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ASH

ASHLAND INC.

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SEC CIK
0001674862
Parsed reports
626

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0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 21, 2018 Filed Nov 26, 2018 19:48 UTC
WILLIS J KEVINChief Financial Officer
SaleCommon Stock 8,500 $81.50 $692,750.00
Disclosure

SEC source: 0001127602-18-034287 · form4.xml · nonDerivative · entry 1

WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,168

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 5, 2018.

Read SEC document
November 20, 2018 Filed Nov 21, 2018 18:06 UTC
WILLIS J KEVINChief Financial Officer
SaleCommon Stock 2,114 $79.16 $167,344.24
Disclosure

SEC source: 0001127602-18-034165 · form4.xml · nonDerivative · entry 2

WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,668

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 5, 2018.

Read SEC document
November 20, 2018 Filed Nov 21, 2018 18:06 UTC
WILLIS J KEVINChief Financial Officer
SaleCommon Stock 1,114 $79.16 $88,184.24
Disclosure

SEC source: 0001127602-18-034165 · form4.xml · nonDerivative · entry 1

WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,782

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 5, 2018.

Read SEC document
November 20, 2018 Filed Nov 21, 2018 18:04 UTC
Silverman Keith CVice President
SaleCommon Stock 152 $79.16 $12,032.32
Disclosure

SEC source: 0001127602-18-034164 · form4.xml · nonDerivative · entry 1

Silverman Keith C · CIK 0001600587 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,714

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 6, 2018.

Read SEC document
November 19, 2018 Filed Nov 20, 2018 22:13 UTC
MUSA OSAMA MSr. Vice President
Exercise / conversionRestricted Stock Units · Derivative 851 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-034019 · form4.xml · derivative · entry 12

MUSA OSAMA M · CIK 0001759443 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 851 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F9 · derivative.exercise_date: Two thirds of the Reporting Persons 2016-2018 performance units converted to time-based stock-settled Restricted Stock Units based on performance of the 2016-2018 LTIP Plan and vests three years from the original grant date of 11/18/2015.

F9 · derivative.expiration_date: Two thirds of the Reporting Persons 2016-2018 performance units converted to time-based stock-settled Restricted Stock Units based on performance of the 2016-2018 LTIP Plan and vests three years from the original grant date of 11/18/2015.

Read SEC document
November 19, 2018 Filed Nov 20, 2018 22:13 UTC
MUSA OSAMA MSr. Vice President
Exercise / conversionRestricted Stock Units · Derivative 468 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-034019 · form4.xml · derivative · entry 11

MUSA OSAMA M · CIK 0001759443 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 468 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F8 · derivative.exercise_date: Restricted Stock Units granted on 11/18/15, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

F8 · derivative.expiration_date: Restricted Stock Units granted on 11/18/15, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

Read SEC document
November 19, 2018 Filed Nov 20, 2018 22:13 UTC
MUSA OSAMA MSr. Vice President
Exercise / conversionRestricted Stock Units · Derivative 879 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-034019 · form4.xml · derivative · entry 10

MUSA OSAMA M · CIK 0001759443 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 879 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F7 · derivative.exercise_date: One third of the Reporting Persons 2016-2018 performance units converted to time-based stock-settled Restricted Stock Units at target and vests three years from the original grant date of 11/18/2015.

F7 · derivative.expiration_date: One third of the Reporting Persons 2016-2018 performance units converted to time-based stock-settled Restricted Stock Units at target and vests three years from the original grant date of 11/18/2015.

