ASPS

SEC source: 0001664272-20-000120 · f4_a1e2k00000krgcduaz-live.xml · nonDerivative · entry 1

Shepro William B · CIK 0001289315 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By William B. Shepro Revocable Trust

Disclosed balance after: 472,081

F2 · shares: Represents a transfer by gift by Mr. Shepro of 15,909 shares of ASPS common stock from his direct ownership to the William B. Shepro Revocable Trust. This transaction is reportable on Form 5; Mr. Shepro is voluntarily reporting early on Form 4.

SEC source: 0001664272-20-000118 · f4_a1e2k00000krg1juab-live.xml · nonDerivative · entry 1

MASTIONI MARCELLO · CIK 0001761497 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,904

F1 · shares: 2,208 of the 10,000 restricted shares of ASPS common stock received upon the vesting of 10,000 shares pursuant to the terms of the August 1, 2017 Restricted Stock Award Agreement between Mr. Mastioni and the Company were foregone to pay for tax withholdings. Pursuant to the terms of the Restricted Stock Award Agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on August 3, 2020.

SEC source: 0001664272-20-000117 · f4_a1e2k00000krfr0uab-live.xml · nonDerivative · entry 1

RITTS GREGORY J. · CIK 0001621907 · Chief Legal/Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,345

F1 · shares: 785 of the 1,667 restricted shares of ASPS common stock received upon the vesting of 1,667 shares pursuant to the terms of the July 27, 2017 Restricted Stock Award Agreement between Mr. Ritts and the Company were foregone to pay for tax withholdings. Pursuant to the terms of the Restricted Stock Award Agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on July 27, 2020.

F2 · balance_after: Includes 7,500 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) in two equal installments on the third and fourth anniversaries of the November 13, 2017 grant date (i.e., November 13, 2020 and November 13, 2021). Mr. Ritts has no voting rights with respect to these shares until they vest.

SEC source: 0001664272-20-000096 · f4_a1e2k00000kttsruah-live.xml · nonDerivative · entry 1

MUELLER-INEICHEN ROLAND · CIK 0001470464 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,001

F1 · shares: Director Stock Award

SEC source: 0001664272-20-000097 · f4_a1e2k00000kttswuah-live.xml · nonDerivative · entry 1

MORETTINI JOSEPH L · CIK 0001706137 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,768

F1 · shares: Director stock award

F2 · balance_after: Includes 125 restricted shares of ASPS common stock scheduled to vest on the date of the next annual meeting of shareholders of the Issuer

SEC source: 0000905148-20-000809 · form4.xml · nonDerivative · entry 1

Burg Scott Edward · CIK 0001721438 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,509

F1 · shares: These Shares were awarded to Mr. Burg in connection with a non-management Director stock award for the 2019 to 2020 service year.

SEC source: 0000905148-20-000647 · form4.xml · nonDerivative · entry 1

Deer Park Road Management Company, LP · CIK 0001655028 · 10% owner

Deer Park Road Corp · CIK 0001702490 · 10% owner

Craig-Scheckman Michael · CIK 0001702931 · 10% owner

Deer Park Road Management GP, LLC · CIK 0001702367 · 10% owner

AgateCreek LLC · CIK 0001721440 · 10% owner

Burg Scott Edward · CIK 0001721438 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 3,619,756

F3 · price: This price reflects the weighted average price for open-market purchases of Shares made by the Reporting Persons on May 15, 2020 within a $1.00 range. The actual prices for these transactions range between $7.96 to $8.29. The Reporting Persons further undertake to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price reported herein.

F1 · ownership.nature: These shares of the Issuer's common stock ("Shares") are held for the account of STS Master Fund, Ltd. Deer Park Road Management Company, LP ("Deer Park") serves as investment adviser to STS Master Fund, Ltd.

F2 · ownership.nature: Deer Park Road Management GP, LLC ("DPRM") is the general partner of Deer Park. Each of Deer Park Road Corporation ("DPRC") and AgateCreek LLC ("AgateCreek") is a member of DPRM. Michael Craig-Scheckman is the Chief Executive Officer of each of Deer Park and DPRC and the majority owner of DPRC. Scott Edward Burg is the Chief Investment Officer of Deer Park and the sole member of AgateCreek. Each Reporting Person disclaims beneficial ownership of the Shares except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0000905148-20-000582 · form4.xml · nonDerivative · entry 2

Deer Park Road Management Company, LP · CIK 0001655028 · 10% owner

Deer Park Road Corp · CIK 0001702490 · 10% owner

Craig-Scheckman Michael · CIK 0001702931 · 10% owner

Deer Park Road Management GP, LLC · CIK 0001702367 · 10% owner

AgateCreek LLC · CIK 0001721440 · 10% owner

Burg Scott Edward · CIK 0001721438 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 3,571,023

F1 · ownership.nature: These shares of the Issuer's common stock ("Shares") are held for the account of STS Master Fund, Ltd. Deer Park Road Management Company, LP ("Deer Park") serves as investment adviser to STS Master Fund, Ltd.

F2 · ownership.nature: Deer Park Road Management GP, LLC ("DPRM") is the general partner of Deer Park. Each of Deer Park Road Corporation ("DPRC") and AgateCreek LLC ("AgateCreek") is a member of DPRM. Michael Craig-Scheckman is the Chief Executive Officer of each of Deer Park and DPRC and the majority owner of DPRC. Scott Edward Burg is the Chief Investment Officer of Deer Park and the sole member of AgateCreek. Each Reporting Person disclaims beneficial ownership of the Shares except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0000905148-20-000582 · form4.xml · nonDerivative · entry 1

Deer Park Road Management Company, LP · CIK 0001655028 · 10% owner

Deer Park Road Corp · CIK 0001702490 · 10% owner

Craig-Scheckman Michael · CIK 0001702931 · 10% owner

Deer Park Road Management GP, LLC · CIK 0001702367 · 10% owner

AgateCreek LLC · CIK 0001721440 · 10% owner

Burg Scott Edward · CIK 0001721438 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 3,488,300

F3 · price: This price reflects the weighted average price for open-market purchases of Shares made by the Reporting Persons on May 6, 2020 within a $1.00 range. The actual prices for these transactions range between $6.61 to $6.97, inclusive. The Reporting Persons further undertake to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price reported herein.

F1 · ownership.nature: These shares of the Issuer's common stock ("Shares") are held for the account of STS Master Fund, Ltd. Deer Park Road Management Company, LP ("Deer Park") serves as investment adviser to STS Master Fund, Ltd.

