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ASH

ASHLAND INC.

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4139
SEC CIK
0001674862
Parsed reports
626

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 17, 2022 Filed Dec 12, 2022 11:47 UTC
CHONG MINSr VP & Gen Mgr, Spc Additives
Exercise / conversionCommon Stock 632 $110.74 $69,987.68
Disclosure

SEC source: 0000950157-22-001306 · form4.xml · nonDerivative · entry 1

CHONG MIN · CIK 0001801471 · Sr VP & Gen Mgr, Spc Additives

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,503.781

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 17, 2022 Filed Dec 12, 2022 17:13 UTC
MUSA OSAMA MSr. Vice President
GrantRestricted Stock Units · Derivative 2,760 $110.74 $305,642.40
Disclosure

SEC source: 0000950157-22-001310 · form4.xml · derivative · entry 6

MUSA OSAMA M · CIK 0001759443 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,760

Underlying: Common Stock · 2,760 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock.

F4 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three annual equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer.

F4 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three annual equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer.

Read SEC document
November 17, 2022 Filed Dec 12, 2022 17:13 UTC
MUSA OSAMA MSr. Vice President
Exercise / conversionRestricted Stock Units · Derivative 1,415 $0.00 $0.00
Disclosure

SEC source: 0000950157-22-001310 · form4.xml · derivative · entry 5

MUSA OSAMA M · CIK 0001759443 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,415.659

Underlying: Common Stock · 1,415 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock.

F3 · derivative.exercise_date: Grant of Restricted Stock Units on November 17, 2020 pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The restricted stock units vest in three annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer.

F3 · derivative.expiration_date: Grant of Restricted Stock Units on November 17, 2020 pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The restricted stock units vest in three annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer.

Read SEC document
November 17, 2022 Filed Dec 12, 2022 17:13 UTC
MUSA OSAMA MSr. Vice President
Tax withholdingCommon Stock 724 $110.74 $80,175.76
Disclosure

SEC source: 0000950157-22-001310 · form4.xml · nonDerivative · entry 2

MUSA OSAMA M · CIK 0001759443 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,257

F1 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

Read SEC document
November 17, 2022 Filed Dec 12, 2022 17:13 UTC
MUSA OSAMA MSr. Vice President
Exercise / conversionCommon Stock 1,451 $110.74 $160,683.74
Disclosure

SEC source: 0000950157-22-001310 · form4.xml · nonDerivative · entry 1

MUSA OSAMA M · CIK 0001759443 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,981

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 17, 2022 Filed Dec 12, 2022 17:17 UTC
Winkler von Mohrenfels Petra YvonneSr. VP, GC and Secretary
GrantRestricted Stock Units · Derivative 2,175 $110.74 $240,859.50
Disclosure

SEC source: 0000950157-22-001313 · form4.xml · derivative · entry 6

Winkler von Mohrenfels Petra Yvonne · CIK 0001836790 · Sr. VP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,175

Underlying: Common Stock · 2,175 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock.

F4 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three annual equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer.

F4 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three annual equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer.

Read SEC document
November 17, 2022 Filed Dec 12, 2022 17:17 UTC
Winkler von Mohrenfels Petra YvonneSr. VP, GC and Secretary
Exercise / conversionRestricted Stock Units · Derivative 580 $0.00 $0.00
Disclosure

SEC source: 0000950157-22-001313 · form4.xml · derivative · entry 5

Winkler von Mohrenfels Petra Yvonne · CIK 0001836790 · Sr. VP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 580.414

Underlying: Common Stock · 580 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock.

F3 · derivative.exercise_date: Grant of Restricted Stock Units on November 17, 2020 pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The restricted stock units vest in three annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer.

F3 · derivative.expiration_date: Grant of Restricted Stock Units on November 17, 2020 pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The restricted stock units vest in three annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer.

