ASPS

SEC source: 0001664272-22-000297 · f4_a1e2k00000rxog0ual-live.xml · nonDerivative · entry 1

Shepro William B · CIK 0001289315 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,334

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: 3,334 shares of ASPS common stock were received upon the vesting of previously granted time-based restricted share units ("RSUs") pursuant to an award under the 2009 Equity Incentive Plan, as amended and restated.

SEC source: 0001664272-22-000296 · f4_a1e2k00000rxofqual-live.xml · derivative · entry 3

RITTS GREGORY J. · CIK 0001621907 · Chief Legal/Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,583

Underlying: Common Stock · 1,584 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

F3 · derivative.exercise_date: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

F3 · derivative.expiration_date: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

F4 · balance_after: The remaining 1,583 RSUs are scheduled to vest on the third anniversary of the October 1, 2020 grant date (i.e., October 1, 2023).

SEC source: 0001664272-22-000296 · f4_a1e2k00000rxofqual-live.xml · nonDerivative · entry 2

RITTS GREGORY J. · CIK 0001621907 · Chief Legal/Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,557

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: 1,584 shares of ASPS common stock were received upon the vesting of previously granted time-based restricted share units ("RSUs") pursuant to an award under the 2009 Equity Incentive Plan, as amended and restated.

SEC source: 0001664272-22-000296 · f4_a1e2k00000rxofqual-live.xml · nonDerivative · entry 1

RITTS GREGORY J. · CIK 0001621907 · Chief Legal/Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,811

F2 · shares: Of the 1,584 RSUs vesting into shares reported above, 746 shares were foregone to pay for the tax withholding with a net issuance to Mr. Ritts of 838 shares. Pursuant to the terms of the award agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on October 3, 2022 (the next active trading day following the vesting).

SEC source: 0001664272-22-000295 · f4_a1e2k00000rxofgual-live.xml · derivative · entry 3

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,583

Underlying: Common Stock · 1,584 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

F3 · derivative.exercise_date: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

F3 · derivative.expiration_date: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

F4 · balance_after: The remaining 1,583 RSUs are scheduled to vest on the third anniversary of the October 1, 2020 grant date (i.e., October 1, 2023).

SEC source: 0001664272-22-000295 · f4_a1e2k00000rxofgual-live.xml · nonDerivative · entry 2

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,801

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: 1,584 shares of ASPS common stock were received upon the vesting of previously granted time-based restricted share units ("RSUs") pursuant to an award under the 2009 Equity Incentive Plan, as amended and restated.

SEC source: 0001664272-22-000295 · f4_a1e2k00000rxofgual-live.xml · nonDerivative · entry 1

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,325

F2 · shares: Of the 1,584 RSUs vesting into shares reported above, 476 shares were foregone to pay for the tax withholding with a net issuance to Ms. Esterman of 1,108 shares. Pursuant to the terms of the award agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on October 3, 2022 (the next active trading day following the vesting).

SEC source: 0001664272-22-000254 · f4_a1e2k00000rxmp0ual-live.xml · nonDerivative · entry 1

ALDRIDGE JOHN G JR · CIK 0001930689 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500

F1 · shares: Represents a one-time award of restricted shares granted to Mr. Aldridge in connection with his appointment to the Board of Directors of the Issuer. These restricted shares are scheduled to vest in four (4) equal installments, with the initial portion vesting on the date of the 2023 annual meeting of shareholders and continuing on the dates of the next three (3) annual meetings of shareholders.

SEC source: 0000905148-22-000399 · form4.xml · nonDerivative · entry 3

Burg Scott Edward · CIK 0001721438 · 10% owner · See Remarks

Deer Park Road Management Company, LP · CIK 0001655028 · 10% owner · See Remarks

Deer Park Road Corp · CIK 0001702490 · 10% owner · See Remarks

Craig-Scheckman Michael · CIK 0001702931 · 10% owner · See Remarks

Deer Park Road Management GP, LLC · CIK 0001702367 · 10% owner · See Remarks

AgateCreek LLC · CIK 0001721440 · 10% owner · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F4 · shares: These Shares did not vest and were forfeited due to Mr. Burg not serving as a director through the 2022 annual meeting.

