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ASSOCIATED BANC-CORP

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Tapewire entity
2747
SEC CIK
0000007789
Parsed reports
2,127

Last 12 months

Inside the activity.

0 purchase rows · 28 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202506
Jan 202600
Feb 202604
Mar 202600
Apr 202601
May 202604
Jun 202603
Jul 202604
Aug 202604
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 15, 2025 Filed Dec 16, 2025 22:32 UTC GrantCommon Stock $0.01 Par Value 45 $26.94 $1,212.30
Disclosure

SEC source: 0000007789-25-000216 · form4.xml · nonDerivative · entry 1

KAMERICK EILEEN A · CIK 0001044530 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,902

F1 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider).

Read SEC document
December 15, 2025 Filed Dec 16, 2025 22:30 UTC GrantCommon Stock $0.01 Par Value 45 $26.94 $1,212.30
Disclosure

SEC source: 0000007789-25-000215 · form4.xml · nonDerivative · entry 1

Jones-Tyson Rodney · CIK 0001906437 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,237

F1 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider).

Read SEC document
December 15, 2025 Filed Dec 16, 2025 22:21 UTC GrantCommon Stock $0.01 Par Value 111 $26.94 $2,990.34
Disclosure

SEC source: 0000007789-25-000213 · form4.xml · nonDerivative · entry 2

Greffin Judith P · CIK 0001442430 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,009

F2 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
December 15, 2025 Filed Dec 16, 2025 22:21 UTC GrantCommon Stock $0.01 Par Value 45 $26.94 $1,212.30
Disclosure

SEC source: 0000007789-25-000213 · form4.xml · nonDerivative · entry 1

Greffin Judith P · CIK 0001442430 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,898

F1 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider).

Read SEC document
December 15, 2025 Filed Dec 16, 2025 22:27 UTC GrantCommon Stock $0.01 Par Value 377 $26.94 $10,156.38
Disclosure

SEC source: 0000007789-25-000214 · form4.xml · nonDerivative · entry 2

JEFFE ROBERT A · CIK 0001233165 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,325

F2 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
December 15, 2025 Filed Dec 16, 2025 22:27 UTC GrantCommon Stock $0.01 Par Value 45 $26.94 $1,212.30
Disclosure

SEC source: 0000007789-25-000214 · form4.xml · nonDerivative · entry 1

JEFFE ROBERT A · CIK 0001233165 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,948

F1 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider).

Read SEC document
December 15, 2025 Filed Dec 16, 2025 22:19 UTC
GERKEN R JAYDirector
GrantCommon Stock $0.01 Par Value 307 $26.94 $8,270.58
Disclosure

SEC source: 0000007789-25-000212 · form4.xml · nonDerivative · entry 2

GERKEN R JAY · CIK 0001240501 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,372

F2 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
December 15, 2025 Filed Dec 16, 2025 22:19 UTC
GERKEN R JAYDirector
GrantCommon Stock $0.01 Par Value 45 $26.94 $1,212.30
Disclosure

SEC source: 0000007789-25-000212 · form4.xml · nonDerivative · entry 1

GERKEN R JAY · CIK 0001240501 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,065

F1 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider).

Read SEC document
December 15, 2025 Filed Dec 16, 2025 22:16 UTC
Meyer Derek S.EVP, Chief Financial Officer
GrantCommon Stock $0.01 Par Value 23 $26.94 $619.62
Disclosure

SEC source: 0000007789-25-000211 · form4.xml · nonDerivative · entry 1

Meyer Derek S. · CIK 0001938487 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,207.379

F1 · kind: Fully vested dividend equivalents awarded pursuant to performance-based RSUs, payable solely in shares of common stock and subject to deferral until separation, as elected by the Insider.

Read SEC document
December 15, 2025 Filed Dec 16, 2025 22:14 UTC GrantCommon Stock $0.01 Par Value 15 $26.94 $404.10
Disclosure

SEC source: 0000007789-25-000210 · form4.xml · nonDerivative · entry 1

Warsek Gregory · CIK 0002040938 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,400

F1 · kind: Fully vested dividend equivalents awarded pursuant to performance-based RSUs, payable solely in shares of common stock and subject to deferral until separation, as elected by the Insider.