Read SEC document
November 17, 2022 Filed Dec 12, 2022 17:17 UTC
Winkler von Mohrenfels Petra YvonneSr. VP, GC and Secretary
Tax withholdingCommon Stock 192 $110.74 $21,262.08
Disclosure

SEC source: 0000950157-22-001313 · form4.xml · nonDerivative · entry 2

Winkler von Mohrenfels Petra Yvonne · CIK 0001836790 · Sr. VP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,189.154

F1 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

Read SEC document
November 17, 2022 Filed Dec 12, 2022 17:17 UTC
Winkler von Mohrenfels Petra YvonneSr. VP, GC and Secretary
Exercise / conversionCommon Stock 580 $110.74 $64,229.20
Disclosure

SEC source: 0000950157-22-001313 · form4.xml · nonDerivative · entry 1

Winkler von Mohrenfels Petra Yvonne · CIK 0001836790 · Sr. VP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,381.154

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 17, 2022 Filed Dec 12, 2022 17:16 UTC
WILLIS J KEVINSr VP & Chief Finan. Officer
GrantRestricted Stock Units · Derivative 5,122 $110.74 $567,210.28
Disclosure

SEC source: 0000950157-22-001312 · form4.xml · derivative · entry 8

WILLIS J KEVIN · CIK 0001575329 · Sr VP & Chief Finan. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,122

Underlying: Common Stock · 5,122 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock.

F4 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three annual equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer.

F4 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three annual equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer.

Read SEC document
November 17, 2022 Filed Dec 12, 2022 17:16 UTC
WILLIS J KEVINSr VP & Chief Finan. Officer
Exercise / conversionRestricted Stock Units · Derivative 2,557 $0.00 $0.00
Disclosure

SEC source: 0000950157-22-001312 · form4.xml · derivative · entry 7

WILLIS J KEVIN · CIK 0001575329 · Sr VP & Chief Finan. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,557.526

Underlying: Common Stock · 2,557 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock.

F3 · derivative.exercise_date: Grant of Restricted Stock Units on November 17, 2020 pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The restricted stock units vest in three annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer.

F3 · derivative.expiration_date: Grant of Restricted Stock Units on November 17, 2020 pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The restricted stock units vest in three annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer.

Read SEC document
November 17, 2022 Filed Dec 12, 2022 17:16 UTC
WILLIS J KEVINSr VP & Chief Finan. Officer
Tax withholdingCommon Stock 1,205 $110.74 $133,441.70
Disclosure

SEC source: 0000950157-22-001312 · form4.xml · nonDerivative · entry 2

WILLIS J KEVIN · CIK 0001575329 · Sr VP & Chief Finan. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,323.701

F1 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

Read SEC document
November 17, 2022 Filed Dec 12, 2022 17:16 UTC
WILLIS J KEVINSr VP & Chief Finan. Officer
Exercise / conversionCommon Stock 2,557 $110.74 $283,162.18
Disclosure

SEC source: 0000950157-22-001312 · form4.xml · nonDerivative · entry 1

WILLIS J KEVIN · CIK 0001575329 · Sr VP & Chief Finan. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,528.701

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 17, 2022 Filed Dec 12, 2022 17:14 UTC
NOVO GUILLERMODirector · Chair of the Board and CEO
GrantRestricted Stock Units · Derivative 17,337 $110.74 $1,919,899.38
Disclosure

SEC source: 0000950157-22-001311 · form4.xml · derivative · entry 6

NOVO GUILLERMO · CIK 0001434813 · Director · Chair of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,337

Underlying: Common Stock · 17,337 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock.

F4 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three annual equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer.

F4 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three annual equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer.

Read SEC document
November 17, 2022 Filed Dec 12, 2022 17:14 UTC
NOVO GUILLERMODirector · Chair of the Board and CEO
Exercise / conversionRestricted Stock Units · Derivative 7,961 $0.00 $0.00
Disclosure

SEC source: 0000950157-22-001311 · form4.xml · derivative · entry 5

NOVO GUILLERMO · CIK 0001434813 · Director · Chair of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,962.277

Underlying: Common Stock · 7,961 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock.

F3 · derivative.exercise_date: Grant of Restricted Stock Units on November 17, 2020 pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The restricted stock units vest in three annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer.

F3 · derivative.expiration_date: Grant of Restricted Stock Units on November 17, 2020 pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The restricted stock units vest in three annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer.