SEC source: 0000905148-22-000399 · form4.xml · nonDerivative · entry 2

Burg Scott Edward · CIK 0001721438 · 10% owner · See Remarks

Deer Park Road Management Company, LP · CIK 0001655028 · 10% owner · See Remarks

Deer Park Road Corp · CIK 0001702490 · 10% owner · See Remarks

Craig-Scheckman Michael · CIK 0001702931 · 10% owner · See Remarks

Deer Park Road Management GP, LLC · CIK 0001702367 · 10% owner · See Remarks

AgateCreek LLC · CIK 0001721440 · 10% owner · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 3,795,899

F2 · shares: These Shares represent the aggregate non-management Director stock award granted to Scott Edward Burg and Ms. Hickok for their respective service on the Board for the 2021 to 2022 service year. Since Mr. Burg attended all of the meetings for the 2021 to 2022 service year until his resignation on March 1, 2022, he received 13,462 Shares, and because Ms. Hickok has attended all of the meetings since her election to the Board on March 1, 2022, she received 3,718 Shares.

F3 · shares: All income derived in connection with Mr. Burg's and Ms. Hickok's service as a director on the Board belongs, in economic terms, to STS Master Fund, Ltd. Ms. Hickok has no right to any compensation received in connection with her service on the Board and does not have any pecuniary interest in the Shares reported herein.

F3 · ownership.nature: All income derived in connection with Mr. Burg's and Ms. Hickok's service as a director on the Board belongs, in economic terms, to STS Master Fund, Ltd. Ms. Hickok has no right to any compensation received in connection with her service on the Board and does not have any pecuniary interest in the Shares reported herein.

F5 · ownership.nature: These Shares are held for the account of STS Master Fund, Ltd. Deer Park serves as investment adviser to STS Master Fund, Ltd.

F6 · ownership.nature: Deer Park Road Management GP, LLC ("DPRM") is the general partner of Deer Park. Each of Deer Park Road Corporation ("DPRC") and AgateCreek LLC ("AgateCreek") is a member of DPRM. Michael Craig-Scheckman is the Chief Executive Officer of each of Deer Park and DPRC and the majority owner of DPRC. Scott Edward Burg is the Chief Investment Officer of Deer Park and the sole member of AgateCreek. Each Reporting Person disclaims beneficial ownership of the Shares except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0000905148-22-000399 · form4.xml · nonDerivative · entry 1

Burg Scott Edward · CIK 0001721438 · 10% owner · See Remarks

Deer Park Road Management Company, LP · CIK 0001655028 · 10% owner · See Remarks

Deer Park Road Corp · CIK 0001702490 · 10% owner · See Remarks

Craig-Scheckman Michael · CIK 0001702931 · 10% owner · See Remarks

Deer Park Road Management GP, LLC · CIK 0001702367 · 10% owner · See Remarks

AgateCreek LLC · CIK 0001721440 · 10% owner · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 3,778,719

F1 · shares: These shares of the Issuer's common stock ("Shares") represent a one-time award granted to Mary Hickok, Managing Director at Deer Park Road Management Company, LP ("Deer Park"), in connection with her appointment to the Issuer's board of directors (the "Board"). These Shares are scheduled to vest in four (4) equal installments, with the initial portion vesting on the date of the 2022 annual meeting and vesting continuing on the dates of the next three (3) annual meetings.

F3 · shares: All income derived in connection with Mr. Burg's and Ms. Hickok's service as a director on the Board belongs, in economic terms, to STS Master Fund, Ltd. Ms. Hickok has no right to any compensation received in connection with her service on the Board and does not have any pecuniary interest in the Shares reported herein.

F3 · ownership.nature: All income derived in connection with Mr. Burg's and Ms. Hickok's service as a director on the Board belongs, in economic terms, to STS Master Fund, Ltd. Ms. Hickok has no right to any compensation received in connection with her service on the Board and does not have any pecuniary interest in the Shares reported herein.

F5 · ownership.nature: These Shares are held for the account of STS Master Fund, Ltd. Deer Park serves as investment adviser to STS Master Fund, Ltd.

F6 · ownership.nature: Deer Park Road Management GP, LLC ("DPRM") is the general partner of Deer Park. Each of Deer Park Road Corporation ("DPRC") and AgateCreek LLC ("AgateCreek") is a member of DPRM. Michael Craig-Scheckman is the Chief Executive Officer of each of Deer Park and DPRC and the majority owner of DPRC. Scott Edward Burg is the Chief Investment Officer of Deer Park and the sole member of AgateCreek. Each Reporting Person disclaims beneficial ownership of the Shares except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0001664272-22-000250 · f4_a1e2k00000rxmjwua1-live.xml · nonDerivative · entry 1

MUELLER-INEICHEN ROLAND · CIK 0001470464 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,967

F1 · shares: 17,180 shares of ASPS common stock were awarded to Mr. Mueller-Ineichen in connection with his service as a non-management director of the Issuer for the 2021-2022 Service Year.

