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ASB

ASSOCIATED BANC-CORP

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2747
SEC CIK
0000007789
Parsed reports
2,127

Last 12 months

Inside the activity.

0 purchase rows · 28 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202506
Jan 202600
Feb 202604
Mar 202600
Apr 202601
May 202604
Jun 202603
Jul 202604
Aug 202604
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 27, 2017 Filed Jan 31, 2017 17:40 UTC
BOHN WILLIAM MExecutive Vice President
Tax withholdingCommon Stock $0.01 Par Value 401 $25.45 $10,205.45
Disclosure

SEC source: 0001127602-17-003025 · form4.xml · nonDerivative · entry 1

BOHN WILLIAM M · CIK 0001192634 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,054.495

F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.

Read SEC document
January 26, 2017 Filed Jan 26, 2017 21:44 UTC
Hickey ScottChief Credit Officer
SaleCommon Stock $0.01 Par Value 14,252 $25.65 $365,568.08
Disclosure

SEC source: 0001127602-17-002505 · form4.xml · nonDerivative · entry 1

Hickey Scott · CIK 0001448684 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 0

Read SEC document
January 24, 2017 Filed Jan 25, 2017 20:11 UTC
Hickey ScottChief Credit Officer
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 25,779 $0.00 Strike: $14.02 $0.00
Disclosure

SEC source: 0001127602-17-002327 · form4.xml · derivative · entry 17

Hickey Scott · CIK 0001448684 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock $0.01 Par Value · 25,779 shares

Expires 2023-01-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options vest in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.

Read SEC document
January 24, 2017 Filed Jan 25, 2017 20:11 UTC
Hickey ScottChief Credit Officer
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 18,837 $0.00 Strike: $12.97 $0.00
Disclosure

SEC source: 0001127602-17-002327 · form4.xml · derivative · entry 16

Hickey Scott · CIK 0001448684 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock $0.01 Par Value · 18,837 shares

Expires 2022-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options vest in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.

Read SEC document
January 24, 2017 Filed Jan 25, 2017 20:11 UTC
Hickey ScottChief Credit Officer
SaleCommon Stock $0.01 Par Value 2,400 $25.38 $60,900.00
Disclosure

SEC source: 0001127602-17-002327 · form4.xml · nonDerivative · entry 14

Hickey Scott · CIK 0001448684 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,341

Read SEC document
January 24, 2017 Filed Jan 25, 2017 20:11 UTC
Hickey ScottChief Credit Officer
SaleCommon Stock $0.01 Par Value 900 $25.35 $22,815.00
Disclosure

SEC source: 0001127602-17-002327 · form4.xml · nonDerivative · entry 13

Hickey Scott · CIK 0001448684 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,741

Read SEC document
January 24, 2017 Filed Jan 25, 2017 20:11 UTC
Hickey ScottChief Credit Officer
SaleCommon Stock $0.01 Par Value 10,200 $25.33 $258,315.00
Disclosure

SEC source: 0001127602-17-002327 · form4.xml · nonDerivative · entry 12

Hickey Scott · CIK 0001448684 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,641

Read SEC document
January 24, 2017 Filed Jan 25, 2017 20:11 UTC
Hickey ScottChief Credit Officer
SaleCommon Stock $0.01 Par Value 5,600 $25.30 $141,680.00
Disclosure

SEC source: 0001127602-17-002327 · form4.xml · nonDerivative · entry 11

Hickey Scott · CIK 0001448684 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,841

Read SEC document
January 24, 2017 Filed Jan 25, 2017 20:11 UTC
Hickey ScottChief Credit Officer
SaleCommon Stock $0.01 Par Value 300 $25.28 $7,582.50
Disclosure

SEC source: 0001127602-17-002327 · form4.xml · nonDerivative · entry 10

Hickey Scott · CIK 0001448684 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,441

Read SEC document
January 24, 2017 Filed Jan 25, 2017 20:11 UTC
Hickey ScottChief Credit Officer
SaleCommon Stock $0.01 Par Value 6,379 $25.25 $161,069.75
Disclosure

SEC source: 0001127602-17-002327 · form4.xml · nonDerivative · entry 9

Hickey Scott · CIK 0001448684 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,741

