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ASSOCIATED BANC-CORP

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2747
SEC CIK
0000007789
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2,127

Last 12 months

Inside the activity.

0 purchase rows · 28 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202506
Jan 202600
Feb 202604
Mar 202600
Apr 202601
May 202604
Jun 202603
Jul 202604
Aug 202604
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 15, 2016 Filed Sep 16, 2016 21:17 UTC
Piotrowski Christopher C.Executive Vice President
OtherCommon Stock $0.01 Par Value 132.133 $19.43 $2,566.68
Disclosure

SEC source: 0001127602-16-062722 · form4.xml · nonDerivative · entry 2

Piotrowski Christopher C. · CIK 0001628326 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,149.269

F2 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
September 15, 2016 Filed Sep 16, 2016 21:05 UTC
Del Moral-Niles ChristopherChief Financial Officer
OtherCommon Stock $0.01 Par Value 113.964 $19.43 $2,213.75
Disclosure

SEC source: 0001127602-16-062719 · form4.xml · nonDerivative · entry 1

Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,058.455

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
September 15, 2016 Filed Sep 16, 2016 21:08 UTC
Hickey ScottChief Credit Officer
OtherDepositary Shrs Representing 8% Perpetual Pref Stk, Series B 2,000 $25.50 $51,000.00
Disclosure

SEC source: 0001127602-16-062720 · form4.xml · nonDerivative · entry 1

Hickey Scott · CIK 0001448684 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The reported securities were called for redemption by the issuer at a redemption price of $25 per Depositary Share, plus an amount equal to any declared and unpaid dividends to the redemption date.

Read SEC document
September 15, 2016 Filed Sep 16, 2016 21:00 UTC
Docter Judith MExecutive Vice President
OtherDepositary Shrs Representing 8% Perpetual Pref Stk, Series B 200 $25.50 $5,100.00
Disclosure

SEC source: 0001127602-16-062718 · form4.xml · nonDerivative · entry 2

Docter Judith M · CIK 0001344171 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: The reported securities were called for redemption by the issuer at a redemption price of $25 per Depositary Share, plus an amount equal to any declared and unpaid dividends to the redemption date.

Read SEC document
September 15, 2016 Filed Sep 16, 2016 21:00 UTC
Docter Judith MExecutive Vice President
OtherCommon Stock $0.01 Par Value 11.629 $19.43 $225.89
Disclosure

SEC source: 0001127602-16-062718 · form4.xml · nonDerivative · entry 1

Docter Judith M · CIK 0001344171 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,630.976

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
September 15, 2016 Filed Sep 16, 2016 20:57 UTC GrantCommon Stock $0.01 Par Value 120 $19.47 $2,336.40
Disclosure

SEC source: 0001127602-16-062716 · form4.xml · nonDerivative · entry 1

WILLIAMS JOHN B · CIK 0001291523 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,815

F1 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
September 15, 2016 Filed Sep 16, 2016 20:56 UTC OtherDepositary Shrs Representing 8% Perpetual Pref Stk, Series B 1,400 $25.50 $35,700.00
Disclosure

SEC source: 0001127602-16-062714 · form4.xml · nonDerivative · entry 2

VAN LITH KAREN · CIK 0001265627 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: The reported securities were called for redemption by the issuer at a redemption price of $25 per Depositary Share, plus an amount equal to any declared and unpaid dividends to the redemption date.

Read SEC document
September 15, 2016 Filed Sep 16, 2016 20:56 UTC GrantCommon Stock $0.01 Par Value 120 $19.47 $2,336.40
Disclosure

SEC source: 0001127602-16-062714 · form4.xml · nonDerivative · entry 1

VAN LITH KAREN · CIK 0001265627 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,815

F1 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
September 15, 2016 Filed Sep 16, 2016 20:55 UTC GrantCommon Stock $0.01 Par Value 115 $19.47 $2,239.05
Disclosure

SEC source: 0001127602-16-062712 · form4.xml · nonDerivative · entry 1

Nettles Cory L · CIK 0001323628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,870

F1 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
September 15, 2016 Filed Sep 16, 2016 20:53 UTC GrantCommon Stock $0.01 Par Value 120 $19.47 $2,336.40
Disclosure

SEC source: 0001127602-16-062711 · form4.xml · nonDerivative · entry 2

LOMMEN RICHARD T · CIK 0001185972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,221.547

F2 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
September 15, 2016 Filed Sep 16, 2016 20:49 UTC OtherDepositary Shrs Representing 8% Perpetual Pref Stk, Series B 36,420 $25.50 $928,710.00
Disclosure

SEC source: 0001127602-16-062709 · form4.xml · nonDerivative · entry 2

JEFFE ROBERT A · CIK 0001233165 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: The reported securities were called for redemption by the issuer at a redemption price of $25 per Depositary Share, plus an amount equal to any declared and unpaid dividends to the redemption date.

