Tapewire

Nasdaq · USD

ASTE

ASTEC INDUSTRIES INC

Export transactions ↓
Tapewire entity
425
SEC CIK
0000792987
Parsed reports
893

Last 12 months

Inside the activity.

0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 29, 2022 Filed May 3, 2022 23:47 UTC GrantCommon Stock 2,780 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-003693 · primarydocument.xml · nonDerivative · entry 1

DOREY WILLIAM GLENWOOD · CIK 0001185107 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,996

F1 · shares: Transaction represents annual stock award for being a non-employee director of the Company.

Read SEC document
April 05, 2022 Filed Apr 7, 2022 20:52 UTC
Weyenberg Rebecca AChief Financial Officer
GrantPhantom Stock · Derivative 441.8537 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-003324 · primarydocument.xml · derivative · entry 1

Weyenberg Rebecca A · CIK 0001796441 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,715.3232

Underlying: Common Stock · 441.8537 shares

Expires not disclosed

F1 · derivative.exercise_price: Reflects acquisition of phantom stock under Astec's supplemental executive retirement plan. Each share of phantom stock represents the right to receive the cash value of one share of Astec common stock.

F2 · derivative.exercise_date: The shares of phantom stock become payable upon the reporting person's termination of service as an officer, in a single lump sum or in up to 10 annual installments, at the election of the reporting person.

F2 · derivative.expiration_date: The shares of phantom stock become payable upon the reporting person's termination of service as an officer, in a single lump sum or in up to 10 annual installments, at the election of the reporting person.

F3 · balance_after: Total share balance is updated to reflect an automatic reinvestment of dividend equivalent rights with respect to phantom stock held in the SERP.

Read SEC document
April 05, 2022 Filed Apr 7, 2022 20:52 UTC
Pasricha AnshuGC and Corp Secretary
GrantPhantom Stock · Derivative 334.8523 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-003325 · primarydocument.xml · derivative · entry 1

Pasricha Anshu · CIK 0001850476 · GC and Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 919.1128

Underlying: Common Stock · 334.8523 shares

Expires not disclosed

F1 · derivative.exercise_price: Reflects acquisition of phantom stock under Astec's supplemental executive retirement plan. Each share of phantom stock represents the right to receive the cash value of one share of Astec common stock.

F2 · derivative.exercise_date: The shares of phantom stock become payable upon the reporting person's termination of service as an officer, in a single lump sum or in up to 10 annual installments, at the election of the reporting person.

F2 · derivative.expiration_date: The shares of phantom stock become payable upon the reporting person's termination of service as an officer, in a single lump sum or in up to 10 annual installments, at the election of the reporting person.

F3 · balance_after: Total share balance is updated to reflect an automatic reinvestment of dividend equivalent rights with respect to phantom stock held in the SERP.

Read SEC document
April 04, 2022 Filed Jun 1, 2022 22:27 UTC
Weyenberg Rebecca AChief Financial Officer
OtherCommon Stock 3 $43.09 $129.27
Disclosure

SEC source: 0001562180-22-004660 · primarydocument.xml · nonDerivative · entry 1

Weyenberg Rebecca A · CIK 0001796441 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,663

F1 · shares: Reflects shares acquired through broker dividend reinvestment feature.

Read SEC document
April 04, 2022 Filed Jun 1, 2022 22:17 UTC
Palm Jamie EVP, CAO & Corporate Controller
OtherCommon Stock 1 $43.09 $43.09
Disclosure

SEC source: 0001562180-22-004655 · primarydocument.xml · nonDerivative · entry 1

Palm Jamie E · CIK 0001771481 · VP, CAO & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,184

F1 · shares: Reflects shares acquired through broker dividend reinvestment feature.