Read SEC document
January 24, 2017 Filed Jan 25, 2017 20:11 UTC
Hickey ScottChief Credit Officer
Exercise / conversionCommon Stock $0.01 Par Value 25,779 $14.02 $361,421.58
Disclosure

SEC source: 0001127602-17-002327 · form4.xml · nonDerivative · entry 8

Hickey Scott · CIK 0001448684 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,120

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 24, 2017 Filed Jan 25, 2017 20:11 UTC
Hickey ScottChief Credit Officer
SaleCommon Stock $0.01 Par Value 500 $25.38 $12,687.50
Disclosure

SEC source: 0001127602-17-002327 · form4.xml · nonDerivative · entry 7

Hickey Scott · CIK 0001448684 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,341

Read SEC document
January 24, 2017 Filed Jan 25, 2017 20:11 UTC
Hickey ScottChief Credit Officer
SaleCommon Stock $0.01 Par Value 1,100 $25.36 $27,893.25
Disclosure

SEC source: 0001127602-17-002327 · form4.xml · nonDerivative · entry 6

Hickey Scott · CIK 0001448684 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,841

Read SEC document
January 24, 2017 Filed Jan 25, 2017 20:11 UTC
Hickey ScottChief Credit Officer
SaleCommon Stock $0.01 Par Value 4,600 $25.35 $116,610.00
Disclosure

SEC source: 0001127602-17-002327 · form4.xml · nonDerivative · entry 5

Hickey Scott · CIK 0001448684 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,941

Read SEC document
January 24, 2017 Filed Jan 25, 2017 20:11 UTC
Hickey ScottChief Credit Officer
SaleCommon Stock $0.01 Par Value 6,000 $25.33 $151,950.00
Disclosure

SEC source: 0001127602-17-002327 · form4.xml · nonDerivative · entry 4

Hickey Scott · CIK 0001448684 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,541

Read SEC document
January 24, 2017 Filed Jan 25, 2017 20:11 UTC
Hickey ScottChief Credit Officer
SaleCommon Stock $0.01 Par Value 3,800 $25.31 $96,168.50
Disclosure

SEC source: 0001127602-17-002327 · form4.xml · nonDerivative · entry 3

Hickey Scott · CIK 0001448684 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,541

Read SEC document
January 24, 2017 Filed Jan 25, 2017 20:11 UTC
Hickey ScottChief Credit Officer
SaleCommon Stock $0.01 Par Value 2,837 $25.30 $71,776.10
Disclosure

SEC source: 0001127602-17-002327 · form4.xml · nonDerivative · entry 2

Hickey Scott · CIK 0001448684 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,341

Read SEC document
January 24, 2017 Filed Jan 25, 2017 20:11 UTC
Hickey ScottChief Credit Officer
Exercise / conversionCommon Stock $0.01 Par Value 18,837 $12.97 $244,315.89
Disclosure

SEC source: 0001127602-17-002327 · form4.xml · nonDerivative · entry 1

Hickey Scott · CIK 0001448684 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,178

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 23, 2017 Filed Jan 25, 2017 20:24 UTC GrantPhantom Stock Unit · Derivative 712.358 $24.60 Strike: $0.00 $17,524.01
Disclosure

SEC source: 0001127602-17-002332 · form4.xml · derivative · entry 1

LOMMEN RICHARD T · CIK 0001185972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,345.476

Underlying: Common Stock $0.01 Par Value · 712.358 shares

Expires not disclosed

F1 · kind: "Stock units" awarded under Director's Deferred Compensation Plan.

F2 · derivative.exercise_date: Stock units are 100% vested at the time of the acquisition.

F3 · derivative.expiration_date: Phantom stock units will remain in the Director's Deferred Compensation Plan until such account balance is distributed pursuant to Insider's distribution election(s) on file.

Read SEC document
January 23, 2017 Filed Jan 25, 2017 20:22 UTC GrantPhantom Stock Unit · Derivative 712.358 $24.60 Strike: $0.00 $17,524.01
Disclosure

SEC source: 0001127602-17-002330 · form4.xml · derivative · entry 1

JEFFE ROBERT A · CIK 0001233165 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,415.967

Underlying: Common Stock $0.01 Par Value · 712.358 shares

Expires not disclosed

F1 · kind: "Stock units" awarded under Director's Deferred Compensation Plan.

