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ASTE

ASTEC INDUSTRIES INC

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425
SEC CIK
0000792987
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893

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0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 31, 2021 Filed Sep 2, 2021 20:52 UTC GrantCommon Stock 2 $61.48 $122.96
Disclosure

SEC source: 0000792987-21-000105 · wf-form4_163061594127369.xml · nonDerivative · entry 1

BAKER JAMES B · CIK 0001194309 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,056

F1 · shares: Represents dividend equivalents earned on the 2021 RSU award.

F2 · balance_after: Total share balance is updated to reflect dividend equivalents earned on the 2021 RSU award.

Read SEC document
August 31, 2021 Filed Sep 2, 2021 20:52 UTC GrantCommon Stock 2 $61.48 $122.96
Disclosure

SEC source: 0000792987-21-000104 · wf-form4_163061591613823.xml · nonDerivative · entry 1

HOWELL MARY L · CIK 0001227228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,729

F1 · shares: Represents dividend equivalents earned on the 2021 RSU award.

F2 · balance_after: Total share balance is updated to reflect dividend equivalents earned on the 2021 RSU award.

Read SEC document
August 31, 2021 Filed Sep 2, 2021 20:51 UTC
Weyenberg Rebecca AChief Financial Officer
GrantPhantom Stock · Derivative 2.27 $61.48 $139.56
Disclosure

SEC source: 0000792987-21-000103 · wf-form4_163061587111123.xml · derivative · entry 2

Weyenberg Rebecca A · CIK 0001796441 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,267.53

Underlying: Common Stock · 2.27 shares

Expires not disclosed

F3 · derivative.exercise_price: Reflects acquisition of phantom stock pursuant to reinvestment of dividend equivalent rights under Astec's supplemental executive retirement plan. Each share of phantom stock represents the right to receive the cash value of one share of Astec common stock.

F3 · shares: Reflects acquisition of phantom stock pursuant to reinvestment of dividend equivalent rights under Astec's supplemental executive retirement plan. Each share of phantom stock represents the right to receive the cash value of one share of Astec common stock.

F4 · derivative.exercise_date: The shares of phantom stock become payable upon the reporting person's termination of service as an officer, in a single lump sum or in up to 10 annual installments, at the election of the reporting person.

F4 · derivative.expiration_date: The shares of phantom stock become payable upon the reporting person's termination of service as an officer, in a single lump sum or in up to 10 annual installments, at the election of the reporting person.

Read SEC document
August 31, 2021 Filed Sep 2, 2021 20:51 UTC
Weyenberg Rebecca AChief Financial Officer
GrantCommon Stock 8 $61.46 $491.68
Disclosure

SEC source: 0000792987-21-000103 · wf-form4_163061587111123.xml · nonDerivative · entry 1

Weyenberg Rebecca A · CIK 0001796441 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,146

F1 · shares: Represents dividend equivalents earned on the 2021 RSU award.

F2 · balance_after: Total share balance is updated to reflect dividend equivalents earned on the 2021 RSU award.

Read SEC document
August 31, 2021 Filed Sep 2, 2021 20:50 UTC GrantCommon Stock 2 $61.48 $122.96
Disclosure

SEC source: 0000792987-21-000102 · wf-form4_163061584014089.xml · nonDerivative · entry 1

DOREY WILLIAM GLENWOOD · CIK 0001185107 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,646

F1 · shares: Represents dividend equivalents earned on the 2021 RSU award.

Read SEC document
August 31, 2021 Filed Sep 2, 2021 20:50 UTC
Palm Jamie EVP, CAO & Corporate Controller
GrantCommon Stock 1 $61.48 $61.48
Disclosure

SEC source: 0000792987-21-000100 · wf-form4_163061580250641.xml · nonDerivative · entry 1

Palm Jamie E · CIK 0001771481 · VP, CAO & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,295.42

F1 · shares: Represents dividend equivalents earned on the 2021 RSU award.