F2 · ownership.nature: Deer Park Road Management GP, LLC ("DPRM") is the general partner of Deer Park. Each of Deer Park Road Corporation ("DPRC") and AgateCreek LLC ("AgateCreek") is a member of DPRM. Michael Craig-Scheckman is the Chief Executive Officer of each of Deer Park and DPRC and the majority owner of DPRC. Scott Edward Burg is the Chief Investment Officer of Deer Park and the sole member of AgateCreek. Each Reporting Person disclaims beneficial ownership of the Shares except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0001664272-20-000082 · f4_a1e2k00000k06m3uab-live.xml · nonDerivative · entry 1

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,413

F1 · shares: 185 shares of the 603 shares of ASPS common stock received upon the vesting of 603 restricted shares pursuant to the terms of the April 7, 2017 Restricted Stock Award Agreement between Ms. Esterman and the Company were foregone to pay for tax withholdings. Pursuant to the terms of the agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on April 7, 2020.

SEC source: 0000905148-20-000466 · form4.xml · nonDerivative · entry 1

Deer Park Road Management Company, LP · CIK 0001655028 · 10% owner

Deer Park Road Corp · CIK 0001702490 · 10% owner

Craig-Scheckman Michael · CIK 0001702931 · 10% owner

Deer Park Road Management GP, LLC · CIK 0001702367 · 10% owner

AgateCreek LLC · CIK 0001721440 · 10% owner

Burg Scott Edward · CIK 0001721438 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 3,439,844

F3 · price: This price reflects the weighted average price for open-market purchases of Shares made by the Reporting Persons on March 30, 2020 within a $1.00 range. The actual prices for these transactions range between $6.92 to $7.50. The Reporting Persons further undertake to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price reported herein.

F1 · ownership.nature: These shares of the Issuer's common stock ("Shares") are held for the account of STS Master Fund, Ltd. Deer Park Road Management Company, LP ("Deer Park") serves as investment adviser to STS Master Fund, Ltd.

F2 · ownership.nature: Deer Park Road Management GP, LLC ("DPRM") is the general partner of Deer Park. Each of Deer Park Road Corporation ("DPRC") and AgateCreek LLC ("AgateCreek") is a member of DPRM. Michael Craig-Scheckman is the Chief Executive Officer of each of Deer Park and DPRC and the majority owner of DPRC. Scott Edward Burg is the Chief Investment Officer of Deer Park and the sole member of AgateCreek. Each Reporting Person disclaims beneficial ownership of the Shares except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0001664272-20-000078 · f4_a1e2k00000jxxx0uaj-live.xml · nonDerivative · entry 2

WILCOX KEVIN JAMES · CIK 0001470461 · Chief Admin & Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,996

F1 · shares: 3,994 shares of ASPS common stock received upon the vesting of previously granted performance-based restricted share units ("RSUs") pursuant to an award under the 2019 Long Term Incentive Plan.

F2 · balance_after: Includes 1,005 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) on the third anniversary of the April 7, 2017 grant date (i.e., April 7, 2020). Mr. Wilcox has no voting rights with respect to these shares until they vest.

SEC source: 0001664272-20-000078 · f4_a1e2k00000jxxx0uaj-live.xml · nonDerivative · entry 1

WILCOX KEVIN JAMES · CIK 0001470461 · Chief Admin & Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,112

F3 · shares: Of the 3,994 RSUs vesting into shares reported above, 1,884 shares were foregone to pay for the tax withholding with a net issuance to Mr. Wilcox of 2,110 shares. Pursuant to the terms of the award agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on March 23, 2020.

F2 · balance_after: Includes 1,005 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) on the third anniversary of the April 7, 2017 grant date (i.e., April 7, 2020). Mr. Wilcox has no voting rights with respect to these shares until they vest.

SEC source: 0001664272-20-000080 · f4_a1e2k00000jxxwluaj-live.xml · nonDerivative · entry 2

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,159

F1 · shares: 1,864 shares of ASPS common stock received upon the vesting of previously granted performance-based restricted share units ("RSUs") pursuant to an award under the 2019 Long Term Incentive Plan.

F2 · balance_after: Includes 603 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) on the third anniversary of the April 7, 2017 grant date (i.e., April 7, 2020). Ms. Esterman has no voting rights with respect to these shares until they vest.

SEC source: 0001664272-20-000080 · f4_a1e2k00000jxxwluaj-live.xml · nonDerivative · entry 1

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,598

F3 · shares: Of the 1,864 RSUs vesting into shares reported above, 561 shares were foregone to pay for the tax withholding with a net issuance to Ms. Esterman of 1,303 shares. Pursuant to the terms of the award agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on March 23, 2020.

F2 · balance_after: Includes 603 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) on the third anniversary of the April 7, 2017 grant date (i.e., April 7, 2020). Ms. Esterman has no voting rights with respect to these shares until they vest.

SEC source: 0001664272-20-000079 · f4_a1e2k00000jxxx5uaj-live.xml · nonDerivative · entry 4

Shepro William B · CIK 0001289315 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,492

F1 · shares: 8,183 shares of ASPS common stock received upon the vesting of previously granted performance-based restricted share units ("RSUs") pursuant to an award under the 2019 Long Term Incentive Plan.

F2 · balance_after: Includes 4,309 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) on the third anniversary of the April 7, 2017 grant date (i.e., April 7, 2020). Mr. Shepro has no voting rights with respect to these shares until they vest.

SEC source: 0001664272-20-000079 · f4_a1e2k00000jxxx5uaj-live.xml · nonDerivative · entry 3

Shepro William B · CIK 0001289315 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,631

F3 · shares: Of the 8,183 RSUs vesting into shares reported above, 3,861 shares were foregone to pay for the tax withholding with a net issuance to Mr. Shepro of 4,322 shares. Pursuant to the terms of the award agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on March 23, 2020.

F2 · balance_after: Includes 4,309 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) on the third anniversary of the April 7, 2017 grant date (i.e., April 7, 2020). Mr. Shepro has no voting rights with respect to these shares until they vest.

SEC source: 0001664272-20-000079 · f4_a1e2k00000jxxx5uaj-live.xml · nonDerivative · entry 2

Shepro William B · CIK 0001289315 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,309

F4 · shares: Represents a transfer by gift by Mr. Shepro of 4,322 shares of ASPS common stock acquired upon the vesting of RSUs from his direct ownership to the William B. Shepro Revocable Trust. This transaction is reportable on Form 5, but Mr. Shepro is voluntarily reporting early on Form 4.

F2 · balance_after: Includes 4,309 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) on the third anniversary of the April 7, 2017 grant date (i.e., April 7, 2020). Mr. Shepro has no voting rights with respect to these shares until they vest.