Read SEC document
April 04, 2022 Filed Jun 1, 2022 22:16 UTC
Pasricha AnshuGC and Corp Secretary
OtherCommon Stock 3 $43.09 $129.27
Disclosure

SEC source: 0001562180-22-004654 · primarydocument.xml · nonDerivative · entry 1

Pasricha Anshu · CIK 0001850476 · GC and Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,959

F1 · shares: Reflects shares acquired through broker dividend reinvestment feature.

Read SEC document
April 04, 2022 Filed Jun 1, 2022 22:16 UTC
Merwe Jaco van derGroup President
OtherCommon Stock 4 $43.09 $172.36
Disclosure

SEC source: 0001562180-22-004653 · primarydocument.xml · nonDerivative · entry 1

Merwe Jaco van der · CIK 0001683999 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,115

F1 · shares: Reflects shares acquired through broker dividend reinvestment feature.

Read SEC document
April 04, 2022 Filed Jun 1, 2022 22:13 UTC
Averkamp Timothy AGroup President
OtherCommon Stock 2 $43.09 $86.18
Disclosure

SEC source: 0001562180-22-004652 · primarydocument.xml · nonDerivative · entry 1

Averkamp Timothy A · CIK 0001793677 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,605

F1 · shares: Reflects shares acquired through broker dividend reinvestment feature.

Read SEC document
April 04, 2022 Filed Jun 2, 2022 18:22 UTC
Ruffalo Barry A.Director · President & CEO
OtherCommon Stock 1 $43.09 $43.09
Disclosure

SEC source: 0001562180-22-004690 · primarydocument.xml · nonDerivative · entry 1

Ruffalo Barry A. · CIK 0001394244 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,504

F1 · shares: Reflects shares acquired through broker dividend reinvestment feature.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 23:34 UTC
Merwe Jaco van derGroup President
GrantPhantom Stock · Derivative 4 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-003169 · primarydocument.xml · derivative · entry 2

Merwe Jaco van der · CIK 0001683999 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,325.7438

Underlying: Common Stock · 4 shares

Expires not disclosed

F2 · derivative.exercise_price: Reflects acquisition of phantom stock under Astec's supplemental executive retirement plan. Each share of phantom stock represents the right to receive the cash value of one share of Astec common stock.

F3 · derivative.exercise_date: The shares of phantom stock become payable upon the reporting person's termination of service as an officer, in a single lump sum or in up to 10 annual installments, at the election of the reporting person.

F3 · derivative.expiration_date: The shares of phantom stock become payable upon the reporting person's termination of service as an officer, in a single lump sum or in up to 10 annual installments, at the election of the reporting person.

F3 · balance_after: The shares of phantom stock become payable upon the reporting person's termination of service as an officer, in a single lump sum or in up to 10 annual installments, at the election of the reporting person.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 23:34 UTC
Merwe Jaco van derGroup President
GrantCommon Stock 22 $42.80 $941.60
Disclosure

SEC source: 0001562180-22-003169 · primarydocument.xml · nonDerivative · entry 1

Merwe Jaco van der · CIK 0001683999 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,368

F1 · shares: Represents dividend equivalents earned on the 2021 and 2022 RSU awards.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 23:34 UTC
Weyenberg Rebecca AChief Financial Officer
GrantPhantom Stock · Derivative 3.5431 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-003168 · primarydocument.xml · derivative · entry 2

Weyenberg Rebecca A · CIK 0001796441 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,273.4695

Underlying: Common Stock · 3.5431 shares

Expires not disclosed

F2 · derivative.exercise_price: Reflects acquisition of phantom stock under Astec's supplemental executive retirement plan. Each share of phantom stock represents the right to receive the cash value of one share of Astec common stock.

F3 · derivative.exercise_date: The shares of phantom stock become payable upon the reporting person's termination of service as an officer, in a single lump sum or in up to 10 annual installments, at the election of the reporting person.

F3 · derivative.expiration_date: The shares of phantom stock become payable upon the reporting person's termination of service as an officer, in a single lump sum or in up to 10 annual installments, at the election of the reporting person.