F2 · balance_after: Total share balance is updated to reflect dividend equivalents earned on the 2021 RSU award.

Read SEC document
August 31, 2021 Filed Sep 2, 2021 20:50 UTC
Merwe Jaco van derGroup President
GrantPhantom Stock · Derivative 2.19 $61.48 $134.64
Disclosure

SEC source: 0000792987-21-000101 · wf-form4_163061581854717.xml · derivative · entry 2

Merwe Jaco van der · CIK 0001683999 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,225.49

Underlying: Common Stock · 2.19 shares

Expires not disclosed

F3 · derivative.exercise_price: Reflects acquisition of phantom stock pursuant to reinvestment of dividend equivalent rights under Astec's supplemental executive retirement plan. Each share of phantom stock represents the right to receive the cash value of one share of Astec common stock.

F3 · shares: Reflects acquisition of phantom stock pursuant to reinvestment of dividend equivalent rights under Astec's supplemental executive retirement plan. Each share of phantom stock represents the right to receive the cash value of one share of Astec common stock.

F4 · derivative.exercise_date: The shares of phantom stock become payable upon the reporting person's termination of service as an officer, in a single lump sum or in up to 10 annual installments, at the election of the reporting person.

F4 · derivative.expiration_date: The shares of phantom stock become payable upon the reporting person's termination of service as an officer, in a single lump sum or in up to 10 annual installments, at the election of the reporting person.

Read SEC document
August 31, 2021 Filed Sep 2, 2021 20:50 UTC
Merwe Jaco van derGroup President
GrantCommon Stock 6 $61.48 $368.88
Disclosure

SEC source: 0000792987-21-000101 · wf-form4_163061581854717.xml · nonDerivative · entry 1

Merwe Jaco van der · CIK 0001683999 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,239

F1 · shares: Represents dividend equivalents earned on the 2021 RSU award.

F2 · balance_after: Total share balance is updated to reflect dividend equivalents earned on the 2021 RSU award.

Read SEC document
August 12, 2021 Filed Aug 16, 2021 21:08 UTC
Ruffalo Barry A.Director · President & CEO
Tax withholdingCommon Stock 3,330 $64.01 $213,153.30
Disclosure

SEC source: 0001394244-21-000010 · wf-form4_162914808393483.xml · nonDerivative · entry 1

Ruffalo Barry A. · CIK 0001394244 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,577

F1 · shares: Shares withheld to satisfy applicable tax withholding obligation.

F2 · balance_after: Total share balance is updated to reflect dividend equivalents earned on the 2021 RSU award.

Read SEC document
July 30, 2021 Filed Aug 3, 2021 20:57 UTC GrantCommon Stock 266 $61.31 $16,308.46
Disclosure

SEC source: 0000792987-21-000075 · wf-form4_162802422025099.xml · nonDerivative · entry 1

POTTS CHARLES F · CIK 0001023575 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,382

F1 · shares: Reflects deferred stock units issued in lieu of a quarterly board retainer.

F2 · balance_after: Total share balance is updated to reflect an automatic reinvestment of dividend equivalent rights with respect to Astec stock held as deferred stock units and dividend equivalent rights earned on 2021 RSU award.

Read SEC document
July 30, 2021 Filed Aug 3, 2021 20:58 UTC GrantCommon Stock 266 $61.31 $16,308.46
Disclosure

SEC source: 0000792987-21-000076 · wf-form4_162802426482344.xml · nonDerivative · entry 1

SANSOM WILLIAM B · CIK 0001084492 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,861

F1 · shares: Reflects shares issued to the director in lieu of a quarterly board retainer.

F2 · balance_after: Total share balance is updated to reflect dividend equivalents earned on the 2021 RSU award.

Read SEC document
July 30, 2021 Filed Aug 3, 2021 20:56 UTC GrantCommon Stock 266 $61.31 $16,308.46
Disclosure

SEC source: 0000792987-21-000074 · wf-form4_162802416356171.xml · nonDerivative · entry 1

DOREY WILLIAM GLENWOOD · CIK 0001185107 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,644

F1 · shares: Reflects shares issued to the director in lieu of a quarterly board retainer.

