Last 12 months
Inside the activity.
0 purchase rows · 5 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 4 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 19, 2018 Filed Jul 20, 2018 20:01 UTC |
Small Derek ADirector · CEO and President
|
PurchaseCommon Stock | 1,200 | $41.19 | $49,428.24 |
DisclosureSEC source: 0001144204-18-039136 · tv498888_4.xml · nonDerivative · entry 1 Small Derek A · CIK 0001613260 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 668,091 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $40.98 to $41.40, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the price range. Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 20:00 UTC |
RINGO WILLIAM RDirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 1,000 | $0.00 Strike: $7.20 | $0.00 |
DisclosureSEC source: 0001144204-18-037217 · v497988_4.xml · derivative · entry 3 RINGO WILLIAM R · CIK 0001238325 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,000 Underlying: Common Stock · 1,000 shares Expires 2024-07-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option, initially representing a right to purchase 64,000 shares, became exercisable in three equal installments on July 11, 2014; July 11, 2015; and July 11, 2016. Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 20:00 UTC |
RINGO WILLIAM RDirector
|
SaleCommon Stock | 1,000 | $38.50 | $38,503.00 |
DisclosureSEC source: 0001144204-18-037217 · v497988_4.xml · nonDerivative · entry 2 RINGO WILLIAM R · CIK 0001238325 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,465 F1 · shares: The option exercise and sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.50 to $38.515, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within. Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 20:00 UTC |
RINGO WILLIAM RDirector
|
Exercise / conversionCommon Stock | 1,000 | $7.20 | $7,200.00 |
DisclosureSEC source: 0001144204-18-037217 · v497988_4.xml · nonDerivative · entry 1 RINGO WILLIAM R · CIK 0001238325 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,465 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The option exercise and sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| June 01, 2018 Filed Jun 1, 2018 21:54 UTC |
RINGO WILLIAM RDirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 1,000 | $0.00 Strike: $7.20 | $0.00 |
DisclosureSEC source: 0001144204-18-032476 · tv495701_4.xml · derivative · entry 4 RINGO WILLIAM R · CIK 0001238325 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 1,000 shares Expires 2024-07-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option, initially representing a right to purchase 64,000 shares, became exercisable in three equal installments on July 11, 2014; July 11, 2015; and July 11, 2016. Read SEC document |
| June 01, 2018 Filed Jun 1, 2018 21:54 UTC |
RINGO WILLIAM RDirector
|
SaleCommon Stock | 1,000 | $42.47 | $42,470.00 |
DisclosureSEC source: 0001144204-18-032476 · tv495701_4.xml · nonDerivative · entry 2 RINGO WILLIAM R · CIK 0001238325 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,465 F1 · shares: The option exercise and sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| June 01, 2018 Filed Jun 1, 2018 21:54 UTC |
RINGO WILLIAM RDirector
|
Exercise / conversionCommon Stock | 1,000 | $7.20 | $7,200.00 |
DisclosureSEC source: 0001144204-18-032476 · tv495701_4.xml · nonDerivative · entry 1 RINGO WILLIAM R · CIK 0001238325 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,465 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The option exercise and sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| May 30, 2018 Filed Jun 1, 2018 17:48 UTC |
AUERBACH MARKDirector
|
GrantStock Option (right to buy) · Derivative | 7,500 | $0.00 Strike: $42.09 | $0.00 |