Read SEC document
December 15, 2025 Filed Dec 16, 2025 21:53 UTC
Williams Terry LynnChief Information Officer
OtherCommon Stock $0.01 Par Value 81.2708 $27.07 $2,200.00
Disclosure

SEC source: 0000007789-25-000208 · form4.xml · nonDerivative · entry 1

Williams Terry Lynn · CIK 0001594053 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,987.4035

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
December 15, 2025 Filed Dec 16, 2025 22:04 UTC OtherCommon Stock $0.01 Par Value 86.3517 $27.07 $2,337.54
Disclosure

SEC source: 0000007789-25-000209 · form4.xml · nonDerivative · entry 1

ZANDPOUR STEVEN S. · CIK 0002049413 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,482.3299

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
December 15, 2025 Filed Dec 16, 2025 21:30 UTC
Utz John A.Executive Vice President
GrantCommon Stock $0.01 Par Value 463 $26.94 $12,473.22
Disclosure

SEC source: 0000007789-25-000207 · form4.xml · nonDerivative · entry 2

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,354.465

F2 · kind: Fully vested dividend equivalents awarded pursuant to performance-based RSUs, payable solely in shares of common stock and subject to deferral until separation, as elected by the Insider.

Read SEC document
December 15, 2025 Filed Dec 16, 2025 21:30 UTC
Utz John A.Executive Vice President
OtherCommon Stock $0.01 Par Value 49.7798 $27.07 $1,347.54
Disclosure

SEC source: 0000007789-25-000207 · form4.xml · nonDerivative · entry 1

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,891.465

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
December 15, 2025 Filed Dec 16, 2025 21:22 UTC OtherCommon Stock $0.01 Par Value 46.163 $27.05 $1,248.68
Disclosure

SEC source: 0000007789-25-000206 · form4.xml · nonDerivative · entry 1

Trier Phillip · CIK 0002040937 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,694.001

F1 · kind: Shares acquired in dividend reinvestment transaction.

Read SEC document
December 15, 2025 Filed Dec 16, 2025 21:05 UTC
Manso JulioEVP, CHRO
OtherCommon Stock $0.01 Par Value 0.714 $27.04 $19.31
Disclosure

SEC source: 0000007789-25-000205 · form4.xml · nonDerivative · entry 2

Manso Julio · CIK 0002067282 · EVP, CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,933.4227

F2 · kind: Shares acquired in dividend reinvestment transaction.

Read SEC document
December 15, 2025 Filed Dec 16, 2025 21:05 UTC
Manso JulioEVP, CHRO
OtherCommon Stock $0.01 Par Value 15.2383 $27.07 $412.50
Disclosure

SEC source: 0000007789-25-000205 · form4.xml · nonDerivative · entry 1

Manso Julio · CIK 0002067282 · EVP, CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,932.7087

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
December 15, 2025 Filed Dec 16, 2025 20:58 UTC
Kitowski Nicole MExecutive Vice President
OtherCommon Stock $0.01 Par Value 27.0912 $27.07 $733.36
Disclosure

SEC source: 0000007789-25-000204 · form4.xml · nonDerivative · entry 1

Kitowski Nicole M · CIK 0001721176 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,144.8092

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
December 15, 2025 Filed Dec 16, 2025 20:55 UTC
HLADIO JAYNE CEVP, President Private Wealth
OtherCommon Stock $0.01 Par Value 13.8847 $27.07 $375.86
Disclosure

SEC source: 0000007789-25-000203 · form4.xml · nonDerivative · entry 1

HLADIO JAYNE C · CIK 0001993271 · EVP, President Private Wealth

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,619.2437

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
December 15, 2025 Filed Dec 16, 2025 20:42 UTC
Harmening Andrew JDirector · President & CEO
OtherCommon Stock $0.01 Par Value 2,188.702 $27.05 $59,203.51
Disclosure

SEC source: 0000007789-25-000202 · form4.xml · nonDerivative · entry 1

Harmening Andrew J · CIK 0001705661 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 326,026.01

F1 · kind: Shares acquired in dividend reinvestment transaction.

Read SEC document
December 15, 2025 Filed Dec 16, 2025 20:36 UTC GrantCommon Stock $0.01 Par Value 45 $26.94 $1,212.30
Disclosure

SEC source: 0000007789-25-000201 · form4.xml · nonDerivative · entry 2

Haddad Michael J · CIK 0001774576 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,218.957

F2 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider).