F2 · derivative.exercise_date: Stock units are 100% vested at the time of the acquisition.

F3 · derivative.expiration_date: Phantom stock units will remain in the Director's Deferred Compensation Plan until such account balance is distributed pursuant to Insider's distribution elections(s) on file.

Read SEC document
January 20, 2017 Filed Jan 24, 2017 17:29 UTC
BOHN WILLIAM MExecutive Vice President
Tax withholdingCommon Stock $0.01 Par Value 485 $24.75 $12,003.75
Disclosure

SEC source: 0001127602-17-002267 · form4.xml · nonDerivative · entry 1

BOHN WILLIAM M · CIK 0001192634 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,455.495

F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.

Read SEC document
January 17, 2017 Filed Jan 19, 2017 20:42 UTC
PAYNE JAMES SPENCER JR.Executive Vice President
OtherCommon Stock $0.01 Par Value 12.103 $24.62 $297.93
Disclosure

SEC source: 0001127602-17-002035 · form4.xml · nonDerivative · entry 1

PAYNE JAMES SPENCER JR. · CIK 0001688607 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,330.101

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
January 17, 2017 Filed Jan 19, 2017 20:32 UTC
Del Moral-Niles ChristopherChief Financial Officer
OtherCommon Stock $0.01 Par Value 89.932 $24.62 $2,213.77
Disclosure

SEC source: 0001127602-17-002031 · form4.xml · nonDerivative · entry 1

Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,325.692

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
January 17, 2017 Filed Jan 19, 2017 20:43 UTC
Piotrowski Christopher C.Executive Vice President
OtherCommon Stock $0.01 Par Value 104.269 $24.62 $2,566.69
Disclosure

SEC source: 0001127602-17-002037 · form4.xml · nonDerivative · entry 1

Piotrowski Christopher C. · CIK 0001628326 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,618.808

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
January 17, 2017 Filed Jan 19, 2017 20:37 UTC
Docter Judith MExecutive Vice President
OtherCommon Stock $0.01 Par Value 9.177 $24.62 $225.90
Disclosure

SEC source: 0001127602-17-002034 · form4.xml · nonDerivative · entry 1

Docter Judith M · CIK 0001344171 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,310.798

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
January 04, 2017 Filed Jan 12, 2017 19:47 UTC
Lau Timothy JExecutive Vice President
GiftCommon Stock $0.01 Par Value 1,300 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-001596 · form4.xml · nonDerivative · entry 1

Lau Timothy J · CIK 0001507137 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,976.355

Read SEC document
January 03, 2017 Filed Jan 5, 2017 19:37 UTC OtherPhantom Stock Unit · Derivative 4,911.363 $24.73 Strike: $0.00 $121,458.01
Disclosure

SEC source: 0001127602-17-000979 · form4.xml · derivative · entry 1

JEFFE ROBERT A · CIK 0001233165 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,703.609

Underlying: Common Stock $0.01 Par Value · 4,911.363 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock entitled the reporting person to receive, the cash value of one share of ASB common stock. Prior to payment, the reporting person had the right to transfer the value of his phantom stock account into an alternative investment account. Phantom stock units remained in the Director's Deferred Compensation Plan until January 3, 2017 on which date such account balance was distributed pursuant to the Insider's distribution election(s) on file.

F1 · derivative.exercise_date: Each share of phantom stock entitled the reporting person to receive, the cash value of one share of ASB common stock. Prior to payment, the reporting person had the right to transfer the value of his phantom stock account into an alternative investment account. Phantom stock units remained in the Director's Deferred Compensation Plan until January 3, 2017 on which date such account balance was distributed pursuant to the Insider's distribution election(s) on file.

F1 · derivative.expiration_date: Each share of phantom stock entitled the reporting person to receive, the cash value of one share of ASB common stock. Prior to payment, the reporting person had the right to transfer the value of his phantom stock account into an alternative investment account. Phantom stock units remained in the Director's Deferred Compensation Plan until January 3, 2017 on which date such account balance was distributed pursuant to the Insider's distribution election(s) on file.