DisclosureSEC source: 0001144204-18-032472 · tv495558_4.xml · derivative · entry 1 AUERBACH MARK · CIK 0001018007 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Common Stock · 7,500 shares Expires 2028-05-30 F1 · derivative.exercise_date: The shares of common stock underlying the option will vest upon the earlier of (i) May 30, 2019 and (ii) the date of the Issuer's 2019 annual meeting of stockholders. Read SEC document |
| May 30, 2018 Filed Jun 1, 2018 21:45 UTC |
Mahony SusanDirector
|
GrantStock Option (right to buy) · Derivative | 7,500 | $0.00 Strike: $42.09 | $0.00 |
DisclosureSEC source: 0001144204-18-032466 · tv495556_4.xml · derivative · entry 1 Mahony Susan · CIK 0001463321 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Common Stock · 7,500 shares Expires 2028-05-30 F1 · derivative.exercise_date: The shares of common stock underlying the option will vest upon the earlier of (i) May 30, 2019 and (ii) the date of the Issuer's 2019 annual meeting of stockholders. Read SEC document |
| May 30, 2018 Filed Jun 1, 2018 21:54 UTC |
RINGO WILLIAM RDirector
|
GrantStock Option (right to buy) · Derivative | 7,500 | $0.00 Strike: $42.09 | $0.00 |
DisclosureSEC source: 0001144204-18-032476 · tv495701_4.xml · derivative · entry 3 RINGO WILLIAM R · CIK 0001238325 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Common Stock · 7,500 shares Expires 2028-05-30 F2 · derivative.exercise_date: The shares of common stock underlying the option will vest upon the earlier of (i) May 30, 2019 and (ii) the date of the Issuer's 2019 annual meeting of stockholders. Read SEC document |
| May 30, 2018 Filed Jun 1, 2018 21:52 UTC |
DiMarchi Richard DDirector
|
GrantStock Option (right to buy) · Derivative | 7,500 | $0.00 Strike: $42.09 | $0.00 |
DisclosureSEC source: 0001144204-18-032474 · tv495565_4.xml · derivative · entry 1 DiMarchi Richard D · CIK 0001311733 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Common Stock · 7,500 shares Expires 2028-05-30 F1 · derivative.exercise_date: The shares of common stock underlying the option will vest upon the earlier of (i) May 30, 2019 and (ii) the date of the Issuer's 2019 annual meeting of stockholders. Read SEC document |
| May 30, 2018 Filed Jun 1, 2018 21:46 UTC |
HOLUBIAK MYRON ZDirector
|
GrantStock Option (right to buy) · Derivative | 7,500 | $0.00 Strike: $42.09 | $0.00 |
DisclosureSEC source: 0001144204-18-032470 · tv495555_4.xml · derivative · entry 1 HOLUBIAK MYRON Z · CIK 0001199080 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Common Stock · 7,500 shares Expires 2028-05-30 F1 · derivative.exercise_date: The shares of common stock underlying the option will vest upon the earlier of (i) May 30, 2019 and (ii) the date of the Issuer's 2019 annual meeting of stockholders. Read SEC document |
| May 30, 2018 Filed Jun 1, 2018 21:46 UTC |
LEWIS ALANDirector
|
GrantStock Option (right to buy) · Derivative | 7,500 | $0.00 Strike: $42.09 | $0.00 |
DisclosureSEC source: 0001144204-18-032469 · tv495554_4.xml · derivative · entry 1 LEWIS ALAN · CIK 0001207604 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Common Stock · 7,500 shares Expires 2028-05-30 F1 · derivative.exercise_date: The shares of common stock underlying the option will vest upon the earlier of (i) May 30, 2019 and (ii) the date of the Issuer's 2019 annual meeting of stockholders. Read SEC document |
| May 30, 2018 Filed Jun 1, 2018 21:45 UTC |
Kim Helen SusanDirector
|
GrantStock Option (right to buy) · Derivative | 7,500 | $0.00 Strike: $42.09 | $0.00 |
DisclosureSEC source: 0001144204-18-032468 · tv495553_4.xml · derivative · entry 1 Kim Helen Susan · CIK 0001422772 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Common Stock · 7,500 shares Expires 2028-05-30 F1 · derivative.exercise_date: The shares of common stock underlying the option will vest upon the earlier of (i) May 30, 2019 and (ii) the date of the Issuer's 2019 annual meeting of stockholders. Read SEC document |