F3 · balance_after: The shares of phantom stock become payable upon the reporting person's termination of service as an officer, in a single lump sum or in up to 10 annual installments, at the election of the reporting person.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 23:34 UTC
Weyenberg Rebecca AChief Financial Officer
GrantCommon Stock 33 $42.80 $1,412.40
Disclosure

SEC source: 0001562180-22-003168 · primarydocument.xml · nonDerivative · entry 1

Weyenberg Rebecca A · CIK 0001796441 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,139

F1 · shares: Represents dividend equivalents earned on the 2021 RSU and 2022 RSU award.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 23:34 UTC
Pasricha AnshuGC and Corp Secretary
GrantPhantom Stock · Derivative 1.6 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-003167 · primarydocument.xml · derivative · entry 2

Pasricha Anshu · CIK 0001850476 · GC and Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 584.2605

Underlying: Common Stock · 1.6 shares

Expires not disclosed

F2 · derivative.exercise_price: Reflects acquisition of phantom stock under Astec's supplemental executive retirement plan. Each share of phantom stock represents the right to receive the cash value of one share of Astec common stock.

F3 · derivative.exercise_date: The shares of phantom stock become payable upon the reporting person's termination of service as an officer, in a single lump sum or in up to 10 annual installments, at the election of the reporting person.

F3 · derivative.expiration_date: The shares of phantom stock become payable upon the reporting person's termination of service as an officer, in a single lump sum or in up to 10 annual installments, at the election of the reporting person.

F3 · balance_after: The shares of phantom stock become payable upon the reporting person's termination of service as an officer, in a single lump sum or in up to 10 annual installments, at the election of the reporting person.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 23:34 UTC
Pasricha AnshuGC and Corp Secretary
GrantCommon Stock 21 $42.80 $898.80
Disclosure

SEC source: 0001562180-22-003167 · primarydocument.xml · nonDerivative · entry 1

Pasricha Anshu · CIK 0001850476 · GC and Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,956

F1 · shares: Represents dividend equivalents earned on the 2021 RSU an 2022 RSU awards.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 23:03 UTC GrantCommon Stock 51 $42.80 $2,182.80
Disclosure

SEC source: 0001562180-22-003165 · primarydocument.xml · nonDerivative · entry 2

GEHL WILLIAM D · CIK 0001031773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,548

F2 · shares: Reflects acquisition of deferred stock units pursuant to reinvestment of dividend equivalent rights.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 23:03 UTC GrantCommon Stock 4 $42.80 $171.20
Disclosure

SEC source: 0001562180-22-003165 · primarydocument.xml · nonDerivative · entry 1

GEHL WILLIAM D · CIK 0001031773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,497

F1 · shares: Represents dividend equivalents earned on the 2021 RSU award.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 23:02 UTC GrantCommon Stock 4 $42.80 $171.20
Disclosure

SEC source: 0001562180-22-003164 · primarydocument.xml · nonDerivative · entry 1

DOREY WILLIAM GLENWOOD · CIK 0001185107 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,216

F1 · shares: Represents dividend equivalents earned on the 2021 RSU award.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 22:56 UTC
Ruffalo Barry A.Director · President & CEO
GrantCommon Stock 107 $42.80 $4,579.60
Disclosure

SEC source: 0001562180-22-003163 · primarydocument.xml · nonDerivative · entry 1

Ruffalo Barry A. · CIK 0001394244 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,239

F1 · shares: Represents dividend equivalents earned on the 2021 RSU award.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 22:10 UTC
Averkamp Timothy AGroup President
GrantCommon Stock 21 $42.80 $898.80
Disclosure

SEC source: 0001562180-22-003149 · primarydocument.xml · nonDerivative · entry 1

Averkamp Timothy A · CIK 0001793677 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,860

F1 · shares: Represents dividend equivalents earned on the 2021 RSU and 2022 RSU awards.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 22:09 UTC GrantCommon Stock 4 $42.80 $171.20
Disclosure

