ASPS

SEC source: 0001664272-20-000067 · f4_a1e2k00000jm4wbuaj-live.xml · nonDerivative · entry 1

Shepro William B · CIK 0001289315 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By William B. Shepro Revocable Trust

Disclosed balance after: 451,850

F4 · shares: Represents a transfer by gift by Mr. Shepro of 10,153 shares of ASPS common stock acquired upon the vesting of RSUs from his direct ownership to the William B. Shepro Revocable Trust. This transaction is reportable on Form 5, but Mr. Shepro is voluntarily reporting early on Form 4.

SEC source: 0001664272-20-000064 · f4_a1e2k00000jlqnjuaz-live.xml · derivative · entry 4

MASTIONI MARCELLO · CIK 0001761497 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,303

Underlying: Common Stock · 2,606 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents the vesting of RSUs. The remaining 1,303 RSUs are scheduled to vest on the second anniversary of the February 25, 2019 grant date (i.e., February 25, 2021). Each RSU represents a contingent right to receive one share of ASPS common stock.

F4 · derivative.expiration_date: Represents the vesting of RSUs. The remaining 1,303 RSUs are scheduled to vest on the second anniversary of the February 25, 2019 grant date (i.e., February 25, 2021). Each RSU represents a contingent right to receive one share of ASPS common stock.

F4 · balance_after: Represents the vesting of RSUs. The remaining 1,303 RSUs are scheduled to vest on the second anniversary of the February 25, 2019 grant date (i.e., February 25, 2021). Each RSU represents a contingent right to receive one share of ASPS common stock.

SEC source: 0001664272-20-000064 · f4_a1e2k00000jlqnjuaz-live.xml · derivative · entry 3

MASTIONI MARCELLO · CIK 0001761497 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,606

Underlying: Common Stock · 5,213 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Represents the vesting of RSUs. The remaining 2,606 RSUs are scheduled to vest on the second anniversary of the February 25, 2019 grant date (i.e., February 25, 2021). Each RSU represents a contingent right to receive one share of ASPS common stock.

F5 · derivative.expiration_date: Represents the vesting of RSUs. The remaining 2,606 RSUs are scheduled to vest on the second anniversary of the February 25, 2019 grant date (i.e., February 25, 2021). Each RSU represents a contingent right to receive one share of ASPS common stock.

F5 · balance_after: Represents the vesting of RSUs. The remaining 2,606 RSUs are scheduled to vest on the second anniversary of the February 25, 2019 grant date (i.e., February 25, 2021). Each RSU represents a contingent right to receive one share of ASPS common stock.

SEC source: 0001664272-20-000064 · f4_a1e2k00000jlqnjuaz-live.xml · nonDerivative · entry 2

MASTIONI MARCELLO · CIK 0001761497 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,497

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: 3,910 shares of ASPS common stock received upon the vesting of previously granted restricted share units ("RSUs") pursuant to an award under the 2009 Equity Incentive Plan, as amended and the 2018 Annual Incentive Plan.

F2 · balance_after: Includes 10,000 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued on the third anniversary of the grant date (i.e., August 1, 2020). Mr. Mastioni has no voting rights with respect to these shares until they vest.

SEC source: 0001664272-20-000064 · f4_a1e2k00000jlqnjuaz-live.xml · nonDerivative · entry 1

MASTIONI MARCELLO · CIK 0001761497 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,932

F3 · shares: Of the 3,910 RSUs vesting into shares reported above, 565 shares were foregone to pay for the tax withholding with a net issuance to Mr. Mastioni of 3,345 shares. Pursuant to the terms of the award agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on February 25, 2020.

F2 · balance_after: Includes 10,000 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued on the third anniversary of the grant date (i.e., August 1, 2020). Mr. Mastioni has no voting rights with respect to these shares until they vest.

SEC source: 0001664272-20-000063 · f4_a1e2k00000jllvruaj-live.xml · derivative · entry 4

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,216

Underlying: Common Stock · 2,432 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents the vesting of RSUs. The remaining 1,216 RSUs are scheduled to vest on the second anniversary of the February 25, 2019 grant date (i.e., February 25, 2021). Each RSU represents a contingent right to receive one share of ASPS common stock.

F4 · derivative.expiration_date: Represents the vesting of RSUs. The remaining 1,216 RSUs are scheduled to vest on the second anniversary of the February 25, 2019 grant date (i.e., February 25, 2021). Each RSU represents a contingent right to receive one share of ASPS common stock.