F2 · balance_after: Total share balance is updated to reflect dividend equivalents earned on the 2021 RSU award.

Read SEC document
July 19, 2021 Filed Jul 21, 2021 20:59 UTC
Merwe Jaco van derGroup President
GrantPhantom Stock · Derivative 47.12 $0.00 $0.00
Disclosure

SEC source: 0001683999-21-000009 · wf-form4_162690111927876.xml · derivative · entry 1

Merwe Jaco van der · CIK 0001683999 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,223.3

Underlying: Common Stock · 47.12 shares

Expires not disclosed

F1 · derivative.exercise_price: Reflects acquisition of phantom stock under Astec's supplemental executive retirement plan. Each share of phantom stock represents the right to receive the cash value of one share of Astec common stock.

F2 · derivative.exercise_date: The shares of phantom stock become payable upon the reporting person's termination of service as an officer, in a single lump sum or in up to 10 annual installments, at the election of the reporting person.

F2 · derivative.expiration_date: The shares of phantom stock become payable upon the reporting person's termination of service as an officer, in a single lump sum or in up to 10 annual installments, at the election of the reporting person.

F3 · balance_after: Total share balance is updated to reflect an automatic reinvestment of Astec dividends in Astec stock held in the SERP.

Read SEC document
July 19, 2021 Filed Jul 21, 2021 20:57 UTC
Pasricha AnshuGC and Corp Secretary
GrantPhantom Stock · Derivative 144.67 $0.00 $0.00
Disclosure

SEC source: 0001850476-21-000009 · wf-form4_162690100213166.xml · derivative · entry 1

Pasricha Anshu · CIK 0001850476 · GC and Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 293.19

Underlying: Common Stock · 144.67 shares

Expires not disclosed

F1 · derivative.exercise_price: Reflects acquisition of phantom stock under Astec's supplemental executive retirement plan. Each share of phantom stock represents the right to receive the cash value of one share of Astec common stock.

F2 · derivative.exercise_date: The shares of phantom stock become payable upon the reporting person's termination of service as an officer, in a single lump sum or in up to 10 annual installments, at the election of the reporting person.

F2 · derivative.expiration_date: The shares of phantom stock become payable upon the reporting person's termination of service as an officer, in a single lump sum or in up to 10 annual installments, at the election of the reporting person.

F3 · balance_after: Total share balance is updated to reflect an automatic reinvestment of Astec dividends in Astec stock held in the SERP.

Read SEC document
July 19, 2021 Filed Jul 21, 2021 20:54 UTC
Srinivasan ReubenSVP and CHRO
GrantPhantom Stock · Derivative 128.15 $0.00 $0.00
Disclosure

SEC source: 0001849968-21-000012 · wf-form4_162690087142645.xml · derivative · entry 1

Srinivasan Reuben · CIK 0001849968 · SVP and CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 508.51

Underlying: Common Stock · 128.15 shares

Expires not disclosed

F1 · derivative.exercise_price: Reflects acquisition of phantom stock under Astec's supplemental executive retirement plan. Each share of phantom stock represents the right to receive the cash value of one share of Astec common stock.

F2 · derivative.exercise_date: The shares of phantom stock become payable upon the reporting person's termination of service as an officer, in a single lump sum or in up to 10 annual installments, at the election of the reporting person.

F2 · derivative.expiration_date: The shares of phantom stock become payable upon the reporting person's termination of service as an officer, in a single lump sum or in up to 10 annual installments, at the election of the reporting person.

F3 · balance_after: Total share balance is updated to reflect an automatic reinvestment of Astec dividends in Astec stock held in the SERP.