| May 30, 2018 Filed Jun 1, 2018 21:45 UTC |
ALTIG ANTHONY EDirector
|
GrantStock Option (right to buy) · Derivative | 7,500 | $0.00 Strike: $42.09 | $0.00 |
DisclosureSEC source: 0001144204-18-032465 · tv495552_4.xml · derivative · entry 1 ALTIG ANTHONY E · CIK 0001215907 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Common Stock · 7,500 shares Expires 2028-05-30 F1 · derivative.exercise_date: The shares of common stock underlying the option will vest upon the earlier of (i) May 30, 2019 and (ii) the date of the Issuer's 2019 annual meeting of stockholders. Read SEC document |
| May 01, 2018 Filed May 2, 2018 20:05 UTC |
RINGO WILLIAM RDirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 1,000 | $0.00 Strike: $7.20 | $0.00 |
DisclosureSEC source: 0001144204-18-024758 · tv492751_4.xml · derivative · entry 3 RINGO WILLIAM R · CIK 0001238325 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,000 Underlying: Common Stock · 1,000 shares Expires 2024-07-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option, initially representing a right to purchase 64,000 shares, became exercisable in three equal installments on July 11, 2014; July 11, 2015; and July 11, 2016. Read SEC document |
| May 01, 2018 Filed May 2, 2018 20:05 UTC |
RINGO WILLIAM RDirector
|
SaleCommon Stock | 1,000 | $43.06 | $43,060.00 |
DisclosureSEC source: 0001144204-18-024758 · tv492751_4.xml · nonDerivative · entry 2 RINGO WILLIAM R · CIK 0001238325 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,465 F1 · shares: The option exercise and sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| May 01, 2018 Filed May 2, 2018 20:05 UTC |
RINGO WILLIAM RDirector
|
Exercise / conversionCommon Stock | 1,000 | $7.20 | $7,200.00 |
DisclosureSEC source: 0001144204-18-024758 · tv492751_4.xml · nonDerivative · entry 1 RINGO WILLIAM R · CIK 0001238325 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,465 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The option exercise and sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| April 17, 2018 Filed Apr 18, 2018 17:29 UTC |
EcoR1 Capital Fund Qualified, L.P.10% owner
|
PurchaseCall Options · Derivative | 246 | $8.50 Strike: $60.00 | $2,091.00 |
DisclosureSEC source: 0001140361-18-018902 · doc1.xml · derivative · entry 1 EcoR1 Capital Fund Qualified, L.P. · CIK 0001598292 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,213 Underlying: Common Stock · 24,600 shares Expires 2018-11-16 Read SEC document |
| April 13, 2018 Filed Apr 17, 2018 20:05 UTC |
EcoR1 Capital Fund Qualified, L.P.10% owner
|
PurchaseCall Options · Derivative | 967 | $7.47 Strike: $60.00 | $7,226.39 |
DisclosureSEC source: 0001140361-18-018797 · doc1.xml · derivative · entry 1 EcoR1 Capital Fund Qualified, L.P. · CIK 0001598292 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 967 Underlying: Common Stock · 96,700 shares Expires 2018-11-16 Read SEC document |
| April 02, 2018 Filed Apr 2, 2018 18:11 UTC |
Papkoff Jacqueline SybilSee remarks
|
GrantStock Option (right to buy) · Derivative | 106,200 | $0.00 Strike: $46.75 | $0.00 |
DisclosureSEC source: 0001144204-18-018750 · tv490173_form4.xml · derivative · entry 1 Papkoff Jacqueline Sybil · CIK 0001735729 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,200 Underlying: Common Stock · 106,200 shares Expires 2028-04-02 F1 · derivative.exercise_date: Grant of stock options. The stock options vest over four years, assuming continuous service on each vesting date, as follows: 25% shall vest on the first anniversary of the date of grant, April 2, 2019; and the remaining 75% shall vest in 36 equal monthly installments, with the options becoming fully vested on April 2, 2022. Read SEC document |
