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ASSOCIATED BANC-CORP

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2747
SEC CIK
0000007789
Parsed reports
2,127

Last 12 months

Inside the activity.

0 purchase rows · 28 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202506
Jan 202600
Feb 202604
Mar 202600
Apr 202601
May 202604
Jun 202603
Jul 202604
Aug 202604
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 15, 2017 Filed Dec 19, 2017 18:27 UTC GrantCommon Stock $0.01 Par Value 29 $25.35 $735.15
Disclosure

SEC source: 0001127602-17-035074 · form4.xml · nonDerivative · entry 2

JEFFE ROBERT A · CIK 0001233165 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,289

F2 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
December 15, 2017 Filed Dec 19, 2017 18:27 UTC GrantCommon Stock $0.01 Par Value 117 $25.35 $2,965.95
Disclosure

SEC source: 0001127602-17-035074 · form4.xml · nonDerivative · entry 1

JEFFE ROBERT A · CIK 0001233165 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,260

F1 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
December 15, 2017 Filed Dec 19, 2017 18:24 UTC GrantCommon Stock $0.01 Par Value 26 $25.35 $659.10
Disclosure

SEC source: 0001127602-17-035072 · form4.xml · nonDerivative · entry 1

Greffin Judith P · CIK 0001442430 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,855

F1 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
December 15, 2017 Filed Dec 19, 2017 18:22 UTC
GERKEN R JAYDirector
GrantCommon Stock $0.01 Par Value 114 $25.35 $2,889.90
Disclosure

SEC source: 0001127602-17-035071 · form4.xml · nonDerivative · entry 1

GERKEN R JAY · CIK 0001240501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,403

F1 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
December 15, 2017 Filed Dec 19, 2017 18:21 UTC GrantCommon Stock $0.01 Par Value 29 $25.35 $735.15
Disclosure

SEC source: 0001127602-17-035070 · form4.xml · nonDerivative · entry 2

BERGSTROM JOHN F · CIK 0001196937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,789

F2 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
December 15, 2017 Filed Dec 19, 2017 18:21 UTC GrantCommon Stock $0.01 Par Value 117 $25.35 $2,965.95
Disclosure

SEC source: 0001127602-17-035070 · form4.xml · nonDerivative · entry 1

BERGSTROM JOHN F · CIK 0001196937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,760

F1 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
December 15, 2017 Filed Dec 21, 2017 19:47 UTC
Stadler Tammy C.Principal Accounting Officer
OtherCommon Stock $0.01 Par Value 93.003 $25.73 $2,392.50
Disclosure

SEC source: 0001127602-17-035314 · form4.xml · nonDerivative · entry 2

Stadler Tammy C. · CIK 0001708803 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,000.105

F2 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
December 15, 2017 Filed Dec 21, 2017 19:46 UTC
Piotrowski Christopher C.Executive Vice President
OtherCommon Stock $0.01 Par Value 99.774 $25.73 $2,566.69
Disclosure

SEC source: 0001127602-17-035313 · form4.xml · nonDerivative · entry 2

Piotrowski Christopher C. · CIK 0001628326 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,096.5079

F2 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
December 15, 2017 Filed Dec 21, 2017 19:44 UTC
PAYNE JAMES SPENCER JR.Executive Vice President
OtherCommon Stock $0.01 Par Value 12.471 $25.73 $320.82
Disclosure

SEC source: 0001127602-17-035312 · form4.xml · nonDerivative · entry 1

PAYNE JAMES SPENCER JR. · CIK 0001688607 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,180.953

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
December 15, 2017 Filed Dec 21, 2017 19:43 UTC
Kitowski Nicole MExecutive Vice President
OtherCommon Stock $0.01 Par Value 3.4 $25.73 $87.47
Disclosure

SEC source: 0001127602-17-035311 · form4.xml · nonDerivative · entry 1

Kitowski Nicole M · CIK 0001721176 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,168.529