Read SEC document
July 19, 2021 Filed Jul 21, 2021 20:52 UTC
Weyenberg Rebecca AChief Financial Officer
GrantPhantom Stock · Derivative 167.41 $0.00 $0.00
Disclosure

SEC source: 0001850476-21-000008 · wf-form4_162690072796738.xml · derivative · entry 1

Weyenberg Rebecca A · CIK 0001796441 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,265.26

Underlying: Common Stock · 167.41 shares

Expires not disclosed

F1 · derivative.exercise_price: Reflects acquisition of phantom stock under Astec's supplemental executive retirement plan. Each share of phantom stock represents the right to receive the cash value of one share of Astec common stock.

F2 · derivative.exercise_date: The shares of phantom stock become payable upon the reporting person's termination of service as an officer, in a single lump sum or in up to 10 annual installments, at the election of the reporting person.

F2 · derivative.expiration_date: The shares of phantom stock become payable upon the reporting person's termination of service as an officer, in a single lump sum or in up to 10 annual installments, at the election of the reporting person.

F3 · balance_after: Total share balance is updated to reflect an automatic reinvestment of Astec dividends in Astec stock held in the SERP.

Read SEC document
April 30, 2021 Filed May 4, 2021 20:56 UTC
Palm Jamie EVP, CAO & Corporate Controller
GrantCommon Stock 405 $67.92 $27,507.60
Disclosure

SEC source: 0001771481-21-000004 · wf-form4_162016174324200.xml · nonDerivative · entry 1

Palm Jamie E · CIK 0001771481 · VP, CAO & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,294

F1 · shares: Reported transaction is a grant of RSUs under the Company's 2021 Equity Incentive Plan.

Read SEC document
April 30, 2021 Filed May 4, 2021 20:54 UTC
Averkamp Timothy AGroup President
GrantCommon Stock 3,166 $67.92 $215,034.72
Disclosure

SEC source: 0001793677-21-000006 · wf-form4_162016163193410.xml · nonDerivative · entry 1

Averkamp Timothy A · CIK 0001793677 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,877

F1 · shares: Reported transaction is a grant of RSUs under the Company's 2021 Equity Incentive Plan.

Read SEC document
April 30, 2021 Filed May 4, 2021 20:51 UTC
Litchfield Matthew T SrChief Information Officer
GrantCommon Stock 1,436 $67.92 $97,533.12
Disclosure

SEC source: 0001789969-21-000005 · wf-form4_162016143180502.xml · nonDerivative · entry 1

Litchfield Matthew T Sr · CIK 0001789969 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,527.31

F1 · shares: Reported transaction is a grant of RSUs under the Company's 2021 Equity Incentive Plan.

Read SEC document
April 30, 2021 Filed May 4, 2021 20:49 UTC
Merwe Jaco van derGroup President
GrantCommon Stock 3,166 $67.92 $215,034.72
Disclosure

SEC source: 0001683999-21-000007 · wf-form4_162016131080264.xml · nonDerivative · entry 1

Merwe Jaco van der · CIK 0001683999 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,228

F1 · shares: Reported transaction is a grant of RSUs under the Company's 2021 Equity Incentive Plan.

Read SEC document
April 30, 2021 Filed May 4, 2021 20:46 UTC
Srinivasan ReubenSVP and CHRO
GrantCommon Stock 1,657 $67.92 $112,543.44
Disclosure

SEC source: 0001849968-21-000010 · wf-form4_162016116269085.xml · nonDerivative · entry 1

Srinivasan Reuben · CIK 0001849968 · SVP and CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,852

F1 · shares: Reported transaction is a grant of RSUs under the Company's 2021 Equity Incentive Plan.

Read SEC document
April 30, 2021 Filed May 4, 2021 20:44 UTC
Weyenberg Rebecca AChief Financial Officer
GrantCommon Stock 5,890 $67.92 $400,048.80
Disclosure

SEC source: 0001796441-21-000007 · wf-form4_162016106112275.xml · nonDerivative · entry 1

Weyenberg Rebecca A · CIK 0001796441 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,131

F1 · shares: Reported transaction is a grant of RSUs under the Company's 2021 Equity Incentive Plan.