SEC source: 0001562180-22-003147 · primarydocument.xml · nonDerivative · entry 1

HOWELL MARY L · CIK 0001227228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,736

F1 · shares: Represents dividend equivalents earned on the 2021 RSU award.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 22:09 UTC GrantCommon Stock 4 $42.80 $171.20
Disclosure

SEC source: 0001562180-22-003148 · primarydocument.xml · nonDerivative · entry 1

BAKER JAMES B · CIK 0001194309 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,063

F1 · shares: Represents dividend equivalents earned on the 2021 RSU award.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 22:09 UTC
Palm Jamie EVP, CAO & Corporate Controller
GrantCommon Stock 4 $42.80 $171.20
Disclosure

SEC source: 0001562180-22-003146 · primarydocument.xml · nonDerivative · entry 1

Palm Jamie E · CIK 0001771481 · VP, CAO & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,183

F1 · shares: Represents dividend equivalents earned on the 2021 RSU award.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 22:09 UTC GrantCommon Stock 4 $42.80 $171.20
Disclosure

SEC source: 0001562180-22-003145 · primarydocument.xml · nonDerivative · entry 1

SANSOM WILLIAM B · CIK 0001084492 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,433

F1 · shares: Represents dividend equivalents earned on the 2021 RSU award.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 22:08 UTC GrantCommon Stock 18 $42.80 $770.40
Disclosure

SEC source: 0001562180-22-003144 · primarydocument.xml · nonDerivative · entry 2

POTTS CHARLES F · CIK 0001023575 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,994

F2 · shares: Reflects acquisition of deferred stock units pursuant to reinvestment of dividend equivalent rights.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 22:08 UTC GrantCommon Stock 4 $42.80 $171.20
Disclosure

SEC source: 0001562180-22-003144 · primarydocument.xml · nonDerivative · entry 1

POTTS CHARLES F · CIK 0001023575 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,976

F1 · shares: Represents dividend equivalents earned on the 2021 RSU award.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 22:08 UTC GrantCommon Stock 4 $42.80 $171.20
Disclosure

SEC source: 0001562180-22-003143 · primarydocument.xml · nonDerivative · entry 1

Cook Tracey H · CIK 0001759710 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,736

F1 · shares: Represents dividend equivalents earned on the 2021 RSU award.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 22:08 UTC
Litchfield Matthew T SrChief Information Officer
GrantCommon Stock 10 $42.80 $428.00
Disclosure

SEC source: 0001562180-22-003142 · primarydocument.xml · nonDerivative · entry 1

Litchfield Matthew T Sr · CIK 0001789969 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,394

F1 · shares: Represents dividend equivalents earned on the 2021 RSU and 2022 RSU award.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 22:08 UTC GrantCommon Stock 4 $42.80 $171.20
Disclosure

SEC source: 0001562180-22-003141 · primarydocument.xml · nonDerivative · entry 1

TELLOCK GLEN E · CIK 0001205092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,693

F1 · shares: Represents dividend equivalents earned on the 2021 RSU award.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 22:07 UTC GrantCommon Stock 4 $42.80 $171.20
Disclosure

SEC source: 0001562180-22-003140 · primarydocument.xml · nonDerivative · entry 1

Southern William Bradley · CIK 0001549626 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,736

F1 · shares: Represents dividend equivalents earned on the 2021 RSU award.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 22:35 UTC
Litchfield Matthew T SrChief Information Officer
Tax withholdingCommon Stock 653 $42.17 $27,537.01
Disclosure

SEC source: 0001562180-22-002824 · primarydocument.xml · nonDerivative · entry 2

Litchfield Matthew T Sr · CIK 0001789969 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,384

F2 · shares: Shares withheld to satisfy tax withholding obligation.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 22:35 UTC
Litchfield Matthew T SrChief Information Officer
GrantCommon Stock 1,531 $42.17 $64,562.27
Disclosure