Read SEC document
December 15, 2025 Filed Dec 16, 2025 20:36 UTC OtherCommon Stock $0.01 Par Value 35.67 $27.05 $964.87
Disclosure

SEC source: 0000007789-25-000201 · form4.xml · nonDerivative · entry 1

Haddad Michael J · CIK 0001774576 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,173.957

F1 · kind: Shares acquired in dividend reinvestment transaction.

Read SEC document
December 15, 2025 Filed Dec 16, 2025 20:32 UTC
Carson BryanExecutive Vice President
OtherCommon Stock $0.01 Par Value 5,351 $0.00 $0.00
Disclosure

SEC source: 0000007789-25-000200 · form4.xml · nonDerivative · entry 1

Carson Bryan · CIK 0001936537 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,661.2431

F1 · kind: Reflects the transfer of shares to the Reporting Person's ex-spouse pursuant to a divorce settlement agreement. The securities now owned by the ex-spouse are no longer beneficially owned by the Reporting Person. The Form 4 is filed solely to report the exempt transfer of shares pursuant to the domestic relations order.

Read SEC document
December 09, 2025 Filed Dec 10, 2025 19:22 UTC
Utz John A.Executive Vice President
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 135 $0.00 Strike: $17.38 $0.00
Disclosure

SEC source: 0000007789-25-000198 · form4.xml · derivative · entry 6

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock $0.01 Par Value · 135 shares

Expires 2026-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Option vests in four equal annual installments beginning on February 8, 2017.

Read SEC document
December 09, 2025 Filed Dec 10, 2025 19:22 UTC
Utz John A.Executive Vice President
SaleCommon Stock $0.01 Par Value 135 $26.45 $3,570.75
Disclosure

SEC source: 0000007789-25-000198 · form4.xml · nonDerivative · entry 4

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,841.6852

Read SEC document
December 09, 2025 Filed Dec 10, 2025 19:22 UTC
Utz John A.Executive Vice President
Exercise / conversionCommon Stock $0.01 Par Value 135 $17.38 $2,346.30
Disclosure

SEC source: 0000007789-25-000198 · form4.xml · nonDerivative · entry 3

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,976.6852

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 09, 2025 Filed Dec 10, 2025 19:22 UTC
Utz John A.Executive Vice President
SaleCommon Stock $0.01 Par Value 1,872 $26.41 $49,441.39
Disclosure

SEC source: 0000007789-25-000198 · form4.xml · nonDerivative · entry 2

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,841.6852

Read SEC document
December 09, 2025 Filed Dec 10, 2025 19:22 UTC
Utz John A.Executive Vice President
SaleCommon Stock $0.01 Par Value 128 $26.41 $3,380.48
Disclosure

SEC source: 0000007789-25-000198 · form4.xml · nonDerivative · entry 1

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,713.6852

Read SEC document
December 04, 2025 Filed Dec 8, 2025 17:28 UTC
Ahern Patrick EdwardExecutive Vice President
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 17,133 $0.00 Strike: $23.45 $0.00
Disclosure

SEC source: 0000007789-25-000196 · form4.xml · derivative · entry 6

Ahern Patrick Edward · CIK 0001791042 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock $0.01 Par Value · 17,133 shares

Expires 2029-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Option vests in four equal annual installments beginning on 2/8/2020.

Read SEC document
December 04, 2025 Filed Dec 8, 2025 17:28 UTC
Ahern Patrick EdwardExecutive Vice President
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 13,356 $0.00 Strike: $24.70 $0.00
Disclosure

SEC source: 0000007789-25-000196 · form4.xml · derivative · entry 5

Ahern Patrick Edward · CIK 0001791042 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock $0.01 Par Value · 13,356 shares

Expires 2028-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Option vests in four equal annual installments beginning on 2/8/2019.