SEC source: 0001664272-20-000079 · f4_a1e2k00000jxxx5uaj-live.xml · nonDerivative · entry 1

Shepro William B · CIK 0001289315 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By William B. Shepro Revocable Trust

Disclosed balance after: 456,172

F4 · shares: Represents a transfer by gift by Mr. Shepro of 4,322 shares of ASPS common stock acquired upon the vesting of RSUs from his direct ownership to the William B. Shepro Revocable Trust. This transaction is reportable on Form 5, but Mr. Shepro is voluntarily reporting early on Form 4.

SEC source: 0001664272-20-000077 · f4_a1e2k00000jxxwvuaj-live.xml · nonDerivative · entry 2

MASTIONI MARCELLO · CIK 0001761497 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,482

F1 · shares: 2,550 shares of ASPS common stock received upon the vesting of previously granted performance-based restricted share units ("RSUs") pursuant to an award under the 2019 Long Term Incentive Plan.

F2 · balance_after: Includes 10,000 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued on the third anniversary of the grant date (i.e., August 1, 2020). Mr. Mastioni has no voting rights with respect to these shares until they vest.

SEC source: 0001664272-20-000077 · f4_a1e2k00000jxxwvuaj-live.xml · nonDerivative · entry 1

MASTIONI MARCELLO · CIK 0001761497 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,112

F3 · shares: Of the 2,550 RSUs vesting into shares reported above, 370 shares were foregone to pay for the tax withholding with a net issuance to Mr. Mastioni of 2,180 shares. Pursuant to the terms of the award agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on March 23, 2020.

F2 · balance_after: Includes 10,000 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued on the third anniversary of the grant date (i.e., August 1, 2020). Mr. Mastioni has no voting rights with respect to these shares until they vest.

SEC source: 0001664272-20-000076 · f4_a1e2k00000jxxwquaj-live.xml · nonDerivative · entry 2

RITTS GREGORY J. · CIK 0001621907 · Chief Legal/Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,884

F1 · shares: 1,598 shares of ASPS common stock received upon the vesting of previously granted performance-based restricted share units ("RSUs") pursuant to an award under the 2019 Long Term Incentive Plan.

F2 · balance_after: Includes (i) 503 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) on the third anniversary of the April 7, 2017 grant date (i.e., April 7, 2020); (ii) 1,667 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) on the third anniversary of the July 27, 2017 grant date (i.e., July 27, 2020); and (iii) 7,500 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) in two equal installments on the third and fourth anniversaries of the November 13, 2017 grant date (i.e., November 13, 2020 and November 13, 2021). Mr. Ritts has no voting rights with respect to these shares until they vest.

SEC source: 0001664272-20-000076 · f4_a1e2k00000jxxwquaj-live.xml · nonDerivative · entry 1

RITTS GREGORY J. · CIK 0001621907 · Chief Legal/Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,130

F3 · shares: Of the 1,598 RSUs vesting into shares reported above, 754 shares were foregone to pay for the tax withholding with a net issuance to Mr. Ritts of 844 shares. Pursuant to the terms of the award agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on March 23, 2020.

F2 · balance_after: Includes (i) 503 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) on the third anniversary of the April 7, 2017 grant date (i.e., April 7, 2020); (ii) 1,667 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) on the third anniversary of the July 27, 2017 grant date (i.e., July 27, 2020); and (iii) 7,500 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) in two equal installments on the third and fourth anniversaries of the November 13, 2017 grant date (i.e., November 13, 2020 and November 13, 2021). Mr. Ritts has no voting rights with respect to these shares until they vest.

SEC source: 0000905148-20-000452 · form4.xml · nonDerivative · entry 1

Deer Park Road Management Company, LP · CIK 0001655028 · 10% owner

Deer Park Road Corp · CIK 0001702490 · 10% owner

Craig-Scheckman Michael · CIK 0001702931 · 10% owner

Deer Park Road Management GP, LLC · CIK 0001702367 · 10% owner

AgateCreek LLC · CIK 0001721440 · 10% owner

Burg Scott Edward · CIK 0001721438 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 3,425,346

F3 · price: This price reflects the weighted average price for open-market purchases of Shares made by the Reporting Persons on March 20, 2020 within a $1.00 range. The actual prices for these transactions range between $7.73 to $8.30. The Reporting Persons further undertake to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price reported herein.

F1 · ownership.nature: These shares of the Issuer's common stock ("Shares") are held for the account of STS Master Fund, Ltd. Deer Park Road Management Company, LP ("Deer Park") serves as investment adviser to STS Master Fund, Ltd.

F2 · ownership.nature: Deer Park Road Management GP, LLC ("DPRM") is the general partner of Deer Park. Each of Deer Park Road Corporation ("DPRC") and AgateCreek LLC ("AgateCreek") is a member of DPRM. Michael Craig-Scheckman is the Chief Executive Officer of each of Deer Park and DPRC and the majority owner of DPRC. Scott Edward Burg is the Chief Investment Officer of Deer Park and the sole member of AgateCreek. Each Reporting Person disclaims beneficial ownership of the Shares except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0000905148-20-000443 · form4.xml · nonDerivative · entry 2

Deer Park Road Management Company, LP · CIK 0001655028 · 10% owner

Deer Park Road Corp · CIK 0001702490 · 10% owner

Craig-Scheckman Michael · CIK 0001702931 · 10% owner

Deer Park Road Management GP, LLC · CIK 0001702367 · 10% owner

AgateCreek LLC · CIK 0001721440 · 10% owner

Burg Scott Edward · CIK 0001721438 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 3,368,736

F1 · ownership.nature: These shares of the Issuer's common stock ("Shares") are held for the account of STS Master Fund, Ltd. Deer Park Road Management Company, LP ("Deer Park") serves as investment adviser to STS Master Fund, Ltd.

F2 · ownership.nature: Deer Park Road Management GP, LLC ("DPRM") is the general partner of Deer Park. Each of Deer Park Road Corporation ("DPRC") and AgateCreek LLC ("AgateCreek") is a member of DPRM. Michael Craig-Scheckman is the Chief Executive Officer of each of Deer Park and DPRC and the majority owner of DPRC. Scott Edward Burg is the Chief Investment Officer of Deer Park and the sole member of AgateCreek. Each Reporting Person disclaims beneficial ownership of the Shares except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0000905148-20-000443 · form4.xml · nonDerivative · entry 1

Deer Park Road Management Company, LP · CIK 0001655028 · 10% owner

Deer Park Road Corp · CIK 0001702490 · 10% owner

Craig-Scheckman Michael · CIK 0001702931 · 10% owner

Deer Park Road Management GP, LLC · CIK 0001702367 · 10% owner

AgateCreek LLC · CIK 0001721440 · 10% owner

Burg Scott Edward · CIK 0001721438 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 3,368,095

F1 · ownership.nature: These shares of the Issuer's common stock ("Shares") are held for the account of STS Master Fund, Ltd. Deer Park Road Management Company, LP ("Deer Park") serves as investment adviser to STS Master Fund, Ltd.