| April 02, 2018 Filed Apr 2, 2018 22:07 UTC |
RINGO WILLIAM RDirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 1,000 | $0.00 Strike: $7.20 | $0.00 |
DisclosureSEC source: 0001144204-18-018748 · tv490129_form4.xml · derivative · entry 3 RINGO WILLIAM R · CIK 0001238325 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,000 Underlying: Common Stock · 1,000 shares Expires 2024-07-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option, initially representing a right to purchase 64,000 shares, became exercisable in three equal installments on July 11, 2014; July 11, 2015; and July 11, 2016. Read SEC document |
| April 02, 2018 Filed Apr 2, 2018 22:07 UTC |
RINGO WILLIAM RDirector
|
SaleCommon Stock | 1,000 | $49.32 | $49,320.00 |
DisclosureSEC source: 0001144204-18-018748 · tv490129_form4.xml · nonDerivative · entry 2 RINGO WILLIAM R · CIK 0001238325 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,465 F1 · shares: The option exercise and sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| April 02, 2018 Filed Apr 2, 2018 22:07 UTC |
RINGO WILLIAM RDirector
|
Exercise / conversionCommon Stock | 1,000 | $7.20 | $7,200.00 |
DisclosureSEC source: 0001144204-18-018748 · tv490129_form4.xml · nonDerivative · entry 1 RINGO WILLIAM R · CIK 0001238325 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,465 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The option exercise and sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| March 29, 2018 Filed Mar 30, 2018 18:30 UTC |
Rollins Thomas EChief Development Officer
|
GrantStock Option (right to buy) · Derivative | 7,500 | $0.00 Strike: $49.14 | $0.00 |
DisclosureSEC source: 0001144204-18-018348 · tv490032_4.xml · derivative · entry 2 Rollins Thomas E · CIK 0001667428 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Common Stock · 7,500 shares Expires 2028-03-29 F2 · derivative.exercise_date: Grant of stock options. The stock options vest over four years, assuming continuous service on each vesting date, as follows: 25% shall vest on the first anniversary of the date of grant, March 29, 2019; and the remaining 75% shall vest in 36 equal monthly installments, with the options becoming fully vested on March 29, 2022. Read SEC document |
| March 29, 2018 Filed Mar 30, 2018 18:30 UTC |
Rollins Thomas EChief Development Officer
|
GrantCommon Stock | 3,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-018348 · tv490032_4.xml · nonDerivative · entry 1 Rollins Thomas E · CIK 0001667428 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,750 F1 · shares: Grant of restricted stock units. The restricted stock units vest in four equal installments, assuming continuous service on each vesting date, as follows: March 29, 2019; March 29, 2020; March 29, 2021; and March 29, 2022. Read SEC document |
| March 29, 2018 Filed Mar 30, 2018 22:29 UTC |
Lopatin Uri AChief Med. Off., VP Res. Dev.
|
GrantStock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $49.14 | $0.00 |
DisclosureSEC source: 0001144204-18-018347 · tv490034_4.xml · derivative · entry 3 Lopatin Uri A · CIK 0001613259 · Chief Med. Off., VP Res. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2028-03-29 F3 · derivative.exercise_date: Grant of stock options. The stock options vest over four years, assuming continuous service on each vesting date, as follows: 25% shall vest on the first anniversary of the date of grant, March 29, 2019; and the remaining 75% shall vest in 36 equal monthly installments, with the options becoming fully vested on March 29, 2022. Read SEC document |
| March 29, 2018 Filed Mar 30, 2018 22:29 UTC |
Lopatin Uri AChief Med. Off., VP Res. Dev.