F4 · balance_after: Represents the vesting of RSUs. The remaining 1,216 RSUs are scheduled to vest on the second anniversary of the February 25, 2019 grant date (i.e., February 25, 2021). Each RSU represents a contingent right to receive one share of ASPS common stock.

SEC source: 0001664272-20-000063 · f4_a1e2k00000jllvruaj-live.xml · derivative · entry 3

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,040

Underlying: Common Stock · 6,080 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Represents the vesting of RSUs. The remaining 3,040 RSUs are scheduled to vest on the second anniversary of the February 25, 2019 grant date (i.e., February 25, 2021). Each RSU represents a contingent right to receive one share of ASPS common stock.

F5 · derivative.expiration_date: Represents the vesting of RSUs. The remaining 3,040 RSUs are scheduled to vest on the second anniversary of the February 25, 2019 grant date (i.e., February 25, 2021). Each RSU represents a contingent right to receive one share of ASPS common stock.

F5 · balance_after: Represents the vesting of RSUs. The remaining 3,040 RSUs are scheduled to vest on the second anniversary of the February 25, 2019 grant date (i.e., February 25, 2021). Each RSU represents a contingent right to receive one share of ASPS common stock.

SEC source: 0001664272-20-000063 · f4_a1e2k00000jllvruaj-live.xml · nonDerivative · entry 2

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,576

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: 4,256 shares of ASPS common stock received upon the vesting of previously granted restricted share units ("RSUs") pursuant to an award under the 2009 Equity Incentive Plan, as amended and the 2018 Annual Incentive Plan.

F2 · balance_after: Includes 603 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) on the third anniversary of the April 7, 2017 grant date (i.e., April 7, 2020). Ms. Esterman has no voting rights with respect to these shares until they vest.

SEC source: 0001664272-20-000063 · f4_a1e2k00000jllvruaj-live.xml · nonDerivative · entry 1

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,295

F3 · shares: Of the 4,256 RSUs vesting into shares reported above, 1,281 shares were foregone to pay for the tax withholding with a net issuance to Ms. Esterman of 2,975 shares. Pursuant to the terms of the award agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on February 25, 2020.

F2 · balance_after: Includes 603 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) on the third anniversary of the April 7, 2017 grant date (i.e., April 7, 2020). Ms. Esterman has no voting rights with respect to these shares until they vest.

SEC source: 0001664272-20-000034 · f4_a1e2k00000jtljsuap-live.xml · derivative · entry 3

WILCOX KEVIN JAMES · CIK 0001470461 · Chief Admin & Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 12,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents the vesting of RSUs. The remaining 25,000 RSUs are expected to vest on May 15, 2020, pursuant to the October 11, 2019 Agreement among Altisource Sarl and Kevin J. Wilcox. Each RSU represents a contingent right to receive one share of ASPS common stock.

F4 · derivative.expiration_date: Represents the vesting of RSUs. The remaining 25,000 RSUs are expected to vest on May 15, 2020, pursuant to the October 11, 2019 Agreement among Altisource Sarl and Kevin J. Wilcox. Each RSU represents a contingent right to receive one share of ASPS common stock.

F4 · balance_after: Represents the vesting of RSUs. The remaining 25,000 RSUs are expected to vest on May 15, 2020, pursuant to the October 11, 2019 Agreement among Altisource Sarl and Kevin J. Wilcox. Each RSU represents a contingent right to receive one share of ASPS common stock.

SEC source: 0001664272-20-000034 · f4_a1e2k00000jtljsuap-live.xml · nonDerivative · entry 2

WILCOX KEVIN JAMES · CIK 0001470461 · Chief Admin & Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,876

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: 12,500 shares of ASPS common stock received upon the vesting of previously granted restricted share units ("RSUs") pursuant to an award under the 2018 Long Term Incentive Plan.

F2 · balance_after: Includes 1,005 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) on the third anniversary of the April 7, 2017 grant date (i.e., April 7, 2020). Mr. Wilcox has no voting rights with respect to these shares until they vest.

SEC source: 0001664272-20-000034 · f4_a1e2k00000jtljsuap-live.xml · nonDerivative · entry 1

WILCOX KEVIN JAMES · CIK 0001470461 · Chief Admin & Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,979

F3 · shares: Of the 12,500 RSUs vesting into shares reported above, 5,897 shares were foregone to pay for the tax withholding with a net issuance to Mr. Wilcox of 6,603 shares. Pursuant to the terms of the award agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on February 12, 2020.