Read SEC document
April 30, 2021 Filed May 4, 2021 20:43 UTC
Pasricha AnshuGC and Corp Secretary
GrantCommon Stock 2,945 $67.92 $200,024.40
Disclosure

SEC source: 0001850476-21-000006 · wf-form4_162016096523678.xml · nonDerivative · entry 1

Pasricha Anshu · CIK 0001850476 · GC and Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,744.65

F1 · shares: Reported transaction is a grant of RSUs under the Company's 2021 Equity Incentive Plan.

Read SEC document
April 30, 2021 Filed May 4, 2021 20:41 UTC
Ruffalo Barry A.Director · President & CEO
GrantCommon Stock 13,251 $67.92 $900,007.92
Disclosure

SEC source: 0001394244-21-000008 · wf-form4_162016085028409.xml · nonDerivative · entry 1

Ruffalo Barry A. · CIK 0001394244 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,885

F1 · shares: Reported transaction is a grant of RSUs under the Company's 2021 Equity Incentive Plan.

Read SEC document
April 28, 2021 Filed Apr 30, 2021 21:01 UTC GrantCommon Stock 1,263 $79.20 $100,029.60
Disclosure

SEC source: 0000792987-21-000053 · wf-form4_161981644822686.xml · nonDerivative · entry 1

TELLOCK GLEN E · CIK 0001205092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,682

F1 · shares: Transaction represents annual stock award for being a non-employee director of the Company.

Read SEC document
April 28, 2021 Filed Apr 30, 2021 21:00 UTC GrantCommon Stock 1,263 $79.20 $100,029.60
Disclosure

SEC source: 0000792987-21-000052 · wf-form4_161981640423364.xml · nonDerivative · entry 1

GEHL WILLIAM D · CIK 0001031773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,386

F1 · shares: Transaction represents annual stock award for being a non-employee director of the Company.

F2 · balance_after: Total share balance is updated to reflect an automatic reinvestment of dividend equivalent rights with respect to Astec stock held as deferred stock units.

Read SEC document
April 28, 2021 Filed Apr 30, 2021 20:59 UTC GrantCommon Stock 206 $79.20 $16,315.20
Disclosure

SEC source: 0000792987-21-000051 · wf-form4_161981637332779.xml · nonDerivative · entry 2

DOREY WILLIAM GLENWOOD · CIK 0001185107 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,376

F2 · shares: Reflects shares issued to the director in lieu of a quarterly board retainer.

Read SEC document
April 28, 2021 Filed Apr 30, 2021 20:59 UTC GrantCommon Stock 1,263 $79.20 $100,029.60
Disclosure

SEC source: 0000792987-21-000051 · wf-form4_161981637332779.xml · nonDerivative · entry 1

DOREY WILLIAM GLENWOOD · CIK 0001185107 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,170

F1 · shares: Transaction represents annual stock award for being a non-employee director of the Company.

Read SEC document
April 28, 2021 Filed Apr 30, 2021 20:59 UTC GrantCommon Stock 1,263 $79.20 $100,029.60
Disclosure

SEC source: 0000792987-21-000050 · wf-form4_161981635336529.xml · nonDerivative · entry 1

BAKER JAMES B · CIK 0001194309 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,052

F1 · shares: Transaction represents annual stock award for being a non-employee director of the Company.

Read SEC document
April 28, 2021 Filed Apr 30, 2021 20:59 UTC GrantCommon Stock 1,263 $79.20 $100,029.60
Disclosure

SEC source: 0000792987-21-000049 · wf-form4_161981633136863.xml · nonDerivative · entry 1

Cook Tracey H · CIK 0001759710 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,725

F1 · shares: Transaction represents annual stock award for being a non-employee director of the Company.