Read SEC document
December 04, 2025 Filed Dec 8, 2025 17:28 UTC
Ahern Patrick EdwardExecutive Vice President
Exercise / conversionCommon Stock $0.01 Par Value 17,133 $23.45 $401,768.85
Disclosure

SEC source: 0000007789-25-000196 · form4.xml · nonDerivative · entry 3

Ahern Patrick Edward · CIK 0001791042 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,188

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 04, 2025 Filed Dec 8, 2025 17:28 UTC
Ahern Patrick EdwardExecutive Vice President
SaleCommon Stock $0.01 Par Value 30,489 $25.70 $783,567.30
Disclosure

SEC source: 0000007789-25-000196 · form4.xml · nonDerivative · entry 2

Ahern Patrick Edward · CIK 0001791042 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,055

F1 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.68 to $25.72, inclusive. The reporting person undertakes to provide to Associated Banc-Corp, any security holders of Associated Banc-Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes above.

Read SEC document
December 04, 2025 Filed Dec 8, 2025 17:28 UTC
Ahern Patrick EdwardExecutive Vice President
Exercise / conversionCommon Stock $0.01 Par Value 13,356 $24.70 $329,893.20
Disclosure

SEC source: 0000007789-25-000196 · form4.xml · nonDerivative · entry 1

Ahern Patrick Edward · CIK 0001791042 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,544

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 03, 2025 Filed Dec 4, 2025 19:44 UTC
Ahern Patrick EdwardExecutive Vice President
SaleCommon Stock $0.01 Par Value 166 $25.80 $4,281.97
Disclosure

SEC source: 0000007789-25-000191 · form4.xml · nonDerivative · entry 2

Ahern Patrick Edward · CIK 0001791042 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,188

Read SEC document
December 03, 2025 Filed Dec 4, 2025 19:44 UTC
Ahern Patrick EdwardExecutive Vice President
SaleCommon Stock $0.01 Par Value 3,161 $25.79 $81,522.19
Disclosure

SEC source: 0000007789-25-000191 · form4.xml · nonDerivative · entry 1

Ahern Patrick Edward · CIK 0001791042 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,354

Read SEC document
November 17, 2025 Filed Nov 18, 2025 15:35 UTC OtherCommon Stock $0.01 Par Value 93.4194 $25.02 $2,337.54
Disclosure

SEC source: 0000007789-25-000185 · form4.xml · nonDerivative · entry 1

ZANDPOUR STEVEN S. · CIK 0002049413 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,395.9782

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
November 17, 2025 Filed Nov 18, 2025 15:34 UTC
Williams Terry LynnChief Information Officer
OtherCommon Stock $0.01 Par Value 87.9226 $25.02 $2,200.00
Disclosure

SEC source: 0000007789-25-000184 · form4.xml · nonDerivative · entry 1

Williams Terry Lynn · CIK 0001594053 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,906.1327

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
November 17, 2025 Filed Nov 18, 2025 15:32 UTC
Utz John A.Executive Vice President
OtherCommon Stock $0.01 Par Value 53.8542 $25.02 $1,347.54
Disclosure

SEC source: 0000007789-25-000183 · form4.xml · nonDerivative · entry 1

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,841.6852

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
November 17, 2025 Filed Nov 18, 2025 15:31 UTC
Manso JulioEVP, CHRO
OtherCommon Stock $0.01 Par Value 16.4855 $25.02 $412.50
Disclosure

SEC source: 0000007789-25-000182 · form4.xml · nonDerivative · entry 1

Manso Julio · CIK 0002067282 · EVP, CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,917.4704

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
November 17, 2025 Filed Nov 18, 2025 15:29 UTC
Kitowski Nicole MExecutive Vice President
OtherCommon Stock $0.01 Par Value 29.3086 $25.02 $733.36
Disclosure

SEC source: 0000007789-25-000181 · form4.xml · nonDerivative · entry 1

Kitowski Nicole M · CIK 0001721176 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,117.718

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
November 17, 2025 Filed Nov 18, 2025 15:27 UTC
HLADIO JAYNE CEVP, President Private Wealth
OtherCommon Stock $0.01 Par Value 15.0212 $25.02 $375.86
Disclosure

SEC source: 0000007789-25-000180 · form4.xml · nonDerivative · entry 1

HLADIO JAYNE C · CIK 0001993271 · EVP, President Private Wealth

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,605.359

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
October 16, 2025 Filed Oct 17, 2025 17:40 UTC GrantPhantom Stock Unit · Derivative 862.216 $24.65 Strike: $0.00 $21,249.31
Disclosure

SEC source: 0000007789-25-000169 · form4.xml · derivative · entry 1

Haddad Michael J · CIK 0001774576 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,935.332

Underlying: Common Stock $0.01 Par Value · 862.216 shares

Expires not disclosed

F1 · kind: Phantom stock units granted as a portion of annual salary will remain in the Director's Deferred Compensation Plan until such account balance is distributed pursuant to Insider's distribution elections(s) on file.