F2 · ownership.nature: Deer Park Road Management GP, LLC ("DPRM") is the general partner of Deer Park. Each of Deer Park Road Corporation ("DPRC") and AgateCreek LLC ("AgateCreek") is a member of DPRM. Michael Craig-Scheckman is the Chief Executive Officer of each of Deer Park and DPRC and the majority owner of DPRC. Scott Edward Burg is the Chief Investment Officer of Deer Park and the sole member of AgateCreek. Each Reporting Person disclaims beneficial ownership of the Shares except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0001140361-20-005952 · form4.xml · nonDerivative · entry 4

Deer Park Road Management Company, LP · CIK 0001655028 · 10% owner

Deer Park Road Management GP, LLC · CIK 0001702367 · 10% owner

Deer Park Road Corp · CIK 0001702490 · 10% owner

Craig-Scheckman Michael · CIK 0001702931 · 10% owner

AgateCreek LLC · CIK 0001721440 · 10% owner

Burg Scott Edward · CIK 0001721438 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 3,367,995

F6 · price: This price reflects the weighted average price for open-market purchases of Shares made by the Reporting Persons on March 16, 2020 within a $1.00 range. The actual prices for these transactions range between $7.72 to $8.70. The Reporting Persons further undertake to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price reported herein.

F1 · ownership.nature: These shares of the Issuer's common stock ("Shares") are held for the account of STS Master Fund, Ltd. Deer Park Road Management Company, LP ("Deer Park") serves as investment adviser to STS Master Fund, Ltd.

F2 · ownership.nature: Deer Park Road Management GP, LLC ("DPRM") is the general partner of Deer Park. Each of Deer Park Road Corporation ("DPRC") and AgateCreek LLC ("AgateCreek") is a member of DPRM. Michael Craig-Scheckman is the Chief Executive Officer of each of Deer Park and DPRC and the majority owner of DPRC. Scott Edward Burg is the Chief Investment Officer of Deer Park and the sole member of AgateCreek. Each Reporting Person disclaims beneficial ownership of the Shares except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0001140361-20-005952 · form4.xml · nonDerivative · entry 3

Deer Park Road Management Company, LP · CIK 0001655028 · 10% owner

Deer Park Road Management GP, LLC · CIK 0001702367 · 10% owner

Deer Park Road Corp · CIK 0001702490 · 10% owner

Craig-Scheckman Michael · CIK 0001702931 · 10% owner

AgateCreek LLC · CIK 0001721440 · 10% owner

Burg Scott Edward · CIK 0001721438 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 3,271,342

F5 · price: This price reflects the weighted average price for open-market purchases of Shares made by the Reporting Persons on March 13, 2020 within a $1.00 range. The actual prices for these transactions range between $8.16 to $8.50. The Reporting Persons further undertake to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price reported herein.

F1 · ownership.nature: These shares of the Issuer's common stock ("Shares") are held for the account of STS Master Fund, Ltd. Deer Park Road Management Company, LP ("Deer Park") serves as investment adviser to STS Master Fund, Ltd.

F2 · ownership.nature: Deer Park Road Management GP, LLC ("DPRM") is the general partner of Deer Park. Each of Deer Park Road Corporation ("DPRC") and AgateCreek LLC ("AgateCreek") is a member of DPRM. Michael Craig-Scheckman is the Chief Executive Officer of each of Deer Park and DPRC and the majority owner of DPRC. Scott Edward Burg is the Chief Investment Officer of Deer Park and the sole member of AgateCreek. Each Reporting Person disclaims beneficial ownership of the Shares except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0001140361-20-005952 · form4.xml · nonDerivative · entry 2

Deer Park Road Management Company, LP · CIK 0001655028 · 10% owner

Deer Park Road Management GP, LLC · CIK 0001702367 · 10% owner

Deer Park Road Corp · CIK 0001702490 · 10% owner

Craig-Scheckman Michael · CIK 0001702931 · 10% owner

AgateCreek LLC · CIK 0001721440 · 10% owner

Burg Scott Edward · CIK 0001721438 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 3,235,400

F4 · price: This price reflects the weighted average price for open-market purchases of Shares made by the Reporting Persons on March 12, 2020 within a $1.00 range. The actual prices for these transactions range between $7.845 to $7.96. The Reporting Persons further undertake to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price reported herein.

F1 · ownership.nature: These shares of the Issuer's common stock ("Shares") are held for the account of STS Master Fund, Ltd. Deer Park Road Management Company, LP ("Deer Park") serves as investment adviser to STS Master Fund, Ltd.

F2 · ownership.nature: Deer Park Road Management GP, LLC ("DPRM") is the general partner of Deer Park. Each of Deer Park Road Corporation ("DPRC") and AgateCreek LLC ("AgateCreek") is a member of DPRM. Michael Craig-Scheckman is the Chief Executive Officer of each of Deer Park and DPRC and the majority owner of DPRC. Scott Edward Burg is the Chief Investment Officer of Deer Park and the sole member of AgateCreek. Each Reporting Person disclaims beneficial ownership of the Shares except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0001140361-20-005952 · form4.xml · nonDerivative · entry 1

Deer Park Road Management Company, LP · CIK 0001655028 · 10% owner

Deer Park Road Management GP, LLC · CIK 0001702367 · 10% owner

Deer Park Road Corp · CIK 0001702490 · 10% owner

Craig-Scheckman Michael · CIK 0001702931 · 10% owner

AgateCreek LLC · CIK 0001721440 · 10% owner

Burg Scott Edward · CIK 0001721438 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 3,139,381

F3 · price: This price reflects the weighted average price for open-market purchases of Shares made by the Reporting Persons on March 12, 2020 within a $1.00 range. The actual prices for these transactions range between $6.59 to $7.35. The Reporting Persons further undertake to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price reported herein.

F1 · ownership.nature: These shares of the Issuer's common stock ("Shares") are held for the account of STS Master Fund, Ltd. Deer Park Road Management Company, LP ("Deer Park") serves as investment adviser to STS Master Fund, Ltd.