|
GrantCommon Stock | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-018347 · tv490034_4.xml · nonDerivative · entry 1 Lopatin Uri A · CIK 0001613259 · Chief Med. Off., VP Res. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 629,151 F1 · shares: Grant of restricted stock units. The restricted stock units vest in four equal installments, assuming continuous service on each vesting date, as follows: March 29, 2019; March 29, 2020; March 29, 2021; and March 29, 2022. F2 · balance_after: Total includes 621,651 shares that are held by the Uri Lopatin Revocable Trust for which the reporting person is the trustee and sole beneficiary. Accordingly, these shares are reported as being held directly by the reporting person. Read SEC document |
| March 29, 2018 Filed Mar 30, 2018 22:27 UTC |
Colonno Richard JamesSee Remarks
|
GrantStock Option (right to buy) · Derivative | 30,000 | $0.00 Strike: $49.14 | $0.00 |
DisclosureSEC source: 0001144204-18-018346 · tv490031_4.xml · derivative · entry 2 Colonno Richard James · CIK 0001663018 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2028-03-29 F2 · derivative.exercise_date: Grant of stock options. The stock options vest over four years, assuming continuous service on each vesting date, as follows: 25% shall vest on the first anniversary of the date of grant, March 29, 2019; and the remaining 75% shall vest in 36 equal monthly installments, with the options becoming fully vested on March 29, 2022. Read SEC document |
| March 29, 2018 Filed Mar 30, 2018 22:27 UTC |
Colonno Richard JamesSee Remarks
|
GrantCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-018346 · tv490031_4.xml · nonDerivative · entry 1 Colonno Richard James · CIK 0001663018 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 F1 · shares: Grant of restricted stock units. The restricted stock units vest in four equal installments, assuming continuous service on each vesting date, as follows: March 29, 2019; March 29, 2020; March 29, 2021; and March 29, 2022. Read SEC document |
| March 29, 2018 Filed Mar 30, 2018 22:26 UTC |
Small Derek ADirector · CEO and President
|
GrantStock Option (right to buy) · Derivative | 65,000 | $0.00 Strike: $49.14 | $0.00 |
DisclosureSEC source: 0001144204-18-018344 · tv490033_4.xml · derivative · entry 2 Small Derek A · CIK 0001613260 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,000 Underlying: Common Stock · 65,000 shares Expires 2028-03-29 F2 · derivative.exercise_date: Grant of stock options. The stock options vest over four years, assuming continuous service on each vesting date, as follows: 25% shall vest on the first anniversary of the date of grant, March 29, 2019; and the remaining 75% shall vest in 36 equal monthly installments, with the options becoming fully vested on March 29, 2022. Read SEC document |
| March 29, 2018 Filed Mar 30, 2018 22:26 UTC |
Small Derek ADirector · CEO and President
|
GrantCommon Stock | 32,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-018344 · tv490033_4.xml · nonDerivative · entry 1 Small Derek A · CIK 0001613260 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 666,891 F1 · shares: Grant of restricted stock units. The restricted stock units vest in four equal installments, assuming continuous service on each vesting date, as follows: March 29, 2019; March 29, 2020; March 29, 2021; and March 29, 2022. Read SEC document |
| March 08, 2018 Filed Mar 12, 2018 11:26 UTC |
Kim Helen SusanDirector
|
GrantStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $57.53 | $0.00 |
DisclosureSEC source: 0001144204-18-013977 · tv488258_4.xml · derivative · entry 1 Kim Helen Susan · CIK 0001422772 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2028-03-08 F1 · derivative.exercise_date: The shares of common stock underlying the option will vest in equal annual installments on the first, second and third anniversaries of the grant date. Read SEC document |
| March 08, 2018 Filed Mar 12, 2018 11:21 UTC |
COOPER GRAHAM KSee Remarks
|
GrantStock Option (right to buy) · Derivative | 220,000 | $0.00 Strike: $57.53 | $0.00 |