F2 · balance_after: Includes 1,005 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) on the third anniversary of the April 7, 2017 grant date (i.e., April 7, 2020). Mr. Wilcox has no voting rights with respect to these shares until they vest.

SEC source: 0001664272-20-000031 · f4_a1e2k00000jtljduap-live.xml · derivative · entry 3

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,478

Underlying: Common Stock · 1,240 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents the vesting of RSUs. The remaining 2,478 RSUs are scheduled to vest in two equal installments on the third and fourth anniversaries of the February 12, 2018 grant date (i.e., February 12, 2021 and February 12, 2022). Each RSU represents a contingent right to receive one share of ASPS common stock.

F4 · derivative.expiration_date: Represents the vesting of RSUs. The remaining 2,478 RSUs are scheduled to vest in two equal installments on the third and fourth anniversaries of the February 12, 2018 grant date (i.e., February 12, 2021 and February 12, 2022). Each RSU represents a contingent right to receive one share of ASPS common stock.

F4 · balance_after: Represents the vesting of RSUs. The remaining 2,478 RSUs are scheduled to vest in two equal installments on the third and fourth anniversaries of the February 12, 2018 grant date (i.e., February 12, 2021 and February 12, 2022). Each RSU represents a contingent right to receive one share of ASPS common stock.

SEC source: 0001664272-20-000031 · f4_a1e2k00000jtljduap-live.xml · nonDerivative · entry 2

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,682

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: 1,240 shares of ASPS common stock received upon the vesting of previously granted restricted share units ("RSUs") pursuant to an award under the 2018 Long Term Incentive Plan.

F2 · balance_after: Includes 603 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) on the third anniversary of the April 7, 2017 grant date (i.e., April 7, 2020). Ms. Esterman has no voting rights with respect to these shares until they vest.

SEC source: 0001664272-20-000031 · f4_a1e2k00000jtljduap-live.xml · nonDerivative · entry 1

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,320

F3 · shares: Of the 1,240 RSUs vesting into shares reported above, 362 shares were foregone to pay for the tax withholding with a net issuance to Ms. Esterman of 878 shares. Pursuant to the terms of the award agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on February 12, 2020.

F2 · balance_after: Includes 603 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) on the third anniversary of the April 7, 2017 grant date (i.e., April 7, 2020). Ms. Esterman has no voting rights with respect to these shares until they vest.

SEC source: 0001664272-20-000035 · f4_a1e2k00000jtljxuap-live.xml · derivative · entry 5

Shepro William B · CIK 0001289315 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Represents the vesting of RSUs. The remaining 50,000 RSUs are scheduled to vest in two equal installments on the third and fourth anniversaries of the February 12, 2018 grant date (i.e., February 12, 2021 and February 12, 2022). Each RSU represents a contingent right to receive one share of ASPS common stock.

F5 · derivative.expiration_date: Represents the vesting of RSUs. The remaining 50,000 RSUs are scheduled to vest in two equal installments on the third and fourth anniversaries of the February 12, 2018 grant date (i.e., February 12, 2021 and February 12, 2022). Each RSU represents a contingent right to receive one share of ASPS common stock.

F5 · balance_after: Represents the vesting of RSUs. The remaining 50,000 RSUs are scheduled to vest in two equal installments on the third and fourth anniversaries of the February 12, 2018 grant date (i.e., February 12, 2021 and February 12, 2022). Each RSU represents a contingent right to receive one share of ASPS common stock.

SEC source: 0001664272-20-000035 · f4_a1e2k00000jtljxuap-live.xml · nonDerivative · entry 4

Shepro William B · CIK 0001289315 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,309

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: 25,000 shares of ASPS common stock received upon the vesting of previously granted restricted share units ("RSUs") pursuant to an award under the 2018 Long Term Incentive Plan.

F2 · balance_after: Includes 4,309 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) on the third anniversary of the April 7, 2017 grant date (i.e., April 7, 2020). Mr. Shepro has no voting rights with respect to these shares until they vest.

