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ASH

ASHLAND INC.

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SEC CIK
0001674862
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626

Last 12 months

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 17, 2020 Filed Nov 18, 2020 17:05 UTC
BONI ERIC NPrincipal Accounting Officer
GrantRestricted Stock Units · Derivative 950 $79.40 $75,430.00
Disclosure

SEC source: 0001127602-20-029468 · form4.xml · derivative · entry 11

BONI ERIC N · CIK 0001801330 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,434

Underlying: Common Stock · 950 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock.

F6 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three annual equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer.

F6 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three annual equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer.

Read SEC document
November 17, 2020 Filed Nov 18, 2020 17:12 UTC
WANG XIAOLANSr VP & Gen Mgr, Personal Care
GrantRestricted Stock Equivalents · Derivative 1,850 $79.40 $146,890.00
Disclosure

SEC source: 0001127602-20-029480 · form4.xml · derivative · entry 1

WANG XIAOLAN · CIK 0001801776 · Sr VP & Gen Mgr, Personal Care

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,001

Underlying: Common Stock · 1,850 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Equivalent represents a right to receive one (1) share of Ashland Common Stock.

F2 · derivative.exercise_date: Grant of cash-settled Restricted Stock Equivalents, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments, beginning one year after date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

F2 · derivative.expiration_date: Grant of cash-settled Restricted Stock Equivalents, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments, beginning one year after date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

Read SEC document
November 17, 2020 Filed Nov 18, 2020 17:07 UTC
CHONG MINSr VP & Gen Mgr, Spc Additives
GrantRestricted Stock Units · Derivative 1,850 $79.40 $146,890.00
Disclosure

SEC source: 0001127602-20-029470 · form4.xml · derivative · entry 1

CHONG MIN · CIK 0001801471 · Sr VP & Gen Mgr, Spc Additives

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,021

Underlying: Common Stock · 1,850 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock.

F2 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three annual equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issue

F2 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three annual equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issue

Read SEC document
November 17, 2020 Filed Nov 18, 2020 22:09 UTC
MUSA OSAMA MSr. Vice President
GrantRestricted Stock Units · Derivative 4,150 $79.40 $329,510.00
Disclosure

SEC source: 0001127602-20-029474 · form4.xml · derivative · entry 7

MUSA OSAMA M · CIK 0001759443 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,812

Underlying: Common Stock · 4,150 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock.

F5 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three annual equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer.

F5 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three annual equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer.

Read SEC document
November 17, 2020 Filed Nov 18, 2020 22:13 UTC
WILLIS J KEVINChief Financial Officer
GrantRestricted Stock Units · Derivative 7,500 $79.40 $595,500.00
Disclosure

SEC source: 0001127602-20-029482 · form4.xml · derivative · entry 10

WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,886

Underlying: Common Stock · 7,500 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock.

F6 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three annual equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer.

F6 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three annual equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer.

Read SEC document
November 17, 2020 Filed Nov 18, 2020 22:10 UTC
NOVO GUILLERMODirector · Chairman and CEO
GrantRestricted Stock Units · Derivative 23,350 $79.40 $1,853,990.00
Disclosure

SEC source: 0001127602-20-029475 · form4.xml · derivative · entry 1

NOVO GUILLERMO · CIK 0001434813 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,321

Underlying: Common Stock · 23,350 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock.

F2 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three annual equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issue

F2 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three annual equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issue

Read SEC document
November 16, 2020 Filed Nov 18, 2020 21:41 UTC
Sandler Ricky CDirector · See Remarks
EMINENCE CAPITAL, LPDirector · See Remarks
SaleCommon Stock, par value $0.01 per share ("Common Stock") 1,600,000 $77.25 $123,600,000.00
Disclosure

SEC source: 0000902664-20-004022 · ownership.xml · nonDerivative · entry 1

Sandler Ricky C · CIK 0001362459 · Director · See Remarks

EMINENCE CAPITAL, LP · CIK 0001107310 · Director · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,035,178