SEC source: 0001562180-22-002824 · primarydocument.xml · nonDerivative · entry 1

Litchfield Matthew T Sr · CIK 0001789969 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,037

F1 · shares: Reported transaction is the vesting of performance-based RSUs previously granted under the Company's 2011 Incentive Plan.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 22:35 UTC
Weyenberg Rebecca AChief Financial Officer
Tax withholdingCommon Stock 1,774 $42.17 $74,809.58
Disclosure

SEC source: 0001562180-22-002823 · primarydocument.xml · nonDerivative · entry 2

Weyenberg Rebecca A · CIK 0001796441 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,106

F2 · shares: Shares withheld to satisfy tax withholding obligation.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 22:35 UTC
Weyenberg Rebecca AChief Financial Officer
GrantCommon Stock 4,522 $42.17 $190,692.74
Disclosure

SEC source: 0001562180-22-002823 · primarydocument.xml · nonDerivative · entry 1

Weyenberg Rebecca A · CIK 0001796441 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,880

F1 · shares: Reported transaction is the vesting of performance-based RSUs previously granted under the Company's 2011 Incentive Plan.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 22:35 UTC
Merwe Jaco van derGroup President
Tax withholdingCommon Stock 1,433 $42.17 $60,429.61
Disclosure

SEC source: 0001562180-22-002822 · primarydocument.xml · nonDerivative · entry 2

Merwe Jaco van der · CIK 0001683999 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,346

F2 · shares: Shares withheld to satisfy tax withholding obligation.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 22:35 UTC
Merwe Jaco van derGroup President
GrantCommon Stock 3,637 $42.17 $153,372.29
Disclosure

SEC source: 0001562180-22-002822 · primarydocument.xml · nonDerivative · entry 1

Merwe Jaco van der · CIK 0001683999 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,779

F1 · shares: Reported transaction is the vesting of performance-based RSUs previously granted under the Company's 2011 Incentive Plan.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 22:35 UTC
Ruffalo Barry A.Director · President & CEO
Tax withholdingCommon Stock 4,527 $42.17 $190,903.59
Disclosure

SEC source: 0001562180-22-002821 · primarydocument.xml · nonDerivative · entry 2

Ruffalo Barry A. · CIK 0001394244 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,132

F2 · shares: Shares withheld to satisfy tax withholding obligation.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 22:35 UTC
Ruffalo Barry A.Director · President & CEO
GrantCommon Stock 10,436 $42.17 $440,086.12
Disclosure

SEC source: 0001562180-22-002821 · primarydocument.xml · nonDerivative · entry 1

Ruffalo Barry A. · CIK 0001394244 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,659

F1 · shares: Reported transaction is the vesting of performance-based RSUs previously granted under the Company's 2011 Incentive Plan.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 22:34 UTC
Averkamp Timothy AGroup President
Tax withholdingCommon Stock 1,278 $42.17 $53,893.26
Disclosure

SEC source: 0001562180-22-002820 · primarydocument.xml · nonDerivative · entry 2

Averkamp Timothy A · CIK 0001793677 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,839

F2 · shares: Shares withheld to satisfy tax withholding obligation.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 22:34 UTC
Averkamp Timothy AGroup President
GrantCommon Stock 3,265 $42.17 $137,685.05
Disclosure

SEC source: 0001562180-22-002820 · primarydocument.xml · nonDerivative · entry 1

Averkamp Timothy A · CIK 0001793677 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,117

F1 · shares: Reported transaction is the vesting of performance-based RSUs previously granted under the Company's 2011 Incentive Plan.