SEC source: 0001664272-20-000035 · f4_a1e2k00000jtljxuap-live.xml · nonDerivative · entry 3

Shepro William B · CIK 0001289315 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,514

F3 · shares: Of the 25,000 RSUs vesting into shares reported above, 11,795 shares were foregone to pay for the tax withholding with a net issuance to Mr. Shepro of 13,205 shares. Pursuant to the terms of the award agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on February 12, 2020.

F2 · balance_after: Includes 4,309 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) on the third anniversary of the April 7, 2017 grant date (i.e., April 7, 2020). Mr. Shepro has no voting rights with respect to these shares until they vest.

SEC source: 0001664272-20-000035 · f4_a1e2k00000jtljxuap-live.xml · nonDerivative · entry 2

Shepro William B · CIK 0001289315 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,309

F4 · shares: Represents a transfer by gift by Mr. Shepro of 13,205 shares of ASPS common stock acquired upon the vesting of RSUs from his direct ownership to the William B. Shepro Revocable Trust. This transaction is reportable on Form 5, but Mr. Shepro is voluntarily reporting early on Form 4.

F2 · balance_after: Includes 4,309 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) on the third anniversary of the April 7, 2017 grant date (i.e., April 7, 2020). Mr. Shepro has no voting rights with respect to these shares until they vest.

SEC source: 0001664272-20-000035 · f4_a1e2k00000jtljxuap-live.xml · nonDerivative · entry 1

Shepro William B · CIK 0001289315 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By William B. Shepro Revocable Trust

Disclosed balance after: 441,697

F4 · shares: Represents a transfer by gift by Mr. Shepro of 13,205 shares of ASPS common stock acquired upon the vesting of RSUs from his direct ownership to the William B. Shepro Revocable Trust. This transaction is reportable on Form 5, but Mr. Shepro is voluntarily reporting early on Form 4.

SEC source: 0001664272-20-000033 · f4_a1e2k00000jtljnuap-live.xml · derivative · entry 3

RITTS GREGORY J. · CIK 0001621907 · Chief Legal/Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,124

Underlying: Common Stock · 1,063 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents the vesting of RSUs. The remaining 2,124 RSUs are scheduled to vest in two equal installments on the third and fourth anniversaries of the February 12, 2018 grant date (i.e., February 12, 2021 and February 12, 2022). Each RSU represents a contingent right to receive one share of ASPS common stock.

F4 · derivative.expiration_date: Represents the vesting of RSUs. The remaining 2,124 RSUs are scheduled to vest in two equal installments on the third and fourth anniversaries of the February 12, 2018 grant date (i.e., February 12, 2021 and February 12, 2022). Each RSU represents a contingent right to receive one share of ASPS common stock.

F4 · balance_after: Represents the vesting of RSUs. The remaining 2,124 RSUs are scheduled to vest in two equal installments on the third and fourth anniversaries of the February 12, 2018 grant date (i.e., February 12, 2021 and February 12, 2022). Each RSU represents a contingent right to receive one share of ASPS common stock.

SEC source: 0001664272-20-000033 · f4_a1e2k00000jtljnuap-live.xml · nonDerivative · entry 2

RITTS GREGORY J. · CIK 0001621907 · Chief Legal/Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,320

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: 1,063 shares of ASPS common stock received upon the vesting of previously granted restricted share units ("RSUs") pursuant to an award under the 2018 Long Term Incentive Plan.

F2 · balance_after: Includes (i) 503 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) on the third anniversary of the April 7, 2017 grant date (i.e., April 7, 2020); (ii) 1,667 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) on the third anniversary of the July 27, 2017 grant date (i.e., July 27, 2020); and (iii) 7,500 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) in two equal installments on the third and fourth anniversaries of the November 13, 2017 grant date (i.e., November 13, 2020 and November 13, 2021). Mr. Ritts has no voting rights with respect to these shares until they vest.

SEC source: 0001664272-20-000033 · f4_a1e2k00000jtljnuap-live.xml · nonDerivative · entry 1

RITTS GREGORY J. · CIK 0001621907 · Chief Legal/Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,819

F3 · shares: Of the 1,063 RSUs vesting into shares reported above, 501 shares were foregone to pay for the tax withholding with a net issuance to Mr. Ritts of 562 shares. Pursuant to the terms of the award agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on February 12, 2020.