Read SEC document
November 19, 2018 Filed Nov 20, 2018 22:13 UTC
MUSA OSAMA MSr. Vice President
Tax withholdingCommon Stock 292 $80.32 $23,453.44
Disclosure

SEC source: 0001127602-18-034019 · form4.xml · nonDerivative · entry 8

MUSA OSAMA M · CIK 0001759443 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,156

F4 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 9 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

Read SEC document
November 19, 2018 Filed Nov 20, 2018 22:13 UTC
MUSA OSAMA MSr. Vice President
Exercise / conversionCommon Stock 851 $80.32 $68,352.32
Disclosure

SEC source: 0001127602-18-034019 · form4.xml · nonDerivative · entry 7

MUSA OSAMA M · CIK 0001759443 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,448

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 19, 2018 Filed Nov 20, 2018 22:13 UTC
MUSA OSAMA MSr. Vice President
Tax withholdingCommon Stock 161 $80.32 $12,931.52
Disclosure

SEC source: 0001127602-18-034019 · form4.xml · nonDerivative · entry 6

MUSA OSAMA M · CIK 0001759443 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,597

F3 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 8 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

Read SEC document
November 19, 2018 Filed Nov 20, 2018 22:13 UTC
MUSA OSAMA MSr. Vice President
Exercise / conversionCommon Stock 468 $80.32 $37,589.76
Disclosure

SEC source: 0001127602-18-034019 · form4.xml · nonDerivative · entry 5

MUSA OSAMA M · CIK 0001759443 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,758

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 19, 2018 Filed Nov 20, 2018 22:13 UTC
MUSA OSAMA MSr. Vice President
Tax withholdingCommon Stock 302 $80.32 $24,256.64
Disclosure

SEC source: 0001127602-18-034019 · form4.xml · nonDerivative · entry 4

MUSA OSAMA M · CIK 0001759443 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,290

F2 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 7 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

Read SEC document
November 19, 2018 Filed Nov 20, 2018 22:13 UTC
MUSA OSAMA MSr. Vice President
Exercise / conversionCommon Stock 879 $80.32 $70,601.28
Disclosure

SEC source: 0001127602-18-034019 · form4.xml · nonDerivative · entry 3

MUSA OSAMA M · CIK 0001759443 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,592

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 02:16 UTC
Schumann Anne T.Senior Vice President
Exercise / conversionRestricted Stock Units · Derivative 1,003 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-034053 · form4.xml · derivative · entry 14

Schumann Anne T. · CIK 0001438239 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,697

Underlying: Common Stock · 1,003 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F11 · derivative.exercise_date: Two thirds of the Reporting Persons 2016-2018 performance units converted to time-based stock-settled Restricted Stock Units based on performance of the 2016-2018 LTIP Plan and vests three years from the original grant date of 11/18/2015.

F11 · derivative.expiration_date: Two thirds of the Reporting Persons 2016-2018 performance units converted to time-based stock-settled Restricted Stock Units based on performance of the 2016-2018 LTIP Plan and vests three years from the original grant date of 11/18/2015.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 02:16 UTC
Schumann Anne T.Senior Vice President
Exercise / conversionRestricted Stock Units · Derivative 1,036 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-034053 · form4.xml · derivative · entry 13

Schumann Anne T. · CIK 0001438239 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,700

Underlying: Common Stock · 1,036 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F10 · derivative.exercise_date: One third of the Reporting Persons 2016-2018 performance units converted to time-based stock-settled Restricted Stock Units at target and vests three years from the original grant date of 11/18/2015.

F10 · derivative.expiration_date: One third of the Reporting Persons 2016-2018 performance units converted to time-based stock-settled Restricted Stock Units at target and vests three years from the original grant date of 11/18/2015.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 02:16 UTC
Schumann Anne T.Senior Vice President
Exercise / conversionRestricted Stock Units · Derivative 570 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-034053 · form4.xml · derivative · entry 12

Schumann Anne T. · CIK 0001438239 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,736

Underlying: Common Stock · 570 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F9 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

F9 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 02:16 UTC
Schumann Anne T.Senior Vice President
Tax withholdingCommon Stock 427 $80.32 $34,296.64
Disclosure

SEC source: 0001127602-18-034053 · form4.xml · nonDerivative · entry 9

Schumann Anne T. · CIK 0001438239 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,317

F5 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 11 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 02:16 UTC
Schumann Anne T.Senior Vice President
Exercise / conversionCommon Stock 1,003 $80.32 $80,560.96
Disclosure

SEC source: 0001127602-18-034053 · form4.xml · nonDerivative · entry 8

Schumann Anne T. · CIK 0001438239 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,744

