deferred stock units pursuant to reinvestment of dividend equivalent rights.

Read SEC document
November 27, 2020 Filed Mar 18, 2021 21:18 UTC
Merwe Jaco van derGroup President
GrantPhantom Stock · Derivative 1.88 $58.62 $110.21
Disclosure

SEC source: 0001683999-21-000003 · wf-form4_161610230943148.xml · derivative · entry 11

Merwe Jaco van der · CIK 0001683999 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,015.71

Underlying: Common Stock · 1.88 shares

Expires not disclosed

F5 · derivative.exercise_price: Reflects acquisition of phantom stock pursuant to reinvestment of dividend equivalent rights under Astec's supplemental executive retirement plan. Each share of phantom stock represents the right to receive the cash value of one share of Astec common stock.

F6 · derivative.exercise_date: The shares of phantom stock become payable upon the reporting person's termination of service as an officer, in a single lump sum or in up to 10 annual installments, at the election of the reporting person.

F6 · derivative.expiration_date: The shares of phantom stock become payable upon the reporting person's termination of service as an officer, in a single lump sum or in up to 10 annual installments, at the election of the reporting person.

Read SEC document
November 12, 2020 Filed Nov 16, 2020 23:03 UTC GiftCommon Stock 400 $0.00 $0.00
Disclosure

SEC source: 0000792987-20-000120 · wf-form4_160556781184511.xml · nonDerivative · entry 1

FRIERSON DANIEL K · CIK 0000949130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,305

Read SEC document
November 10, 2020 Filed Nov 12, 2020 18:37 UTC GiftCommon Stock 183 $0.00 $0.00
Disclosure

SEC source: 0000792987-20-000118 · wf-form4_160520620446005.xml · nonDerivative · entry 1

DOREY WILLIAM GLENWOOD · CIK 0001185107 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,433

Read SEC document
November 09, 2020 Filed Nov 12, 2020 18:35 UTC
Palm Jamie EVP, CAO & Corporate Controller
GrantCommon Stock 1,889 $0.00 $0.00
Disclosure

SEC source: 0000792987-20-000116 · wf-form4_160520609630742.xml · nonDerivative · entry 1

Palm Jamie E · CIK 0001771481 · VP, CAO & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,889

F1 · shares: Reflects restricted stock units that vest and convert to shares of common stock on a one-for-one basis in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
November 04, 2020 Filed Mar 18, 2021 21:09 UTC
Averkamp Timothy AGroup President
Tax withholdingCommon Stock 267 $48.51 $12,952.17
Disclosure

SEC source: 0001793677-21-000004 · wf-form4_161610176410519.xml · nonDerivative · entry 2

Averkamp Timothy A · CIK 0001793677 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,124

F2 · shares: Shares withheld to satisfy tax withholding obligation.

Read SEC document
October 30, 2020 Filed Nov 3, 2020 18:18 UTC GrantCommon Stock 468 $50.80 $23,774.40
Disclosure

SEC source: 0000792987-20-000098 · wf-form4_160442748674054.xml · nonDerivative · entry 1

DOREY WILLIAM GLENWOOD · CIK 0001185107 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,616

F1 · shares: Reflects shares issued to the director in lieu of a quarterly board retainer.

Read SEC document
October 30, 2020 Filed Nov 3, 2020 18:15 UTC GrantCommon Stock 468 $50.80 $23,774.40
Disclosure

SEC source: 0000792987-20-000096 · wf-form4_160442734105517.xml · nonDerivative · entry 1

SANSOM WILLIAM B · CIK 0001084492 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,850

F1 · shares: Reflects shares issued to the director in lieu of a quarterly board retainer.

Read SEC document
October 30, 2020 Filed Nov 3, 2020 18:11 UTC GrantCommon Stock 468 $50.80 $23,774.40
Disclosure

SEC source: 0000792987-20-000094 · wf-form4_160442708717779.xml · nonDerivative · entry 1

POTTS CHARLES F · CIK 0001023575 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,406

F1 · shares: Reflects deferred stock units issued to the director in lieu of a quarterly board retainer.