Read SEC document
March 15, 2022 Filed Jun 23, 2023 21:14 UTC
Weyenberg Rebecca AChief Financial Officer
OtherPhantom Stock · Derivative 425.1302 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-005491 · primarydocument.xml · derivative · entry 1

Weyenberg Rebecca A · CIK 0001796441 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,020.3122

Underlying: Common Stock · 425.1302 shares

Expires not disclosed

F1 · derivative.exercise_price: Reflects acquisition of phantom stock under Astec's supplemental executive retirement plan. Each share of phantom stock represents the right to receive the cash value of one share of Astec common stock.

F2 · derivative.exercise_date: The shares of phantom stock become payable upon the reporting person's termination of service as an officer, in a single lump sum or in up to 10 annual installments, at the election of the reporting person.

F2 · derivative.expiration_date: The shares of phantom stock become payable upon the reporting person's termination of service as an officer, in a single lump sum or in up to 10 annual installments, at the election of the reporting person.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 23:41 UTC
Palm Jamie EVP, CAO & Corporate Controller
GrantCommon Stock 1,035 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-002145 · primarydocument.xml · nonDerivative · entry 1

Palm Jamie E · CIK 0001771481 · VP, CAO & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,179

F1 · shares: Reported transaction is a grant of RSUs under the Company's 2021 Equity Incentive Plan.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 23:41 UTC
Ruffalo Barry A.Director · President & CEO
Tax withholdingCommon Stock 164 $50.89 $8,345.96
Disclosure

SEC source: 0001562180-22-002146 · primarydocument.xml · nonDerivative · entry 2

Ruffalo Barry A. · CIK 0001394244 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,223

F2 · shares: Shares withheld to satisfy tax withholding obligation.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 23:41 UTC
Ruffalo Barry A.Director · President & CEO
GrantCommon Stock 24,760 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-002146 · primarydocument.xml · nonDerivative · entry 1

Ruffalo Barry A. · CIK 0001394244 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,387

F1 · shares: Reported transaction is a grant of RSUs under the Company's 2021 Equity Incentive Plan.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 23:41 UTC
Litchfield Matthew T SrChief Information Officer
GrantCommon Stock 2,064 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-002144 · primarydocument.xml · nonDerivative · entry 1

Litchfield Matthew T Sr · CIK 0001789969 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,506

F1 · shares: Reported transaction is a grant of RSUs under the Company's 2021 Equity Incentive Plan.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 23:40 UTC
Weyenberg Rebecca AChief Financial Officer
GrantCommon Stock 5,896 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-002143 · primarydocument.xml · nonDerivative · entry 1

Weyenberg Rebecca A · CIK 0001796441 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,358

F1 · shares: Reported transaction is a grant of RSUs under the Company's 2021 Equity Incentive Plan.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 23:40 UTC
Averkamp Timothy AGroup President
GrantCommon Stock 4,225 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-002142 · primarydocument.xml · nonDerivative · entry 1

Averkamp Timothy A · CIK 0001793677 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,852

F1 · shares: Reported transaction is a grant of RSUs under the Company's 2021 Equity Incentive Plan.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 23:40 UTC
Pasricha AnshuGC and Corp Secretary
GrantCommon Stock 4,520 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-002141 · primarydocument.xml · nonDerivative · entry 1

Pasricha Anshu · CIK 0001850476 · GC and Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,935

F1 · shares: Reported transaction is a grant of RSUs under the Company's 2021 Equity Incentive Plan.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 23:40 UTC
Merwe Jaco van derGroup President
Tax withholdingCommon Stock 623 $50.89 $31,704.47
Disclosure

SEC source: 0001562180-22-002140 · primarydocument.xml · nonDerivative · entry 2

Merwe Jaco van der · CIK 0001683999 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,142

F2 · shares: Shares withheld to satisfy tax withholding obligation.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 23:40 UTC
Merwe Jaco van derGroup President
GrantCommon Stock 4,520 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-002140 · primarydocument.xml · nonDerivative · entry 1

Merwe Jaco van der · CIK 0001683999 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,765

F1 · shares: Reported transaction is a grant of RSUs under the Company's 2021 Equity Incentive Plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.