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 02:16 UTC
Schumann Anne T.Senior Vice President
Tax withholdingCommon Stock 441 $80.32 $35,421.12
Disclosure

SEC source: 0001127602-18-034053 · form4.xml · nonDerivative · entry 7

Schumann Anne T. · CIK 0001438239 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,741

F4 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 10 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 02:16 UTC
Schumann Anne T.Senior Vice President
Exercise / conversionCommon Stock 1,036 $80.32 $83,211.52
Disclosure

SEC source: 0001127602-18-034053 · form4.xml · nonDerivative · entry 6

Schumann Anne T. · CIK 0001438239 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,182

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 02:16 UTC
Schumann Anne T.Senior Vice President
Tax withholdingCommon Stock 204 $80.32 $16,385.28
Disclosure

SEC source: 0001127602-18-034053 · form4.xml · nonDerivative · entry 5

Schumann Anne T. · CIK 0001438239 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,146

F3 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 9 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 02:16 UTC
Schumann Anne T.Senior Vice President
Exercise / conversionCommon Stock 570 $80.32 $45,782.40
Disclosure

SEC source: 0001127602-18-034053 · form4.xml · nonDerivative · entry 4

Schumann Anne T. · CIK 0001438239 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,350

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 02:16 UTC
Schumann Anne T.Senior Vice President
Tax withholdingCommon Stock 2,244 $80.32 $180,238.08
Disclosure

SEC source: 0001127602-18-034053 · form4.xml · nonDerivative · entry 3

Schumann Anne T. · CIK 0001438239 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,780

F2 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Common Stock, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 02:19 UTC
Silverman Keith CVice President
Exercise / conversionRestricted Stock Units · Derivative 426 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-034054 · form4.xml · derivative · entry 21

Silverman Keith C · CIK 0001600587 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,011

Underlying: Common Stock · 426 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F15 · derivative.exercise_date: Two thirds of the Reporting Persons 2016-2018 performance units converted to time-based stock-settled Restricted Stock Units based on performance of the 2016-2018 LTIP Plan and vests three years from the original grant date of 11/18/2015.

F15 · derivative.expiration_date: Two thirds of the Reporting Persons 2016-2018 performance units converted to time-based stock-settled Restricted Stock Units based on performance of the 2016-2018 LTIP Plan and vests three years from the original grant date of 11/18/2015.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 02:19 UTC
Silverman Keith CVice President
Exercise / conversionStock Appreciation Right · Derivative 848 $0.00 Strike: $59.41 $0.00
Disclosure

SEC source: 0001127602-18-034054 · form4.xml · derivative · entry 20

Silverman Keith C · CIK 0001600587 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 848 shares

Expires 2025-12-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 6, 2018.

F14 · derivative.exercise_date: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year.

F14 · derivative.expiration_date: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 02:19 UTC
Silverman Keith CVice President
Exercise / conversionRestricted Stock Units · Derivative 440 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-034054 · form4.xml · derivative · entry 19

Silverman Keith C · CIK 0001600587 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,437

Underlying: Common Stock · 440 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F13 · derivative.exercise_date: One third of the Reporting Persons 2016-2018 performance units converted to time-based stock-settled Restricted Stock Units at target and vests three years from the original grant date of 11/18/2015.

F13 · derivative.expiration_date: One third of the Reporting Persons 2016-2018 performance units converted to time-based stock-settled Restricted Stock Units at target and vests three years from the original grant date of 11/18/2015.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 02:19 UTC
Silverman Keith CVice President
Exercise / conversionRestricted Stock Units · Derivative 235 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-034054 · form4.xml · derivative · entry 18

Silverman Keith C · CIK 0001600587 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,877

Underlying: Common Stock · 235 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F12 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

F12 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 02:19 UTC
Silverman Keith CVice President
Tax withholdingCommon Stock 146 $80.32 $11,726.72
Disclosure

SEC source: 0001127602-18-034054 · form4.xml · nonDerivative · entry 14

Silverman Keith C · CIK 0001600587 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,866

F7 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 15 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 02:19 UTC
Silverman Keith CVice President
Exercise / conversionCommon Stock 426 $80.32 $34,216.32
Disclosure