Read SEC document
October 08, 2020 Filed Oct 9, 2020 17:54 UTC
Weyenberg Rebecca AChief Financial Officer
GrantPhantom Stock · Derivative 159.5039 $0.00 $0.00
Disclosure

SEC source: 0000792987-20-000085 · wf-form4_160226605887616.xml · derivative · entry 1

Weyenberg Rebecca A · CIK 0001796441 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 610.5421

Underlying: Common Stock · 159.5039 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of Astec common stock.

F2 · shares: Reflects acquisition of phantom stock under Astec's supplemental executive retirement plan.

F2 · derivative.exercise_date: Reflects acquisition of phantom stock under Astec's supplemental executive retirement plan.

F2 · derivative.expiration_date: Reflects acquisition of phantom stock under Astec's supplemental executive retirement plan.

Read SEC document
October 08, 2020 Filed Mar 18, 2021 21:18 UTC
Merwe Jaco van derGroup President
GrantPhantom Stock · Derivative 47.49 $0.00 $0.00
Disclosure

SEC source: 0001683999-21-000003 · wf-form4_161610230943148.xml · derivative · entry 10

Merwe Jaco van der · CIK 0001683999 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,013.83

Underlying: Common Stock · 47.49 shares

Expires not disclosed

F7 · derivative.exercise_price: Reflects acquisition of phantom stock under Astec's supplemental executive retirement plan. Each share of phantom stock represents the right to receive the cash value of one share of Astec common stock.

F6 · derivative.exercise_date: The shares of phantom stock become payable upon the reporting person's termination of service as an officer, in a single lump sum or in up to 10 annual installments, at the election of the reporting person.

F6 · derivative.expiration_date: The shares of phantom stock become payable upon the reporting person's termination of service as an officer, in a single lump sum or in up to 10 annual installments, at the election of the reporting person.

Read SEC document
September 10, 2020 Filed Sep 14, 2020 18:40 UTC
Weyenberg Rebecca AChief Financial Officer
GrantPhantom Stock · Derivative 0.9606 $0.00 $0.00
Disclosure

SEC source: 0000792987-20-000083 · wf-form4_160010883709407.xml · derivative · entry 1

Weyenberg Rebecca A · CIK 0001796441 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 451.0382

Underlying: Common Stock · 0.9606 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of Astec common stock.

F2 · shares: Reflects acquisition of phantom stock pursuant to reinvestment of dividend equivalent rights under Astec's supplemental executive retirement plan.

F2 · derivative.exercise_date: Reflects acquisition of phantom stock pursuant to reinvestment of dividend equivalent rights under Astec's supplemental executive retirement plan.

F2 · derivative.expiration_date: Reflects acquisition of phantom stock pursuant to reinvestment of dividend equivalent rights under Astec's supplemental executive retirement plan.

F2 · balance_after: Reflects acquisition of phantom stock pursuant to reinvestment of dividend equivalent rights under Astec's supplemental executive retirement plan.

Read SEC document
September 10, 2020 Filed Sep 14, 2020 18:31 UTC GrantCommon Stock 19 $0.00 $0.00
Disclosure

SEC source: 0000792987-20-000081 · wf-form4_160010826250516.xml · nonDerivative · entry 1

POTTS CHARLES F · CIK 0001023575 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,938

F1 · shares: Reflects acquisition of deferred stock units pursuant to reinvestment of dividend equivalent rights.

F2 · balance_after: Amount includes 60 deferred stock units previously acquired pursuant to reinvestment of dividend equivalent rights and a reduction in common stock by 1,170 shares to correctly reflect the number of shares beneficially owned.