F1 · ownership.nature: Eminence Capital, LP ("Eminence Capital") serves as the management company or investment adviser to, and may be deemed to have shared voting and dispositive power over the shares of Common Stock held by, various investment funds (the "Eminence Funds") and separately managed accounts (the "Eminence SMAs," and together with the Eminence Funds, the "Eminence Funds and SMAs") under its management and control. Ricky C. Sandler ("Mr. Sandler") is the Chief Executive Officer of Eminence Capital and may be deemed to have shared voting and dispositive power with respect to the shares of Common Stock held by the Eminence Funds and SMAs. Eminence Capital and Mr. Sandler each disclaim beneficial ownership of the securities held by the Eminence Funds and SMAs, except to the extent of its or his pecuniary interest therein.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 17:05 UTC
BONI ERIC NPrincipal Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 154 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-029468 · form4.xml · derivative · entry 10

BONI ERIC N · CIK 0001801330 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 484

Underlying: Common Stock · 154 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock.

F5 · derivative.exercise_date: Grant of Restricted Stock Units on November 15, 2018, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer.

F5 · derivative.expiration_date: Grant of Restricted Stock Units on November 15, 2018, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 17:05 UTC
BONI ERIC NPrincipal Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 991 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-029468 · form4.xml · derivative · entry 9

BONI ERIC N · CIK 0001801330 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 638

Underlying: Common Stock · 991 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock.

F4 · derivative.exercise_date: Grant of Restricted Stock Units on November 15, 2017, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer.

F4 · derivative.expiration_date: Grant of Restricted Stock Units on November 15, 2017, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 17:05 UTC
BONI ERIC NPrincipal Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 210 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-029468 · form4.xml · derivative · entry 8

BONI ERIC N · CIK 0001801330 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,629

Underlying: Common Stock · 210 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock.

F4 · derivative.exercise_date: Grant of Restricted Stock Units on November 15, 2017, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer.

F4 · derivative.expiration_date: Grant of Restricted Stock Units on November 15, 2017, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 17:05 UTC
BONI ERIC NPrincipal Accounting Officer
Tax withholdingCommon Stock 45 $79.19 $3,563.55
Disclosure

SEC source: 0001127602-20-029468 · form4.xml · nonDerivative · entry 6

BONI ERIC N · CIK 0001801330 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,682

F1 · kind: Payment of a tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in Footnote 3 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 17:05 UTC
BONI ERIC NPrincipal Accounting Officer
Exercise / conversionCommon Stock 154 $79.19 $12,195.26
Disclosure

SEC source: 0001127602-20-029468 · form4.xml · nonDerivative · entry 5

BONI ERIC N · CIK 0001801330 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,727

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 17:05 UTC
BONI ERIC NPrincipal Accounting Officer
Tax withholdingCommon Stock 286 $79.19 $22,648.34
Disclosure

SEC source: 0001127602-20-029468 · form4.xml · nonDerivative · entry 4

BONI ERIC N · CIK 0001801330 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,573

F1 · kind: Payment of a tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in Footnote 3 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 17:05 UTC
BONI ERIC NPrincipal Accounting Officer
Exercise / conversionCommon Stock 991 $79.19 $78,477.29
Disclosure

SEC source: 0001127602-20-029468 · form4.xml · nonDerivative · entry 3

BONI ERIC N · CIK 0001801330 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,859

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 17:05 UTC
BONI ERIC NPrincipal Accounting Officer
Tax withholdingCommon Stock 61 $79.19 $4,830.59
Disclosure

SEC source: 0001127602-20-029468 · form4.xml · nonDerivative · entry 2

BONI ERIC N · CIK 0001801330 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,868

F1 · kind: Payment of a tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in Footnote 3 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 17:05 UTC
BONI ERIC NPrincipal Accounting Officer
Exercise / conversionCommon Stock 210 $79.19 $16,629.90
Disclosure

SEC source: 0001127602-20-029468 · form4.xml · nonDerivative · entry 1

BONI ERIC N · CIK 0001801330 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,929

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 22:09 UTC
MUSA OSAMA MSr. Vice President
Exercise / conversionRestricted Stock Units · Derivative 429 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-029474 · form4.xml · derivative · entry 6

MUSA OSAMA M · CIK 0001759443 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,662

Underlying: Common Stock · 429 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock.