F2 · balance_after: Includes (i) 503 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) on the third anniversary of the April 7, 2017 grant date (i.e., April 7, 2020); (ii) 1,667 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) on the third anniversary of the July 27, 2017 grant date (i.e., July 27, 2020); and (iii) 7,500 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) in two equal installments on the third and fourth anniversaries of the November 13, 2017 grant date (i.e., November 13, 2020 and November 13, 2021). Mr. Ritts has no voting rights with respect to these shares until they vest.

SEC source: 0001664272-20-000032 · f4_a1e2k00000jtljiuap-live.xml · derivative · entry 3

MASTIONI MARCELLO · CIK 0001761497 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,186

Underlying: Common Stock · 1,594 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents the vesting of RSUs. The remaining 3,186 RSUs are scheduled to vest in two equal installments on the third and fourth anniversaries of the February 12, 2018 grant date (i.e., February 12, 2021 and February 12, 2022). Each RSU represents a contingent right to receive one share of ASPS common stock.

F4 · derivative.expiration_date: Represents the vesting of RSUs. The remaining 3,186 RSUs are scheduled to vest in two equal installments on the third and fourth anniversaries of the February 12, 2018 grant date (i.e., February 12, 2021 and February 12, 2022). Each RSU represents a contingent right to receive one share of ASPS common stock.

F4 · balance_after: Represents the vesting of RSUs. The remaining 3,186 RSUs are scheduled to vest in two equal installments on the third and fourth anniversaries of the February 12, 2018 grant date (i.e., February 12, 2021 and February 12, 2022). Each RSU represents a contingent right to receive one share of ASPS common stock.

SEC source: 0001664272-20-000032 · f4_a1e2k00000jtljiuap-live.xml · nonDerivative · entry 2

MASTIONI MARCELLO · CIK 0001761497 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,968

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: 1,594 shares of ASPS common stock received upon the vesting of previously granted restricted share units ("RSUs") pursuant to an award under the 2018 Long Term Incentive Plan.

F2 · balance_after: Includes 10,000 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued on the third anniversary of the grant date (i.e., August 1, 2020). Mr. Mastioni has no voting rights with respect to these shares until they vest.

SEC source: 0001664272-20-000032 · f4_a1e2k00000jtljiuap-live.xml · nonDerivative · entry 1

MASTIONI MARCELLO · CIK 0001761497 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,587

F3 · shares: Of the 1,594 RSUs vesting into shares reported above, 381 shares were foregone to pay for the tax withholding with a net issuance to Mr. Mastioni of 1,213 shares. Pursuant to the terms of the award agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on February 12, 2020.

F2 · balance_after: Includes 10,000 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued on the third anniversary of the grant date (i.e., August 1, 2020). Mr. Mastioni has no voting rights with respect to these shares until they vest.

SEC source: 0001664272-20-000007 · f4_a1e2k00000jrzwhuax-live.xml · derivative · entry 3

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents the vesting of RSUs. The remaining 10,000 RSUs are scheduled to vest in two equal installments on the second and third anniversaries of the grant date (i.e., January 29, 2021 and January 29, 2022). Each RSU represents a contingent right to receive one share of ASPS common stock.

F4 · derivative.expiration_date: Represents the vesting of RSUs. The remaining 10,000 RSUs are scheduled to vest in two equal installments on the second and third anniversaries of the grant date (i.e., January 29, 2021 and January 29, 2022). Each RSU represents a contingent right to receive one share of ASPS common stock.

F4 · balance_after: Represents the vesting of RSUs. The remaining 10,000 RSUs are scheduled to vest in two equal installments on the second and third anniversaries of the grant date (i.e., January 29, 2021 and January 29, 2022). Each RSU represents a contingent right to receive one share of ASPS common stock.

SEC source: 0001664272-20-000007 · f4_a1e2k00000jrzwhuax-live.xml · nonDerivative · entry 2

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,212

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: 5,000 shares of ASPS common stock received upon the vesting of previously granted restricted share units ("RSUs") pursuant to an award under the 2009 Equity Incentive Plan, as amended.

F3 · balance_after: Includes 603 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) on the third anniversary of the April 7, 2017 grant date (i.e., April 7, 2020). Ms. Esterman has no voting rights with respect to these shares until they vest.

SEC source: 0001664272-20-000007 · f4_a1e2k00000jrzwhuax-live.xml · nonDerivative · entry 1

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,442

F2 · shares: Of the 5,000 RSUs vesting into shares reported above, 1,770 shares were foregone to pay for the tax withholding with a net issuance to Ms. Esterman of 3,230 shares. Pursuant to the terms of the award agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on January 29, 2020.