Read SEC document
September 10, 2020 Filed Sep 14, 2020 18:27 UTC GrantCommon Stock 16 $0.00 $0.00
Disclosure

SEC source: 0000792987-20-000079 · wf-form4_160010801068162.xml · nonDerivative · entry 1

FRIERSON DANIEL K · CIK 0000949130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,705

F1 · shares: Reflects acquisition of deferred stock units pursuant to reinvestment of dividend equivalent rights.

F2 · balance_after: Amount includes 65 deferred stock units previously acquired pursuant to reinvestment of dividend equivalent rights.

Read SEC document
September 10, 2020 Filed Sep 14, 2020 18:23 UTC GrantCommon Stock 39 $0.00 $0.00
Disclosure

SEC source: 0000792987-20-000077 · wf-form4_160010777080435.xml · nonDerivative · entry 1

GEHL WILLIAM D · CIK 0001031773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,057

F1 · shares: Reflects acquisition of deferred stock units pursuant to reinvestment of dividend equivalent rights.

F2 · balance_after: Amount includes 1,602 deferred stock units previously acquired pursuant to reinvestment of dividend equivalent rights.

Read SEC document
September 10, 2020 Filed Mar 18, 2021 21:18 UTC
Merwe Jaco van derGroup President
GrantPhantom Stock · Derivative 2.06 $51.69 $106.48
Disclosure

SEC source: 0001683999-21-000003 · wf-form4_161610230943148.xml · derivative · entry 9

Merwe Jaco van der · CIK 0001683999 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 966.34

Underlying: Common Stock · 2.06 shares

Expires not disclosed

F5 · derivative.exercise_price: Reflects acquisition of phantom stock pursuant to reinvestment of dividend equivalent rights under Astec's supplemental executive retirement plan. Each share of phantom stock represents the right to receive the cash value of one share of Astec common stock.

F6 · derivative.exercise_date: The shares of phantom stock become payable upon the reporting person's termination of service as an officer, in a single lump sum or in up to 10 annual installments, at the election of the reporting person.

F6 · derivative.expiration_date: The shares of phantom stock become payable upon the reporting person's termination of service as an officer, in a single lump sum or in up to 10 annual installments, at the election of the reporting person.

Read SEC document
August 21, 2020 Filed Aug 24, 2020 15:20 UTC
Weyenberg Rebecca AChief Financial Officer
PurchaseCommon Stock 190 $52.20 $9,918.00
Disclosure

SEC source: 0000792987-20-000069 · wf-form4_159828239093922.xml · nonDerivative · entry 1

Weyenberg Rebecca A · CIK 0001796441 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,097

Read SEC document
August 20, 2020 Filed Aug 24, 2020 15:04 UTC GiftCommon Stock 100 $52.34 $5,234.00
Disclosure

SEC source: 0000792987-20-000067 · wf-form4_159828148273907.xml · nonDerivative · entry 2

FRIERSON DANIEL K · CIK 0000949130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,502

F2 · kind: Transaction is a gift of Astec common stock to reporting person's family.

F2 · shares: Transaction is a gift of Astec common stock to reporting person's family.

F2 · price: Transaction is a gift of Astec common stock to reporting person's family.

Read SEC document
August 12, 2020 Filed Aug 14, 2020 20:59 UTC
Lowe Robert FrankVP - Corporate Controller
GrantCommon Stock 469 $55.90 $26,217.10
Disclosure

SEC source: 0000792987-20-000061 · wf-form4_159743870506765.xml · nonDerivative · entry 1

Lowe Robert Frank · CIK 0001819722 · VP - Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 469

F1 · shares: Securities granted represent restricted stock units ("RSUs") granted to the participant. RSUs awarded vest into shares of common stock on the first, second and third anniversaries of the date of grant.

F1 · price: Securities granted represent restricted stock units ("RSUs") granted to the participant. RSUs awarded vest into shares of common stock on the first, second and third anniversaries of the date of grant.