Read SEC document
April 28, 2021 Filed Apr 30, 2021 20:58 UTC GrantCommon Stock 1,263 $79.20 $100,029.60
Disclosure

SEC source: 0000792987-21-000048 · wf-form4_161981631289999.xml · nonDerivative · entry 1

Southern William Bradley · CIK 0001549626 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,725

F1 · shares: Transaction represents annual stock award for being a non-employee director of the Company.

Read SEC document
April 28, 2021 Filed Apr 30, 2021 20:58 UTC GrantCommon Stock 206 $79.20 $16,315.20
Disclosure

SEC source: 0000792987-21-000047 · wf-form4_161981629228480.xml · nonDerivative · entry 2

POTTS CHARLES F · CIK 0001023575 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,105

F2 · shares: Reflects deferred stock units issued in lieu of a quarterly board retainer.

F3 · balance_after: Total share balance is updated to reflect an automatic reinvestment of dividend equivalent rights with respect to Astec stock held as deferred stock units.

Read SEC document
April 28, 2021 Filed Apr 30, 2021 20:58 UTC GrantCommon Stock 1,263 $79.20 $100,029.60
Disclosure

SEC source: 0000792987-21-000047 · wf-form4_161981629228480.xml · nonDerivative · entry 1

POTTS CHARLES F · CIK 0001023575 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,891

F1 · shares: Transaction represents annual stock award for being a non-employee director of the Company.

Read SEC document
April 28, 2021 Filed Apr 30, 2021 20:58 UTC GrantCommon Stock 206 $79.20 $16,315.20
Disclosure

SEC source: 0000792987-21-000046 · wf-form4_161981625401817.xml · nonDerivative · entry 2

SANSOM WILLIAM B · CIK 0001084492 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,593

F2 · shares: Reflects shares issued to the director in lieu of a quarterly board retainer.

Read SEC document
April 28, 2021 Filed Apr 30, 2021 20:58 UTC GrantCommon Stock 1,263 $79.20 $100,029.60
Disclosure

SEC source: 0000792987-21-000046 · wf-form4_161981625401817.xml · nonDerivative · entry 1

SANSOM WILLIAM B · CIK 0001084492 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,387

F1 · shares: Transaction represents annual stock award for being a non-employee director of the Company.

Read SEC document
April 28, 2021 Filed Apr 30, 2021 20:57 UTC GrantCommon Stock 1,263 $79.20 $100,029.60
Disclosure

SEC source: 0000792987-21-000045 · wf-form4_161981623063963.xml · nonDerivative · entry 1

HOWELL MARY L · CIK 0001227228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,725

F1 · shares: Transaction represents annual stock award for being a non-employee director of the Company.

Read SEC document
April 14, 2021 Filed Apr 16, 2021 20:35 UTC
Weyenberg Rebecca AChief Financial Officer
GrantPhantom Stock · Derivative 342.38 $0.00 $0.00
Disclosure

SEC source: 0001796441-21-000005 · wf-form4_161860528620434.xml · derivative · entry 1

Weyenberg Rebecca A · CIK 0001796441 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,096.04

Underlying: Common Stock · 342.38 shares

Expires not disclosed

F1 · derivative.exercise_price: Reflects acquisition of phantom stock under Astec's supplemental executive retirement plan. Each share of phantom stock represents the right to receive the cash value of one share of Astec common stock.

F2 · derivative.exercise_date: The shares of phantom stock become payable upon the reporting person's termination of service as an officer, in a single lump sum or in up to 10 annual installments, at the election of the reporting person.

F2 · derivative.expiration_date: The shares of phantom stock become payable upon the reporting person's termination of service as an officer, in a single lump sum or in up to 10 annual installments, at the election of the reporting person.

F3 · balance_after: Total share balance is updated to reflect an automatic reinvestment of dividend equivalent rights with respect to phantom stock held in the SERP.