F4 · derivative.exercise_date: Grant of Restricted Stock Units on November 15, 2018, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer.

F4 · derivative.expiration_date: Grant of Restricted Stock Units on November 15, 2018, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 22:09 UTC
MUSA OSAMA MSr. Vice President
Exercise / conversionRestricted Stock Units · Derivative 558 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-029474 · form4.xml · derivative · entry 5

MUSA OSAMA M · CIK 0001759443 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,091

Underlying: Common Stock · 558 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock.

F3 · derivative.exercise_date: Grant of Restricted Stock Units on November 15, 2017, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer

F3 · derivative.expiration_date: Grant of Restricted Stock Units on November 15, 2017, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer

Read SEC document
November 16, 2020 Filed Nov 18, 2020 22:09 UTC
MUSA OSAMA MSr. Vice President
Tax withholdingCommon Stock 147 $79.19 $11,640.93
Disclosure

SEC source: 0001127602-20-029474 · form4.xml · nonDerivative · entry 4

MUSA OSAMA M · CIK 0001759443 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,400

F1 · kind: Payment of a tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in Footnote 3 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 22:09 UTC
MUSA OSAMA MSr. Vice President
Exercise / conversionCommon Stock 429 $79.19 $33,972.51
Disclosure

SEC source: 0001127602-20-029474 · form4.xml · nonDerivative · entry 3

MUSA OSAMA M · CIK 0001759443 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,547

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 22:09 UTC
MUSA OSAMA MSr. Vice President
Tax withholdingCommon Stock 192 $79.19 $15,204.48
Disclosure

SEC source: 0001127602-20-029474 · form4.xml · nonDerivative · entry 2

MUSA OSAMA M · CIK 0001759443 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,118

F1 · kind: Payment of a tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in Footnote 3 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 22:09 UTC
MUSA OSAMA MSr. Vice President
Exercise / conversionCommon Stock 558 $79.19 $44,188.02
Disclosure

SEC source: 0001127602-20-029474 · form4.xml · nonDerivative · entry 1

MUSA OSAMA M · CIK 0001759443 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,310

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 22:13 UTC
WILLIS J KEVINChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 1,372 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-029482 · form4.xml · derivative · entry 9

WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,842

Underlying: Common Stock · 1,372 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock.

F5 · derivative.exercise_date: Grant of Restricted Stock Units on November 15, 2018, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer.

F5 · derivative.expiration_date: Grant of Restricted Stock Units on November 15, 2018, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 22:13 UTC
WILLIS J KEVINChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 1,791 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-029482 · form4.xml · derivative · entry 8

WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,758

Underlying: Common Stock · 1,791 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock.

F4 · derivative.exercise_date: Grant of Restricted Stock Units on November 15, 2017, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer.

F4 · derivative.expiration_date: Grant of Restricted Stock Units on November 15, 2017, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 22:13 UTC
WILLIS J KEVINChief Financial Officer
Tax withholdingCommon Stock 417 $79.19 $33,022.23
Disclosure

SEC source: 0001127602-20-029482 · form4.xml · nonDerivative · entry 5

WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,684

F2 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 6 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 22:13 UTC
WILLIS J KEVINChief Financial Officer
Exercise / conversionCommon Stock 1,372 $79.19 $108,648.68
Disclosure

SEC source: 0001127602-20-029482 · form4.xml · nonDerivative · entry 4

WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,101

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 22:13 UTC
WILLIS J KEVINChief Financial Officer
Tax withholdingCommon Stock 544 $79.19 $43,079.36
Disclosure

SEC source: 0001127602-20-029482 · form4.xml · nonDerivative · entry 3

WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,185

F2 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 6 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 22:13 UTC
WILLIS J KEVINChief Financial Officer
Exercise / conversionCommon Stock 1,791 $79.19 $141,829.29
Disclosure

SEC source: 0001127602-20-029482 · form4.xml · nonDerivative · entry 2

WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,729

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 22:13 UTC
WILLIS J KEVINChief Financial Officer
SaleCommon Stock 1,048 $82.85 $86,826.80
Disclosure

SEC source: 0001127602-20-029482 · form4.xml · nonDerivative · entry 1

WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 938

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 31, 2020.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 22:11 UTC
Silverman Keith CSr. Vice President
Exercise / conversionRestricted Stock Units · Derivative 394 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-029478 · form4.xml · derivative · entry 10

Silverman Keith C · CIK 0001600587 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,919

Underlying: Common Stock · 394 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock.