SEC source: 0001664272-22-000251 · f4_a1e2k00000rxmjbual-live.xml · nonDerivative · entry 1

MORETTINI JOSEPH L · CIK 0001706137 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,734

F1 · shares: 17,180 shares of ASPS common stock were awarded to Mr. Morettini in connection with his service as a non-management director of the Issuer for the 2021-2022 Service Year.

SEC source: 0001664272-22-000227 · f4_a1e2k00000rxlibua1-live.xml · nonDerivative · entry 4

Shepro William B · CIK 0001289315 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · William B. Shepro Revocable Trust

Disclosed balance after: 562,065

F3 · shares: Represents a transfer by gift by Mr. Shepro of 9,145 shares of ASPS common stock, acquired upon the vesting of performance-based RSUs, from his direct ownership to the William B. Shepro Revocable Trust. This transaction is reportable on Form 5, but Mr. Shepro is voluntarily reporting early on Form 4.

SEC source: 0001664272-22-000227 · f4_a1e2k00000rxlibua1-live.xml · nonDerivative · entry 3

Shepro William B · CIK 0001289315 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · shares: Represents a transfer by gift by Mr. Shepro of 9,145 shares of ASPS common stock, acquired upon the vesting of performance-based RSUs, from his direct ownership to the William B. Shepro Revocable Trust. This transaction is reportable on Form 5, but Mr. Shepro is voluntarily reporting early on Form 4.

SEC source: 0001664272-22-000227 · f4_a1e2k00000rxlibua1-live.xml · nonDerivative · entry 2

Shepro William B · CIK 0001289315 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,145

F2 · shares: Of the 17,314 RSUs vesting into shares reported above, 8,169 shares were foregone to pay for the tax withholding with a net issuance to Mr. Shepro of 9,145 shares. Pursuant to the terms of the award agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on March 21, 2022.

SEC source: 0001664272-22-000227 · f4_a1e2k00000rxlibua1-live.xml · nonDerivative · entry 1

Shepro William B · CIK 0001289315 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,314

F1 · shares: 17,314 shares of ASPS common stock were received upon the vesting of previously granted performance-based restricted share units ("RSUs") pursuant to an award under the 2019 Long Term Incentive Plan.

SEC source: 0001664272-22-000226 · f4_a1e2k00000rxli6ual-live.xml · nonDerivative · entry 2

RITTS GREGORY J. · CIK 0001621907 · Chief Legal/Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,565

F1 · shares: 3,380 shares of ASPS common stock were received upon the vesting of previously granted performance-based restricted share units ("RSUs") pursuant to an award under the 2019 Long Term Incentive Plan.

SEC source: 0001664272-22-000226 · f4_a1e2k00000rxli6ual-live.xml · nonDerivative · entry 1

RITTS GREGORY J. · CIK 0001621907 · Chief Legal/Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,972

F2 · shares: Of the 3,380 RSUs vesting into shares reported above, 1,593 shares were foregone to pay for the tax withholding with a net issuance to Mr. Ritts of 1,787 shares. Pursuant to the terms of the award agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on March 21, 2022.

SEC source: 0001664272-22-000225 · f4_a1e2k00000rxli1ual-live.xml · nonDerivative · entry 2

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,404

F1 · shares: 3,944 shares of ASPS common stock were received upon the vesting of previously granted performance-based restricted share units ("RSUs") pursuant to an award under the 2019 Long Term Incentive Plan.

SEC source: 0001664272-22-000225 · f4_a1e2k00000rxli1ual-live.xml · nonDerivative · entry 1

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,217

F2 · shares: Of the 3,944 RSUs vesting into shares reported above, 1,187 shares were foregone to pay for the tax withholding with a net issuance to Ms. Esterman of 2,757 shares. Pursuant to the terms of the award agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on March 21, 2022.