Read SEC document
December 22, 2016 Filed Dec 28, 2016 15:22 UTC
Stein David LExecutive Vice President
GiftCommon Stock $0.01 Par Value 2,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-070965 · form4.xml · nonDerivative · entry 1

Stein David L · CIK 0001404929 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 58,047

Read SEC document
December 15, 2016 Filed Dec 19, 2016 19:58 UTC GrantCommon Stock $0.01 Par Value 102 $25.10 $2,560.20
Disclosure

SEC source: 0001127602-16-070400 · form4.xml · nonDerivative · entry 1

VAN LITH KAREN · CIK 0001265627 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,917

F1 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
December 15, 2016 Filed Dec 19, 2016 20:00 UTC GrantCommon Stock $0.01 Par Value 102 $25.10 $2,560.20
Disclosure

SEC source: 0001127602-16-070402 · form4.xml · nonDerivative · entry 1

WILLIAMS JOHN B · CIK 0001291523 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,917

F1 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
December 15, 2016 Filed Dec 19, 2016 19:54 UTC GrantCommon Stock $0.01 Par Value 97 $25.10 $2,434.70
Disclosure

SEC source: 0001127602-16-070398 · form4.xml · nonDerivative · entry 1

Nettles Cory L · CIK 0001323628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,967

F1 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
December 15, 2016 Filed Dec 19, 2016 19:50 UTC GrantCommon Stock $0.01 Par Value 27 $25.10 $677.70
Disclosure

SEC source: 0001127602-16-070396 · form4.xml · nonDerivative · entry 1

KLAPPA GALE E · CIK 0001195320 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,763

F1 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
December 15, 2016 Filed Dec 19, 2016 19:53 UTC GrantCommon Stock $0.01 Par Value 102 $25.10 $2,560.20
Disclosure

SEC source: 0001127602-16-070397 · form4.xml · nonDerivative · entry 2

LOMMEN RICHARD T · CIK 0001185972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,326.735

F2 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
December 15, 2016 Filed Dec 19, 2016 19:48 UTC GrantCommon Stock $0.01 Par Value 102 $25.10 $2,560.20
Disclosure

SEC source: 0001127602-16-070395 · form4.xml · nonDerivative · entry 1

KAMERICK EILEEN A · CIK 0001044530 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,417

F1 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
December 15, 2016 Filed Dec 19, 2016 19:47 UTC GrantCommon Stock $0.01 Par Value 102 $25.10 $2,560.20
Disclosure

SEC source: 0001127602-16-070394 · form4.xml · nonDerivative · entry 1

JEFFE ROBERT A · CIK 0001233165 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,917

F1 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
December 15, 2016 Filed Dec 19, 2016 19:45 UTC
GERKEN R JAYDirector
GrantCommon Stock $0.01 Par Value 75 $25.10 $1,882.50
Disclosure

SEC source: 0001127602-16-070393 · form4.xml · nonDerivative · entry 1

GERKEN R JAY · CIK 0001240501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,147

F1 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
December 15, 2016 Filed Dec 19, 2016 19:43 UTC GrantCommon Stock $0.01 Par Value 102 $25.10 $2,560.20
Disclosure

SEC source: 0001127602-16-070391 · form4.xml · nonDerivative · entry 1

BERGSTROM JOHN F · CIK 0001196937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,417

F1 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
December 15, 2016 Filed Dec 20, 2016 21:55 UTC
PAYNE JAMES SPENCER JR.Executive Vice President
OtherCommon Stock $0.01 Par Value 11.846 $25.15 $297.93
Disclosure

SEC source: 0001127602-16-070585 · form4.xml · nonDerivative · entry 1

PAYNE JAMES SPENCER JR. · CIK 0001688607 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,317.998

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
December 15, 2016 Filed Dec 20, 2016 21:54 UTC
Del Moral-Niles ChristopherChief Financial Officer
OtherCommon Stock $0.01 Par Value 88.022 $25.15 $2,213.75
Disclosure

SEC source: 0001127602-16-070584 · form4.xml · nonDerivative · entry 1

Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,235.76

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
December 15, 2016 Filed Dec 20, 2016 21:51 UTC
Docter Judith MExecutive Vice President
OtherCommon Stock $0.01 Par Value 8.982 $25.15 $225.90
Disclosure