F4 · derivative.exercise_date: Grant of Restricted Stock Units on November 15, 2018, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer.

F4 · derivative.expiration_date: Grant of Restricted Stock Units on November 15, 2018, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer.

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November 16, 2020 Filed Nov 18, 2020 22:11 UTC
Silverman Keith CSr. Vice President
Exercise / conversionRestricted Stock Units · Derivative 991 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-029478 · form4.xml · derivative · entry 9

Silverman Keith C · CIK 0001600587 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,313

Underlying: Common Stock · 991 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock.

F3 · derivative.exercise_date: Grant of Restricted Stock Units on November 15, 2017, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer.

F3 · derivative.expiration_date: Grant of Restricted Stock Units on November 15, 2017, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 22:11 UTC
Silverman Keith CSr. Vice President
Exercise / conversionRestricted Stock Units · Derivative 383 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-029478 · form4.xml · derivative · entry 8

Silverman Keith C · CIK 0001600587 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,304

Underlying: Common Stock · 383 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock.

F3 · derivative.exercise_date: Grant of Restricted Stock Units on November 15, 2017, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer.

F3 · derivative.expiration_date: Grant of Restricted Stock Units on November 15, 2017, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 22:11 UTC
Silverman Keith CSr. Vice President
Tax withholdingCommon Stock 135 $79.19 $10,690.65
Disclosure

SEC source: 0001127602-20-029478 · form4.xml · nonDerivative · entry 6

Silverman Keith C · CIK 0001600587 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,693

F1 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 8 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 22:11 UTC
Silverman Keith CSr. Vice President
Exercise / conversionCommon Stock 394 $79.19 $31,200.86
Disclosure

SEC source: 0001127602-20-029478 · form4.xml · nonDerivative · entry 5

Silverman Keith C · CIK 0001600587 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,828

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 22:11 UTC
Silverman Keith CSr. Vice President
Tax withholdingCommon Stock 340 $79.19 $26,924.60
Disclosure

SEC source: 0001127602-20-029478 · form4.xml · nonDerivative · entry 4

Silverman Keith C · CIK 0001600587 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,434

F1 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 8 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 22:11 UTC
Silverman Keith CSr. Vice President
Exercise / conversionCommon Stock 991 $79.19 $78,477.29
Disclosure

SEC source: 0001127602-20-029478 · form4.xml · nonDerivative · entry 3

Silverman Keith C · CIK 0001600587 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,774

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 22:11 UTC
Silverman Keith CSr. Vice President
Tax withholdingCommon Stock 131 $79.19 $10,373.89
Disclosure

SEC source: 0001127602-20-029478 · form4.xml · nonDerivative · entry 2

Silverman Keith C · CIK 0001600587 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,783

F1 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 8 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 22:11 UTC
Silverman Keith CSr. Vice President
Exercise / conversionCommon Stock 383 $79.19 $30,329.77
Disclosure

SEC source: 0001127602-20-029478 · form4.xml · nonDerivative · entry 1

Silverman Keith C · CIK 0001600587 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,914

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 22:06 UTC
Ganz PeterSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 857 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-029469 · form4.xml · derivative · entry 7

Ganz Peter · CIK 0001337976 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,755

Underlying: Common Stock · 857 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock.

F5 · derivative.exercise_date: Grant of Restricted Stock Units on November 15, 2018, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer.

F5 · derivative.expiration_date: Grant of Restricted Stock Units on November 15, 2018, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 22:06 UTC
Ganz PeterSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 1,113 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-029469 · form4.xml · derivative · entry 6

Ganz Peter · CIK 0001337976 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,612

Underlying: Common Stock · 1,113 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock.