SEC source: 0001664272-22-000229 · f4a_a1e2k00000rxlnpual-live.xml · nonDerivative · entry 3

Shepro William B · CIK 0001289315 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,147

F1 · shares: The original Form 4, filed on March 23, 2022, is being amended by this Form 4 amendment solely to correct an administrative error, which misreported the number of shares withheld for the payment of taxes related to a vesting of 17,314 performance-based restricted share units, as a total of 8,169 shares, when in fact, 8,167 shares were withheld for the payment of taxes, with a net issuance to Mr. Shepro of 9,147 shares.

F1 · balance_after: The original Form 4, filed on March 23, 2022, is being amended by this Form 4 amendment solely to correct an administrative error, which misreported the number of shares withheld for the payment of taxes related to a vesting of 17,314 performance-based restricted share units, as a total of 8,169 shares, when in fact, 8,167 shares were withheld for the payment of taxes, with a net issuance to Mr. Shepro of 9,147 shares.

SEC source: 0001664272-22-000229 · f4a_a1e2k00000rxlnpual-live.xml · nonDerivative · entry 2

Shepro William B · CIK 0001289315 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · shares: As a result of the aforementioned administrative error, the number of shares that Mr. Shepro transferred by gift from his direct ownership to the William B. Shepro Revocable Trust, was misreported as 9,145 shares, when in fact, Mr. Shepro transferred 9,147 shares from his direct ownership to the William B. Shepro Revocable Trust. This transaction is reportable on Form 5, but Mr. Shepro is voluntarily reporting early on Form 4.

SEC source: 0001664272-22-000229 · f4a_a1e2k00000rxlnpual-live.xml · nonDerivative · entry 1

Shepro William B · CIK 0001289315 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · William B. Shepro Revocable Trust

Disclosed balance after: 562,067

F2 · shares: As a result of the aforementioned administrative error, the number of shares that Mr. Shepro transferred by gift from his direct ownership to the William B. Shepro Revocable Trust, was misreported as 9,145 shares, when in fact, Mr. Shepro transferred 9,147 shares from his direct ownership to the William B. Shepro Revocable Trust. This transaction is reportable on Form 5, but Mr. Shepro is voluntarily reporting early on Form 4.

F3 · balance_after: As a result of the aforementioned administrative error, the number of shares beneficially owned by the William B. Shepro Revocable Trust, following the corrected transaction, reflects an increase of two shares, in the number of shares reported as beneficially owned by the William B. Shepro Revocable Trust.

SEC source: 0001664272-22-000228 · f4a_a1e2k00000rxlnkual-live.xml · nonDerivative · entry 1

RITTS GREGORY J. · CIK 0001621907 · Chief Legal/Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,973

F1 · shares: The original Form 4, filed on March 23, 2022, is being amended by this Form 4 amendment solely to correct an administrative error, which misreported the number of shares withheld for the payment of taxes, related to a vesting of 3,380 performance-based restricted share units, as a total of 1,593 shares, when in fact 1,592 shares were withheld for the payment of taxes, with a net issuance to Mr. Ritts of 1,788.

F2 · balance_after: As a result of the aforementioned administrative error, the number of shares beneficially owned by Mr. Ritts, following the corrected transaction, reflects an increase of one share in the number of shares reported as beneficially owned by Mr. Ritts.

SEC source: 0001140361-22-009928 · form4.xml · nonDerivative · entry 1

Deer Park Road Management Company, LP · CIK 0001655028 · 10% owner

Deer Park Road Corp · CIK 0001702490 · 10% owner

Craig-Scheckman Michael · CIK 0001702931 · 10% owner

Deer Park Road Management GP, LLC · CIK 0001702367 · 10% owner

AgateCreek LLC · CIK 0001721440 · 10% owner

Burg Scott Edward · CIK 0001721438 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 3,778,219

F1 · price: The price reported in Column 4 is a weighted average price. These shares of the Issuer's Common Stock ("Shares") were purchased in multiple transactions at prices ranging from $9.44 to $10.13, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F4 · balance_after: This Form 4 corrects the total amount reported on May 20, 2021, which overstated the total amount by 125 shares.

F2 · ownership.nature: These Shares are held for the account of STS Master Fund, Ltd. Deer Park Road Management Company, LP ("Deer Park") serves as investment adviser to STS Master Fund, Ltd.