Read SEC document
November 17, 2022 Filed Dec 12, 2022 17:14 UTC
NOVO GUILLERMODirector · Chair of the Board and CEO
Tax withholdingCommon Stock 3,659 $110.74 $405,197.66
Disclosure

SEC source: 0000950157-22-001311 · form4.xml · nonDerivative · entry 2

NOVO GUILLERMO · CIK 0001434813 · Director · Chair of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,631

F1 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

Read SEC document
November 17, 2022 Filed Dec 12, 2022 17:14 UTC
NOVO GUILLERMODirector · Chair of the Board and CEO
Exercise / conversionCommon Stock 7,961 $110.74 $881,601.14
Disclosure

SEC source: 0000950157-22-001311 · form4.xml · nonDerivative · entry 1

NOVO GUILLERMO · CIK 0001434813 · Director · Chair of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,290

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 13, 2022 Filed Nov 16, 2022 10:54 UTC
Drury EileenSVP and Chief Human Resources
Exercise / conversionRestricted Stock Units · Derivative 89 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-025686 · form4.xml · derivative · entry 3

Drury Eileen · CIK 0001896343 · SVP and Chief Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,807.175

Underlying: Common Stock · 89 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock.

F2 · derivative.exercise_date: Grant of Restricted Stock Units on November 13, 2019, pursuant to Ashland's incentive plan as approved by shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with issuer.

F2 · derivative.expiration_date: Grant of Restricted Stock Units on November 13, 2019, pursuant to Ashland's incentive plan as approved by shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with issuer.

Read SEC document
November 13, 2022 Filed Nov 16, 2022 10:54 UTC
Drury EileenSVP and Chief Human Resources
Tax withholdingCommon Stock 42 $108.93 $4,575.06
Disclosure

SEC source: 0001127602-22-025686 · form4.xml · nonDerivative · entry 2

Drury Eileen · CIK 0001896343 · SVP and Chief Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 538

Read SEC document
November 13, 2022 Filed Nov 16, 2022 10:54 UTC
Drury EileenSVP and Chief Human Resources
Exercise / conversionCommon Stock 89 $108.93 $9,694.77
Disclosure

SEC source: 0001127602-22-025686 · form4.xml · nonDerivative · entry 1

Drury Eileen · CIK 0001896343 · SVP and Chief Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 580

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 13, 2022 Filed Nov 16, 2022 16:18 UTC
BONI ERIC NPrincipal Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 1,223 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-025758 · form4.xml · derivative · entry 7

BONI ERIC N · CIK 0001801330 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,223 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock.

F5 · derivative.exercise_date: Reporting Person's 2020-2022 Performance Stock Units converted to time-based stock settled RSUs based on performance of the 2020-2022 LTIP Plan and vests three years from the original grant.

F5 · derivative.expiration_date: Reporting Person's 2020-2022 Performance Stock Units converted to time-based stock settled RSUs based on performance of the 2020-2022 LTIP Plan and vests three years from the original grant.

Read SEC document
November 13, 2022 Filed Nov 16, 2022 16:18 UTC
BONI ERIC NPrincipal Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 175 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-025758 · form4.xml · derivative · entry 6

BONI ERIC N · CIK 0001801330 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 175 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock.

F4 · derivative.exercise_date: Grant of Restricted Stock Units on November 13, 2019, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer.

F4 · derivative.expiration_date: Grant of Restricted Stock Units on November 13, 2019, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer.

Read SEC document
November 13, 2022 Filed Nov 16, 2022 16:18 UTC
BONI ERIC NPrincipal Accounting Officer
Tax withholdingCommon Stock 353 $108.93 $38,452.29
Disclosure

SEC source: 0001127602-22-025758 · form4.xml · nonDerivative · entry 4

BONI ERIC N · CIK 0001801330 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,634.42

F2 · kind: Payment of tax liability by withholding securities incident to the vesting of Performance Stock Units, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

Read SEC document
November 13, 2022 Filed Nov 16, 2022 16:18 UTC
BONI ERIC NPrincipal Accounting Officer
Exercise / conversionCommon Stock 1,223 $108.93 $133,221.39
Disclosure

SEC source: 0001127602-22-025758 · form4.xml · nonDerivative · entry 3

BONI ERIC N · CIK 0001801330 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,987.42