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
December 15, 2017 Filed Dec 21, 2017 19:39 UTC
Docter Judith MExecutive Vice President
OtherCommon Stock $0.01 Par Value 8.781 $25.73 $225.89
Disclosure

SEC source: 0001127602-17-035308 · form4.xml · nonDerivative · entry 1

Docter Judith M · CIK 0001344171 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,245.0884

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
December 15, 2017 Filed Dec 21, 2017 19:37 UTC
Braeger Matthew RExecutive Vice President
OtherCommon Stock $0.01 Par Value 3.207 $25.73 $82.50
Disclosure

SEC source: 0001127602-17-035307 · form4.xml · nonDerivative · entry 1

Braeger Matthew R · CIK 0001721131 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,535.0966

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
December 13, 2017 Filed Dec 19, 2017 18:32 UTC OtherCommon Stock $0.01 Par Value 3.704 $25.31 $93.74
Disclosure

SEC source: 0001127602-17-035077 · form4.xml · nonDerivative · entry 1

LOMMEN RICHARD T · CIK 0001185972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,569.414

Read SEC document
December 13, 2017 Filed Dec 21, 2017 19:47 UTC
Stadler Tammy C.Principal Accounting Officer
OtherCommon Stock $0.01 Par Value 0.474 $25.30 $11.99
Disclosure

SEC source: 0001127602-17-035314 · form4.xml · nonDerivative · entry 1

Stadler Tammy C. · CIK 0001708803 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,907.102

F1 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan.

Read SEC document
December 13, 2017 Filed Dec 21, 2017 19:46 UTC
Piotrowski Christopher C.Executive Vice President
OtherCommon Stock $0.01 Par Value 35.569 $25.31 $900.22
Disclosure

SEC source: 0001127602-17-035313 · form4.xml · nonDerivative · entry 1

Piotrowski Christopher C. · CIK 0001628326 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,996.7339

F1 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan.

Read SEC document
December 13, 2017 Filed Dec 21, 2017 19:36 UTC
BOHN WILLIAM MExecutive Vice President
OtherCommon Stock $0.01 Par Value 104.83 $25.31 $2,653.14
Disclosure

SEC source: 0001127602-17-035306 · form4.xml · nonDerivative · entry 1

BOHN WILLIAM M · CIK 0001192634 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,987.624

F1 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan.

Read SEC document
December 05, 2017 Filed Dec 7, 2017 16:52 UTC
Hanson Breck F.Executive Vice President
GrantCommon Stock $0.01 Par Value 7,920 $25.25 $199,980.00
Disclosure

SEC source: 0001127602-17-034104 · form4.xml · nonDerivative · entry 1

Hanson Breck F. · CIK 0001504124 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,456

F1 · kind: Includes, 7,920 shares of time-based RSU ("TRSUs") granted on December 5, 2017, which will vest in four equal installments beginning on November 8, 2018.

Read SEC document
December 04, 2017 Filed Dec 6, 2017 16:29 UTC
Del Moral-Niles ChristopherChief Financial Officer
SaleCommon Stock $0.01 Par Value 1,476 $26.00 $38,376.00
Disclosure

SEC source: 0001127602-17-034010 · form4.xml · nonDerivative · entry 1

Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,783.692

Read SEC document
November 30, 2017 Filed Dec 1, 2017 21:55 UTC
Del Moral-Niles ChristopherChief Financial Officer
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $12.97 $0.00
Disclosure

SEC source: 0001127602-17-033690 · form4.xml · derivative · entry 4

Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock $0.01 Par Value · 10,000 shares

Expires 2022-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options vested in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.