F3 · ownership.nature: Deer Park Road Management GP, LLC ("DPRM") is the general partner of Deer Park. Each of Deer Park Road Corporation ("DPRC") and AgateCreek LLC ("AgateCreek") is a member of DPRM. Michael Craig-Scheckman is the Chief Executive Officer of each of Deer Park and DPRC and the majority owner of DPRC. Scott Edward Burg is the Chief Investment Officer of Deer Park and the sole member of AgateCreek. Each Reporting Person disclaims beneficial ownership of the Shares except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0001664272-22-000191 · f4_a1e2k00000rxlabual-live.xml · nonDerivative · entry 1

Shepro William B · CIK 0001289315 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · William B. Shepro Revocable Trust

Disclosed balance after: 552,920

F1 · shares: Represents shares purchased in the open market on March 14, 2022.

SEC source: 0001664272-22-000190 · f4_a1e2k00000rxl9yuat-live.xml · derivative · entry 4

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,334

Underlying: Common Stock · 5,334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

F3 · derivative.exercise_date: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

F3 · derivative.expiration_date: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

F4 · balance_after: The remaining 1,334 RSUs are scheduled to vest on the second anniversary of the March 9, 2021 grant date (i.e., March 9, 2023).

SEC source: 0001664272-22-000190 · f4_a1e2k00000rxl9yuat-live.xml · derivative · entry 3

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,223

Underlying: Common Stock · 3,111 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Represents the vesting of performance-based RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

F5 · derivative.exercise_date: Represents the vesting of performance-based RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

F5 · derivative.expiration_date: Represents the vesting of performance-based RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

F6 · balance_after: The remaining 6,223 performance-based RSUs are scheduled to vest in equal installments on the second and third anniversaries of the grant date (i.e., March 9, 2023 and March 9, 2024).

SEC source: 0001664272-22-000190 · f4_a1e2k00000rxl9yuat-live.xml · nonDerivative · entry 2

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,001

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: 8,445 shares of ASPS common stock were received upon the vesting of previously granted restricted share units ("RSUs") pursuant to awards under the 2009 Equity Incentive Plan, as amended and the 2020 Annual Incentive Plan.

SEC source: 0001664272-22-000190 · f4_a1e2k00000rxl9yuat-live.xml · nonDerivative · entry 1

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,460

F2 · shares: Of the 8,445 RSUs vesting into shares reported above, 2,541 shares were foregone to pay for the tax withholding with a net issuance to Ms. Esterman of 5,904 shares. Pursuant to the terms of the award agreements, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on March 9, 2022.

SEC source: 0001664272-22-000189 · f4_a1e2k00000rxl9duad-live.xml · derivative · entry 4

RITTS GREGORY J. · CIK 0001621907 · Chief Legal/Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26

Underlying: Common Stock · 105 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

F3 · derivative.exercise_date: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

F3 · derivative.expiration_date: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

F4 · balance_after: The remaining 26 RSUs are scheduled to vest on the second anniversary of the March 9, 2021 grant date (i.e., March 9, 2023).

SEC source: 0001664272-22-000189 · f4_a1e2k00000rxl9duad-live.xml · derivative · entry 3

RITTS GREGORY J. · CIK 0001621907 · Chief Legal/Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,467

Underlying: Common Stock · 2,733 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Represents the vesting of performance-based RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

F5 · derivative.exercise_date: Represents the vesting of performance-based RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

F5 · derivative.expiration_date: Represents the vesting of performance-based RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

F6 · balance_after: The remaining 5,467 performance-based RSUs are scheduled to vest in equal installments on the second and third anniversaries of the grant date (i.e., March 9, 2023 and March 9, 2024).

SEC source: 0001664272-22-000189 · f4_a1e2k00000rxl9duad-live.xml · nonDerivative · entry 2

RITTS GREGORY J. · CIK 0001621907 · Chief Legal/Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,523

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: 2,838 shares of ASPS common stock were received upon the vesting of previously granted restricted share units ("RSUs") pursuant to an award under the 2009 Equity Incentive Plan, as amended and the 2020 Annual Incentive Plan.

SEC source: 0001664272-22-000189 · f4_a1e2k00000rxl9duad-live.xml · nonDerivative · entry 1

RITTS GREGORY J. · CIK 0001621907 · Chief Legal/Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,185

F2 · shares: Of the 2,838 RSUs vesting into shares reported above, 1,338 shares were foregone to pay for the tax withholding with a net issuance to Mr. Ritts of 1,500 shares. Pursuant to the terms of the award agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on March 9, 2022.