F2 · ownership.nature: Deer Park Road Management GP, LLC ("DPRM") is the general partner of Deer Park. Each of Deer Park Road Corporation ("DPRC") and AgateCreek LLC ("AgateCreek") is a member of DPRM. Michael Craig-Scheckman is the Chief Executive Officer of each of Deer Park and DPRC and the majority owner of DPRC. Scott Edward Burg is the Chief Investment Officer of Deer Park and the sole member of AgateCreek. Each Reporting Person disclaims beneficial ownership of the Shares except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0001664272-20-000075 · f4_a1e2k00000jmk9yuaf-live.xml · derivative · entry 1

MASTIONI MARCELLO · CIK 0001761497 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires not disclosed

F1 · derivative.exercise_price: On February 26, 2020, Mr. Mastioni was granted 3,000 time-based restricted share units ("RSUs") under the 2009 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of ASPS common stock.

F2 · derivative.exercise_date: The RSUs are scheduled to vest in three equal installments on the first, second and third anniversaries of the grant date (i.e., February 26, 2021, February 26, 2022 and February 26, 2023).

F2 · derivative.expiration_date: The RSUs are scheduled to vest in three equal installments on the first, second and third anniversaries of the grant date (i.e., February 26, 2021, February 26, 2022 and February 26, 2023).

SEC source: 0001664272-20-000074 · f4_a1e2k00000jmk9tuaf-live.xml · derivative · entry 1

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 6,000 shares

Expires not disclosed

F1 · derivative.exercise_price: On February 26, 2020, Ms. Esterman was granted 6,000 time-based restricted share units ("RSUs") under the 2009 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of ASPS common stock.

F2 · derivative.exercise_date: The RSUs are scheduled to vest in three equal installments on the first, second and third anniversaries of the grant date (i.e., February 26, 2021, February 26, 2022 and February 26, 2023).

F2 · derivative.expiration_date: The RSUs are scheduled to vest in three equal installments on the first, second and third anniversaries of the grant date (i.e., February 26, 2021, February 26, 2022 and February 26, 2023).

SEC source: 0001664272-21-000067 · f4_a1e2k00000kldptuad-live.xml · derivative · entry 1

MASTIONI MARCELLO · CIK 0001761497 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,119

Underlying: Common Stock · 5,119 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted share unit ("RSU") represents a contingent right to receive one share of Altisource Portfolio Solutions S.A. ("ASPS") common stock.

F2 · date: Due to an administrative error, this Form 4 was not filed by the requisite deadline, and is being filed now to correct the delinquency.

F3 · shares: Award granted to Mr. Mastioni as part of his annual incentive compensation for the 2019 service year based on his personal scorecard performance. The Altisource annual incentive award program requires executives to have 40% of their annual incentive compensation paid in RSUs. Mr. Mastioni received a grant of 5,119 RSUs based on the 30-day average closing share price of ASPS common stock of $19.21 preceding the February 26, 2020 grant date. The award is scheduled to vest in two equal installments on the first and second anniversaries of the grant date (i.e., February 26, 2021 and February 26, 2022).

F3 · derivative.exercise_date: Award granted to Mr. Mastioni as part of his annual incentive compensation for the 2019 service year based on his personal scorecard performance. The Altisource annual incentive award program requires executives to have 40% of their annual incentive compensation paid in RSUs. Mr. Mastioni received a grant of 5,119 RSUs based on the 30-day average closing share price of ASPS common stock of $19.21 preceding the February 26, 2020 grant date. The award is scheduled to vest in two equal installments on the first and second anniversaries of the grant date (i.e., February 26, 2021 and February 26, 2022).

F3 · derivative.expiration_date: Award granted to Mr. Mastioni as part of his annual incentive compensation for the 2019 service year based on his personal scorecard performance. The Altisource annual incentive award program requires executives to have 40% of their annual incentive compensation paid in RSUs. Mr. Mastioni received a grant of 5,119 RSUs based on the 30-day average closing share price of ASPS common stock of $19.21 preceding the February 26, 2020 grant date. The award is scheduled to vest in two equal installments on the first and second anniversaries of the grant date (i.e., February 26, 2021 and February 26, 2022).

F3 · balance_after: Award granted to Mr. Mastioni as part of his annual incentive compensation for the 2019 service year based on his personal scorecard performance. The Altisource annual incentive award program requires executives to have 40% of their annual incentive compensation paid in RSUs. Mr. Mastioni received a grant of 5,119 RSUs based on the 30-day average closing share price of ASPS common stock of $19.21 preceding the February 26, 2020 grant date. The award is scheduled to vest in two equal installments on the first and second anniversaries of the grant date (i.e., February 26, 2021 and February 26, 2022).

SEC source: 0001664272-21-000064 · f4_a1e2k00000kldq3uad-live.xml · derivative · entry 1

Shepro William B · CIK 0001289315 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,527

Underlying: Common Stock · 17,527 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted share unit ("RSU") represents a contingent right to receive one share of Altisource Portfolio Solutions S.A. ("ASPS") common stock.

F2 · date: Due to an administrative error, this Form 4 was not filed by the requisite deadline, and is being filed now to correct the delinquency.

F3 · shares: Award granted to Mr. Shepro as part of his annual incentive compensation for the 2019 service year based on his personal scorecard performance. The Altisource annual incentive award program requires executives to have 40% of their annual incentive compensation paid in RSUs. Mr. Shepro received a grant of 17,527 RSUs based on the 30-day average closing share price of ASPS common stock of $19.21 preceding the February 26, 2020 grant date. The award is scheduled to vest in two equal installments on the first and second anniversaries of the grant date (i.e., February 26, 2021 and February 26, 2022).

F3 · derivative.exercise_date: Award granted to Mr. Shepro as part of his annual incentive compensation for the 2019 service year based on his personal scorecard performance. The Altisource annual incentive award program requires executives to have 40% of their annual incentive compensation paid in RSUs. Mr. Shepro received a grant of 17,527 RSUs based on the 30-day average closing share price of ASPS common stock of $19.21 preceding the February 26, 2020 grant date. The award is scheduled to vest in two equal installments on the first and second anniversaries of the grant date (i.e., February 26, 2021 and February 26, 2022).

F3 · derivative.expiration_date: Award granted to Mr. Shepro as part of his annual incentive compensation for the 2019 service year based on his personal scorecard performance. The Altisource annual incentive award program requires executives to have 40% of their annual incentive compensation paid in RSUs. Mr. Shepro received a grant of 17,527 RSUs based on the 30-day average closing share price of ASPS common stock of $19.21 preceding the February 26, 2020 grant date. The award is scheduled to vest in two equal installments on the first and second anniversaries of the grant date (i.e., February 26, 2021 and February 26, 2022).