Read SEC document
April 14, 2021 Filed Apr 16, 2021 20:33 UTC
Srinivasan ReubenSVP and CHRO
GrantPhantom Stock · Derivative 130.8 $0.00 $0.00
Disclosure

SEC source: 0001849968-21-000008 · wf-form4_161860518775712.xml · derivative · entry 1

Srinivasan Reuben · CIK 0001849968 · SVP and CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 379.74

Underlying: Phantom Stock · 130.8 shares

Expires not disclosed

F1 · derivative.exercise_price: Reflects acquisition of phantom stock under Astec's supplemental executive retirement plan. Each share of phantom stock represents the right to receive the cash value of one share of Astec common stock.

F2 · derivative.exercise_date: The shares of phantom stock become payable upon the reporting person's termination of service as an officer, in a single lump sum or in up to 10 annual installments, at the election of the reporting person.

F2 · derivative.expiration_date: The shares of phantom stock become payable upon the reporting person's termination of service as an officer, in a single lump sum or in up to 10 annual installments, at the election of the reporting person.

F3 · balance_after: Total share balance is updated to reflect an automatic reinvestment of dividend equivalent rights with respect to phantom stock held in the SERP.

Read SEC document
April 14, 2021 Filed Apr 16, 2021 20:31 UTC
Merwe Jaco van derGroup President
GrantPhantom Stock · Derivative 114.18 $0.00 $0.00
Disclosure

SEC source: 0001683999-21-000005 · wf-form4_161860508669591.xml · derivative · entry 1

Merwe Jaco van der · CIK 0001683999 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,174.24

Underlying: Common Stock · 114.18 shares

Expires not disclosed

F1 · derivative.exercise_price: Reflects acquisition of phantom stock under Astec's supplemental executive retirement plan. Each share of phantom stock represents the right to receive the cash value of one share of Astec common stock.

F2 · derivative.exercise_date: The shares of phantom stock become payable upon the reporting person's termination of service as an officer, in a single lump sum or in up to 10 annual installments, at the election of the reporting person.

F2 · derivative.expiration_date: The shares of phantom stock become payable upon the reporting person's termination of service as an officer, in a single lump sum or in up to 10 annual installments, at the election of the reporting person.

F3 · balance_after: Total share balance is updated to reflect an automatic reinvestment of dividend equivalent rights with respect to phantom stock held in the SERP.

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April 14, 2021 Filed Apr 16, 2021 20:30 UTC
Pasricha AnshuGC and Corp Secretary
GrantCommon Stock · Derivative 148.28 $0.00 $0.00
Disclosure

SEC source: 0001850476-21-000004 · wf-form4_161860500286018.xml · derivative · entry 1

Pasricha Anshu · CIK 0001850476 · GC and Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148.28

Underlying: Common Stock · 148.28 shares

Expires not disclosed

F1 · derivative.exercise_price: Reflects acquisition of phantom stock under Astec's supplemental executive retirement plan. Each share of phantom stock represents the right to receive the cash value of one share of Astec common stock.

F2 · derivative.exercise_date: The shares of phantom stock become payable upon the reporting person's termination of service as an officer, in a single lump sum or in up to 10 annual installments, at the election of the reporting person.

F2 · derivative.expiration_date: The shares of phantom stock become payable upon the reporting person's termination of service as an officer, in a single lump sum or in up to 10 annual installments, at the election of the reporting person.

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March 30, 2021 Filed Apr 1, 2021 20:55 UTC
Srinivasan ReubenSVP and CHRO
Tax withholdingCommon Stock 479 $73.66 $35,283.14
Disclosure

SEC source: 0001849968-21-000006 · wf-form4_161731046584407.xml · nonDerivative · entry 2

Srinivasan Reuben · CIK 0001849968 · SVP and CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,195

F2 · shares: Shares withheld to satisfy applicable tax withholding obligation.

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March 30, 2021 Filed Apr 1, 2021 20:55 UTC
Srinivasan ReubenSVP and CHRO
GrantCommon Stock 1,966 $73.66 $144,815.56
Disclosure

SEC source: 0001849968-21-000006 · wf-form4_161731046584407.xml · nonDerivative · entry 1

Srinivasan Reuben · CIK 0001849968 · SVP and CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,674

F1 · shares: Shares acquired pursuant to vesting of stock awards from the Company in accordance with the terms of such stock awards.