SEC source: 0001664272-22-000188 · f4_a1e2k00000rxl9iuad-live.xml · derivative · entry 6

Shepro William B · CIK 0001289315 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,800

Underlying: Common Stock · 19,199 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

F4 · derivative.exercise_date: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

F4 · derivative.expiration_date: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

F6 · balance_after: The remaining 4,800 RSUs are scheduled to vest on the second anniversary of the March 9, 2021 grant date (i.e., March 9, 2023).

SEC source: 0001664272-22-000188 · f4_a1e2k00000rxl9iuad-live.xml · derivative · entry 5

Shepro William B · CIK 0001289315 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,400

Underlying: Common Stock · 4,200 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Represents the vesting of performance-based RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

F5 · derivative.exercise_date: Represents the vesting of performance-based RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

F5 · derivative.expiration_date: Represents the vesting of performance-based RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

F7 · balance_after: The remaining 8,400 performance-based RSUs are scheduled to vest in equal installments on the second and third anniversaries of the grant date (i.e., March 9, 2023 and March 9, 2024).

SEC source: 0001664272-22-000188 · f4_a1e2k00000rxl9iuad-live.xml · nonDerivative · entry 4

Shepro William B · CIK 0001289315 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,399

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: 23,399 shares of ASPS common stock were received upon the vesting of previously granted restricted share units ("RSUs") pursuant to awards under the 2009 Equity Incentive Plan, as amended and the 2020 Annual Incentive Plan.

SEC source: 0001664272-22-000188 · f4_a1e2k00000rxl9iuad-live.xml · nonDerivative · entry 3

Shepro William B · CIK 0001289315 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,360

F2 · shares: Of the 23,399 RSUs vesting into shares reported above, 11,039 shares were foregone to pay for the tax withholding with a net issuance to Mr. Shepro of 12,360 shares. Pursuant to the terms of the award agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on March 9, 2022.

SEC source: 0001664272-22-000188 · f4_a1e2k00000rxl9iuad-live.xml · nonDerivative · entry 2

Shepro William B · CIK 0001289315 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · shares: Represents a transfer by gift by Mr. Shepro of 12,360 shares of ASPS common stock, acquired upon the vesting of performance-based restricted share units ("RSUs"), from his direct ownership to the William B. Shepro Revocable Trust. This transaction is reportable on Form 5, but Mr. Shepro is voluntarily reporting early on Form 4.

SEC source: 0001664272-22-000188 · f4_a1e2k00000rxl9iuad-live.xml · nonDerivative · entry 1

Shepro William B · CIK 0001289315 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · William B. Shepro Revocable Trust

Disclosed balance after: 547,920

F3 · shares: Represents a transfer by gift by Mr. Shepro of 12,360 shares of ASPS common stock, acquired upon the vesting of performance-based restricted share units ("RSUs"), from his direct ownership to the William B. Shepro Revocable Trust. This transaction is reportable on Form 5, but Mr. Shepro is voluntarily reporting early on Form 4.

SEC source: 0001664272-23-000196 · f4_a1e2k00000rxru0ual-live.xml · derivative · entry 3

RITTS GREGORY J. · CIK 0001621907 · Chief Legal/Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,790

Underlying: Common Stock · 10,790 shares

Expires not disclosed

F1 · date: Due to an administrative error, this transaction was not reported by the requisite deadline, and is being filed now to correct the delinquency.

F2 · shares: On March 1, 2022, Mr. Ritts was granted 10,790 restricted share units ("RSUs") under the 2009 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of ASPS common stock.

F3 · derivative.exercise_date: 6,474 RSUs are scheduled to vest on the first anniversary of the grant date (i.e., March 1, 2023) and the remaining 4,316 RSUs are scheduled to vest on the second anniversary of the grant date (i.e., March 1, 2024).

F3 · derivative.expiration_date: 6,474 RSUs are scheduled to vest on the first anniversary of the grant date (i.e., March 1, 2023) and the remaining 4,316 RSUs are scheduled to vest on the second anniversary of the grant date (i.e., March 1, 2024).

SEC source: 0001664272-23-000196 · f4_a1e2k00000rxru0ual-live.xml · derivative · entry 2

RITTS GREGORY J. · CIK 0001621907 · Chief Legal/Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F1 · date: Due to an administrative error, this transaction was not reported by the requisite deadline, and is being filed now to correct the delinquency.