DisclosureSEC source: 0001144204-18-013973 · tv488252_form4.xml · derivative · entry 1 COOPER GRAHAM K · CIK 0001396943 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,000 Underlying: Common Stock · 220,000 shares Expires 2028-03-08 F1 · derivative.exercise_date: These options vest over three years as follows: one-third will vest on the first anniversary of the date of grant, March 8, 2019; and the remaining two-thirds will vest in 24 equal monthly installments, with the options becoming fully vested on March 8, 2021. Read SEC document |
| March 01, 2018 Filed Mar 2, 2018 21:01 UTC |
RINGO WILLIAM RDirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 1,000 | $0.00 Strike: $7.20 | $0.00 |
DisclosureSEC source: 0001144204-18-012524 · tv487549_4.xml · derivative · entry 3 RINGO WILLIAM R · CIK 0001238325 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,000 Underlying: Common Stock · 1,000 shares Expires 2024-07-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option, initially representing a right to purchase 64,000 shares, became exercisable in three equal installments on July 11, 2014; July 11, 2015; and July 11, 2016. Read SEC document |
| March 01, 2018 Filed Mar 2, 2018 21:01 UTC |
RINGO WILLIAM RDirector
|
SaleCommon Stock | 1,000 | $56.37 | $56,370.00 |
DisclosureSEC source: 0001144204-18-012524 · tv487549_4.xml · nonDerivative · entry 2 RINGO WILLIAM R · CIK 0001238325 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,465 F1 · shares: The option exercise and sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| March 01, 2018 Filed Mar 2, 2018 21:01 UTC |
RINGO WILLIAM RDirector
|
Exercise / conversionCommon Stock | 1,000 | $7.20 | $7,200.00 |
DisclosureSEC source: 0001144204-18-012524 · tv487549_4.xml · nonDerivative · entry 1 RINGO WILLIAM R · CIK 0001238325 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,465 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The option exercise and sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| February 01, 2018 Filed Feb 2, 2018 21:05 UTC |
RINGO WILLIAM RDirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 1,000 | $0.00 Strike: $7.20 | $0.00 |
DisclosureSEC source: 0001144204-18-005474 · tv484793_4.xml · derivative · entry 3 RINGO WILLIAM R · CIK 0001238325 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,000 Underlying: Common Stock · 1,000 shares Expires 2024-07-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option, initially representing a right to purchase 64,000 shares, became exercisable in three equal installments on July 11, 2014; July 11, 2015; and July 11, 2016. Read SEC document |
| February 01, 2018 Filed Feb 2, 2018 21:05 UTC |
RINGO WILLIAM RDirector
|
SaleCommon Stock | 1,000 | $46.86 | $46,860.00 |
DisclosureSEC source: 0001144204-18-005474 · tv484793_4.xml · nonDerivative · entry 2 RINGO WILLIAM R · CIK 0001238325 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,465 F1 · shares: The option exercise and sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| February 01, 2018 Filed Feb 2, 2018 21:05 UTC |
RINGO WILLIAM RDirector
|
Exercise / conversionCommon Stock | 1,000 | $7.20 | $7,200.00 |
DisclosureSEC source: 0001144204-18-005474 · tv484793_4.xml · nonDerivative · entry 1 RINGO WILLIAM R · CIK 0001238325 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,465 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The option exercise and sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| January 02, 2018 Filed Jan 3, 2018 21:30 UTC |
RINGO WILLIAM RDirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 1,000 | $0.00 Strike: $7.20 | $0.00 |
DisclosureSEC source: 0001144204-18-000532 · tv482455_4.xml · derivative · entry 3 RINGO WILLIAM R · CIK 0001238325 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,000 Underlying: Common Stock · 1,000 shares Expires 2024-07-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option, initially representing a right to purchase 64,000 shares, became exercisable in three equal installments on July 11, 2014; July 11, 2015; and July 11, 2016. Read SEC document |
| January 02, 2018 Filed Jan 3, 2018 21:30 UTC |
RINGO WILLIAM RDirector
|
SaleCommon Stock | 1,000 | $45.04 | $45,040.00 |
DisclosureSEC source: 0001144204-18-000532 · tv482455_4.xml · nonDerivative · entry 2 RINGO WILLIAM R · CIK 0001238325 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,465 F1 · shares: The option exercise and sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| January 02, 2018 Filed Jan 3, 2018 21:30 UTC |