SEC source: 0001127602-16-070582 · form4.xml · nonDerivative · entry 1

Docter Judith M · CIK 0001344171 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,301.621

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
December 15, 2016 Filed Dec 20, 2016 21:53 UTC
Piotrowski Christopher C.Executive Vice President
OtherCommon Stock $0.01 Par Value 102.055 $25.15 $2,566.68
Disclosure

SEC source: 0001127602-16-070583 · form4.xml · nonDerivative · entry 2

Piotrowski Christopher C. · CIK 0001628326 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,514.539

F2 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
December 15, 2016 Filed Dec 20, 2016 16:33 UTC GrantCommon Stock $0.01 Par Value 102 $25.10 $2,560.20
Disclosure

SEC source: 0001127602-16-070513 · form4.xml · nonDerivative · entry 2

HUTCHINSON WILLIAM R · CIK 0001240631 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,559.237

F2 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
December 15, 2016 Filed Dec 20, 2016 16:33 UTC GrantCommon Stock $0.01 Par Value 18 $25.10 $451.80
Disclosure

SEC source: 0001127602-16-070513 · form4.xml · nonDerivative · entry 1

HUTCHINSON WILLIAM R · CIK 0001240631 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,457.237

F1 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date Mr. Hutchinson ceases serving as a director.

Read SEC document
December 13, 2016 Filed Dec 14, 2016 15:42 UTC SaleCommon Stock $0.01 Par Value 17,000 $24.76 $420,867.30
Disclosure

SEC source: 0001127602-16-069963 · form4.xml · nonDerivative · entry 1

JEFFE ROBERT A · CIK 0001233165 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,815

Read SEC document
December 12, 2016 Filed Dec 19, 2016 19:53 UTC OtherCommon Stock $0.01 Par Value 3.188 $24.72 $78.79
Disclosure

SEC source: 0001127602-16-070397 · form4.xml · nonDerivative · entry 1

LOMMEN RICHARD T · CIK 0001185972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,224.735

F1 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan.

Read SEC document
December 12, 2016 Filed Dec 20, 2016 21:53 UTC
Piotrowski Christopher C.Executive Vice President
OtherCommon Stock $0.01 Par Value 17.089 $24.71 $422.34
Disclosure

SEC source: 0001127602-16-070583 · form4.xml · nonDerivative · entry 1

Piotrowski Christopher C. · CIK 0001628326 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,412.484

F1 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan.

Read SEC document
December 12, 2016 Filed Dec 20, 2016 21:50 UTC
BOHN WILLIAM MExecutive Vice President
OtherCommon Stock $0.01 Par Value 75.538 $24.71 $1,866.85
Disclosure

SEC source: 0001127602-16-070581 · form4.xml · nonDerivative · entry 1

BOHN WILLIAM M · CIK 0001192634 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,940.495

F1 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan.

Read SEC document
December 09, 2016 Filed Dec 13, 2016 16:25 UTC
Docter Judith MExecutive Vice President
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 14,500 $0.00 Strike: $12.97 $0.00
Disclosure

SEC source: 0001127602-16-069838 · form4.xml · derivative · entry 15

Docter Judith M · CIK 0001344171 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,767

Underlying: Common Stock $0.01 Par Value · 14,500 shares

Expires 2022-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options vest in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.

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December 09, 2016 Filed Dec 13, 2016 16:25 UTC
Docter Judith MExecutive Vice President
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $17.26 $0.00
Disclosure

SEC source: 0001127602-16-069838 · form4.xml · derivative · entry 14

Docter Judith M · CIK 0001344171 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock $0.01 Par Value · 10,000 shares

Expires 2019-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options vest in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.

Read SEC document
December 09, 2016 Filed Dec 13, 2016 16:25 UTC
Docter Judith MExecutive Vice President
SaleCommon Stock $0.01 Par Value 100 $25.08 $2,507.50
Disclosure

SEC source: 0001127602-16-069838 · form4.xml · nonDerivative · entry 12

Docter Judith M · CIK 0001344171 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,292.639

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.