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March 16, 2021 Filed Mar 18, 2021 21:18 UTC
Merwe Jaco van derGroup President
Tax withholdingCommon Stock 1,686 $77.23 $130,209.78
Disclosure

SEC source: 0001683999-21-000003 · wf-form4_161610230943148.xml · nonDerivative · entry 4

Merwe Jaco van der · CIK 0001683999 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,062

F4 · shares: Shares withheld to satisfy tax withholding obligation.

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March 16, 2021 Filed Mar 18, 2021 21:18 UTC
Merwe Jaco van derGroup President
GrantCommon Stock 4,532 $77.23 $350,006.36
Disclosure

SEC source: 0001683999-21-000003 · wf-form4_161610230943148.xml · nonDerivative · entry 3

Merwe Jaco van der · CIK 0001683999 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,748

F3 · shares: Reported transaction is the vesting of performance-based RSUs previously granted under the Company's 2011 Incentive Plan.

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March 16, 2021 Filed Mar 18, 2021 21:09 UTC
Averkamp Timothy AGroup President
Tax withholdingCommon Stock 1,481 $77.23 $114,377.63
Disclosure

SEC source: 0001793677-21-000004 · wf-form4_161610176410519.xml · nonDerivative · entry 4

Averkamp Timothy A · CIK 0001793677 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,711

F4 · shares: Shares withheld to satisfy tax withholding obligation.

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March 16, 2021 Filed Mar 18, 2021 21:09 UTC
Averkamp Timothy AGroup President
GrantCommon Stock 4,068 $77.23 $314,171.64
Disclosure

SEC source: 0001793677-21-000004 · wf-form4_161610176410519.xml · nonDerivative · entry 3

Averkamp Timothy A · CIK 0001793677 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,192

F3 · shares: Reported transaction is the vesting of performance-based RSUs previously granted under the Company's 2011 Incentive Plan.

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March 16, 2021 Filed Mar 18, 2021 21:03 UTC
Litchfield Matthew T SrChief Information Officer
Tax withholdingCommon Stock 690 $77.23 $53,288.70
Disclosure

SEC source: 0001789969-21-000003 · wf-form4_161610136720927.xml · nonDerivative · entry 2

Litchfield Matthew T Sr · CIK 0001789969 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,091.31

F2 · shares: Shares withheld to satisfy applicable tax withholding obligation.

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March 16, 2021 Filed Mar 18, 2021 21:03 UTC
Litchfield Matthew T SrChief Information Officer
GrantCommon Stock 1,908 $77.23 $147,354.84
Disclosure

SEC source: 0001789969-21-000003 · wf-form4_161610136720927.xml · nonDerivative · entry 1

Litchfield Matthew T Sr · CIK 0001789969 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,781.31

F1 · shares: Shares acquired pursuant to vesting of stock awards from the Company in accordance with the terms of such stock awards.

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March 16, 2021 Filed Mar 18, 2021 20:57 UTC
Ruffalo Barry A.Director · President & CEO
Tax withholdingCommon Stock 4,788 $77.23 $369,777.24
Disclosure

SEC source: 0001394244-21-000006 · wf-form4_161610105826892.xml · nonDerivative · entry 2

Ruffalo Barry A. · CIK 0001394244 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,634

F2 · shares: Shares withheld to satisfy applicable tax withholding obligation.

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March 16, 2021 Filed Mar 18, 2021 20:57 UTC
Ruffalo Barry A.Director · President & CEO
GrantCommon Stock 13,004 $77.23 $1,004,298.92
Disclosure

SEC source: 0001394244-21-000006 · wf-form4_161610105826892.xml · nonDerivative · entry 1

Ruffalo Barry A. · CIK 0001394244 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,422

F1 · shares: Shares acquired pursuant to vesting of stock awards from the Company in accordance with the terms of such stock awards.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.