Read SEC document
November 30, 2017 Filed Dec 1, 2017 21:55 UTC
Del Moral-Niles ChristopherChief Financial Officer
Tax withholdingCommon Stock $0.01 Par Value 7,524 $25.50 $191,862.00
Disclosure

SEC source: 0001127602-17-033690 · form4.xml · nonDerivative · entry 3

Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,259.692

Read SEC document
November 30, 2017 Filed Dec 1, 2017 21:55 UTC
Del Moral-Niles ChristopherChief Financial Officer
Exercise / conversionCommon Stock $0.01 Par Value 10,000 $12.97 $129,700.00
Disclosure

SEC source: 0001127602-17-033690 · form4.xml · nonDerivative · entry 2

Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,783.692

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 30, 2017 Filed Dec 1, 2017 21:50 UTC
Hanson Breck F.Executive Vice President
SaleCommon Stock $0.01 Par Value 6,000 $25.71 $154,288.20
Disclosure

SEC source: 0001127602-17-033687 · form4.xml · nonDerivative · entry 1

Hanson Breck F. · CIK 0001504124 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 45,169

Read SEC document
November 29, 2017 Filed Nov 30, 2017 18:42 UTC
Lau Timothy JExecutive Vice President
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $17.26 $0.00
Disclosure

SEC source: 0001127602-17-033515 · form4.xml · derivative · entry 7

Lau Timothy J · CIK 0001507137 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock $0.01 Par Value · 5,000 shares

Expires 2019-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options vested in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.

Read SEC document
November 29, 2017 Filed Nov 30, 2017 18:42 UTC
Lau Timothy JExecutive Vice President
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 6,000 $0.00 Strike: $24.89 $0.00
Disclosure

SEC source: 0001127602-17-033515 · form4.xml · derivative · entry 6

Lau Timothy J · CIK 0001507137 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock $0.01 Par Value · 6,000 shares

Expires 2018-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options vested in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.

Read SEC document
November 29, 2017 Filed Nov 30, 2017 18:42 UTC
Lau Timothy JExecutive Vice President
SaleCommon Stock $0.01 Par Value 5,000 $26.00 $130,000.00
Disclosure

SEC source: 0001127602-17-033515 · form4.xml · nonDerivative · entry 4

Lau Timothy J · CIK 0001507137 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,038.355

Read SEC document
November 29, 2017 Filed Nov 30, 2017 18:42 UTC
Lau Timothy JExecutive Vice President
Exercise / conversionCommon Stock $0.01 Par Value 5,000 $17.26 $86,300.00
Disclosure

SEC source: 0001127602-17-033515 · form4.xml · nonDerivative · entry 3

Lau Timothy J · CIK 0001507137 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,038.355

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 29, 2017 Filed Nov 30, 2017 18:42 UTC
Lau Timothy JExecutive Vice President
SaleCommon Stock $0.01 Par Value 6,000 $26.00 $156,000.00
Disclosure

SEC source: 0001127602-17-033515 · form4.xml · nonDerivative · entry 2

Lau Timothy J · CIK 0001507137 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,038.355

Read SEC document
November 29, 2017 Filed Nov 30, 2017 18:42 UTC
Lau Timothy JExecutive Vice President
Exercise / conversionCommon Stock $0.01 Par Value 6,000 $24.89 $149,340.00
Disclosure

SEC source: 0001127602-17-033515 · form4.xml · nonDerivative · entry 1

Lau Timothy J · CIK 0001507137 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,038.355

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 29, 2017 Filed Nov 30, 2017 18:31 UTC
BOHN WILLIAM MExecutive Vice President
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 3,946 $0.00 Strike: $14.02 $0.00
Disclosure

SEC source: 0001127602-17-033505 · form4.xml · derivative · entry 9

BOHN WILLIAM M · CIK 0001192634 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock $0.01 Par Value · 3,946 shares

Expires 2023-01-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options vest in annual increments over 4 years. 25% will vest on each anniversary after the grant date.