F4 · shares: On March 1, 2022, Mr. Ritts was granted 10,000 time-based RSUs under the 2009 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of ASPS common stock.

F5 · derivative.exercise_date: The time-based RSUs are scheduled to vest in three equal increments on the first, second and third anniversaries of the grant date (i.e., March 1, 2023; March 1, 2024 and March 1, 2025).

F5 · derivative.expiration_date: The time-based RSUs are scheduled to vest in three equal increments on the first, second and third anniversaries of the grant date (i.e., March 1, 2023; March 1, 2024 and March 1, 2025).

SEC source: 0001664272-23-000196 · f4_a1e2k00000rxru0ual-live.xml · derivative · entry 1

RITTS GREGORY J. · CIK 0001621907 · Chief Legal/Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F1 · date: Due to an administrative error, this transaction was not reported by the requisite deadline, and is being filed now to correct the delinquency.

F6 · shares: On March 1, 2022, Mr. Ritts was granted 10,000 performance-based RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

F7 · derivative.exercise_date: The performance-based RSUs shall be earned and vest entirely on the third anniversary of the Grant Date (i.e., March 1, 2025) based on (i) the achievement of pre-established performance goals related to the simple average of performance for each year during the 2022-2024 period (the "Performance Period"), as established each year by the Compensation Committee (with the awards terminating if the average achievement for the three-year period is less than 50%); and (ii) Total Shareholder Return compared to the Russell 2000 Index during the Performance Period based on a pre-determined linear scale approved by the Compensation Committee.

F7 · derivative.expiration_date: The performance-based RSUs shall be earned and vest entirely on the third anniversary of the Grant Date (i.e., March 1, 2025) based on (i) the achievement of pre-established performance goals related to the simple average of performance for each year during the 2022-2024 period (the "Performance Period"), as established each year by the Compensation Committee (with the awards terminating if the average achievement for the three-year period is less than 50%); and (ii) Total Shareholder Return compared to the Russell 2000 Index during the Performance Period based on a pre-determined linear scale approved by the Compensation Committee.

SEC source: 0001664272-23-000195 · f4_a1e2k00000rxrtqual-live.xml · derivative · entry 3

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,219

Underlying: Common Stock · 12,219 shares

Expires not disclosed

F1 · date: Due to an administrative error, this transaction was not reported by the requisite deadline, and is being filed now to correct the delinquency.

F2 · shares: On March 1, 2022, Ms. Esterman was granted 12,219 restricted share units ("RSUs") under the 2009 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of ASPS common stock.

F3 · derivative.exercise_date: 7,332 RSUs are scheduled to vest on the first anniversary of the grant date (i.e., March 1, 2023) and the remaining 4,887 RSUs are scheduled to vest on the second anniversary of the grant date (i.e., March 1, 2024).

F3 · derivative.expiration_date: 7,332 RSUs are scheduled to vest on the first anniversary of the grant date (i.e., March 1, 2023) and the remaining 4,887 RSUs are scheduled to vest on the second anniversary of the grant date (i.e., March 1, 2024).

SEC source: 0001664272-23-000195 · f4_a1e2k00000rxrtqual-live.xml · derivative · entry 2

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F1 · date: Due to an administrative error, this transaction was not reported by the requisite deadline, and is being filed now to correct the delinquency.

F4 · shares: On March 1, 2022, Ms. Esterman was granted 10,000 time-based RSUs under the 2009 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of ASPS common stock.

F5 · derivative.exercise_date: The time-based RSUs are scheduled to vest in three equal increments on the first, second and third anniversaries of the grant date (i.e., March 1, 2023; March 1, 2024 and March 1, 2025).

F5 · derivative.expiration_date: The time-based RSUs are scheduled to vest in three equal increments on the first, second and third anniversaries of the grant date (i.e., March 1, 2023; March 1, 2024 and March 1, 2025).

SEC source: 0001664272-23-000195 · f4_a1e2k00000rxrtqual-live.xml · derivative · entry 1

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F1 · date: Due to an administrative error, this transaction was not reported by the requisite deadline, and is being filed now to correct the delinquency.