F3 · balance_after: Includes 603 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) on the third anniversary of the April 7, 2017 grant date (i.e., April 7, 2020). Ms. Esterman has no voting rights with respect to these shares until they vest.

SEC source: 0001664272-19-000076 · f4_a1e2k00000h1khhuar-live.xml · nonDerivative · entry 3

Shepro William B · CIK 0001289315 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By William B. Shepro Revocable Trust

Disclosed balance after: 428,492

F2 · shares: Represents a transfer by gift by Mr. Shepro of 1,400 shares of ASPS common stock, acquired through an open market purchase, from his direct ownership to the William B. Shepro Revocable Trust. This transaction is reportable on Form 5, but Mr. Shepro is voluntarily reporting early on Form 4.

SEC source: 0001664272-19-000076 · f4_a1e2k00000h1khhuar-live.xml · nonDerivative · entry 2

Shepro William B · CIK 0001289315 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,309

F2 · shares: Represents a transfer by gift by Mr. Shepro of 1,400 shares of ASPS common stock, acquired through an open market purchase, from his direct ownership to the William B. Shepro Revocable Trust. This transaction is reportable on Form 5, but Mr. Shepro is voluntarily reporting early on Form 4.

F1 · balance_after: Includes 4,309 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) on the third anniversary of the 4/7/17 grant date (i.e., 4/7/20). Mr. Shepro has no voting rights with respect to these shares until they vest.

SEC source: 0001664272-19-000076 · f4_a1e2k00000h1khhuar-live.xml · nonDerivative · entry 1

Shepro William B · CIK 0001289315 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,709

F1 · balance_after: Includes 4,309 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) on the third anniversary of the 4/7/17 grant date (i.e., 4/7/20). Mr. Shepro has no voting rights with respect to these shares until they vest.

SEC source: 0001664272-19-000070 · f4_a1e2k00000h1gxkuar-live.xml · nonDerivative · entry 1

RITTS GREGORY J. · CIK 0001621907 · Chief Legal/Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,257

F1 · shares: Represents shares surrendered by Mr. Ritts for tax withholdings due as a result of the vesting of 3,750 restricted shares of ASPS common stock. The shares were surrendered pursuant to the terms of his November 13, 2017 Restricted Stock Award Agreement. Pursuant to the terms of the Restricted Stock Award Agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on November 13, 2019.

F2 · balance_after: Includes (i) 503 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) on the third anniversary of the April 7, 2017 grant date (i.e., April 7, 2020); (ii) 1,667 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) on the third anniversary of the July 27, 2017 grant date (i.e., July 27, 2020); and (iii) 7,500 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) in two equal installments on the third and fourth anniversaries of the November 13, 2017 grant date (i.e., November 13, 2020 and November 13, 2021). Mr. Ritts has no voting rights with respect to these shares until they vest.

SEC source: 0001664272-19-000069 · f4_a1e2k00000h1cpzuab-live.xml · derivative · entry 3

MASTIONI MARCELLO · CIK 0001761497 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents the vesting of RSUs. The remaining 10,000 RSUs are scheduled to vest in two equal installments on the second and third anniversaries of the grant date (i.e., November 12, 2020 and November 12, 2021). Each RSU represents a contingent right to receive one share of ASPS common stock.

F4 · derivative.expiration_date: Represents the vesting of RSUs. The remaining 10,000 RSUs are scheduled to vest in two equal installments on the second and third anniversaries of the grant date (i.e., November 12, 2020 and November 12, 2021). Each RSU represents a contingent right to receive one share of ASPS common stock.

F4 · balance_after: Represents the vesting of RSUs. The remaining 10,000 RSUs are scheduled to vest in two equal installments on the second and third anniversaries of the grant date (i.e., November 12, 2020 and November 12, 2021). Each RSU represents a contingent right to receive one share of ASPS common stock.

SEC source: 0001664272-19-000069 · f4_a1e2k00000h1cpzuab-live.xml · nonDerivative · entry 2

MASTIONI MARCELLO · CIK 0001761497 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,349

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: 5,000 shares of ASPS common stock received upon the vesting of previously granted restricted share units ("RSUs") pursuant to an award under the 2018 Long Term Incentive Plan ("2018 LTIP").