SEC source: 0001127602-18-034054 · form4.xml · nonDerivative · entry 13

Silverman Keith C · CIK 0001600587 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,012

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 02:19 UTC
Silverman Keith CVice President
SaleCommon Stock 176 $81.84 $14,403.84
Disclosure

SEC source: 0001127602-18-034054 · form4.xml · nonDerivative · entry 12

Silverman Keith C · CIK 0001600587 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,586

F3 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 6, 2018.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 02:19 UTC
Silverman Keith CVice President
Tax withholdingCommon Stock 696 $81.84 $56,960.64
Disclosure

SEC source: 0001127602-18-034054 · form4.xml · nonDerivative · entry 11

Silverman Keith C · CIK 0001600587 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,762

F6 · kind: Payment of exercise price and tax liability by withholding securities incident to the exercise of Stock Appreciation Rights referenced in footnote 14 below.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 02:19 UTC
Silverman Keith CVice President
Exercise / conversionCommon Stock 848 $59.41 $50,379.68
Disclosure

SEC source: 0001127602-18-034054 · form4.xml · nonDerivative · entry 10

Silverman Keith C · CIK 0001600587 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,458

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 02:19 UTC
Silverman Keith CVice President
Tax withholdingCommon Stock 151 $80.32 $12,128.32
Disclosure

SEC source: 0001127602-18-034054 · form4.xml · nonDerivative · entry 9

Silverman Keith C · CIK 0001600587 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,610

F5 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 13 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 02:19 UTC
Silverman Keith CVice President
Exercise / conversionCommon Stock 440 $80.32 $35,340.80
Disclosure

SEC source: 0001127602-18-034054 · form4.xml · nonDerivative · entry 8

Silverman Keith C · CIK 0001600587 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,761

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 02:19 UTC
Silverman Keith CVice President
Tax withholdingCommon Stock 81 $80.32 $6,505.92
Disclosure

SEC source: 0001127602-18-034054 · form4.xml · nonDerivative · entry 7

Silverman Keith C · CIK 0001600587 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,321

F4 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 12 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 02:19 UTC
Silverman Keith CVice President
Exercise / conversionCommon Stock 235 $80.32 $18,875.20
Disclosure

SEC source: 0001127602-18-034054 · form4.xml · nonDerivative · entry 6

Silverman Keith C · CIK 0001600587 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,402

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 02:13 UTC
WILLIS J KEVINChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 3,677 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-034051 · form4.xml · derivative · entry 16

WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,217

Underlying: Common Stock · 3,677 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F12 · derivative.exercise_date: Two thirds of the Reporting Persons 2016-2018 performance units converted to time-based stock-settled Restricted Stock Units based on performance of the 2016-2018 LTIP Plan and vests three years from the original grant date of 11/18/2015.

F12 · derivative.expiration_date: Two thirds of the Reporting Persons 2016-2018 performance units converted to time-based stock-settled Restricted Stock Units based on performance of the 2016-2018 LTIP Plan and vests three years from the original grant date of 11/18/2015.

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November 19, 2018 Filed Nov 21, 2018 02:13 UTC
WILLIS J KEVINChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 3,799 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-034051 · form4.xml · derivative · entry 15

WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,894

Underlying: Common Stock · 3,799 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F11 · derivative.exercise_date: One third of the Reporting Persons 2016-2018 performance units converted to time-based stock-settled Restricted Stock Units at target and vests three years from the original grant date of 11/18/2015.

F11 · derivative.expiration_date: One third of the Reporting Persons 2016-2018 performance units converted to time-based stock-settled Restricted Stock Units at target and vests three years from the original grant date of 11/18/2015.