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 13, 2022 Filed Nov 16, 2022 16:18 UTC
BONI ERIC NPrincipal Accounting Officer
Tax withholdingCommon Stock 51 $108.93 $5,555.43
Disclosure

SEC source: 0001127602-22-025758 · form4.xml · nonDerivative · entry 2

BONI ERIC N · CIK 0001801330 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,764.42

F1 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

Read SEC document
November 13, 2022 Filed Nov 16, 2022 16:18 UTC
BONI ERIC NPrincipal Accounting Officer
Exercise / conversionCommon Stock 175 $108.93 $19,062.75
Disclosure

SEC source: 0001127602-22-025758 · form4.xml · nonDerivative · entry 1

BONI ERIC N · CIK 0001801330 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,815.42

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 13, 2022 Filed Nov 16, 2022 21:23 UTC
MUSA OSAMA MSr. Vice President
Exercise / conversionRestricted Stock Units · Derivative 6,306 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-025768 · form4.xml · derivative · entry 6

MUSA OSAMA M · CIK 0001759443 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,306 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock.

F4 · derivative.exercise_date: Reporting Person's 2020-2022 Performance Stock Units converted to time-based stock settled RSUs based on performance of the 2020-2022 LTIP Plan and vests three years from the original grant.

F4 · derivative.expiration_date: Reporting Person's 2020-2022 Performance Stock Units converted to time-based stock settled RSUs based on performance of the 2020-2022 LTIP Plan and vests three years from the original grant.

Read SEC document
November 13, 2022 Filed Nov 16, 2022 21:23 UTC
MUSA OSAMA MSr. Vice President
Exercise / conversionRestricted Stock Units · Derivative 853 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-025768 · form4.xml · derivative · entry 5

MUSA OSAMA M · CIK 0001759443 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 853 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock.

F3 · derivative.exercise_date: Grant of Restricted Stock Units on November 13, 2019, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

F3 · derivative.expiration_date: Grant of Restricted Stock Units on November 13, 2019, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

Read SEC document
November 13, 2022 Filed Nov 16, 2022 21:23 UTC
MUSA OSAMA MSr. Vice President
Tax withholdingCommon Stock 2,469 $108.93 $268,948.17
Disclosure

SEC source: 0001127602-22-025768 · form4.xml · nonDerivative · entry 4

MUSA OSAMA M · CIK 0001759443 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,003

F1 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

Read SEC document
November 13, 2022 Filed Nov 16, 2022 21:23 UTC
MUSA OSAMA MSr. Vice President
Exercise / conversionCommon Stock 6,306 $108.93 $686,912.58
Disclosure

SEC source: 0001127602-22-025768 · form4.xml · nonDerivative · entry 3

MUSA OSAMA M · CIK 0001759443 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,472

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 13, 2022 Filed Nov 16, 2022 21:23 UTC
MUSA OSAMA MSr. Vice President
Tax withholdingCommon Stock 437 $108.93 $47,602.41
Disclosure

SEC source: 0001127602-22-025768 · form4.xml · nonDerivative · entry 2

MUSA OSAMA M · CIK 0001759443 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,729

F1 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

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November 13, 2022 Filed Nov 16, 2022 21:23 UTC
MUSA OSAMA MSr. Vice President
Exercise / conversionCommon Stock 853 $108.93 $92,917.29
Disclosure

SEC source: 0001127602-22-025768 · form4.xml · nonDerivative · entry 1

MUSA OSAMA M · CIK 0001759443 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,166

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 13, 2022 Filed Nov 16, 2022 21:08 UTC
NOVO GUILLERMODirector · Chair of the Board and CEO
Exercise / conversionRestricted Stock Units · Derivative 4,736 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-025741 · form4.xml · derivative · entry 9

NOVO GUILLERMO · CIK 0001434813 · Director · Chair of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,736 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F4 · derivative.exercise_date: Grant of Restricted Stock Units on November 13, 2019, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

F4 · derivative.expiration_date: Grant of Restricted Stock Units on November 13, 2019, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

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November 13, 2022 Filed Nov 16, 2022 21:08 UTC
NOVO GUILLERMODirector · Chair of the Board and CEO
Exercise / conversionRestricted Stock Units · Derivative 35,210 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-025741 · form4.xml · derivative · entry 8

NOVO GUILLERMO · CIK 0001434813 · Director · Chair of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 35,210 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F5 · derivative.exercise_date: Reporting Person's 2020-2022 Performance Stock Units converted to time-based stock settled RSUs based on performance of the 2020-2022 LTIP Plan and vests three years from the original grant.