F3 · balance_after: Award granted to Mr. Shepro as part of his annual incentive compensation for the 2019 service year based on his personal scorecard performance. The Altisource annual incentive award program requires executives to have 40% of their annual incentive compensation paid in RSUs. Mr. Shepro received a grant of 17,527 RSUs based on the 30-day average closing share price of ASPS common stock of $19.21 preceding the February 26, 2020 grant date. The award is scheduled to vest in two equal installments on the first and second anniversaries of the grant date (i.e., February 26, 2021 and February 26, 2022).

SEC source: 0001664272-21-000066 · f4_a1e2k00000kldpouad-live.xml · derivative · entry 1

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,498

Underlying: Common Stock · 3,498 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted share unit ("RSU") represents a contingent right to receive one share of Altisource Portfolio Solutions S.A. ("ASPS") common stock.

F2 · date: Due to an administrative error, this Form 4 was not filed by the requisite deadline, and is being filed now to correct the delinquency.

F3 · shares: Award granted to Ms. Esterman as part of her annual incentive compensation for the 2019 service year based on her personal scorecard performance. The Altisource annual incentive award program requires executives to have 40% of their annual incentive compensation paid in RSUs. Ms. Esterman received a grant of 3,498 RSUs based on the 30-day average closing share price of ASPS common stock of $19.21 preceding the February 26, 2020 grant date. The award is scheduled to vest in two equal installments on the first and second anniversaries of the grant date (i.e., February 26, 2021 and February 26, 2022).

F3 · derivative.exercise_date: Award granted to Ms. Esterman as part of her annual incentive compensation for the 2019 service year based on her personal scorecard performance. The Altisource annual incentive award program requires executives to have 40% of their annual incentive compensation paid in RSUs. Ms. Esterman received a grant of 3,498 RSUs based on the 30-day average closing share price of ASPS common stock of $19.21 preceding the February 26, 2020 grant date. The award is scheduled to vest in two equal installments on the first and second anniversaries of the grant date (i.e., February 26, 2021 and February 26, 2022).

F3 · derivative.expiration_date: Award granted to Ms. Esterman as part of her annual incentive compensation for the 2019 service year based on her personal scorecard performance. The Altisource annual incentive award program requires executives to have 40% of their annual incentive compensation paid in RSUs. Ms. Esterman received a grant of 3,498 RSUs based on the 30-day average closing share price of ASPS common stock of $19.21 preceding the February 26, 2020 grant date. The award is scheduled to vest in two equal installments on the first and second anniversaries of the grant date (i.e., February 26, 2021 and February 26, 2022).

F3 · balance_after: Award granted to Ms. Esterman as part of her annual incentive compensation for the 2019 service year based on her personal scorecard performance. The Altisource annual incentive award program requires executives to have 40% of their annual incentive compensation paid in RSUs. Ms. Esterman received a grant of 3,498 RSUs based on the 30-day average closing share price of ASPS common stock of $19.21 preceding the February 26, 2020 grant date. The award is scheduled to vest in two equal installments on the first and second anniversaries of the grant date (i.e., February 26, 2021 and February 26, 2022).

SEC source: 0001664272-21-000065 · f4_a1e2k00000kldpyuad-live.xml · derivative · entry 1

RITTS GREGORY J. · CIK 0001621907 · Chief Legal/Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,373

Underlying: Common Stock · 4,373 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted share unit ("RSU") represents a contingent right to receive one share of Altisource Portfolio Solutions S.A. ("ASPS") common stock.

F2 · date: Due to an administrative error, this Form 4 was not filed by the requisite deadline, and is being filed now to correct the delinquency.

F3 · shares: Award granted to Mr. Ritts as part of his annual incentive compensation for the 2019 service year based on his personal scorecard performance. The Altisource annual incentive award program requires executives to have 40% of their annual incentive compensation paid in RSUs. Mr. Ritts received a grant of 4,373 RSUs based on the 30-day average closing share price of ASPS common stock of $19.21 preceding the February 26, 2020 grant date. The award is scheduled to vest in two equal installments on the first and second anniversaries of the grant date (i.e., February 26, 2021 and February 26, 2022).

F3 · derivative.exercise_date: Award granted to Mr. Ritts as part of his annual incentive compensation for the 2019 service year based on his personal scorecard performance. The Altisource annual incentive award program requires executives to have 40% of their annual incentive compensation paid in RSUs. Mr. Ritts received a grant of 4,373 RSUs based on the 30-day average closing share price of ASPS common stock of $19.21 preceding the February 26, 2020 grant date. The award is scheduled to vest in two equal installments on the first and second anniversaries of the grant date (i.e., February 26, 2021 and February 26, 2022).

F3 · derivative.expiration_date: Award granted to Mr. Ritts as part of his annual incentive compensation for the 2019 service year based on his personal scorecard performance. The Altisource annual incentive award program requires executives to have 40% of their annual incentive compensation paid in RSUs. Mr. Ritts received a grant of 4,373 RSUs based on the 30-day average closing share price of ASPS common stock of $19.21 preceding the February 26, 2020 grant date. The award is scheduled to vest in two equal installments on the first and second anniversaries of the grant date (i.e., February 26, 2021 and February 26, 2022).

F3 · balance_after: Award granted to Mr. Ritts as part of his annual incentive compensation for the 2019 service year based on his personal scorecard performance. The Altisource annual incentive award program requires executives to have 40% of their annual incentive compensation paid in RSUs. Mr. Ritts received a grant of 4,373 RSUs based on the 30-day average closing share price of ASPS common stock of $19.21 preceding the February 26, 2020 grant date. The award is scheduled to vest in two equal installments on the first and second anniversaries of the grant date (i.e., February 26, 2021 and February 26, 2022).

SEC source: 0001664272-21-000063 · f4_a1e2k00000kldq3uad-live.xml · derivative · entry 1

Shepro William B · CIK 0001289315 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,527

Underlying: Common Stock · 17,527 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted share unit ("RSU") represents a contingent right to receive one share of Altisource Portfolio Solutions S.A. ("ASPS") common stock.

F2 · date: Due to an administrative error, this Form 4 was not filed by the requisite deadline, and is being filed now to correct the delinquency.