F4 · derivative.exercise_date: Grant of Restricted Stock Units on November 15, 2017, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer.

F4 · derivative.expiration_date: Grant of Restricted Stock Units on November 15, 2017, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 22:06 UTC
Ganz PeterSenior Vice President
SaleCommon Stock 664 $82.85 $55,012.40
Disclosure

SEC source: 0001127602-20-029469 · form4.xml · nonDerivative · entry 5

Ganz Peter · CIK 0001337976 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,151

F2 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 31, 2020.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 22:06 UTC
Ganz PeterSenior Vice President
Tax withholdingCommon Stock 256 $79.19 $20,272.64
Disclosure

SEC source: 0001127602-20-029469 · form4.xml · nonDerivative · entry 4

Ganz Peter · CIK 0001337976 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,532

F1 · kind: Payment of a tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in Footnote 3 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 22:06 UTC
Ganz PeterSenior Vice President
Exercise / conversionCommon Stock 857 $79.19 $67,865.83
Disclosure

SEC source: 0001127602-20-029469 · form4.xml · nonDerivative · entry 3

Ganz Peter · CIK 0001337976 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,788

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 22:06 UTC
Ganz PeterSenior Vice President
Tax withholdingCommon Stock 333 $79.19 $26,370.27
Disclosure

SEC source: 0001127602-20-029469 · form4.xml · nonDerivative · entry 2

Ganz Peter · CIK 0001337976 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,931

F1 · kind: Payment of a tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in Footnote 3 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 22:06 UTC
Ganz PeterSenior Vice President
Exercise / conversionCommon Stock 1,113 $79.19 $88,138.47
Disclosure

SEC source: 0001127602-20-029469 · form4.xml · nonDerivative · entry 1

Ganz Peter · CIK 0001337976 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,264

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 13, 2020 Filed Nov 17, 2020 16:43 UTC
BONI ERIC NPrincipal Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 168 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-029267 · form4.xml · derivative · entry 4

BONI ERIC N · CIK 0001801330 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,839

Underlying: Common Stock · 168 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock.

F3 · derivative.exercise_date: Grant of Restricted Stock Units on November 13, 2019, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer.

F3 · derivative.expiration_date: Grant of Restricted Stock Units on November 13, 2019, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer.

Read SEC document
November 13, 2020 Filed Nov 17, 2020 16:43 UTC
BONI ERIC NPrincipal Accounting Officer
Tax withholdingCommon Stock 49 $8,159.00 $399,791.00
Disclosure

SEC source: 0001127602-20-029267 · form4.xml · nonDerivative · entry 2

BONI ERIC N · CIK 0001801330 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,719

F1 · kind: Payment of a tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in Footnote 3 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

Read SEC document
November 13, 2020 Filed Nov 17, 2020 16:43 UTC
BONI ERIC NPrincipal Accounting Officer
Exercise / conversionCommon Stock 168 $81.59 $13,707.12
Disclosure

SEC source: 0001127602-20-029267 · form4.xml · nonDerivative · entry 1

BONI ERIC N · CIK 0001801330 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,768

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 13, 2020 Filed Nov 17, 2020 21:45 UTC
MUSA OSAMA MSr. Vice President
Exercise / conversionRestricted Stock Units · Derivative 828 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-029274 · form4.xml · derivative · entry 3

MUSA OSAMA M · CIK 0001759443 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,649

Underlying: Common Stock · 828 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock.

F3 · derivative.exercise_date: Grant of Restricted Stock Units on November 13, 2019, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer.

F3 · derivative.expiration_date: Grant of Restricted Stock Units on November 13, 2019, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer.

Read SEC document
November 13, 2020 Filed Nov 17, 2020 21:45 UTC
MUSA OSAMA MSr. Vice President
Tax withholdingCommon Stock 284 $81.59 $23,171.56
Disclosure

SEC source: 0001127602-20-029274 · form4.xml · nonDerivative · entry 2

MUSA OSAMA M · CIK 0001759443 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,752

F1 · kind: Payment of a tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in Footnote 3 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.