Read SEC document
August 12, 2020 Filed Aug 31, 2020 17:31 UTC
Ruffalo Barry A.Director · CEO & President
Tax withholdingCommon Stock 3,131 $55.37 $173,363.47
Disclosure

SEC source: 0000792987-20-000071 · wf-form4_159889504591152.xml · nonDerivative · entry 1

Ruffalo Barry A. · CIK 0001394244 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,567

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 8,461 restricted stock units ("RSUs").

Read SEC document
July 31, 2020 Filed Aug 3, 2020 19:51 UTC GrantDeferred Common Stock 276 $45.30 $12,502.80
Disclosure

SEC source: 0000792987-20-000044 · wf-form4_159648427294774.xml · nonDerivative · entry 2

POTTS CHARLES F · CIK 0001023575 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,488

F1 · shares: Transaction represents deferred common stock units issued in payment of reporting person's quarterly board retainer. Deferred stock units convert to shares of common stock on a one-for-one basis at a later date.

F1 · balance_after: Transaction represents deferred common stock units issued in payment of reporting person's quarterly board retainer. Deferred stock units convert to shares of common stock on a one-for-one basis at a later date.

Read SEC document
July 31, 2020 Filed Aug 4, 2020 18:53 UTC GrantCommon Stock 276 $45.30 $12,502.80
Disclosure

SEC source: 0000792987-20-000046 · wf-form4_159656715593550.xml · nonDerivative · entry 1

DOREY WILLIAM GLENWOOD · CIK 0001185107 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,148

F1 · shares: Transaction represents shares issued in payment of reporting person's quarterly board retainer.

Read SEC document
July 31, 2020 Filed Aug 6, 2020 19:42 UTC GrantCommon Stock 276 $45.30 $12,502.80
Disclosure

SEC source: 0000792987-20-000054 · wf-form4_159674293543368.xml · nonDerivative · entry 1

SANSOM WILLIAM B · CIK 0001084492 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,382

F1 · shares: Transaction represents stock issued in payment of the director's quarterly board retainer.

Read SEC document
July 08, 2020 Filed Jul 31, 2020 20:33 UTC
Weyenberg Rebecca AChief Financial Officer
GrantPhantom Stock · Derivative 213.5652 $43.90 $9,375.00
Disclosure

SEC source: 0000792987-20-000042 · wf-form4_159622760228439.xml · derivative · entry 2

Weyenberg Rebecca A · CIK 0001796441 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 450.0776

Underlying: Common Stock · 213.5652 shares

Expires not disclosed

F1 · derivative.exercise_price: Reported transaction is a Company contribution to the reporting person's supplemental executive retirement plan ("SERP") account that was used to acquire Astec common stock on the open market. Investments in the SERP are distributed to participants in the form of cash after the reporting person terminates employment with the Company.

F1 · shares: Reported transaction is a Company contribution to the reporting person's supplemental executive retirement plan ("SERP") account that was used to acquire Astec common stock on the open market. Investments in the SERP are distributed to participants in the form of cash after the reporting person terminates employment with the Company.

F1 · price: Reported transaction is a Company contribution to the reporting person's supplemental executive retirement plan ("SERP") account that was used to acquire Astec common stock on the open market. Investments in the SERP are distributed to participants in the form of cash after the reporting person terminates employment with the Company.

F1 · derivative.exercise_date: Reported transaction is a Company contribution to the reporting person's supplemental executive retirement plan ("SERP") account that was used to acquire Astec common stock on the open market. Investments in the SERP are distributed to participants in the form of cash after the reporting person terminates employment with the Company.

F1 · derivative.expiration_date: Reported transaction is a Company contribution to the reporting person's supplemental executive retirement plan ("SERP") account that was used to acquire Astec common stock on the open market. Investments in the SERP are distributed to participants in the form of cash after the reporting person terminates employment with the Company.

F1 · derivative.underlying_shares: Reported transaction is a Company contribution to the reporting person's supplemental executive retirement plan ("SERP") account that was used to acquire Astec common stock on the open market. Investments in the SERP are distributed to participants in the form of cash after the reporting person terminates employment with the Company.