F5 · derivative.expiration_date: Reporting Person's 2020-2022 Performance Stock Units converted to time-based stock settled RSUs based on performance of the 2020-2022 LTIP Plan and vests three years from the original grant.

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November 13, 2022 Filed Nov 16, 2022 21:08 UTC
NOVO GUILLERMODirector · Chair of the Board and CEO
Exercise / conversionRestricted Stock Units · Derivative 33,882 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-025741 · form4.xml · derivative · entry 7

NOVO GUILLERMO · CIK 0001434813 · Director · Chair of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 33,882 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F4 · derivative.exercise_date: Grant of Restricted Stock Units on November 13, 2019, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

F4 · derivative.expiration_date: Grant of Restricted Stock Units on November 13, 2019, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

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November 13, 2022 Filed Nov 16, 2022 21:08 UTC
NOVO GUILLERMODirector · Chair of the Board and CEO
Tax withholdingCommon Stock 2,177 $108.93 $237,140.61
Disclosure

SEC source: 0001127602-22-025741 · form4.xml · nonDerivative · entry 6

NOVO GUILLERMO · CIK 0001434813 · Director · Chair of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,329

F1 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

Read SEC document
November 13, 2022 Filed Nov 16, 2022 21:08 UTC
NOVO GUILLERMODirector · Chair of the Board and CEO
Exercise / conversionCommon Stock 4,736 $108.93 $515,892.48
Disclosure

SEC source: 0001127602-22-025741 · form4.xml · nonDerivative · entry 5

NOVO GUILLERMO · CIK 0001434813 · Director · Chair of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,506

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 13, 2022 Filed Nov 16, 2022 21:08 UTC
NOVO GUILLERMODirector · Chair of the Board and CEO
Tax withholdingCommon Stock 16,179 $108.93 $1,762,378.47
Disclosure

SEC source: 0001127602-22-025741 · form4.xml · nonDerivative · entry 4

NOVO GUILLERMO · CIK 0001434813 · Director · Chair of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,770

F2 · kind: Payment of tax liability by withholding securities incident to the vesting of Performance Stock Units, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

Read SEC document
November 13, 2022 Filed Nov 16, 2022 21:08 UTC
NOVO GUILLERMODirector · Chair of the Board and CEO
Exercise / conversionCommon Stock 35,210 $108.93 $3,835,425.30
Disclosure

SEC source: 0001127602-22-025741 · form4.xml · nonDerivative · entry 3

NOVO GUILLERMO · CIK 0001434813 · Director · Chair of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,949

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 13, 2022 Filed Nov 16, 2022 21:08 UTC
NOVO GUILLERMODirector · Chair of the Board and CEO
Tax withholdingCommon Stock 15,569 $108.93 $1,695,931.17
Disclosure

SEC source: 0001127602-22-025741 · form4.xml · nonDerivative · entry 2

NOVO GUILLERMO · CIK 0001434813 · Director · Chair of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,739

F1 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

Read SEC document
November 13, 2022 Filed Nov 16, 2022 21:08 UTC
NOVO GUILLERMODirector · Chair of the Board and CEO
Exercise / conversionCommon Stock 33,882 $108.93 $3,690,766.26
Disclosure

SEC source: 0001127602-22-025741 · form4.xml · nonDerivative · entry 1

NOVO GUILLERMO · CIK 0001434813 · Director · Chair of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,308

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 13, 2022 Filed Nov 16, 2022 18:22 UTC
WILLIS J KEVINSr.VP &Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 1,548 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-025717 · form4.xml · derivative · entry 8

WILLIS J KEVIN · CIK 0001575329 · Sr.VP &Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,548 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock.

F3 · derivative.exercise_date: Grant of Restricted Stock Units on November 15, 2020, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer.