Read SEC document
September 15, 2016 Filed Sep 16, 2016 20:49 UTC GrantCommon Stock $0.01 Par Value 120 $19.47 $2,336.40
Disclosure

SEC source: 0001127602-16-062709 · form4.xml · nonDerivative · entry 1

JEFFE ROBERT A · CIK 0001233165 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,815

F1 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
September 15, 2016 Filed Sep 16, 2016 20:46 UTC GrantCommon Stock $0.01 Par Value 120 $19.47 $2,336.40
Disclosure

SEC source: 0001127602-16-062706 · form4.xml · nonDerivative · entry 2

HUTCHINSON WILLIAM R · CIK 0001240631 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,439.237

F2 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
September 15, 2016 Filed Sep 16, 2016 20:46 UTC GrantCommon Stock $0.01 Par Value 21 $19.47 $408.87
Disclosure

SEC source: 0001127602-16-062706 · form4.xml · nonDerivative · entry 1

HUTCHINSON WILLIAM R · CIK 0001240631 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,319.237

F1 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date Mr. Hutchinson ceases serving as a director.

Read SEC document
September 15, 2016 Filed Sep 16, 2016 20:44 UTC
GERKEN R JAYDirector
GrantCommon Stock $0.01 Par Value 88 $19.47 $1,713.36
Disclosure

SEC source: 0001127602-16-062705 · form4.xml · nonDerivative · entry 1

GERKEN R JAY · CIK 0001240501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,072

F1 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
September 15, 2016 Filed Sep 16, 2016 20:43 UTC GrantCommon Stock $0.01 Par Value 120 $19.47 $2,336.40
Disclosure

SEC source: 0001127602-16-062703 · form4.xml · nonDerivative · entry 1

CROWLEY RUTH M · CIK 0001279984 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,254.741

F1 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
September 15, 2016 Filed Sep 16, 2016 20:41 UTC OtherDepositary Shrs Representing 8% Perpetual Pref Stk, Series B 20,000 $25.50 $510,000.00
Disclosure

SEC source: 0001127602-16-062702 · form4.xml · nonDerivative · entry 2

BERGSTROM JOHN F · CIK 0001196937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: The reported securities were called for redemption by the issuer at a redemption price of $25 per Depositary Share, plus an amount equal to any declared and unpaid dividends to the redemption date.

Read SEC document
September 15, 2016 Filed Sep 16, 2016 20:41 UTC GrantCommon Stock $0.01 Par Value 120 $19.47 $2,336.40
Disclosure

SEC source: 0001127602-16-062702 · form4.xml · nonDerivative · entry 1

BERGSTROM JOHN F · CIK 0001196937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,315

F1 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
September 12, 2016 Filed Sep 16, 2016 21:17 UTC
Piotrowski Christopher C.Executive Vice President
OtherCommon Stock $0.01 Par Value 17.443 $19.70 $343.61
Disclosure

SEC source: 0001127602-16-062722 · form4.xml · nonDerivative · entry 1

Piotrowski Christopher C. · CIK 0001628326 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,017.136

F1 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan.

Read SEC document
September 12, 2016 Filed Sep 16, 2016 20:58 UTC
BOHN WILLIAM MExecutive Vice President
OtherCommon Stock $0.01 Par Value 84.102 $19.70 $1,656.73
Disclosure

SEC source: 0001127602-16-062717 · form4.xml · nonDerivative · entry 1

BOHN WILLIAM M · CIK 0001192634 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,864.957

F1 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan.