F1 · balance_after: Reported transaction is a Company contribution to the reporting person's supplemental executive retirement plan ("SERP") account that was used to acquire Astec common stock on the open market. Investments in the SERP are distributed to participants in the form of cash after the reporting person terminates employment with the Company.

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July 08, 2020 Filed Mar 18, 2021 21:18 UTC
Merwe Jaco van derGroup President
GrantPhantom Stock · Derivative 60.91 $0.00 $0.00
Disclosure

SEC source: 0001683999-21-000003 · wf-form4_161610230943148.xml · derivative · entry 8

Merwe Jaco van der · CIK 0001683999 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 964.28

Underlying: Common Stock · 60.91 shares

Expires not disclosed

F7 · derivative.exercise_price: Reflects acquisition of phantom stock under Astec's supplemental executive retirement plan. Each share of phantom stock represents the right to receive the cash value of one share of Astec common stock.

F6 · derivative.exercise_date: The shares of phantom stock become payable upon the reporting person's termination of service as an officer, in a single lump sum or in up to 10 annual installments, at the election of the reporting person.

F6 · derivative.expiration_date: The shares of phantom stock become payable upon the reporting person's termination of service as an officer, in a single lump sum or in up to 10 annual installments, at the election of the reporting person.

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May 28, 2020 Filed Jun 2, 2020 19:41 UTC
Weyenberg Rebecca AChief Financial Officer
GrantPhantom Stock · Derivative 0.595 $43.61 $25.95
Disclosure

SEC source: 0001567619-20-011516 · doc1.xml · derivative · entry 2

Weyenberg Rebecca A · CIK 0001796441 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236.5124

Underlying: Common Stock · 0.595 shares

Expires not disclosed

F1 · derivative.exercise_price: Transaction represents an automatic reinvestment of an Astec dividend in Astec stock held in the reporting person's SERP account. Investments in the SERP are distributed to participants in the form of cash after the reporting person terminates employment with the Company.

F1 · shares: Transaction represents an automatic reinvestment of an Astec dividend in Astec stock held in the reporting person's SERP account. Investments in the SERP are distributed to participants in the form of cash after the reporting person terminates employment with the Company.

F1 · price: Transaction represents an automatic reinvestment of an Astec dividend in Astec stock held in the reporting person's SERP account. Investments in the SERP are distributed to participants in the form of cash after the reporting person terminates employment with the Company.

F1 · derivative.exercise_date: Transaction represents an automatic reinvestment of an Astec dividend in Astec stock held in the reporting person's SERP account. Investments in the SERP are distributed to participants in the form of cash after the reporting person terminates employment with the Company.

F1 · derivative.expiration_date: Transaction represents an automatic reinvestment of an Astec dividend in Astec stock held in the reporting person's SERP account. Investments in the SERP are distributed to participants in the form of cash after the reporting person terminates employment with the Company.

F1 · derivative.underlying_shares: Transaction represents an automatic reinvestment of an Astec dividend in Astec stock held in the reporting person's SERP account. Investments in the SERP are distributed to participants in the form of cash after the reporting person terminates employment with the Company.

F1 · balance_after: Transaction represents an automatic reinvestment of an Astec dividend in Astec stock held in the reporting person's SERP account. Investments in the SERP are distributed to participants in the form of cash after the reporting person terminates employment with the Company.

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May 28, 2020 Filed Mar 18, 2021 21:18 UTC
Merwe Jaco van derGroup President
GrantPhantom Stock · Derivative 2.27 $42.91 $97.41
Disclosure

SEC source: 0001683999-21-000003 · wf-form4_161610230943148.xml · derivative · entry 7

Merwe Jaco van der · CIK 0001683999 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 903.37

Underlying: Common Stock · 2.27 shares

Expires not disclosed

F5 · derivative.exercise_price: Reflects acquisition of phantom stock pursuant to reinvestment of dividend equivalent rights under Astec's supplemental executive retirement plan. Each share of phantom stock represents the right to receive the cash value of one share of Astec common stock.