F2 · derivative.exercise_date: Stock units are 100% vested at the time of the acquisition.

F3 · derivative.expiration_date: Phantom stock units will remain in the Director's Deferred Compensation Plan until such account balance is distributed pursuant to Insider's distribution elections(s) on file.

Read SEC document
October 16, 2025 Filed Oct 17, 2025 17:39 UTC GrantPhantom Stock Unit · Derivative 1,065.09 $24.65 Strike: $0.00 $26,249.14
Disclosure

SEC source: 0000007789-25-000168 · form4.xml · derivative · entry 1

JEFFE ROBERT A · CIK 0001233165 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,622.759

Underlying: Common Stock $0.01 Par Value · 1,065.09 shares

Expires not disclosed

F1 · kind: Phantom stock units granted as a portion of annual salary will remain in the Director's Deferred Compensation Plan until such account balance is distributed pursuant to Insider's distribution elections(s) on file.

F2 · derivative.exercise_date: Stock units are 100% vested at the time of the acquisition.

F3 · derivative.expiration_date: Phantom stock units will remain in the Director's Deferred Compensation Plan until such account balance is distributed pursuant to Insider's distribution elections(s) on file.

Read SEC document
October 15, 2025 Filed Oct 16, 2025 17:10 UTC OtherCommon Stock $0.01 Par Value 89.609 $26.09 $2,337.54
Disclosure

SEC source: 0000007789-25-000167 · form4.xml · nonDerivative · entry 1

ZANDPOUR STEVEN S. · CIK 0002049413 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,302.5588

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
October 15, 2025 Filed Oct 16, 2025 17:02 UTC
Williams Terry LynnChief Information Officer
OtherCommon Stock $0.01 Par Value 84.3364 $26.09 $2,200.00
Disclosure

SEC source: 0000007789-25-000166 · form4.xml · nonDerivative · entry 1

Williams Terry Lynn · CIK 0001594053 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,818.2101

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
October 15, 2025 Filed Oct 16, 2025 16:53 UTC
Utz John A.Executive Vice President
OtherCommon Stock $0.01 Par Value 51.6576 $26.09 $1,347.54
Disclosure

SEC source: 0000007789-25-000165 · form4.xml · nonDerivative · entry 1

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,787.831

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

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October 15, 2025 Filed Oct 16, 2025 16:41 UTC
Manso JulioEVP, CHRO
OtherCommon Stock $0.01 Par Value 15.8131 $26.09 $412.50
Disclosure

SEC source: 0000007789-25-000164 · form4.xml · nonDerivative · entry 1

Manso Julio · CIK 0002067282 · EVP, CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,900.9849

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

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October 15, 2025 Filed Oct 16, 2025 16:22 UTC
Kitowski Nicole MExecutive Vice President
OtherCommon Stock $0.01 Par Value 28.1132 $26.09 $733.36
Disclosure

SEC source: 0000007789-25-000163 · form4.xml · nonDerivative · entry 1

Kitowski Nicole M · CIK 0001721176 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,088.4094

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

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October 15, 2025 Filed Oct 16, 2025 16:20 UTC
HLADIO JAYNE CEVP, President Private Wealth
OtherCommon Stock $0.01 Par Value 14.4085 $26.09 $375.86
Disclosure

SEC source: 0000007789-25-000162 · form4.xml · nonDerivative · entry 1

HLADIO JAYNE C · CIK 0001993271 · EVP, President Private Wealth

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,590.3378

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

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October 02, 2025 Filed Oct 3, 2025 15:18 UTC
HLADIO JAYNE CEVP, President Private Wealth
Tax withholdingCommon Stock $0.01 Par Value 1,821 $25.71 $46,817.91
Disclosure

SEC source: 0000007789-25-000159 · form4.xml · nonDerivative · entry 1

HLADIO JAYNE C · CIK 0001993271 · EVP, President Private Wealth

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,575.9293

F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock - 2nd tranche vesting of Sign-on Bonus.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.