RINGO WILLIAM RDirector
|
Exercise / conversionCommon Stock | 1,000 | $7.20 | $7,200.00 |
DisclosureSEC source: 0001144204-18-000532 · tv482455_4.xml · nonDerivative · entry 1 RINGO WILLIAM R · CIK 0001238325 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,465 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The option exercise and sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| January 01, 2018 Filed Jan 3, 2018 21:30 UTC |
Colonno Richard JamesSee Remarks
|
GrantCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-000530 · tv482452_4.xml · nonDerivative · entry 1 Colonno Richard James · CIK 0001663018 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 F1 · shares: Represents shares of common stock issuable under a performance-based Restricted Stock Unit (RSU) Award dated December 8, 2017 that was granted under Assembly Biosciences, Inc.'s Amended and Restated 2014 Stock Incentive Plan. On January 1, 2018, a performance-based vesting condition was achieved with respect to these shares of common stock, which remain subject to time-based vesting and will vest in full on August 1, 2018, assuming the Reporting Person's continuous service through August 1, 2018. Read SEC document |
| December 14, 2017 Filed Dec 18, 2017 22:17 UTC |
Mahony SusanDirector
|
GrantStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $42.61 | $0.00 |
DisclosureSEC source: 0001144204-17-064152 · tv481596_form4.xml · derivative · entry 1 Mahony Susan · CIK 0001463321 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2027-12-14 F1 · derivative.exercise_date: The shares of common stock underlying the option will vest in equal annual installments on the first, second and third anniversaries of the grant date. Read SEC document |
| December 01, 2017 Filed Dec 4, 2017 21:05 UTC |
RINGO WILLIAM RDirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 1,000 | $0.00 Strike: $7.20 | $0.00 |
DisclosureSEC source: 0001144204-17-062200 · tv480756_form4.xml · derivative · entry 3 RINGO WILLIAM R · CIK 0001238325 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,000 Underlying: Common Stock · 1,000 shares Expires 2024-07-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option, initially representing a right to purchase 64,000 shares, became exercisable in three equal installments on July 11, 2014; July 11, 2015; and July 11, 2016. Read SEC document |
| December 01, 2017 Filed Dec 4, 2017 21:05 UTC |
RINGO WILLIAM RDirector
|
SaleCommon Stock | 1,000 | $49.37 | $49,370.00 |
DisclosureSEC source: 0001144204-17-062200 · tv480756_form4.xml · nonDerivative · entry 2 RINGO WILLIAM R · CIK 0001238325 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,465 F1 · shares: The option exercise and sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| December 01, 2017 Filed Dec 4, 2017 21:05 UTC |
RINGO WILLIAM RDirector
|
Exercise / conversionCommon Stock | 1,000 | $7.20 | $7,200.00 |
DisclosureSEC source: 0001144204-17-062200 · tv480756_form4.xml · nonDerivative · entry 1 RINGO WILLIAM R · CIK 0001238325 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,465 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The option exercise and sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 21:15 UTC |
RINGO WILLIAM RDirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 1,000 | $0.00 Strike: $7.20 | $0.00 |
DisclosureSEC source: 0001144204-17-056293 · tv478456_4.xml · derivative · entry 3 RINGO WILLIAM R · CIK 0001238325 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,000 Underlying: Common Stock · 1,000 shares Expires 2024-07-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option, initially representing a right to purchase 64,000 shares, became exercisable in three equal installments on July 11, 2014; July 11, 2015; and July 11, 2016. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 21:15 UTC |
RINGO WILLIAM RDirector
|
SaleCommon Stock | 1,000 | $29.55 | $29,550.00 |
DisclosureSEC source: 0001144204-17-056293 · tv478456_4.xml · nonDerivative · entry 2 RINGO WILLIAM R · CIK 0001238325 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,465 F1 · shares: The option exercise and sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.36 to $29.75, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.