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ASSEMBLY BIOSCIENCES, INC.

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5216
SEC CIK
0001426800
Parsed reports
238

Last 12 months

Inside the activity.

0 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202604
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 01, 2017 Filed Nov 3, 2017 21:15 UTC Exercise / conversionCommon Stock 1,000 $7.20 $7,200.00
Disclosure

SEC source: 0001144204-17-056293 · tv478456_4.xml · nonDerivative · entry 1

RINGO WILLIAM R · CIK 0001238325 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,465

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The option exercise and sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

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October 16, 2017 Filed Oct 17, 2017 22:30 UTC Exercise / conversionStock Option (right to buy) · Derivative 1,000 $0.00 Strike: $7.20 $0.00
Disclosure

SEC source: 0001144204-17-052886 · tv477078_4.xml · derivative · entry 4

RINGO WILLIAM R · CIK 0001238325 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,000

Underlying: Common Stock · 1,000 shares

Expires 2024-07-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option, initially representing a right to purchase 64,000 shares, became exercisable in three equal installments on July 11, 2014; July 11, 2015; and July 11, 2016.

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October 16, 2017 Filed Oct 17, 2017 22:30 UTC SaleCommon Stock 1,000 $33.70 $33,700.00
Disclosure

SEC source: 0001144204-17-052886 · tv477078_4.xml · nonDerivative · entry 3

RINGO WILLIAM R · CIK 0001238325 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,465

F1 · shares: The option exercise and sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

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October 16, 2017 Filed Oct 17, 2017 22:30 UTC Exercise / conversionCommon Stock 1,000 $7.20 $7,200.00
Disclosure

SEC source: 0001144204-17-052886 · tv477078_4.xml · nonDerivative · entry 2

RINGO WILLIAM R · CIK 0001238325 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,465

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The option exercise and sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

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June 23, 2017 Filed Oct 17, 2017 22:30 UTC GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001144204-17-052886 · tv477078_4.xml · nonDerivative · entry 1

RINGO WILLIAM R · CIK 0001238325 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,465

Read SEC document
June 01, 2017 Filed Jun 5, 2017 16:32 UTC GrantStock Option (Right to Buy) · Derivative 7,500 $0.00 Strike: $25.96 $0.00
Disclosure

SEC source: 0001144204-17-031036 · v468321_4.xml · derivative · entry 1

AUERBACH MARK · CIK 0001018007 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires 2027-06-01

F1 · derivative.exercise_date: The shares of Common Stock underlying the option will vest upon the earlier of (i) June 1, 2018 and (ii) the date of the Issuer's 2018 annual meeting of stockholders.

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June 01, 2017 Filed Jun 5, 2017 20:32 UTC GrantStock Option (Right to Buy) · Derivative 7,500 $0.00 Strike: $25.96 $0.00
Disclosure

SEC source: 0001144204-17-031035 · v468320_4.xml · derivative · entry 1

ALTIG ANTHONY E · CIK 0001215907 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires 2027-06-01

F1 · derivative.exercise_date: The shares of Common Stock underlying the option will vest upon the earlier of (i) June 1, 2018 and (ii) the date of the Issuer's 2018 annual meeting of stockholders.

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June 01, 2017 Filed Jun 5, 2017 20:32 UTC GrantStock Option (Right to Buy) · Derivative 7,500 $0.00 Strike: $25.96 $0.00
Disclosure

SEC source: 0001144204-17-031033 · v468319_4.xml · derivative · entry 1

DiMarchi Richard D · CIK 0001311733 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires 2027-06-01

F1 · derivative.exercise_date: The shares of Common Stock underlying the option will vest upon the earlier of (i) June 1, 2018 and (ii) the date of the Issuer's 2018 annual meeting of stockholders.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 20:31 UTC GrantStock Option (Right to Buy) · Derivative 7,500 $0.00 Strike: $25.96 $0.00
Disclosure

SEC source: 0001144204-17-031032 · v468318_4.xml · derivative · entry 1

HOLUBIAK MYRON Z · CIK 0001199080 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires 2027-06-01

F1 · derivative.exercise_date: The shares of Common Stock underlying the option will vest upon the earlier of (i) June 1, 2018 and (ii) the date of the Issuer's 2018 annual meeting of stockholders.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 20:31 UTC GrantStock Option (Right to Buy) · Derivative 7,500 $0.00 Strike: $25.96 $0.00
Disclosure

SEC source: 0001144204-17-031031 · v468317_4.xml · derivative · entry 1

RINGO WILLIAM R · CIK 0001238325 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires 2027-06-01

F1 · derivative.exercise_date: The shares of Common Stock underlying the option will vest upon the earlier of (1) June 1, 2018 and (ii) the date of the Issuer's 2018 annual meeting of stockholders.

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June 01, 2017 Filed Jun 5, 2017 20:31 UTC
LEWIS ALANDirector
GrantStock Option (Right to Buy) · Derivative 7,500 $0.00 Strike: $25.96 $0.00
Disclosure

SEC source: 0001144204-17-031030 · v468316_4.xml · derivative · entry 1

LEWIS ALAN · CIK 0001207604 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires 2027-06-01

F1 · derivative.exercise_date: The shares of Common Stock underlying the option will vest upon the earlier of (i) June 1, 2018 and (ii) the date of the Issuer's 2018 annual meeting of stockholders.