F3 · derivative.expiration_date: Grant of Restricted Stock Units on November 15, 2020, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer.

Read SEC document
November 13, 2022 Filed Nov 16, 2022 18:22 UTC
WILLIS J KEVINSr.VP &Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 11,390 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-025717 · form4.xml · derivative · entry 7

WILLIS J KEVIN · CIK 0001575329 · Sr.VP &Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,390 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock.

F3 · derivative.exercise_date: Grant of Restricted Stock Units on November 15, 2020, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer.

F3 · derivative.expiration_date: Grant of Restricted Stock Units on November 15, 2020, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer.

Read SEC document
November 13, 2022 Filed Nov 16, 2022 18:22 UTC
WILLIS J KEVINSr.VP &Chief Financial Officer
Tax withholdingCommon Stock 730 $108.93 $79,518.90
Disclosure

SEC source: 0001127602-22-025717 · form4.xml · nonDerivative · entry 4

WILLIS J KEVIN · CIK 0001575329 · Sr.VP &Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,908.701

F1 · security: Includes 3,637 shares of unvested Restricted Stock.

Read SEC document
November 13, 2022 Filed Nov 16, 2022 18:22 UTC
WILLIS J KEVINSr.VP &Chief Financial Officer
Exercise / conversionCommon Stock 1,548 $108.93 $168,623.64
Disclosure

SEC source: 0001127602-22-025717 · form4.xml · nonDerivative · entry 3

WILLIS J KEVIN · CIK 0001575329 · Sr.VP &Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,638.701

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Includes 3,637 shares of unvested Restricted Stock.

Read SEC document
November 13, 2022 Filed Nov 16, 2022 18:22 UTC
WILLIS J KEVINSr.VP &Chief Financial Officer
Tax withholdingCommon Stock 5,365 $108.93 $584,409.45
Disclosure

SEC source: 0001127602-22-025717 · form4.xml · nonDerivative · entry 2

WILLIS J KEVIN · CIK 0001575329 · Sr.VP &Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,090.701

F1 · security: Includes 3,637 shares of unvested Restricted Stock.

Read SEC document
November 13, 2022 Filed Nov 16, 2022 18:22 UTC
WILLIS J KEVINSr.VP &Chief Financial Officer
Exercise / conversionCommon Stock 11,390 $108.93 $1,240,712.70
Disclosure

SEC source: 0001127602-22-025717 · form4.xml · nonDerivative · entry 1

WILLIS J KEVIN · CIK 0001575329 · Sr.VP &Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,455.701

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Includes 3,637 shares of unvested Restricted Stock.

Read SEC document
November 13, 2022 Filed Nov 16, 2022 16:01 UTC
Winkler von Mohrenfels Petra YvonneSr. VP, GC and Secretary
Exercise / conversionRestricted Stock Units · Derivative 105 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-025689 · form4.xml · derivative · entry 3

Winkler von Mohrenfels Petra Yvonne · CIK 0001836790 · Sr. VP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 105 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock.

F2 · derivative.exercise_date: Grant of Restricted Stock Units on November 13, 2019 pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The restricted stock units vest in three annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer.

F2 · derivative.expiration_date: Grant of Restricted Stock Units on November 13, 2019 pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The restricted stock units vest in three annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer.

Read SEC document
November 13, 2022 Filed Nov 16, 2022 16:01 UTC
Winkler von Mohrenfels Petra YvonneSr. VP, GC and Secretary
Tax withholdingCommon Stock 33 $108.93 $3,594.69
Disclosure

SEC source: 0001127602-22-025689 · form4.xml · nonDerivative · entry 2

Winkler von Mohrenfels Petra Yvonne · CIK 0001836790 · Sr. VP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,801.154

Read SEC document
November 13, 2022 Filed Nov 16, 2022 16:01 UTC
Winkler von Mohrenfels Petra YvonneSr. VP, GC and Secretary
Exercise / conversionCommon Stock 105 $108.93 $11,437.65
Disclosure

SEC source: 0001127602-22-025689 · form4.xml · nonDerivative · entry 1

Winkler von Mohrenfels Petra Yvonne · CIK 0001836790 · Sr. VP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,834.154

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.