Read SEC document
November 29, 2017 Filed Nov 30, 2017 18:31 UTC
BOHN WILLIAM MExecutive Vice President
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 12,000 $0.00 Strike: $24.89 $0.00
Disclosure

SEC source: 0001127602-17-033505 · form4.xml · derivative · entry 8

BOHN WILLIAM M · CIK 0001192634 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock $0.01 Par Value · 12,000 shares

Expires 2018-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options vested in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.

Read SEC document
November 29, 2017 Filed Nov 30, 2017 18:31 UTC
BOHN WILLIAM MExecutive Vice President
SaleCommon Stock $0.01 Par Value 3,946 $26.00 $102,596.00
Disclosure

SEC source: 0001127602-17-033505 · form4.xml · nonDerivative · entry 5

BOHN WILLIAM M · CIK 0001192634 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,882.794

Read SEC document
November 29, 2017 Filed Nov 30, 2017 18:31 UTC
BOHN WILLIAM MExecutive Vice President
Exercise / conversionCommon Stock $0.01 Par Value 3,946 $14.02 $55,322.92
Disclosure

SEC source: 0001127602-17-033505 · form4.xml · nonDerivative · entry 4

BOHN WILLIAM M · CIK 0001192634 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,828.794

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 29, 2017 Filed Nov 30, 2017 18:31 UTC
BOHN WILLIAM MExecutive Vice President
SaleCommon Stock $0.01 Par Value 500 $26.03 $13,012.50
Disclosure

SEC source: 0001127602-17-033505 · form4.xml · nonDerivative · entry 3

BOHN WILLIAM M · CIK 0001192634 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,882.794

Read SEC document
November 29, 2017 Filed Nov 30, 2017 18:31 UTC
BOHN WILLIAM MExecutive Vice President
SaleCommon Stock $0.01 Par Value 11,500 $26.00 $299,000.00
Disclosure

SEC source: 0001127602-17-033505 · form4.xml · nonDerivative · entry 2

BOHN WILLIAM M · CIK 0001192634 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,382.794

Read SEC document
November 29, 2017 Filed Nov 30, 2017 18:31 UTC
BOHN WILLIAM MExecutive Vice President
Exercise / conversionCommon Stock $0.01 Par Value 12,000 $24.89 $298,680.00
Disclosure

SEC source: 0001127602-17-033505 · form4.xml · nonDerivative · entry 1

BOHN WILLIAM M · CIK 0001192634 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,882.794

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 29, 2017 Filed Dec 1, 2017 21:55 UTC
Del Moral-Niles ChristopherChief Financial Officer
GiftCommon Stock $0.01 Par Value 300 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-033690 · form4.xml · nonDerivative · entry 1

Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,783.692

Read SEC document
November 22, 2017 Filed Nov 24, 2017 15:20 UTC
Hanson Breck F.Executive Vice President
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 11,373 $0.00 Strike: $14.02 $0.00
Disclosure

SEC source: 0001127602-17-033225 · form4.xml · derivative · entry 7

Hanson Breck F. · CIK 0001504124 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock $0.01 Par Value · 11,373 shares

Expires 2023-01-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options vest in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.

Read SEC document
November 22, 2017 Filed Nov 24, 2017 15:20 UTC
Hanson Breck F.Executive Vice President
SaleCommon Stock $0.01 Par Value 100 $24.98 $2,497.50
Disclosure

SEC source: 0001127602-17-033225 · form4.xml · nonDerivative · entry 5

Hanson Breck F. · CIK 0001504124 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,349

Read SEC document
November 22, 2017 Filed Nov 24, 2017 15:20 UTC
Hanson Breck F.Executive Vice President
SaleCommon Stock $0.01 Par Value 4,997 $24.95 $124,675.15
Disclosure

SEC source: 0001127602-17-033225 · form4.xml · nonDerivative · entry 4

Hanson Breck F. · CIK 0001504124 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,449

Read SEC document
November 22, 2017 Filed Nov 24, 2017 15:20 UTC
Hanson Breck F.Executive Vice President
SaleCommon Stock $0.01 Par Value 850 $24.93 $21,186.25
Disclosure