F3 · shares: Award granted to Mr. Shepro as part of his annual incentive compensation for the 2019 service year based on his personal scorecard performance. The Altisource annual incentive award program requires executives to have 40% of their annual incentive compensation paid in RSUs. Mr. Shepro received a grant of 17,527 RSUs based on the 30-day average closing share price of ASPS common stock of $19.21 preceding the February 26, 2020 grant date. The award is scheduled to vest in two equal installments on the first and second anniversaries of the grant date (i.e., February 26, 2021 and February 26, 2022).

F3 · derivative.exercise_date: Award granted to Mr. Shepro as part of his annual incentive compensation for the 2019 service year based on his personal scorecard performance. The Altisource annual incentive award program requires executives to have 40% of their annual incentive compensation paid in RSUs. Mr. Shepro received a grant of 17,527 RSUs based on the 30-day average closing share price of ASPS common stock of $19.21 preceding the February 26, 2020 grant date. The award is scheduled to vest in two equal installments on the first and second anniversaries of the grant date (i.e., February 26, 2021 and February 26, 2022).

F3 · derivative.expiration_date: Award granted to Mr. Shepro as part of his annual incentive compensation for the 2019 service year based on his personal scorecard performance. The Altisource annual incentive award program requires executives to have 40% of their annual incentive compensation paid in RSUs. Mr. Shepro received a grant of 17,527 RSUs based on the 30-day average closing share price of ASPS common stock of $19.21 preceding the February 26, 2020 grant date. The award is scheduled to vest in two equal installments on the first and second anniversaries of the grant date (i.e., February 26, 2021 and February 26, 2022).

F3 · balance_after: Award granted to Mr. Shepro as part of his annual incentive compensation for the 2019 service year based on his personal scorecard performance. The Altisource annual incentive award program requires executives to have 40% of their annual incentive compensation paid in RSUs. Mr. Shepro received a grant of 17,527 RSUs based on the 30-day average closing share price of ASPS common stock of $19.21 preceding the February 26, 2020 grant date. The award is scheduled to vest in two equal installments on the first and second anniversaries of the grant date (i.e., February 26, 2021 and February 26, 2022).

SEC source: 0001664272-20-000065 · f4_a1e2k00000jm4wruaz-live.xml · derivative · entry 4

WILCOX KEVIN JAMES · CIK 0001470461 · Chief Admin & Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,175

Underlying: Common Stock · 4,350 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents the vesting of RSUs. The remaining 2,175 RSUs are expected to vest on May 15, 2020, pursuant to the October 11, 2019 Agreement among Altisource Sarl and Kevin J. Wilcox. Each RSU represents a contingent right to receive one share of ASPS common stock.

F4 · derivative.expiration_date: Represents the vesting of RSUs. The remaining 2,175 RSUs are expected to vest on May 15, 2020, pursuant to the October 11, 2019 Agreement among Altisource Sarl and Kevin J. Wilcox. Each RSU represents a contingent right to receive one share of ASPS common stock.

F4 · balance_after: Represents the vesting of RSUs. The remaining 2,175 RSUs are expected to vest on May 15, 2020, pursuant to the October 11, 2019 Agreement among Altisource Sarl and Kevin J. Wilcox. Each RSU represents a contingent right to receive one share of ASPS common stock.

SEC source: 0001664272-20-000065 · f4_a1e2k00000jm4wruaz-live.xml · derivative · entry 3

WILCOX KEVIN JAMES · CIK 0001470461 · Chief Admin & Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,438

Underlying: Common Stock · 10,876 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Represents the vesting of RSUs. The remaining 5,438 RSUs are expected to vest on May 15, 2020, pursuant to the October 11, 2019 Agreement among Altisource Sarl and Kevin J. Wilcox. Each RSU represents a contingent right to receive one share of ASPS common stock.

F5 · derivative.expiration_date: Represents the vesting of RSUs. The remaining 5,438 RSUs are expected to vest on May 15, 2020, pursuant to the October 11, 2019 Agreement among Altisource Sarl and Kevin J. Wilcox. Each RSU represents a contingent right to receive one share of ASPS common stock.

F5 · balance_after: Represents the vesting of RSUs. The remaining 5,438 RSUs are expected to vest on May 15, 2020, pursuant to the October 11, 2019 Agreement among Altisource Sarl and Kevin J. Wilcox. Each RSU represents a contingent right to receive one share of ASPS common stock.

SEC source: 0001664272-20-000065 · f4_a1e2k00000jm4wruaz-live.xml · nonDerivative · entry 2

WILCOX KEVIN JAMES · CIK 0001470461 · Chief Admin & Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,592

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: 7,613 shares of ASPS common stock received upon the vesting of previously granted restricted share units ("RSUs") pursuant to an award under the 2009 Equity Incentive Plan, as amended and the 2018 Annual Incentive Plan.

F2 · balance_after: Includes 1,005 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) on the third anniversary of the April 7, 2017 grant date (i.e., April 7, 2020). Mr. Wilcox has no voting rights with respect to these shares until they vest.

SEC source: 0001664272-20-000065 · f4_a1e2k00000jm4wruaz-live.xml · nonDerivative · entry 1

WILCOX KEVIN JAMES · CIK 0001470461 · Chief Admin & Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,002

F3 · shares: Of the 7,613 RSUs vesting into shares reported above 3,590 shares were foregone to pay for the tax withholding with a net issuance to Mr. Wilcox of 4,023 shares. Pursuant to the terms of the award agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on February 25, 2020.

F2 · balance_after: Includes 1,005 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) on the third anniversary of the April 7, 2017 grant date (i.e., April 7, 2020). Mr. Wilcox has no voting rights with respect to these shares until they vest.

SEC source: 0001664272-20-000066 · f4_a1e2k00000jm4wwuaz-live.xml · derivative · entry 4

RITTS GREGORY J. · CIK 0001621907 · Chief Legal/Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,111

Underlying: Common Stock · 2,221 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents the vesting of RSUs. The remaining 1,111 RSUs are scheduled to vest on the second anniversary of the February 25, 2019 grant date (i.e., February 25, 2021). Each RSU represents a contingent right to receive one share of ASPS common stock.

F4 · derivative.expiration_date: Represents the vesting of RSUs. The remaining 1,111 RSUs are scheduled to vest on the second anniversary of the February 25, 2019 grant date (i.e., February 25, 2021). Each RSU represents a contingent right to receive one share of ASPS common stock.

F4 · balance_after: Represents the vesting of RSUs. The remaining 1,111 RSUs are scheduled to vest on the second anniversary of the February 25, 2019 grant date (i.e., February 25, 2021). Each RSU represents a contingent right to receive one share of ASPS common stock.