F2 · balance_after: Includes 10,000 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued on the third anniversary of the grant date (i.e., August 1, 2020). Mr. Mastioni has no voting rights with respect to these shares until they vest.

SEC source: 0001664272-19-000069 · f4_a1e2k00000h1cpzuab-live.xml · nonDerivative · entry 1

MASTIONI MARCELLO · CIK 0001761497 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,374

F3 · shares: Of the 5,000 RSUs vesting into shares reported above, 975 shares were foregone to pay for the tax withholding and 4,025 shares were acquired by the reporting person. Pursuant to the terms of the award agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on November 12, 2019.

F2 · balance_after: Includes 10,000 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued on the third anniversary of the grant date (i.e., August 1, 2020). Mr. Mastioni has no voting rights with respect to these shares until they vest.

SEC source: 0001664272-19-000068 · f4_a1e2k00000h1grhua3-live.xml · nonDerivative · entry 1

MUELLER-INEICHEN ROLAND · CIK 0001470464 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,634

SEC source: 0000905148-19-000957 · form4.xml · nonDerivative · entry 1

Deer Park Road Management Company, LP · CIK 0001655028 · 10% owner

Deer Park Road Corp · CIK 0001702490 · 10% owner

Craig-Scheckman Michael · CIK 0001702931 · 10% owner

Deer Park Road Management GP, LLC · CIK 0001702367 · 10% owner

AgateCreek LLC · CIK 0001721440 · 10% owner

Burg Scott Edward · CIK 0001721438 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 3,101,210

F3 · price: This price reflects the weighted average price for open-market purchases of Shares made by the Reporting Persons on October 31, 2019 within a $1.00 range. The actual prices for these transactions range between $17.59 to $17.79. The Reporting Persons further undertake to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price reported herein.

F1 · ownership.nature: These shares of the Issuer's common stock ("Shares") are held for the account of STS Master Fund, Ltd. Deer Park Road Management Company, LP ("Deer Park") serves as investment adviser to STS Master Fund, Ltd.

F2 · ownership.nature: Deer Park Road Management GP, LLC ("DPRM") is the general partner of Deer Park. Each of Deer Park Road Corporation ("DPRC") and AgateCreek LLC ("AgateCreek") is a member of DPRM. Michael Craig-Scheckman is the Chief Executive Officer of each of Deer Park and DPRC and the sole owner of DPRC. Scott Edward Burg is the Chief Investment Officer of Deer Park and the sole member of AgateCreek. Each Reporting Person disclaims beneficial ownership of the Shares except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0001664272-19-000065 · f4_a1e2k00000h0xe8uab-live.xml · nonDerivative · entry 6

Shepro William B · CIK 0001289315 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,052

F1 · balance_after: Includes 4,309 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) on the third anniversary of the 4/7/17 grant date (i.e., 4/7/20). Mr. Shepro has no voting rights with respect to these shares until they vest.

SEC source: 0001664272-19-000065 · f4_a1e2k00000h0xe8uab-live.xml · nonDerivative · entry 5

Shepro William B · CIK 0001289315 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,702

F1 · balance_after: Includes 4,309 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) on the third anniversary of the 4/7/17 grant date (i.e., 4/7/20). Mr. Shepro has no voting rights with respect to these shares until they vest.

SEC source: 0001664272-19-000065 · f4_a1e2k00000h0xe8uab-live.xml · nonDerivative · entry 4

Shepro William B · CIK 0001289315 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,552

F1 · balance_after: Includes 4,309 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) on the third anniversary of the 4/7/17 grant date (i.e., 4/7/20). Mr. Shepro has no voting rights with respect to these shares until they vest.

SEC source: 0001664272-19-000065 · f4_a1e2k00000h0xe8uab-live.xml · nonDerivative · entry 3

Shepro William B · CIK 0001289315 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By William B. Shepro Revocable Trust

Disclosed balance after: 414,849

F2 · shares: Represents a transfer by gift by Mr. Shepro of 3,150 shares of ASPS common stock, acquired through an open market purchase, from his direct ownership to the William B. Shepro Revocable Trust. This transaction is reportable on Form 5, but Mr. Shepro is voluntarily reporting early on Form 4.

SEC source: 0001664272-19-000065 · f4_a1e2k00000h0xe8uab-live.xml · nonDerivative · entry 2

Shepro William B · CIK 0001289315 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,309

F1 · balance_after: Includes 4,309 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) on the third anniversary of the 4/7/17 grant date (i.e., 4/7/20). Mr. Shepro has no voting rights with respect to these shares until they vest.