F6 · derivative.exercise_date: The shares of phantom stock become payable upon the reporting person's termination of service as an officer, in a single lump sum or in up to 10 annual installments, at the election of the reporting person.

F6 · derivative.expiration_date: The shares of phantom stock become payable upon the reporting person's termination of service as an officer, in a single lump sum or in up to 10 annual installments, at the election of the reporting person.

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May 18, 2020 Filed May 20, 2020 16:18 UTC
Weyenberg Rebecca AChief Financial Officer
PurchaseCommon Stock 50 $39.37 $1,968.50
Disclosure

SEC source: 0001567619-20-010795 · doc1.xml · nonDerivative · entry 1

Weyenberg Rebecca A · CIK 0001796441 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,907

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May 18, 2020 Filed May 20, 2020 15:56 UTC GiftCommon Stock 500 $39.25 $19,625.00
Disclosure

SEC source: 0001567619-20-010793 · doc1.xml · nonDerivative · entry 2

FRIERSON DANIEL K · CIK 0000949130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,602

F2 · kind: Transactions are gifts of Astec stock to reporting person's grandchildren.

F2 · shares: Transactions are gifts of Astec stock to reporting person's grandchildren.

F2 · price: Transactions are gifts of Astec stock to reporting person's grandchildren.

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May 01, 2020 Filed May 1, 2020 19:13 UTC GrantCommon Stock 2,494 $40.11 $100,034.34
Disclosure

SEC source: 0001567619-20-008772 · doc1.xml · nonDerivative · entry 1

HOWELL MARY L · CIK 0001227228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,462

F1 · shares: Transaction represents Restrictive Stock Units ("RSUs") issued in payment of the reporting person's annual stock award for being a non-employee director of the Company. Upon vesting, on the day preceding the Company's next annual meeting of shareholders, subject to the participant's continued service as a Director, the RSUs convert into shares of Company stock on a one-for-one basis, unless the individual director has made an election to defer receipt of the Company stock.

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May 01, 2020 Filed May 1, 2020 19:08 UTC GrantCommon Stock 2,494 $40.11 $100,034.34
Disclosure

SEC source: 0001567619-20-008768 · doc1.xml · nonDerivative · entry 1

TELLOCK GLEN E · CIK 0001205092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,419

F1 · shares: Transaction represents Restrictive Stock Units ("RSUs") issued in payment of the reporting person's annual stock award for being a non-employee director of the Company. Upon vesting, on the day preceding the Company's next annual meeting of shareholders, subject to the participant's continued service as a Director, the RSUs convert into shares of Company stock on a one-for-one basis, unless the individual director has made an election to defer receipt of the Company stock.

F1 · price: Transaction represents Restrictive Stock Units ("RSUs") issued in payment of the reporting person's annual stock award for being a non-employee director of the Company. Upon vesting, on the day preceding the Company's next annual meeting of shareholders, subject to the participant's continued service as a Director, the RSUs convert into shares of Company stock on a one-for-one basis, unless the individual director has made an election to defer receipt of the Company stock.

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May 01, 2020 Filed May 1, 2020 19:02 UTC GrantCommon Stock 2,494 $40.11 $100,034.34
Disclosure

SEC source: 0001567619-20-008765 · doc1.xml · nonDerivative · entry 1

Southern William Bradley · CIK 0001549626 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,462

F1 · shares: Transaction represents Restrictive Stock Units ("RSUs") issued in payment of the reporting person's annual stock award for being a non-employee director of the Company. Upon vesting, on the day preceding the Company's next annual meeting of shareholders, subject to the participant's continued service as a Director, the RSUs convert into shares of Company stock on a one-for-one basis, unless the individual director has made an election to defer receipt of the Company stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.