SEC source: 0001664272-20-000066 · f4_a1e2k00000jm4wwuaz-live.xml · derivative · entry 3

RITTS GREGORY J. · CIK 0001621907 · Chief Legal/Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,665

Underlying: Common Stock · 3,331 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Represents the vesting of RSUs. The remaining 1,665 RSUs are scheduled to vest on the second anniversary of the February 25, 2019 grant date (i.e., February 25, 2021). Each RSU represents a contingent right to receive one share of ASPS common stock.

F5 · derivative.expiration_date: Represents the vesting of RSUs. The remaining 1,665 RSUs are scheduled to vest on the second anniversary of the February 25, 2019 grant date (i.e., February 25, 2021). Each RSU represents a contingent right to receive one share of ASPS common stock.

F5 · balance_after: Represents the vesting of RSUs. The remaining 1,665 RSUs are scheduled to vest on the second anniversary of the February 25, 2019 grant date (i.e., February 25, 2021). Each RSU represents a contingent right to receive one share of ASPS common stock.

SEC source: 0001664272-20-000066 · f4_a1e2k00000jm4wwuaz-live.xml · nonDerivative · entry 2

RITTS GREGORY J. · CIK 0001621907 · Chief Legal/Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,595

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: 2,776 shares of ASPS common stock received upon the vesting of previously granted restricted share units ("RSUs") pursuant to an award under the 2009 Equity Incentive Plan, as amended and the 2018 Annual Incentive Plan.

F2 · balance_after: Includes (i) 503 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) on the third anniversary of the April 7, 2017 grant date (i.e., April 7, 2020); (ii) 1,667 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) on the third anniversary of the July 27, 2017 grant date (i.e., July 27, 2020); and (iii) 7,500 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) in two equal installments on the third and fourth anniversaries of the November 13, 2017 grant date (i.e., November 13, 2020 and November 13, 2021). Mr. Ritts has no voting rights with respect to these shares until they vest.

SEC source: 0001664272-20-000066 · f4_a1e2k00000jm4wwuaz-live.xml · nonDerivative · entry 1

RITTS GREGORY J. · CIK 0001621907 · Chief Legal/Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,286

F3 · shares: Of the 2,776 RSUs vesting into shares reported above, 1,309 shares were foregone to pay for the tax withholding with a net issuance to Mr. Ritts of 1,467 shares. Pursuant to the terms of the award agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on February 25, 2020.

F2 · balance_after: Includes (i) 503 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) on the third anniversary of the April 7, 2017 grant date (i.e., April 7, 2020); (ii) 1,667 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) on the third anniversary of the July 27, 2017 grant date (i.e., July 27, 2020); and (iii) 7,500 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) in two equal installments on the third and fourth anniversaries of the November 13, 2017 grant date (i.e., November 13, 2020 and November 13, 2021). Mr. Ritts has no voting rights with respect to these shares until they vest.

SEC source: 0001664272-20-000067 · f4_a1e2k00000jm4wbuaj-live.xml · derivative · entry 6

Shepro William B · CIK 0001289315 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,491

Underlying: Common Stock · 10,983 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Represents the vesting of RSUs. The remaining 5,491 RSUs are scheduled to vest on the second anniversary of the February 25, 2019 grant date (i.e., February 25, 2021). Each RSU represents a contingent right to receive one share of ASPS common stock.

F5 · derivative.expiration_date: Represents the vesting of RSUs. The remaining 5,491 RSUs are scheduled to vest on the second anniversary of the February 25, 2019 grant date (i.e., February 25, 2021). Each RSU represents a contingent right to receive one share of ASPS common stock.

F5 · balance_after: Represents the vesting of RSUs. The remaining 5,491 RSUs are scheduled to vest on the second anniversary of the February 25, 2019 grant date (i.e., February 25, 2021). Each RSU represents a contingent right to receive one share of ASPS common stock.

SEC source: 0001664272-20-000067 · f4_a1e2k00000jm4wbuaj-live.xml · derivative · entry 5

Shepro William B · CIK 0001289315 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,729

Underlying: Common Stock · 27,458 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Represents the vesting of RSUs. The remaining 13,729 RSUs are scheduled to vest on the second anniversary of the February 25, 2019 grant date (i.e., February 25, 2021). Each RSU represents a contingent right to receive one share of ASPS common stock.

F6 · derivative.expiration_date: Represents the vesting of RSUs. The remaining 13,729 RSUs are scheduled to vest on the second anniversary of the February 25, 2019 grant date (i.e., February 25, 2021). Each RSU represents a contingent right to receive one share of ASPS common stock.

F6 · balance_after: Represents the vesting of RSUs. The remaining 13,729 RSUs are scheduled to vest on the second anniversary of the February 25, 2019 grant date (i.e., February 25, 2021). Each RSU represents a contingent right to receive one share of ASPS common stock.

SEC source: 0001664272-20-000067 · f4_a1e2k00000jm4wbuaj-live.xml · nonDerivative · entry 4

Shepro William B · CIK 0001289315 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,530

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: 19,221 shares of ASPS common stock received upon the vesting of previously granted restricted share units ("RSUs") pursuant to an award under the 2009 Equity Incentive Plan, as amended and the 2018 Annual Incentive Plan.

F2 · balance_after: Includes 4,309 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) on the third anniversary of the April 7, 2017 grant date (i.e., April 7, 2020). Mr. Shepro has no voting rights with respect to these shares until they vest.

SEC source: 0001664272-20-000067 · f4_a1e2k00000jm4wbuaj-live.xml · nonDerivative · entry 3

Shepro William B · CIK 0001289315 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,462

F3 · shares: Of the 19,221 RSUs vesting into shares reported above, 9,068 shares were foregone to pay for the tax withholding with a net issuance to Mr. Shepro of 10,153 shares. Pursuant to the terms of the award agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on February 25, 2020.

F2 · balance_after: Includes 4,309 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) on the third anniversary of the April 7, 2017 grant date (i.e., April 7, 2020). Mr. Shepro has no voting rights with respect to these shares until they vest.

SEC source: 0001664272-20-000067 · f4_a1e2k00000jm4wbuaj-live.xml · nonDerivative · entry 2

Shepro William B · CIK 0001289315 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,309

F4 · shares: Represents a transfer by gift by Mr. Shepro of 10,153 shares of ASPS common stock acquired upon the vesting of RSUs from his direct ownership to the William B. Shepro Revocable Trust. This transaction is reportable on Form 5, but Mr. Shepro is voluntarily reporting early on Form 4.

F2 · balance_after: Includes 4,309 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) on the third anniversary of the April 7, 2017 grant date (i.e., April 7, 2020). Mr. Shepro has no voting rights with respect to these shares until they vest.