SEC source: 0001127602-17-033225 · form4.xml · nonDerivative · entry 3

Hanson Breck F. · CIK 0001504124 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,446

Read SEC document
November 22, 2017 Filed Nov 24, 2017 15:20 UTC
Hanson Breck F.Executive Vice President
SaleCommon Stock $0.01 Par Value 5,426 $24.90 $135,107.40
Disclosure

SEC source: 0001127602-17-033225 · form4.xml · nonDerivative · entry 2

Hanson Breck F. · CIK 0001504124 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,296

Read SEC document
November 22, 2017 Filed Nov 24, 2017 15:20 UTC
Hanson Breck F.Executive Vice President
Exercise / conversionCommon Stock $0.01 Par Value 11,373 $14.02 $159,449.46
Disclosure

SEC source: 0001127602-17-033225 · form4.xml · nonDerivative · entry 1

Hanson Breck F. · CIK 0001504124 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,722

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 21, 2017 Filed Nov 22, 2017 18:07 UTC
Del Moral-Niles ChristopherChief Financial Officer
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $12.97 $0.00
Disclosure

SEC source: 0001127602-17-033140 · form4.xml · derivative · entry 6

Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock $0.01 Par Value · 10,000 shares

Expires 2022-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options vest in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.

Read SEC document
November 21, 2017 Filed Nov 22, 2017 18:07 UTC
Del Moral-Niles ChristopherChief Financial Officer
SaleCommon Stock $0.01 Par Value 1,400 $24.73 $34,615.00
Disclosure

SEC source: 0001127602-17-033140 · form4.xml · nonDerivative · entry 5

Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,083.692

Read SEC document
November 21, 2017 Filed Nov 22, 2017 18:07 UTC
Del Moral-Niles ChristopherChief Financial Officer
SaleCommon Stock $0.01 Par Value 8,600 $24.70 $212,420.00
Disclosure

SEC source: 0001127602-17-033140 · form4.xml · nonDerivative · entry 4

Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,483.692

Read SEC document
November 21, 2017 Filed Nov 22, 2017 18:07 UTC
Del Moral-Niles ChristopherChief Financial Officer
Exercise / conversionCommon Stock $0.01 Par Value 10,000 $12.97 $129,700.00
Disclosure

SEC source: 0001127602-17-033140 · form4.xml · nonDerivative · entry 3

Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,083.692

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 21, 2017 Filed Nov 22, 2017 18:07 UTC
Del Moral-Niles ChristopherChief Financial Officer
SaleCommon Stock $0.01 Par Value 8 $24.76 $198.05
Disclosure

SEC source: 0001127602-17-033140 · form4.xml · nonDerivative · entry 2

Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,083.692

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November 21, 2017 Filed Nov 22, 2017 18:07 UTC
Del Moral-Niles ChristopherChief Financial Officer
SaleCommon Stock $0.01 Par Value 1,991 $24.82 $49,418.61
Disclosure

SEC source: 0001127602-17-033140 · form4.xml · nonDerivative · entry 1

Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,091.692

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November 15, 2017 Filed Nov 16, 2017 19:01 UTC
Piotrowski Christopher C.Executive Vice President
OtherCommon Stock $0.01 Par Value 105.577 $24.31 $2,566.68
Disclosure

SEC source: 0001127602-17-032367 · form4.xml · nonDerivative · entry 1

Piotrowski Christopher C. · CIK 0001628326 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,961.1649

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

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November 15, 2017 Filed Nov 16, 2017 19:00 UTC
Stadler Tammy C.Principal Accounting Officer
OtherCommon Stock $0.01 Par Value 98.412 $24.31 $2,392.49
Disclosure

SEC source: 0001127602-17-032365 · form4.xml · nonDerivative · entry 1

Stadler Tammy C. · CIK 0001708803 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,906.628

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.