SEC source: 0001664272-19-000065 · f4_a1e2k00000h0xe8uab-live.xml · nonDerivative · entry 1

Shepro William B · CIK 0001289315 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By William B. Shepro Revocable Trust

Disclosed balance after: 427,092

F3 · shares: Represents a transfer by gift by Mr. Shepro of 12,243 shares of ASPS common stock from his direct ownership to the William B. Shepro Revocable Trust, of which (i) 9,966 shares were acquired on 4/15/19 pursuant to the terms of a Restricted Stock Award Agreement between Mr. Shepro and Altisource dated 4/15/15; and (ii) 2,277 shares were acquired on 4/7/19 pursuant to the terms of a Restricted Stock Award Agreement between Mr. Shepro and Altisource dated 4/7/17. This transaction is reportable on Form 5, but Mr. Shepro is voluntarily reporting early on Form 4.

SEC source: 0001664272-19-000066 · f4_a1e2k00000h0xeduar-live.xml · nonDerivative · entry 1

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,212

F1 · balance_after: Includes 603 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) on the third anniversary of the 4/7/17 grant date (i.e., 4/7/20). Ms. Esterman has no voting rights with respect to these shares until they vest.

SEC source: 0001664272-19-000064 · f4_a1e2k00000h0xdauar-live.xml · nonDerivative · entry 1

RITTS GREGORY J. · CIK 0001621907 · Chief Legal/Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,026

F1 · balance_after: Includes (i) 503 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) on the third anniversary of the 4/7/17 grant date (i.e., 4/7/20); (ii) 1,667 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) on the third anniversary of the 7/27/17 grant date (i.e., 7/27/20); and (iii) 11,250 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) in 3 equal installments on the 2nd, 3rd and 4th anniversaries of the 11/13/17 grant date (i.e., 11/13/19, 11/13/20 and 11/13/21). Mr. Ritts has no voting rights with respect to these shares until they vest.

SEC source: 0001664272-19-000061 · f4_a1e2k00000h0pp3uaj-live.xml · nonDerivative · entry 1

MASTIONI MARCELLO · CIK 0001761497 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,349

F1 · shares: 2,537 of the 10,000 restricted shares of ASPS common stock received upon vesting of 10,000 shares pursuant to the terms of the August 1, 2017 Restricted Stock Award Agreement between Mr. Mastioni and the Company were foregone to pay for tax withholdings. Pursuant to the terms of the Restricted Stock Award Agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on August 1, 2019.

F2 · balance_after: Includes 10,000 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) on the third anniversary of the August 1, 2017 grant date (i.e., August 1, 2020). Mr. Mastioni has no voting rights with respect to these shares until they vest.

SEC source: 0001664272-19-000055 · f4_a1e2k00000h0pojuaj-live.xml · nonDerivative · entry 1

RITTS GREGORY J. · CIK 0001621907 · Chief Legal/Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,726

F1 · shares: 788 of the 1,666 restricted shares of ASPS common stock received upon the vesting of 1,666 shares pursuant to the terms of Mr. Ritt's July 27, 2017 Restricted Stock Award Agreement were foregone to pay for tax withholdings. Pursuant to the terms of the Restricted Stock Award Agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on July 29, 2019.

F2 · balance_after: Includes (i) 503 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) on the third anniversary of the 4/7/17 grant date (i.e., 4/7/20); (ii) 1,667 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) on the third anniversary of the 7/27/17 grant date (i.e., 7/27/20); and (iii) 11,250 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) in 3 equal installments on the 2nd, 3rd and 4th anniversaries of the 11/13/17 grant date (i.e., 11/13/19, 11/13/20 and 11/13/21). Mr. Ritts has no voting rights with respect to these shares until they vest.

SEC source: 0000905148-19-000607 · form4.xml · nonDerivative · entry 1

Burg Scott Edward · CIK 0001721438 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,142

F1 · shares: These shares of common stock were awarded to Mr. Burg in connection with a non-management Director stock award for the 2018 to 2019 service year.

SEC source: 0001664272-19-000052 · f4_a1e2k00000gmjrhua5-live.xml · nonDerivative · entry 1

MUELLER-INEICHEN ROLAND · CIK 0001470464 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,018

F1 · shares: Director stock award.