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November 19, 2018 Filed Nov 21, 2018 02:13 UTC
WILLIS J KEVINChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 2,002 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-034051 · form4.xml · derivative · entry 14

WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,693

Underlying: Common Stock · 2,002 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F10 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

F10 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

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November 19, 2018 Filed Nov 21, 2018 02:13 UTC
WILLIS J KEVINChief Financial Officer
Tax withholdingCommon Stock 1,631 $80.32 $131,001.92
Disclosure

SEC source: 0001127602-18-034051 · form4.xml · nonDerivative · entry 11

WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,896

F6 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 12 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

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November 19, 2018 Filed Nov 21, 2018 02:13 UTC
WILLIS J KEVINChief Financial Officer
Exercise / conversionCommon Stock 3,677 $80.32 $295,336.64
Disclosure

SEC source: 0001127602-18-034051 · form4.xml · nonDerivative · entry 10

WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,527

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 02:13 UTC
WILLIS J KEVINChief Financial Officer
SaleCommon Stock 1,228 $80.32 $98,632.96
Disclosure

SEC source: 0001127602-18-034051 · form4.xml · nonDerivative · entry 9

WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,850

F2 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 5, 2018.

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November 19, 2018 Filed Nov 21, 2018 02:13 UTC
WILLIS J KEVINChief Financial Officer
Tax withholdingCommon Stock 1,685 $80.32 $135,339.20
Disclosure

SEC source: 0001127602-18-034051 · form4.xml · nonDerivative · entry 8

WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,078

F5 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 11 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

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November 19, 2018 Filed Nov 21, 2018 02:13 UTC
WILLIS J KEVINChief Financial Officer
Exercise / conversionCommon Stock 3,799 $80.32 $305,135.68
Disclosure

SEC source: 0001127602-18-034051 · form4.xml · nonDerivative · entry 7

WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,763

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 02:13 UTC
WILLIS J KEVINChief Financial Officer
Tax withholdingCommon Stock 888 $80.32 $71,324.16
Disclosure

SEC source: 0001127602-18-034051 · form4.xml · nonDerivative · entry 6

WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,964

F4 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 10 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

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November 19, 2018 Filed Nov 21, 2018 02:13 UTC
WILLIS J KEVINChief Financial Officer
Exercise / conversionCommon Stock 2,002 $80.32 $160,800.64
Disclosure

SEC source: 0001127602-18-034051 · form4.xml · nonDerivative · entry 5

WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,852

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 02:13 UTC
WILLIS J KEVINChief Financial Officer
Tax withholdingCommon Stock 4,526 $80.32 $363,528.32
Disclosure

SEC source: 0001127602-18-034051 · form4.xml · nonDerivative · entry 4

WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,850

F3 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Common Stock, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

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November 19, 2018 Filed Nov 21, 2018 02:10 UTC
WULFSOHN WILLIAM ADirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 13,127 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-034049 · form4.xml · derivative · entry 12

WULFSOHN WILLIAM A · CIK 0001326402 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,006

Underlying: Common Stock · 13,127 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F9 · derivative.exercise_date: Two thirds of the Reporting Persons 2016-2018 performance units converted to time-based stock-settled Restricted Stock Units based on performance of the 2016-2018 LTIP Plan and vests three years from the original grant date of 11/18/2015.

F9 · derivative.expiration_date: Two thirds of the Reporting Persons 2016-2018 performance units converted to time-based stock-settled Restricted Stock Units based on performance of the 2016-2018 LTIP Plan and vests three years from the original grant date of 11/18/2015.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 02:10 UTC
WULFSOHN WILLIAM ADirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 13,561 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-034049 · form4.xml · derivative · entry 11

WULFSOHN WILLIAM A · CIK 0001326402 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,133

Underlying: Common Stock · 13,561 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F8 · derivative.exercise_date: One third of the Reporting Persons 2016-2018 performance units converted to time-based stock-settled Restricted Stock Units at target and vests three years from the original grant date of 11/18/2015.

F8 · derivative.expiration_date: One third of the Reporting Persons 2016-2018 performance units converted to time-based stock-settled Restricted Stock Units at target and vests three years from the original grant date of 11/18/2015.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 02:10 UTC
WULFSOHN WILLIAM ADirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 7,070 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-034049 · form4.xml · derivative · entry 10

WULFSOHN WILLIAM A · CIK 0001326402 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,694

Underlying: Common Stock · 7,070 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F7 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

F7 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.