F6 · shares: On March 1, 2022, Ms. Esterman was granted 10,000 performance-based RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

F7 · derivative.exercise_date: The performance-based RSUs shall be earned and vest entirely on the third anniversary of the Grant Date (i.e., March 1, 2025) based on (i) the achievement of pre-established performance goals related to the simple average of performance for each year during the 2022-2024 period (the "Performance Period"), as established each year by the Compensation Committee (with the awards terminating if the average achievement for the three-year period is less than 50%); and (ii) Total Shareholder Return compared to the Russell 2000 Index during the Performance Period based on a pre-determined linear scale approved by the Compensation Committee.

F7 · derivative.expiration_date: The performance-based RSUs shall be earned and vest entirely on the third anniversary of the Grant Date (i.e., March 1, 2025) based on (i) the achievement of pre-established performance goals related to the simple average of performance for each year during the 2022-2024 period (the "Performance Period"), as established each year by the Compensation Committee (with the awards terminating if the average achievement for the three-year period is less than 50%); and (ii) Total Shareholder Return compared to the Russell 2000 Index during the Performance Period based on a pre-determined linear scale approved by the Compensation Committee.

SEC source: 0001664272-23-000194 · f4_a1e2k00000rxrtgual-live.xml · derivative · entry 3

Shepro William B · CIK 0001289315 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,882

Underlying: Common Stock · 53,882 shares

Expires not disclosed

F1 · date: Due to an administrative error, this transaction was not reported by the requisite deadline, and is being filed now to correct the delinquency.

F2 · shares: On March 1, 2022, Mr. Shepro was granted 53,882 restricted share units ("RSUs") under the 2009 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of ASPS common stock.

F3 · derivative.exercise_date: 32,329 RSUs are scheduled to vest on the first anniversary of the grant date (i.e., March 1, 2023) and the remaining 21,553 RSUs are scheduled to vest on the second anniversary of the grant date (i.e., March 1, 2024).

F3 · derivative.expiration_date: 32,329 RSUs are scheduled to vest on the first anniversary of the grant date (i.e., March 1, 2023) and the remaining 21,553 RSUs are scheduled to vest on the second anniversary of the grant date (i.e., March 1, 2024).

SEC source: 0001664272-23-000194 · f4_a1e2k00000rxrtgual-live.xml · derivative · entry 2

Shepro William B · CIK 0001289315 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,975

Underlying: Common Stock · 40,975 shares

Expires not disclosed

F1 · date: Due to an administrative error, this transaction was not reported by the requisite deadline, and is being filed now to correct the delinquency.

F4 · shares: On March 1, 2022, Mr. Shepro was granted 40,975 time-based RSUs under the 2009 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of ASPS common stock.

F5 · derivative.exercise_date: The time-based RSUs are scheduled to vest in three equal installments on the first, second and third anniversaries of the grant date (i.e., March 1, 2023; March 1, 2024 and March 1, 2025).

F5 · derivative.expiration_date: The time-based RSUs are scheduled to vest in three equal installments on the first, second and third anniversaries of the grant date (i.e., March 1, 2023; March 1, 2024 and March 1, 2025).

SEC source: 0001664272-23-000194 · f4_a1e2k00000rxrtgual-live.xml · derivative · entry 1

Shepro William B · CIK 0001289315 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,974

Underlying: Common Stock · 40,974 shares

Expires not disclosed

F1 · date: Due to an administrative error, this transaction was not reported by the requisite deadline, and is being filed now to correct the delinquency.

F6 · shares: On March 1, 2022, Mr. Shepro was granted 40,974 performance-based RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

F7 · derivative.exercise_date: The performance-based RSUs shall be earned and vest entirely on the third anniversary of the Grant Date (i.e., March 1, 2025) based on (i) the achievement of pre-established performance goals related to the simple average of performance for each year during the 2022-2024 period (the "Performance Period"), as established each year by the Compensation Committee (with the awards terminating if the average achievement for the three-year period is less than 50%); and (ii) Total Shareholder Return compared to the Russell 2000 Index during the Performance Period based on a pre-determined linear scale approved by the Compensation Committee.

F7 · derivative.expiration_date: The performance-based RSUs shall be earned and vest entirely on the third anniversary of the Grant Date (i.e., March 1, 2025) based on (i) the achievement of pre-established performance goals related to the simple average of performance for each year during the 2022-2024 period (the "Performance Period"), as established each year by the Compensation Committee (with the awards terminating if the average achievement for the three-year period is less than 50%); and (ii) Total Shareholder Return compared to the Russell 2000 Index during the Performance Period based on a pre-determined linear scale approved by the Compensation Committee.