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May 12, 2017 Filed May 16, 2017 20:31 UTC SaleCommon Stock 3,461 $22.00 $76,142.00
Disclosure

SEC source: 0001144204-17-027950 · v467144_4.xml · nonDerivative · entry 1

RINGO WILLIAM R · CIK 0001238325 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

F1 · ownership.nature: The securities are held by the William R. Ringo Rev. Trust (the "Trust"), and the Reporting Person is the sole trustee of the Trust.

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May 10, 2017 Filed May 12, 2017 20:30 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $7.20 $0.00
Disclosure

SEC source: 0001144204-17-026921 · v466891_4.xml · derivative · entry 5

RINGO WILLIAM R · CIK 0001238325 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,000

Underlying: Common Stock · 5,000 shares

Expires 2024-07-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 1/3 of this option vested on 7/11/2014, and the remaining 2/3 vested in equal installments on 7/11/2015 and 7/11/2016. This option was fully vested as of 7/11/2016.

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May 10, 2017 Filed May 12, 2017 20:30 UTC GiftCommon Stock 3,461 $0.00 $0.00
Disclosure

SEC source: 0001144204-17-026921 · v466891_4.xml · nonDerivative · entry 4

RINGO WILLIAM R · CIK 0001238325 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 3,461

F2 · ownership.nature: The securities are held by the Trust and the Reporting Person is the sole trustee of the Trust.

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May 10, 2017 Filed May 12, 2017 20:30 UTC GiftCommon Stock 3,461 $0.00 $0.00
Disclosure

SEC source: 0001144204-17-026921 · v466891_4.xml · nonDerivative · entry 3

RINGO WILLIAM R · CIK 0001238325 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,465

F1 · shares: This transaction involved a gift of securities by the Reporting Person to the Reporting Person's revocable trust, the William R. Ringo Rev. Trust (the "Trust"). The reporting Person is the sole trustee of the Trust.

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May 10, 2017 Filed May 12, 2017 20:30 UTC Tax withholdingCommon Stock 1,539 $23.39 $35,997.21
Disclosure

SEC source: 0001144204-17-026921 · v466891_4.xml · nonDerivative · entry 2

RINGO WILLIAM R · CIK 0001238325 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,926

Read SEC document
May 10, 2017 Filed May 12, 2017 20:30 UTC Exercise / conversionCommon Stock 5,000 $7.20 $36,000.00
Disclosure

SEC source: 0001144204-17-026921 · v466891_4.xml · nonDerivative · entry 1

RINGO WILLIAM R · CIK 0001238325 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,465

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 29, 2017 Filed Mar 31, 2017 16:12 UTC
Rollins Thomas ESee Remarks
GrantStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $25.34 $0.00
Disclosure

SEC source: 0001144204-17-018193 · v463066_4.xml · derivative · entry 1

Rollins Thomas E · CIK 0001667428 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2027-03-29

F1 · derivative.exercise_date: The options vest over two years as follows: 50% shall vest on the first anniversary of the date of grant, March 29, 2018; and the remaining 50% shall vest in 12 equal monthly installments, with the options becoming fully vested on March 29, 2019.

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March 29, 2017 Filed Mar 31, 2017 20:15 UTC
Small Derek ADirector · CEO, President and Director
GrantStock Option (right to buy) · Derivative 40,000 $0.00 Strike: $25.34 $0.00
Disclosure

SEC source: 0001144204-17-018203 · v463068_4.xml · derivative · entry 1

Small Derek A · CIK 0001613260 · Director · CEO, President and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2027-03-29

F1 · derivative.exercise_date: The options vest over two years as follows: 50% shall vest on the first anniversary of the date of grant, March 29, 2018; and the remaining 50% shall vest in 12 equal monthly installments, with the options becoming fully vested on March 29, 2019.

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March 29, 2017 Filed Mar 31, 2017 20:16 UTC GrantStock Option (right to buy) · Derivative 25,000 $0.00 Strike: $25.34 $0.00
Disclosure

SEC source: 0001144204-17-018209 · v463069_4.xml · derivative · entry 1

BARRETT DAVID JONATHAN · CIK 0001359072 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2027-03-29

F1 · derivative.exercise_date: The options vest over two years as follows: 50% shall vest on the first anniversary of the date of grant, March 29, 2018; and the remaining 50% shall vest in 12 equal monthly installments, with the options becoming fully vested on March 29, 2019.

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March 29, 2017 Filed Mar 31, 2017 20:13 UTC
Colonno Richard JamesChief Scientific Officer
GrantStock Option (right to buy) · Derivative 30,000 $0.00 Strike: $25.34 $0.00
Disclosure

SEC source: 0001144204-17-018198 · v463067_4.xml · derivative · entry 1

Colonno Richard James · CIK 0001663018 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2027-03-29

F1 · derivative.exercise_date: The options vest over two years as follows: 50% shall vest on the first anniversary of the date of grant, March 29, 2018; and the remaining 50% shall vest in 12 equal monthly installments, with the options becoming fully vested on March 29, 2019.

Read SEC document
March 29, 2017 Filed Mar 31, 2017 20:11 UTC
Lopatin Uri AChief Med. Off., VP Res. Dev.
GrantStock Option (right to buy) · Derivative 12,500 $0.00 Strike: $25.34 $0.00
Disclosure

SEC source: 0001144204-17-018188 · v463063_4.xml · derivative · entry 1

Lopatin Uri A · CIK 0001613259 · Chief Med. Off., VP Res. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 12,500 shares

Expires 2027-03-29

F1 · derivative.exercise_date: The options vest over two years as follows: 50% shall vest on the first anniversary of the date of grant, March 29, 2018; and the remaining 50% shall vest in 12 equal monthly installments, with the options becoming fully vested on March 29, 2019.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.