Read SEC document
September 12, 2016 Filed Sep 16, 2016 20:53 UTC OtherCommon Stock $0.01 Par Value 2.629 $19.70 $51.79
Disclosure

SEC source: 0001127602-16-062711 · form4.xml · nonDerivative · entry 1

LOMMEN RICHARD T · CIK 0001185972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,101.547

F1 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan.

Read SEC document
September 08, 2016 Filed Sep 9, 2016 20:08 UTC GiftCommon Stock $0.01 Par Value 2,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-062320 · form4.xml · nonDerivative · entry 2

WILLIAMS JOHN B · CIK 0001291523 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,900

Read SEC document
September 08, 2016 Filed Sep 9, 2016 20:08 UTC PurchaseCommon Stock $0.01 Par Value 2,000 $19.85 $39,692.00
Disclosure

SEC source: 0001127602-16-062320 · form4.xml · nonDerivative · entry 1

WILLIAMS JOHN B · CIK 0001291523 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · IRA

Disclosed balance after: 6,000

Read SEC document
September 07, 2016 Filed Sep 8, 2016 20:10 UTC
Stein David LExecutive Vice President
PurchaseNon-Cumulative Perpetual Preferred Stock, Series D (ASBPRD) 2,000 $25.00 $50,000.00
Disclosure

SEC source: 0001127602-16-062234 · form4.xml · nonDerivative · entry 1

Stein David L · CIK 0001404929 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Read SEC document
September 07, 2016 Filed Sep 8, 2016 20:09 UTC PurchaseNon-Cumulative Perpetual Preferred Stock, Series D (ASBPRD) 4,000 $25.00 $100,000.00
Disclosure

SEC source: 0001127602-16-062233 · form4.xml · nonDerivative · entry 1

KLAPPA GALE E · CIK 0001195320 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Read SEC document
September 07, 2016 Filed Sep 8, 2016 20:07 UTC PurchaseNon-Cumulative Perpetual Preferred Stock, Series D (ASBPRD) 60,000 $25.00 $1,500,000.00
Disclosure

SEC source: 0001127602-16-062232 · form4.xml · nonDerivative · entry 1

JEFFE ROBERT A · CIK 0001233165 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Read SEC document
September 07, 2016 Filed Sep 8, 2016 20:06 UTC PurchaseNon-Cumulative Perpetual Preferred Stock, Series D (ASBPRD) 40,000 $25.00 $1,000,000.00
Disclosure

SEC source: 0001127602-16-062231 · form4.xml · nonDerivative · entry 1

BERGSTROM JOHN F · CIK 0001196937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Read SEC document
September 07, 2016 Filed Sep 8, 2016 19:59 UTC
Docter Judith MExecutive Vice President
SaleCommon Stock $0.01 Par Value 6,000 $19.76 $118,530.00
Disclosure

SEC source: 0001127602-16-062228 · form4.xml · nonDerivative · entry 2

Docter Judith M · CIK 0001344171 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,619.347

Read SEC document
September 07, 2016 Filed Sep 8, 2016 19:59 UTC
Docter Judith MExecutive Vice President
SaleCommon Stock $0.01 Par Value 2,000 $19.75 $39,500.00
Disclosure

SEC source: 0001127602-16-062228 · form4.xml · nonDerivative · entry 1

Docter Judith M · CIK 0001344171 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,619.347

Read SEC document
September 07, 2016 Filed Sep 8, 2016 19:47 UTC
Utz John A.Executive Vice President
SaleCommon Stock $0.01 Par Value 2,000 $19.54 $39,082.00
Disclosure

SEC source: 0001127602-16-062221 · form4.xml · nonDerivative · entry 1

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,290

Read SEC document
September 07, 2016 Filed Sep 9, 2016 19:18 UTC
Del Moral-Niles ChristopherChief Financial Officer
SaleCommon Stock $0.01 Par Value 4,814 $19.57 $94,209.98
Disclosure

SEC source: 0001127602-16-062314 · form4.xml · nonDerivative · entry 2

Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,944.491

Read SEC document
September 07, 2016 Filed Sep 9, 2016 19:18 UTC
Del Moral-Niles ChristopherChief Financial Officer
SaleNon-Cumulative Perpetual Preferred Stock, Series C (ASBPRC) 2,000 $27.24 $54,484.40
Disclosure

SEC source: 0001127602-16-062314 · form4.xml · nonDerivative · entry 1

Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.